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Norris David G

Disclosed activity across 1 company

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138056
SEC CIK
0001441015

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
WRAP TECHNOLOGIES, INC.WRAP · Entity 6770DirectorJune 16, 2021June 21, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

WRAP TECHNOLOGIES, INC.

Report date June 16, 2021 · Filed June 21, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect77,760 Ending reported balance After 2021-06-16 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-06-16 · Exercise / conversion · Acquired 7,500 · Balance 85,260

F1: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020.

Row 2 · 2021-06-16 · Sale · Disposed 7,500 · Balance 77,760

F1: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $1.50 · Expires 2023-05-23Direct447,500 Reported balance After 2021-06-16 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-06-16 · Exercise / conversion · Disposed 7,500 · Balance 447,500

F1: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020.

F2: 50% of the Stock Options vested on May 23, 2019, the one-year anniversary of the grant date, with the balance vesting monthly over 12 months thereafter. All options are fully vested as of May 23, 2020, subject to continued service.

Common StockSEC Table I · non-derivativeIndirectBy Family Trust1,408,128 Reported balance Holding disclosure · report date 2021-06-16 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,408,128

Filing footnotes · ownership attribution and instrument terms

F1: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020.

F2: 50% of the Stock Options vested on May 23, 2019, the one-year anniversary of the grant date, with the balance vesting monthly over 12 months thereafter. All options are fully vested as of May 23, 2020, subject to continued service.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 16, 2021 Filed Jun 21, 2021 20:00 UTC WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 Exercise / conversionStock Options · Derivative 7,500 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001415889-21-003140 · form4-06212021_080602.xml · derivative · entry 4

Norris David G · CIK 0001441015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,500

Underlying: Common Stock · 7,500 shares

Expires 2023-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020.

F2 · derivative.exercise_date: 50% of the Stock Options vested on May 23, 2019, the one-year anniversary of the grant date, with the balance vesting monthly over 12 months thereafter. All options are fully vested as of May 23, 2020, subject to continued service.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 20:00 UTC WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 SaleCommon Stock 7,500 $9.26 $69,450.00
Disclosure

SEC source: 0001415889-21-003140 · form4-06212021_080602.xml · nonDerivative · entry 2

Norris David G · CIK 0001441015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,760

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 20:00 UTC WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 Exercise / conversionCommon Stock 7,500 $1.50 $11,250.00
Disclosure

SEC source: 0001415889-21-003140 · form4-06212021_080602.xml · nonDerivative · entry 1

Norris David G · CIK 0001441015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:00 UTC WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 Exercise / conversionStock Options · Derivative 7,500 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001415889-21-002577 · form4-05192021_080502.xml · derivative · entry 4

Norris David G · CIK 0001441015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,000

Underlying: Common Stock · 7,500 shares

Expires 2023-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020.

F2 · derivative.exercise_date: 50% of the Stock Options vested on May 23, 2019, the one-year anniversary of the grant date, with the balance vesting monthly over 12 months thereafter. All options are fully vested as of May 23, 2020, subject to continued service.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:00 UTC WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 SaleCommon Stock 7,500 $5.85 $43,875.00
Disclosure

SEC source: 0001415889-21-002577 · form4-05192021_080502.xml · nonDerivative · entry 2

Norris David G · CIK 0001441015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,760

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:00 UTC WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 Exercise / conversionCommon Stock 7,500 $1.50 $11,250.00
Disclosure

SEC source: 0001415889-21-002577 · form4-05192021_080502.xml · nonDerivative · entry 1

Norris David G · CIK 0001441015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020.

Read SEC document
April 16, 2021 Filed Apr 19, 2021 20:05 UTC WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 Exercise / conversionStock Options · Derivative 7,500 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001415889-21-002028 · form4-04192021_080401.xml · derivative · entry 4

Norris David G · CIK 0001441015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,500

Underlying: Common Stock · 7,500 shares

Expires 2023-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020.

F2 · derivative.exercise_date: 50% of the Stock Options vested on May 23, 2019, the one-year anniversary of the grant date, with the balance vesting monthly over 12 months thereafter. All options are fully vested as of May 23, 2020, subject to continued service.

Read SEC document
April 16, 2021 Filed Apr 19, 2021 20:05 UTC WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 SaleCommon Stock 7,500 $5.39 $40,425.00
Disclosure

SEC source: 0001415889-21-002028 · form4-04192021_080401.xml · nonDerivative · entry 2

Norris David G · CIK 0001441015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,760

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020.

Read SEC document
April 16, 2021 Filed Apr 19, 2021 20:05 UTC WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 Exercise / conversionCommon Stock 7,500 $1.50 $11,250.00
Disclosure

SEC source: 0001415889-21-002028 · form4-04192021_080401.xml · nonDerivative · entry 1

Norris David G · CIK 0001441015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:40 UTC WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 GrantCommon Stock 10,882 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001901 · form4-04052021_050402.xml · nonDerivative · entry 2

Norris David G · CIK 0001441015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,760

F2 · shares: Represents grant of restricted stock issued in connection with the Reporting Person's service on the Issuer's Board of Directors. 30% of the restricted stock vest on the date of the grant, with the remainder vesting in eight equal monthly installments thereafter, becoming fully vested on December 1, 2021.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:40 UTC WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 GrantCommon Stock 31,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001901 · form4-04052021_050402.xml · nonDerivative · entry 1

Norris David G · CIK 0001441015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,878

F1 · shares: Represents shares granted in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 20:00 UTC WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 Exercise / conversionStock Options · Derivative 7,500 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001415889-21-001561 · form4-03172021_080302.xml · derivative · entry 4

Norris David G · CIK 0001441015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,000

Underlying: Common Stock · 7,500 shares

Expires 2023-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020.

F2 · derivative.exercise_date: 50% of the Stock Options vested on May 23, 2019, the one-year anniversary of the grant date, with the balance vesting monthly over 12 months thereafter. All options are fully vested as of May 23, 2020, subject to continued service.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 20:00 UTC WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 SaleCommon Stock 7,500 $5.72 $42,900.00
Disclosure

SEC source: 0001415889-21-001561 · form4-03172021_080302.xml · nonDerivative · entry 2

Norris David G · CIK 0001441015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,628

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 20:00 UTC WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 Exercise / conversionCommon Stock 7,500 $1.50 $11,250.00
Disclosure

SEC source: 0001415889-21-001561 · form4-03172021_080302.xml · nonDerivative · entry 1

Norris David G · CIK 0001441015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 20:00 UTC WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 Exercise / conversionStock Options · Derivative 7,500 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001415889-21-000739 · form4-02172021_080202.xml · derivative · entry 4

Norris David G · CIK 0001441015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,500

Underlying: Common Stock · 7,500 shares

Expires 2023-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020.

F3 · derivative.exercise_date: 50% of the Stock Options vested on May 23, 2019, the one-year anniversary of the grant date, with the balance vesting monthly over 12 months thereafter. All options are fully vested as of May 23, 2020, subject to continued service.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 20:00 UTC WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 SaleCommon Stock 7,500 $7.21 $54,075.00
Disclosure

SEC source: 0001415889-21-000739 · form4-02172021_080202.xml · nonDerivative · entry 2

Norris David G · CIK 0001441015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,628

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020.

F2 · price: This transaction was executed in multiple purchases at prices ranging from $7.16 to $7.27. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 20:00 UTC WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 Exercise / conversionCommon Stock 7,500 $1.50 $11,250.00
Disclosure

SEC source: 0001415889-21-000739 · form4-02172021_080202.xml · nonDerivative · entry 1

Norris David G · CIK 0001441015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 20:00 UTC WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 Exercise / conversionStock Options · Derivative 7,500 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001415889-21-000352 · form4-01202021_080101.xml · derivative · entry 4

Norris David G · CIK 0001441015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,000

Underlying: Common Stock · 7,500 shares

Expires 2023-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 50% of the Stock Options vested on May 23, 2019, the one-year anniversary of the grant date, with the balance vesting monthly over 12 months thereafter. All options are fully vested as of May 23, 2020, subject to continued service.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 20:00 UTC WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 SaleCommon Stock 7,500 $5.24 $39,300.00
Disclosure

SEC source: 0001415889-21-000352 · form4-01202021_080101.xml · nonDerivative · entry 2

Norris David G · CIK 0001441015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,628

F1 · shares: The sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 20:00 UTC WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 Exercise / conversionCommon Stock 7,500 $1.50 $11,250.00
Disclosure

SEC source: 0001415889-21-000352 · form4-01202021_080101.xml · nonDerivative · entry 1

Norris David G · CIK 0001441015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 20:53 UTC WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 Exercise / conversionStock Options · Derivative 7,500 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001415889-20-002995 · form4-12182020_051217.xml · derivative · entry 4

Norris David G · CIK 0001441015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,500

Underlying: Common Stock · 7,500 shares

Expires 2023-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 50% of the Stock Options vested on May 23, 2019, the one-year anniversary of the grant date, with the balance vesting monthly over 12 months thereafter. All options are fully vested as of May 23, 2020, subject to continued service.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 20:53 UTC WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 SaleCommon Stock 400,000 $5.00 $2,000,000.00
Disclosure

SEC source: 0001415889-20-002995 · form4-12182020_051217.xml · nonDerivative · entry 3

Norris David G · CIK 0001441015 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 1,408,128

F2 · shares: On December 16, 2020, the Reporting Person sold the shares, in a private transaction, pursuant to a registration statement on Form S-3 declared effective by the Securities and Exchange Commission on July 10, 2020 (File No. 333-239329). In addition, the Reporting Person granted to the purchaser an option to purchase an additional 400,000 shares from the Reporting Person for $5.00 per share.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 20:53 UTC WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 SaleCommon Stock 7,500 $5.42 $40,650.00
Disclosure

SEC source: 0001415889-20-002995 · form4-12182020_051217.xml · nonDerivative · entry 2

Norris David G · CIK 0001441015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,628

F1 · shares: The sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2020.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 20:53 UTC WRAP TECHNOLOGIES, INC. WRAP · Entity 6770 Exercise / conversionCommon Stock 7,500 $1.50 $11,250.00
Disclosure

SEC source: 0001415889-20-002995 · form4-12182020_051217.xml · nonDerivative · entry 1

Norris David G · CIK 0001441015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2020 Filed Oct 9, 2020 20:15 UTC WRAP TECHNOLOGIES, INC. WRTC · Entity 6770 GrantCommon Stock 7,160 $8.03 $57,494.80
Disclosure

SEC source: 0001415889-20-002448 · form4-10092020_081001.xml · nonDerivative · entry 2

Norris David G · CIK 0001441015 · Director · FORMER CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,628

F2 · kind: On September 16, 2020 the Issuer awarded the Reporting Person 7,160 RSUs. The RSUs represent a contingent right to receive shares of the Issuer's Common stock on a one-for-one basis upon settlement. The RSUs are subject to a three-year vesting schedule, whereby (i) 1/3rd of the RSUs shall vest one year from the date of the grant, and (ii) for years two and three of the vesting schedule, the remaining 2/3rds of the RSUs shall vest in equal installments every six months.

Read SEC document
August 14, 2020 Filed Oct 9, 2020 20:15 UTC WRAP TECHNOLOGIES, INC. WRTC · Entity 6770 Disposition to issuerCommon Stock 56,936 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-002448 · form4-10092020_081001.xml · nonDerivative · entry 1

Norris David G · CIK 0001441015 · Director · FORMER CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,468

F1 · acquired: On August 14, 2020, the Issuer cancelled 56,936 unvested Restricted Stock Units ("RSUs") out of the 85,404 RSUs that were originally awarded to the Reporting Person on May 23, 2019. The remaining 28,468 RSUs had vested and were settled in shares of Common Stock of the Issuer.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:26 UTC WRAP TECHNOLOGIES, INC. WRTC · Entity 6770 GrantStock Options · Derivative 110,193 Not disclosed Strike: $4.26 Not disclosed
Disclosure

SEC source: 0001415889-20-000952 · form4-04032020_050417.xml · derivative · entry 1

Norris David G · CIK 0001441015 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,193

Underlying: Common Stock · 110,193 shares

Expires 2030-04-01

F2 · price: Options reported herein were issued pursuant to the Issuer's 2017 Equity Compensation Plan.

F1 · derivative.exercise_date: The Stock Options will vest as follows: one-third on the one-year anniversary of the grant date, and the remainder in 24 equal monthly installments over the two years thereafter.

Read SEC document
May 23, 2019 Filed May 24, 2019 20:00 UTC WRAP TECHNOLOGIES, INC. WRTC · Entity 6770 GrantCommon Stock 85,404 $0.00 $0.00
Disclosure

SEC source: 0001415889-19-000578 · form4-05242019_080507.xml · nonDerivative · entry 1

Norris David G · CIK 0001441015 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,404

F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting, and shall vest as follows: (i) 1/3 on year from the date of grant, and (ii) the remaining 2/3 in equal installments every six months over the two-year period thereafter.

Read SEC document
May 23, 2018 Filed May 25, 2018 17:00 UTC WRAP TECHNOLOGIES, INC. WRTC · Entity 6770 GrantStock Options · Derivative 500,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001415889-18-000828 · form4-05252018_050514.xml · derivative · entry 1

Norris David G · CIK 0001441015 · Director · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2023-05-23

F2 · price: Options reported herein were issued pursuant to the Issuer's 2017 Equity Compensation Plan.

F1 · derivative.exercise_date: 50% of the Stock Options will vest on the one-year anniversary of the grant date, with the remainder vesting ratably monthly over the following 12 months with all options vested at end of year two.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.