Last 12 months
Inside the activity.
3 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 10 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 5 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 3 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 25, 2022 Filed Aug 3, 2022 01:00 UTC |
DeAlmeida Christopher JamesCHIEF FINANCIAL OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 175,000 | Not disclosed Strike: $1.82 | Not disclosed |
DisclosureSEC source: 0001415889-22-008150 · form4-08022022_060844.xml · derivative · entry 2 DeAlmeida Christopher James · CIK 0001578001 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 Underlying: Common Stock · 175,000 shares Expires 2023-07-25 F1 · kind: Grant awarded in connection with the Reporting Person's appointment as Chief Financial Officer of the Issuer and pursuant to the Issuer's 2017 Equity Compensation Plan. F1 · price: Grant awarded in connection with the Reporting Person's appointment as Chief Financial Officer of the Issuer and pursuant to the Issuer's 2017 Equity Compensation Plan. F3 · derivative.exercise_date: Stock options shall vest in three equal annual installments beginning on July 25, 2023, subject to continued service. Read SEC document |
| July 25, 2022 Filed Aug 3, 2022 01:00 UTC |
DeAlmeida Christopher JamesCHIEF FINANCIAL OFFICER
|
GrantCommon Stock | 125,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-008150 · form4-08022022_060844.xml · nonDerivative · entry 1 DeAlmeida Christopher James · CIK 0001578001 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 F1 · kind: Grant awarded in connection with the Reporting Person's appointment as Chief Financial Officer of the Issuer and pursuant to the Issuer's 2017 Equity Compensation Plan. F2 · shares: Represents grant of restricted stock units. Shares will be issued upon vesting, and shall vest in three equal annual installments beginning on July 25, 2023, subject to continued service. F1 · price: Grant awarded in connection with the Reporting Person's appointment as Chief Financial Officer of the Issuer and pursuant to the Issuer's 2017 Equity Compensation Plan. Read SEC document |
| July 25, 2022 Filed Aug 5, 2022 00:32 UTC Amendment |
DeAlmeida Christopher JamesCHIEF FINANCIAL OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 175,000 | Not disclosed Strike: $1.82 | Not disclosed |
DisclosureSEC source: 0001415889-22-008289 · form4a-08042022_050803.xml · derivative · entry 2 DeAlmeida Christopher James · CIK 0001578001 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 Underlying: Common Stock · 175,000 shares Expires 2032-07-25 F1 · kind: Grant awarded in connection with the Reporting Person's appointment as Chief Financial Officer of the Issuer and pursuant to the Issuer's 2017 Equity Compensation Plan. F1 · price: Grant awarded in connection with the Reporting Person's appointment as Chief Financial Officer of the Issuer and pursuant to the Issuer's 2017 Equity Compensation Plan. F3 · derivative.exercise_date: Stock options shall vest in three equal annual installments beginning on July 25, 2023, subject to continued service. Read SEC document |
| July 25, 2022 Filed Aug 5, 2022 00:32 UTC Amendment |
DeAlmeida Christopher JamesCHIEF FINANCIAL OFFICER
|
GrantCommon Stock | 125,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-008289 · form4a-08042022_050803.xml · nonDerivative · entry 1 DeAlmeida Christopher James · CIK 0001578001 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 F1 · kind: Grant awarded in connection with the Reporting Person's appointment as Chief Financial Officer of the Issuer and pursuant to the Issuer's 2017 Equity Compensation Plan. F2 · shares: Represents grant of restricted stock units. Shares will be issued upon vesting, and shall vest in three equal annual installments beginning on July 25, 2023, subject to continued service. F1 · price: Grant awarded in connection with the Reporting Person's appointment as Chief Financial Officer of the Issuer and pursuant to the Issuer's 2017 Equity Compensation Plan. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 20:00 UTC |
Hickman Glenn MCHIEF OPERATING OFFICER
|
Tax withholdingCommon Stock | 2,950 | $1.83 | $5,410.30 |
DisclosureSEC source: 0001415889-22-007523 · form4-07062022_080702.xml · nonDerivative · entry 1 Hickman Glenn M · CIK 0001871560 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,620 F1 · kind: The shares were sold to satisfy income tax withholding obligations relating to the vesting of previously reported restricted stock units that vested on July 1, 2022. This sale is a result of the default provision under the Company's equity incentive plan and does not represent a discretionary trade by the Reporting Person. F2 · price: This transaction was executed in multiple sales at prices ranging from $1.80 to $1.88. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 06, 2022 Filed May 9, 2022 08:45 UTC |
Hickman Glenn MCHIEF OPERATING OFFICER
|
PurchaseCommon Stock | 11,070 | $2.48 | $27,471.31 |
DisclosureSEC source: 0001415889-22-004752 · form4-05092022_080501.xml · nonDerivative · entry 1 Hickman Glenn M · CIK 0001871560 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,570 F1 · price: This transaction was executed in multiple purchases at prices ranging from $2.46 to $2.50. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 06:00 UTC |
Mullins Kevin WPRESIDENT
|
GrantStock Option (Right to Buy) · Derivative | 356,747 | Not disclosed Strike: $2.89 | Not disclosed |
DisclosureSEC source: 0001415889-22-004218 · form4-04222022_060409.xml · derivative · entry 2 Mullins Kevin W · CIK 0001923390 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,747 Underlying: Common Stock · 356,747 shares Expires 2032-04-19 F1 · kind: Grant awarded as an inducement grant in connection with the Reporting Person's appointment as President of the Issuer. F1 · price: Grant awarded as an inducement grant in connection with the Reporting Person's appointment as President of the Issuer. F3 · derivative.exercise_date: Stock options shall vest in three equal annual installments beginning on April 18, 2023, subject to continued service and accelerated vesting upon certain events. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 06:00 UTC |
Mullins Kevin WPRESIDENT
|
GrantCommon Stock | 175,173 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-004218 · form4-04222022_060409.xml · nonDerivative · entry 1 Mullins Kevin W · CIK 0001923390 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,173 F1 · kind: Grant awarded as an inducement grant in connection with the Reporting Person's appointment as President of the Issuer. F2 · shares: Represents grant of restricted stock units. Shares will be issued upon vesting, and shall vest in three equal annual installments beginning on April 18, 2023, subject to continued employment and accelerated vesting upon certain events. F1 · price: Grant awarded as an inducement grant in connection with the Reporting Person's appointment as President of the Issuer. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 10:00 UTC |
Kennedy TJDirector · CHIEF EXECUTIVE OFFICER
|
GrantStock Option (Right to Buy) · Derivative | 475,662 | Not disclosed Strike: $2.89 | Not disclosed |
DisclosureSEC source: 0001415889-22-004217 · form4-04222022_060401.xml · derivative · entry 2 Kennedy TJ · CIK 0001818749 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,662 Underlying: Common Stock · 475,662 shares Expires 2032-04-19 F1 · kind: Grant awarded in connection with the Reporting Person's appointment as Chief Executive Officer of the Issuer and pursuant to the Issuer's 2017 Equity Compensation Plan. F1 · price: Grant awarded in connection with the Reporting Person's appointment as Chief Executive Officer of the Issuer and pursuant to the Issuer's 2017 Equity Compensation Plan. F3 · derivative.exercise_date: Stock options shall vest in three equal annual installments beginning on April 18, 2023, subject to continued employment and accelerated vesting upon certain events. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 10:00 UTC |
Kennedy TJDirector · CHIEF EXECUTIVE OFFICER
|
GrantCommon Stock | 250,865 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-004217 · form4-04222022_060401.xml · nonDerivative · entry 1 Kennedy TJ · CIK 0001818749 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,268 F1 · kind: Grant awarded in connection with the Reporting Person's appointment as Chief Executive Officer of the Issuer and pursuant to the Issuer's 2017 Equity Compensation Plan. F2 · shares: Represents grant of restricted stock units. Shares will be issued upon vesting, and shall vest (i) 95,156 on April 18, 2023 and (ii) the remainder in two equal installments on each of April 18, 2024 and April 18, 2025, subject to continued employment and accelerated vesting upon certain events. F1 · price: Grant awarded in connection with the Reporting Person's appointment as Chief Executive Officer of the Issuer and pursuant to the Issuer's 2017 Equity Compensation Plan. Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 20:00 UTC |
BARNES JAMES ACFO, SECRETARY AND TREASURER
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-002433 · form4-03032022_050306.xml · nonDerivative · entry 1 BARNES JAMES A · CIK 0000935660 · CFO, SECRETARY AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,819 F1 · shares: Represents grant of restricted stock units. Shares will be issued upon vesting, and shall vest (i) 1/3 on the one-year anniversary of the date of grant, and (ii) the remaining 2/3 in four equal installments every six months over the two-year period thereafter. Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 20:01 UTC |
Hickman Glenn MCHIEF OPERATING OFFICER
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-002436 · form4-03032022_050346.xml · nonDerivative · entry 1 Hickman Glenn M · CIK 0001871560 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,500 F1 · shares: Represents grant of restricted stock units. Shares will be issued upon vesting, and shall vest (i) 1/3 on the one-year anniversary of the date of grant, and (ii) the remaining 2/3 in four equal installments every six months over the two-year period thereafter. Read SEC document |
| February 19, 2022 Filed Feb 26, 2022 01:03 UTC |
Varner Leo William Jr.INTERIM CEO
|
GrantCommon Stock | 21,186 | $2.36 | $49,998.96 |
DisclosureSEC source: 0001415889-22-001910 · form4-02252022_050248.xml · nonDerivative · entry 1 Varner Leo William Jr. · CIK 0001814786 · INTERIM CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,186 F1 · shares: Represents grant of restricted stock units ("RSUs") in consideration for service as a Interim CEO. The RSUs shall vest as follows: a total of 8,476 vested at grant, with the remainder vesting weekly through 04/16/2022. The RSUs can only be settled in shares of issuer's common stock. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 20:00 UTC |
BARNES JAMES ACFO, SECRETARY AND TREASURER
|
SaleCommon Stock | 6,000 | $4.05 | $24,300.00 |
DisclosureSEC source: 0001415889-22-000463 · form4-01072022_080101.xml · nonDerivative · entry 1 BARNES JAMES A · CIK 0000935660 · CFO, SECRETARY AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,819 F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2021. Read SEC document |
| December 06, 2021 Filed Dec 6, 2021 17:23 UTC |
Hickman Glenn MCHIEF OPERATING OFFICER
|
PurchaseCommon Stock | 5,500 | $4.45 | $24,475.00 |
DisclosureSEC source: 0001415889-21-005732 · form4-12062021_021250.xml · nonDerivative · entry 1 Hickman Glenn M · CIK 0001871560 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,500 Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 20:00 UTC |
BARNES JAMES ACFO, SECRETARY AND TREASURER
|
SaleCommon Stock | 6,000 | $4.53 | $27,180.00 |
DisclosureSEC source: 0001415889-21-005701 · form4-12032021_051208.xml · nonDerivative · entry 1 BARNES JAMES A · CIK 0000935660 · CFO, SECRETARY AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,819 F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2021. Read SEC document |
| November 04, 2021 Filed Nov 5, 2021 20:00 UTC |
BARNES JAMES ACFO, SECRETARY AND TREASURER
|
SaleCommon Stock | 6,000 | $5.96 | $35,760.00 |
DisclosureSEC source: 0001415889-21-005090 · form4-11052021_051107.xml · nonDerivative · entry 1 BARNES JAMES A · CIK 0000935660 · CFO, SECRETARY AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,819 F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2021. Read SEC document |
| October 04, 2021 Filed Oct 6, 2021 19:00 UTC |
BARNES JAMES ACFO, SECRETARY AND TREASURER
|
SaleCommon Stock | 6,000 | $5.97 | $35,820.00 |
DisclosureSEC source: 0001415889-21-004790 · form4-10062021_041005.xml · nonDerivative · entry 1 BARNES JAMES A · CIK 0000935660 · CFO, SECRETARY AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,819 F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2021. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 17:56 UTC |
NORRIS ELWOOD G10% owner
|
Exercise / conversionStock Options · Derivative | 150,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-21-004623 · form4-09302021_100905.xml · derivative · entry 3 NORRIS ELWOOD G · CIK 0001239811 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2023-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 50% of the Stock Options vested immediately, with the remainder vesting on the one-year anniversary of the grant date on 05/23/2019. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 17:56 UTC |
NORRIS ELWOOD G10% owner
|
Exercise / conversionCommon Stock | 150,000 | $1.50 | $225,000.00 |
DisclosureSEC source: 0001415889-21-004623 · form4-09302021_100905.xml · nonDerivative · entry 1 NORRIS ELWOOD G · CIK 0001239811 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 20:30 UTC |
SMITH THOMAS PDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionStock Options · Derivative | 32,084 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001415889-21-004256 · form4-09032021_080901.xml · derivative · entry 6 SMITH THOMAS P · CIK 0001167176 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,158 Underlying: Common Stock · 32,084 shares Expires 2030-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 33% of the Stock Option grant for 110,193 shares vested on April 1, 2021, the one-year anniversary of the grant date, with the balance vesting monthly over 24 months thereafter. All options will be fully vested as of April 1, 2023, subject to continued service and the terms of the grant and the 2017 Stock Incentive Plan. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 20:30 UTC |
SMITH THOMAS PDirector · CHIEF EXECUTIVE OFFICER
|
SaleCommon Stock | 32,084 | $7.14 | $229,079.76 |
DisclosureSEC source: 0001415889-21-004256 · form4-09032021_080901.xml · nonDerivative · entry 4 SMITH THOMAS P · CIK 0001167176 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: This transaction was executed in multiple sales prices ranging from $7.06 to $7.26. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 20:30 UTC |
SMITH THOMAS PDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionCommon Stock | 32,084 | $4.26 | $136,677.84 |
DisclosureSEC source: 0001415889-21-004256 · form4-09032021_080901.xml · nonDerivative · entry 3 SMITH THOMAS P · CIK 0001167176 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2021 Filed Sep 1, 2021 20:30 UTC |
BARNES JAMES ACFO, SECRETARY AND TREASURER
|
SaleCommon Stock | 6,000 | $7.35 | $44,100.00 |
DisclosureSEC source: 0001415889-21-004173 · form4-09012021_080901.xml · nonDerivative · entry 1 BARNES JAMES A · CIK 0000935660 · CFO, SECRETARY AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,819 F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2021. F2 · price: This transaction was executed in multiple sales prices ranging from $7.31 to $7.42. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:30 UTC |
SMITH THOMAS PDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionStock Options · Derivative | 19,951 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001415889-21-004256 · form4-09032021_080901.xml · derivative · entry 5 SMITH THOMAS P · CIK 0001167176 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,242 Underlying: Common Stock · 19,951 shares Expires 2030-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 33% of the Stock Option grant for 110,193 shares vested on April 1, 2021, the one-year anniversary of the grant date, with the balance vesting monthly over 24 months thereafter. All options will be fully vested as of April 1, 2023, subject to continued service and the terms of the grant and the 2017 Stock Incentive Plan. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:30 UTC |
SMITH THOMAS PDirector · CHIEF EXECUTIVE OFFICER
|
SaleCommon Stock | 19,951 | $7.33 | $146,240.83 |
DisclosureSEC source: 0001415889-21-004256 · form4-09032021_080901.xml · nonDerivative · entry 2 SMITH THOMAS P · CIK 0001167176 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction was executed in multiple sales prices ranging from $7.25 to $7.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:30 UTC |
SMITH THOMAS PDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionCommon Stock | 19,951 | $4.26 | $84,991.26 |
DisclosureSEC source: 0001415889-21-004256 · form4-09032021_080901.xml · nonDerivative · entry 1 SMITH THOMAS P · CIK 0001167176 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,951 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 20:00 UTC |
BARNES JAMES ACFO, SECRETARY AND TREASURER
|
SaleCommon Stock | 6,000 | $6.83 | $40,980.00 |
DisclosureSEC source: 0001415889-21-003776 · form4-08032021_080801.xml · nonDerivative · entry 1 BARNES JAMES A · CIK 0000935660 · CFO, SECRETARY AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,819 F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2021. Read SEC document |
| July 06, 2021 Filed Jul 8, 2021 20:00 UTC |
BARNES JAMES ACFO, SECRETARY AND TREASURER
|
SaleCommon Stock | 6,000 | $7.54 | $45,240.00 |
DisclosureSEC source: 0001415889-21-003562 · form4-07082021_080701.xml · nonDerivative · entry 1 BARNES JAMES A · CIK 0000935660 · CFO, SECRETARY AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,819 F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2021. Read SEC document |
| June 16, 2021 Filed Jun 21, 2021 20:00 UTC |
Norris David GDirector
|
Exercise / conversionStock Options · Derivative | 7,500 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-21-003140 · form4-06212021_080602.xml · derivative · entry 4 Norris David G · CIK 0001441015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,500 Underlying: Common Stock · 7,500 shares Expires 2023-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020. F2 · derivative.exercise_date: 50% of the Stock Options vested on May 23, 2019, the one-year anniversary of the grant date, with the balance vesting monthly over 12 months thereafter. All options are fully vested as of May 23, 2020, subject to continued service. Read SEC document |
| June 16, 2021 Filed Jun 21, 2021 20:00 UTC |
Norris David GDirector
|
SaleCommon Stock | 7,500 | $9.26 | $69,450.00 |
DisclosureSEC source: 0001415889-21-003140 · form4-06212021_080602.xml · nonDerivative · entry 2 Norris David G · CIK 0001441015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,760 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020. Read SEC document |
| June 16, 2021 Filed Jun 21, 2021 20:00 UTC |
Norris David GDirector
|
Exercise / conversionCommon Stock | 7,500 | $1.50 | $11,250.00 |
DisclosureSEC source: 0001415889-21-003140 · form4-06212021_080602.xml · nonDerivative · entry 1 Norris David G · CIK 0001441015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020. Read SEC document |
| June 14, 2021 Filed Jun 14, 2021 20:30 UTC |
BARNES JAMES ACFO, SECRETARY AND TREASURER
|
SaleCommon Stock | 6,000 | $8.59 | $51,540.00 |
DisclosureSEC source: 0001415889-21-003003 · form4-06142021_080606.xml · nonDerivative · entry 1 BARNES JAMES A · CIK 0000935660 · CFO, SECRETARY AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,819 F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2021. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 00:30 UTC |
Parris MichaelDirector
|
SaleCommon Stock | 8,500 | $8.47 | $71,995.00 |
DisclosureSEC source: 0001415889-21-003002 · form4-06142021_080602.xml · nonDerivative · entry 2 Parris Michael · CIK 0001723737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,202 F2 · kind: This transaction was executed in multiple sales at prices ranging from $8.45 to $8.56. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 10, 2021 Filed Jun 15, 2021 00:30 UTC |
Parris MichaelDirector
|
SaleCommon Stock | 11,500 | $8.58 | $98,670.00 |
DisclosureSEC source: 0001415889-21-003002 · form4-06142021_080602.xml · nonDerivative · entry 1 Parris Michael · CIK 0001723737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,702 F1 · kind: This transaction was executed in multiple sales at prices ranging from $8.50 to $8.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 17, 2021 Filed May 19, 2021 20:00 UTC |
Norris David GDirector
|
Exercise / conversionStock Options · Derivative | 7,500 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-21-002577 · form4-05192021_080502.xml · derivative · entry 4 Norris David G · CIK 0001441015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,000 Underlying: Common Stock · 7,500 shares Expires 2023-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020. F2 · derivative.exercise_date: 50% of the Stock Options vested on May 23, 2019, the one-year anniversary of the grant date, with the balance vesting monthly over 12 months thereafter. All options are fully vested as of May 23, 2020, subject to continued service. Read SEC document |
| May 17, 2021 Filed May 19, 2021 20:00 UTC |
Norris David GDirector
|
SaleCommon Stock | 7,500 | $5.85 | $43,875.00 |
DisclosureSEC source: 0001415889-21-002577 · form4-05192021_080502.xml · nonDerivative · entry 2 Norris David G · CIK 0001441015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,760 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020. Read SEC document |
| May 17, 2021 Filed May 19, 2021 20:00 UTC |
Norris David GDirector
|
Exercise / conversionCommon Stock | 7,500 | $1.50 | $11,250.00 |
DisclosureSEC source: 0001415889-21-002577 · form4-05192021_080502.xml · nonDerivative · entry 1 Norris David G · CIK 0001441015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020. Read SEC document |
| May 04, 2021 Filed May 5, 2021 20:00 UTC |
BARNES JAMES ACFO, SECRETARY AND TREASURER
|
GiftCommon Stock | 72,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-002305 · form4-05052021_080502.xml · nonDerivative · entry 3 BARNES JAMES A · CIK 0000935660 · CFO, SECRETARY AND TREASURER 10b5-1 filing: Not disclosed Ownership: Indirect · By family trust Disclosed balance after: 1,742,741 F2 · kind: Transfer of shares from family trust to reporting person for no consideration. Read SEC document |
| May 04, 2021 Filed May 5, 2021 20:00 UTC |
BARNES JAMES ACFO, SECRETARY AND TREASURER
|
GiftCommon Stock | 72,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-002305 · form4-05052021_080502.xml · nonDerivative · entry 2 BARNES JAMES A · CIK 0000935660 · CFO, SECRETARY AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,819 F2 · kind: Transfer of shares from family trust to reporting person for no consideration. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:00 UTC |
BARNES JAMES ACFO, SECRETARY AND TREASURER
|
SaleCommon Stock | 6,000 | $6.04 | $36,240.00 |
DisclosureSEC source: 0001415889-21-002305 · form4-05052021_080502.xml · nonDerivative · entry 1 BARNES JAMES A · CIK 0000935660 · CFO, SECRETARY AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,819 F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020. Read SEC document |
| April 23, 2021 Filed Apr 30, 2021 20:30 UTC |
Kennedy TJDirector
|
GrantStock Options · Derivative | 30,000 | $0.00 Strike: $5.23 | $0.00 |
DisclosureSEC source: 0001415889-21-002223 · form4-04302021_040413.xml · derivative · entry 2 Kennedy TJ · CIK 0001818749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2031-04-23 F2 · derivative.exercise_date: 50% of the stock options shall vest on the one-year anniversary of the grant date, with the remainder vesting in four equal quarterly installments thereafter. Read SEC document |
| April 23, 2021 Filed Apr 30, 2021 16:30 UTC |
Sherman Kevin CharlesDirector
|
GrantStock Options · Derivative | 30,000 | $0.00 Strike: $5.23 | $0.00 |
DisclosureSEC source: 0001415889-21-002224 · form4-04302021_040419.xml · derivative · entry 2 Sherman Kevin Charles · CIK 0001483052 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2031-04-23 F2 · derivative.exercise_date: 50% of the stock options shall vest on the one-year anniversary of the grant date, with the remainder vesting in four equal quarterly installments thereafter. Read SEC document |
| April 23, 2021 Filed Apr 30, 2021 20:30 UTC |
Sentovich Kimberly C.Director
|
GrantStock Options · Derivative | 30,000 | $0.00 Strike: $5.23 | $0.00 |
DisclosureSEC source: 0001415889-21-002222 · form4-04302021_040402.xml · derivative · entry 2 Sentovich Kimberly C. · CIK 0001766095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2031-04-23 F2 · derivative.exercise_date: 50% of the stock options shall vest on the one-year anniversary of the grant date, with the remainder vesting in four equal quarterly installments thereafter. Read SEC document |
| April 23, 2021 Filed May 3, 2021 20:02 UTC |
Kukowski JeffDirector
|
GrantStock Options · Derivative | 30,000 | $0.00 Strike: $5.23 | $0.00 |
DisclosureSEC source: 0001415889-21-002235 · form4-05032021_050525.xml · derivative · entry 2 Kukowski Jeff · CIK 0001534941 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2031-04-23 F2 · derivative.exercise_date: 50% of the stock options shall vest on the one-year anniversary of the grant date, with the remainder vesting in four equal quarterly installments thereafter. Read SEC document |
| April 22, 2021 Filed Apr 27, 2021 00:00 UTC |
Cohen ScotDirector · EXECUTIVE CHAIRMAN · 10% owner
|
Tax withholdingCommon Stock | 12,110 | $5.00 | $60,550.00 |
DisclosureSEC source: 0001415889-21-002109 · form4-04262021_080402.xml · nonDerivative · entry 1 Cohen Scot · CIK 0001558913 · Director · EXECUTIVE CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,844,828 F1 · kind: The shares were sold to satisfy income tax withholding obligations relating to the vesting of previously reported restricted stock. This sale is a result of the default provision under the Company's equity incentive plan and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $4.96 to $5.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 19, 2021 Filed Apr 30, 2021 20:30 UTC |
Kennedy TJDirector
|
GrantCommon Stock | 8,403 | $5.04 | $42,351.12 |
DisclosureSEC source: 0001415889-21-002223 · form4-04302021_040413.xml · nonDerivative · entry 1 Kennedy TJ · CIK 0001818749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,403 F1 · shares: Represents grant of restricted stock units in consideration for service as a director. Shares will be issued upon vesting, and shall vest ratably in seven monthly tranches beginning June 1, 2021, becoming fully vested on December 1, 2021. Read SEC document |
| April 19, 2021 Filed Apr 30, 2021 16:30 UTC |
Sherman Kevin CharlesDirector
|
GrantCommon Stock | 8,403 | $5.04 | $42,351.12 |
DisclosureSEC source: 0001415889-21-002224 · form4-04302021_040419.xml · nonDerivative · entry 1 Sherman Kevin Charles · CIK 0001483052 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,403 F1 · shares: Represents grant of restricted stock units in consideration for service as a director. Shares will be issued upon vesting, and shall vest ratably in seven monthly tranches beginning June 1, 2021, becoming fully vested on December 1, 2021. Read SEC document |
| April 19, 2021 Filed Apr 30, 2021 20:30 UTC |
Sentovich Kimberly C.Director
|
GrantCommon Stock | 8,403 | $5.04 | $42,351.12 |
DisclosureSEC source: 0001415889-21-002222 · form4-04302021_040402.xml · nonDerivative · entry 1 Sentovich Kimberly C. · CIK 0001766095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,403 F1 · shares: Represents grant of restricted stock units in consideration for service as a director. Shares will be issued upon vesting, and shall vest ratably in seven monthly tranches beginning June 1, 2021, becoming fully vested on December 1, 2021. Read SEC document |
| April 19, 2021 Filed May 3, 2021 20:02 UTC |
Kukowski JeffDirector
|
GrantCommon Stock | 8,403 | $5.04 | $42,351.12 |
DisclosureSEC source: 0001415889-21-002235 · form4-05032021_050525.xml · nonDerivative · entry 1 Kukowski Jeff · CIK 0001534941 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,403 F1 · shares: Represents grant of restricted stock units in consideration for service as a director. Shares will be issued upon vesting, and shall vest ratably in seven monthly tranches beginning June 1, 2021, becoming fully vested on December 1, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.