person · Reporting owner
Sherman Kevin Charles
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Charlie's Holdings, Inc.TRUU · Entity 7095 | Director | July 05, 2018 | July 07, 2018 |
| WRAP TECHNOLOGIES, INC.WRAP · Entity 6770 | Director | December 22, 2023 | January 09, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Charlie's Holdings, Inc.
Report date July 05, 2018 · Filed July 07, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.07 · Expires 2022-09-29 | Direct | Not disclosed |
Reported balance
After 2018-07-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-07-05 · Disposition to issuer · Disposed 10,238,012 · Balance Not disclosed F1: The reported transaction involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $0.025 per share and extended expiration date, which modifications were approved in advance by the Issuer's Board of Directors on January 30, 2018. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.03 · Expires 2023-01-30 | Direct | 10,238,012 |
Reported balance
After 2018-07-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-07-05 · Grant · Acquired 10,238,012 · Balance 10,238,012 F1: The reported transaction involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $0.025 per share and extended expiration date, which modifications were approved in advance by the Issuer's Board of Directors on January 30, 2018. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.02 · Expires 2028-01-30 | Direct | 35,971,988 |
Reported balance
After 2018-07-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-07-05 · Grant · Acquired 35,971,988 · Balance 35,971,988 |
Filing footnotes · ownership attribution and instrument terms
F1: The reported transaction involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $0.025 per share and extended expiration date, which modifications were approved in advance by the Issuer's Board of Directors on January 30, 2018. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.
WRAP TECHNOLOGIES, INC.
Report date December 22, 2023 · Filed January 09, 2024 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 105,569 |
Reported balance
After 2023-12-22 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2023-12-22 · Grant · Acquired 32,150 · Balance 105,569 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 22, 2023 Filed Jan 8, 2024 21:56 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 32,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-000912 · rdgdoc.xml · nonDerivative · entry 1 Sherman Kevin Charles · CIK 0001483052 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,569 Read SEC document |
| December 22, 2023 Filed Jan 9, 2024 20:38 UTC Amendment | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 32,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-001040 · rdgdoc.xml · nonDerivative · entry 1 Sherman Kevin Charles · CIK 0001483052 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,569 Read SEC document |
| September 30, 2023 Filed Oct 19, 2023 16:16 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 10,083 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-014438 · form4-10192023_081033.xml · nonDerivative · entry 1 Sherman Kevin Charles · CIK 0001483052 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,419 F1 · price: Represents shares of Restricted Stock (the "Shares") issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended September 30, 2023. The number of Shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date. 30% of the Shares were vested as of the date of the grant, with the remainder vesting ratably in eight monthly tranches beginning November 1, 2023. Read SEC document |
| July 07, 2023 Filed Jul 10, 2023 13:51 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 10,360 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-010980 · form4-07102023_050729.xml · nonDerivative · entry 1 Sherman Kevin Charles · CIK 0001483052 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,336 F1 · price: Represents shares of Restricted Stock (the "Shares") issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended June 30, 2023. The number of Shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date. 30% of the Shares were vested as of the date of the grant, with the remainder vesting ratably in eight monthly tranches beginning August 1, 2023. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 10:21 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 8,794 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-006221 · form4-04052023_020458.xml · nonDerivative · entry 1 Sherman Kevin Charles · CIK 0001483052 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,976 F1 · price: Represents shares of Restricted Stock (the "Shares") issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended March 31, 2023. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date. 30% of the Shares were vested as of the date of the grant, with the remainder vesting ratably in eight monthly tranches beginning May 1, 2023. Read SEC document |
| March 06, 2023 Filed Mar 8, 2023 18:22 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 8,950 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-004529 · form4-03082023_110355.xml · nonDerivative · entry 1 Sherman Kevin Charles · CIK 0001483052 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,182 F1 · price: Represents shares of Restricted Stock (the "Shares") issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended December 31, 2022. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date. 50% of the Shares were vested as of the date of the grant, with the remainder vesting ratably in five monthly tranches beginning April 1, 2023. Read SEC document |
| November 18, 2022 Filed Nov 18, 2022 16:11 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | PurchaseCommon Stock | 4,250 | $2.41 | $10,248.88 |
DisclosureSEC source: 0001415889-22-011585 · form4-11182022_091137.xml · nonDerivative · entry 4 Sherman Kevin Charles · CIK 0001483052 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,232 Read SEC document |
| November 16, 2022 Filed Nov 18, 2022 16:11 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 8,845 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-011585 · form4-11182022_091137.xml · nonDerivative · entry 3 Sherman Kevin Charles · CIK 0001483052 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,982 F3 · price: Represents shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended September 30, 2022. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date. Read SEC document |
| November 16, 2022 Filed Nov 18, 2022 16:11 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 8,132 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-011585 · form4-11182022_091137.xml · nonDerivative · entry 2 Sherman Kevin Charles · CIK 0001483052 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,137 F2 · price: Represents shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended June 30, 2022. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date. Read SEC document |
| November 16, 2022 Filed Nov 18, 2022 16:11 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 5,602 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-011585 · form4-11182022_091137.xml · nonDerivative · entry 1 Sherman Kevin Charles · CIK 0001483052 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,005 F1 · price: Represents shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ended March 31, 2022. The number of shares was calculated based on the amount due the Reporting Person at the end of the quarter, or $15,125, divided by the closing price of the Company's Common Stock on such date. Read SEC document |
| April 23, 2021 Filed Apr 30, 2021 16:30 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantStock Options · Derivative | 30,000 | $0.00 Strike: $5.23 | $0.00 |
DisclosureSEC source: 0001415889-21-002224 · form4-04302021_040419.xml · derivative · entry 2 Sherman Kevin Charles · CIK 0001483052 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2031-04-23 F2 · derivative.exercise_date: 50% of the stock options shall vest on the one-year anniversary of the grant date, with the remainder vesting in four equal quarterly installments thereafter. Read SEC document |
| April 19, 2021 Filed Apr 30, 2021 16:30 UTC | WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 | GrantCommon Stock | 8,403 | $5.04 | $42,351.12 |
DisclosureSEC source: 0001415889-21-002224 · form4-04302021_040419.xml · nonDerivative · entry 1 Sherman Kevin Charles · CIK 0001483052 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,403 F1 · shares: Represents grant of restricted stock units in consideration for service as a director. Shares will be issued upon vesting, and shall vest ratably in seven monthly tranches beginning June 1, 2021, becoming fully vested on December 1, 2021. Read SEC document |
| July 05, 2018 Filed Jul 7, 2018 01:57 UTC | Charlie's Holdings, Inc. TRUU · Entity 7095 | GrantStock Option · Derivative | 35,971,988 | $0.00 Strike: $0.02 | $0.00 |
DisclosureSEC source: 0001415889-18-001092 · form4-07062018_060718.xml · derivative · entry 3 Sherman Kevin Charles · CIK 0001483052 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,971,988 Underlying: Common Stock · 35,971,988 shares Expires 2028-01-30 Read SEC document |
| July 05, 2018 Filed Jul 7, 2018 01:57 UTC | Charlie's Holdings, Inc. TRUU · Entity 7095 | GrantStock Option · Derivative | 10,238,012 | Not disclosed Strike: $0.03 | Not disclosed |
DisclosureSEC source: 0001415889-18-001092 · form4-07062018_060718.xml · derivative · entry 2 Sherman Kevin Charles · CIK 0001483052 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,238,012 Underlying: Common Stock · 10,238,012 shares Expires 2023-01-30 F1 · kind: The reported transaction involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $0.025 per share and extended expiration date, which modifications were approved in advance by the Issuer's Board of Directors on January 30, 2018. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. F1 · price: The reported transaction involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $0.025 per share and extended expiration date, which modifications were approved in advance by the Issuer's Board of Directors on January 30, 2018. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
| July 05, 2018 Filed Jul 7, 2018 01:57 UTC | Charlie's Holdings, Inc. TRUU · Entity 7095 | Disposition to issuerStock Option · Derivative | 10,238,012 | Not disclosed Strike: $0.07 | Not disclosed |
DisclosureSEC source: 0001415889-18-001092 · form4-07062018_060718.xml · derivative · entry 1 Sherman Kevin Charles · CIK 0001483052 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 10,238,012 shares Expires 2022-09-29 F1 · kind: The reported transaction involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $0.025 per share and extended expiration date, which modifications were approved in advance by the Issuer's Board of Directors on January 30, 2018. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. F1 · price: The reported transaction involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $0.025 per share and extended expiration date, which modifications were approved in advance by the Issuer's Board of Directors on January 30, 2018. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. F1 · derivative.expiration_date: The reported transaction involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $0.025 per share and extended expiration date, which modifications were approved in advance by the Issuer's Board of Directors on January 30, 2018. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.