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Nasdaq · USD

WKHS

Workhorse Group Inc.

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7322
SEC CIK
0001425287
Parsed reports
402

Last 12 months

Inside the activity.

0 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025023
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 07, 2021 Filed Jan 8, 2021 21:59 UTC SaleCommon Stock, $0.001 par value per share 10,000 $24.77 $247,700.00
Disclosure

SEC source: 0001628280-21-000318 · wf-form4_161014316363349.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,243

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 16:58 UTC
Hughes DuaneDirector · CEO and President
Exercise / conversionStock Options · Derivative 100,000 $5.28 Strike: $5.28 $528,000.00
Disclosure

SEC source: 0001628280-21-000360 · wf-form4_161040232316809.xml · derivative · entry 4

Hughes Duane · CIK 0001685081 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock, $0.001 par value per share · 100,000 shares

Expires 2027-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 16:58 UTC
Hughes DuaneDirector · CEO and President
Exercise / conversionCommon Stock, $0.001 par value per share 100,000 $5.28 $528,000.00
Disclosure

SEC source: 0001628280-21-000360 · wf-form4_161040232316809.xml · nonDerivative · entry 3

Hughes Duane · CIK 0001685081 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 16:58 UTC
Hughes DuaneDirector · CEO and President
SaleCommon Stock, $0.001 par value per share 100,000 $25.00 $2,500,000.00
Disclosure

SEC source: 0001628280-21-000360 · wf-form4_161040232316809.xml · nonDerivative · entry 2

Hughes Duane · CIK 0001685081 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,600

F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:01 UTC
Hughes DuaneDirector · CEO and President
Exercise / conversionStock Options · Derivative 25,000 $0.97 Strike: $0.97 $24,250.00
Disclosure

SEC source: 0001628280-21-000214 · wf-form4_160997049757127.xml · derivative · entry 3

Hughes Duane · CIK 0001685081 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 925,000

Underlying: Common Stock, $0.001 par value per share · 25,000 shares

Expires 2024-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:01 UTC
Hughes DuaneDirector · CEO and President
Exercise / conversionCommon Stock, $0.001 par value per share 25,000 $0.97 $24,250.00
Disclosure

SEC source: 0001628280-21-000214 · wf-form4_160997049757127.xml · nonDerivative · entry 2

Hughes Duane · CIK 0001685081 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:01 UTC
Hughes DuaneDirector · CEO and President
SaleCommon Stock, $0.001 par value per share 25,000 $20.73 $518,250.00
Disclosure

SEC source: 0001628280-21-000214 · wf-form4_160997049757127.xml · nonDerivative · entry 1

Hughes Duane · CIK 0001685081 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,600

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:00 UTC SaleCommon Stock, $0.001 par value per share 33,333 $20.73 $690,993.09
Disclosure

SEC source: 0001628280-21-000211 · wf-form4_160997043477961.xml · nonDerivative · entry 3

Samuels H. Benjamin · CIK 0001661669 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 354,298

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

F3 · ownership.nature: Marci Rosenberg is the trustee of the Marci Rosenberg 2012 Family Trust. Mrs. Rosenberg is the wife of Mr. Samuels.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:00 UTC SaleCommon Stock, $0.001 par value per share 33,333 $20.73 $690,993.09
Disclosure

SEC source: 0001628280-21-000211 · wf-form4_160997043477961.xml · nonDerivative · entry 2

Samuels H. Benjamin · CIK 0001661669 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 578,753

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

F2 · ownership.nature: Mr. Samuels is the trustee of the Samuels 2012 Children's Trust UAD 10/28/12.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:00 UTC SaleCommon Stock, $0.001 par value per share 33,333 $20.73 $690,993.09
Disclosure

SEC source: 0001628280-21-000211 · wf-form4_160997043477961.xml · nonDerivative · entry 1

Samuels H. Benjamin · CIK 0001661669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,035

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
December 18, 2020 Filed Dec 23, 2020 22:05 UTC SaleCommon Stock, $0.001 par value per share 5,000 $21.05 $105,250.00
Disclosure

SEC source: 0001628280-20-017736 · wf-form4_160876109094236.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,243

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 17:11 UTC
Hughes DuaneDirector · CEO and President
Exercise / conversionStock Options · Derivative 5,989 $4.99 Strike: $4.99 $29,885.11
Disclosure

SEC source: 0001628280-20-017561 · wf-form4_160815670098053.xml · derivative · entry 5

Hughes Duane · CIK 0001685081 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value per share · 5,989 shares

Expires 2021-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 17:11 UTC
Hughes DuaneDirector · CEO and President
Exercise / conversionStock Options · Derivative 50,000 $0.97 Strike: $0.97 $48,500.00
Disclosure

SEC source: 0001628280-20-017561 · wf-form4_160815670098053.xml · derivative · entry 4

Hughes Duane · CIK 0001685081 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 950,000

Underlying: Common Stock, $0.001 par value per share · 50,000 shares

Expires 2024-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 17:11 UTC
Hughes DuaneDirector · CEO and President
Exercise / conversionCommon Stock, $0.001 par value per share 5,989 $4.99 $29,885.11
Disclosure

SEC source: 0001628280-20-017561 · wf-form4_160815670098053.xml · nonDerivative · entry 3

Hughes Duane · CIK 0001685081 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 17:11 UTC
Hughes DuaneDirector · CEO and President
Exercise / conversionCommon Stock, $0.001 par value per share 50,000 $0.97 $48,500.00
Disclosure

SEC source: 0001628280-20-017561 · wf-form4_160815670098053.xml · nonDerivative · entry 2

Hughes Duane · CIK 0001685081 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 17:11 UTC
Hughes DuaneDirector · CEO and President
SaleCommon Stock, $0.001 par value per share 55,989 $21.61 $1,209,922.29
Disclosure

SEC source: 0001628280-20-017561 · wf-form4_160815670098053.xml · nonDerivative · entry 1

Hughes Duane · CIK 0001685081 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,600

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 17:21 UTC
Fleming Stephen M.Vice President/General Counsel
Exercise / conversionStock Options · Derivative 84,375 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001628280-20-017569 · wf-form4_160815728220936.xml · derivative · entry 3

Fleming Stephen M. · CIK 0001718110 · Vice President/General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,625

Underlying: Common Stock, $0.001 par value per share · 84,375 shares

Expires 2023-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 17:21 UTC
Fleming Stephen M.Vice President/General Counsel
Exercise / conversionCommon Stock, $0.001 par value per share 84,375 $1.19 $100,406.25
Disclosure

SEC source: 0001628280-20-017569 · wf-form4_160815728220936.xml · nonDerivative · entry 2

Fleming Stephen M. · CIK 0001718110 · Vice President/General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 17:21 UTC
Fleming Stephen M.Vice President/General Counsel
SaleCommon Stock, $0.001 par value per share 164,796 $21.92 $3,612,328.32
Disclosure

SEC source: 0001628280-20-017569 · wf-form4_160815728220936.xml · nonDerivative · entry 1

Fleming Stephen M. · CIK 0001718110 · Vice President/General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,750

F1 · acquired: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 17:14 UTC
DeMott HarryDirector
Exercise / conversionStock Options · Derivative 27,856 $0.00 Strike: $8.20 $0.00
Disclosure

SEC source: 0001628280-20-017565 · wf-form4_160815685735982.xml · derivative · entry 3

DeMott Harry · CIK 0001684919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock, $0.001 par value per share · 27,856 shares

Expires 2021-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 17:14 UTC
DeMott HarryDirector
Exercise / conversionCommon Stock, $0.001 par value per share 27,856 $8.20 $228,419.20
Disclosure

SEC source: 0001628280-20-017565 · wf-form4_160815685735982.xml · nonDerivative · entry 2

DeMott Harry · CIK 0001684919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 17:14 UTC
DeMott HarryDirector
SaleCommon Stock, $0.001 par value per share 62,450 $21.92 $1,368,904.00
Disclosure

SEC source: 0001628280-20-017565 · wf-form4_160815685735982.xml · nonDerivative · entry 1

DeMott Harry · CIK 0001684919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,905

F1 · acquired: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 22:16 UTC
Schrader SteveChief Financial Officer
SaleCommon Stock, $0.001 par value per share 15,152 $21.92 $332,131.84
Disclosure

SEC source: 0001628280-20-017568 · wf-form4_160815696109243.xml · nonDerivative · entry 1

Schrader Steve · CIK 0001798465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,798

F1 · acquired: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 22:13 UTC
Furey Anthony DalyVice President-Finance
SaleCommon Stock, $0.001 par value per share 71,862 $21.92 $1,575,215.04
Disclosure

SEC source: 0001628280-20-017563 · wf-form4_160815677370264.xml · nonDerivative · entry 1

Furey Anthony Daly · CIK 0001794487 · Vice President-Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,462

F1 · acquired: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 21:13 UTC SaleCommon Stock 8,000 $30.00 $240,000.00
Disclosure

SEC source: 0001628280-20-016826 · wf-form4_160633882441387.xml · nonDerivative · entry 1

Mader Pamela S. · CIK 0001811389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,939

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 22:15 UTC SaleCommon Stock, $0.001 par value per share 33,333 $25.00 $833,391.67
Disclosure

SEC source: 0001628280-20-016725 · wf-form4_160616969447192.xml · nonDerivative · entry 3

Samuels H. Benjamin · CIK 0001661669 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 387,631

F2 · ownership.nature: On February 11, 2019, the Marci Rosenberg 2012 Family Trust acquired 420,967 shares of common stock. Marci Rosenberg is the trustee of such trust. Mr. Rosenberg is the wife of H. Benjamin Samuels, a director of the Company.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 22:15 UTC SaleCommon Stock, $0.001 par value per share 33,333 $25.03 $834,181.66
Disclosure

SEC source: 0001628280-20-016725 · wf-form4_160616969447192.xml · nonDerivative · entry 2

Samuels H. Benjamin · CIK 0001661669 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 612,086

F1 · ownership.nature: On November 9, 2015, Samuels 2012 Children's Trust UAD 10/28/12 (the "Trust") acquired a Stock Purchase Warrant to acquire 428,571 shares of common stock (the "Initial Warrant"). On December 4, 2015, the Trust acquired a Stock Purchase Warrant to acquire 142,857 shares of common stock. On January 5, 2016, convertible notes held by the Trust were automatically converted into 571,429 shares of common stock. Further, on September 14, 2016, the Trust exercised the Initial Warrant and received 143,500 shares of common stock for a purchase price of $757,680 or $5.28 per share and on November 18, 2016 the Trust exercised the Initial Warrant and received 47,604 shares of common stock for a purchase price of $251,349 or $5.28 per share.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 22:15 UTC SaleCommon Stock, $0.001 par value per share 33,333 $25.00 $833,448.33
Disclosure

SEC source: 0001628280-20-016725 · wf-form4_160616969447192.xml · nonDerivative · entry 1

Samuels H. Benjamin · CIK 0001661669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560,368

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:39 UTC SaleCommon Stock, $0.001 par value per share 4,000 $19.26 $77,040.00
Disclosure

SEC source: 0001628280-20-016559 · wf-form4_160573912876595.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,243

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 18:04 UTC
Hughes DuaneDirector · CEO and President
Exercise / conversionStock Options · Derivative 50,000 $5.28 Strike: $5.28 $264,000.00
Disclosure

SEC source: 0001628280-20-014622 · wf-form4_160323147432689.xml · derivative · entry 3

Hughes Duane · CIK 0001685081 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock, $0.001 par value per share · 50,000 shares

Expires 2027-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 18:04 UTC
Hughes DuaneDirector · CEO and President
Exercise / conversionCommon Stock, $0.001 par value per share 50,000 $5.28 $264,000.00
Disclosure

SEC source: 0001628280-20-014622 · wf-form4_160323147432689.xml · nonDerivative · entry 2

Hughes Duane · CIK 0001685081 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 18:04 UTC
Hughes DuaneDirector · CEO and President
SaleCommon Stock, $0.001 par value per share 50,000 $23.00 $1,150,000.00
Disclosure

SEC source: 0001628280-20-014622 · wf-form4_160323147432689.xml · nonDerivative · entry 1

Hughes Duane · CIK 0001685081 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,600

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 18:06 UTC
Fleming Stephen M.Vice President/General Counsel
SaleCommon Stock, $0.001 par value per share 50,000 $23.00 $1,150,000.00
Disclosure

SEC source: 0001628280-20-014624 · wf-form4_160323155300003.xml · nonDerivative · entry 1

Fleming Stephen M. · CIK 0001718110 · Vice President/General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,171

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 22:05 UTC
Furey Anthony DalyVice President-Finance
SaleCommon Stock, $0.001 par value per share 50,000 $23.00 $1,150,000.00
Disclosure

SEC source: 0001628280-20-014623 · wf-form4_160323151901954.xml · nonDerivative · entry 1

Furey Anthony Daly · CIK 0001794487 · Vice President-Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,324

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 21:01 UTC SaleCommon Stock, $0.001 par value per share 4,000 $22.39 $89,560.00
Disclosure

SEC source: 0001628280-20-014564 · wf-form4_160314125826660.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,243

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 16:38 UTC
DeMott HarryDirector
Exercise / conversionStock Options · Derivative 14,144 $8.20 Strike: $8.20 $115,980.80
Disclosure

SEC source: 0001628280-20-014040 · wf-form4_160149831214417.xml · derivative · entry 3

DeMott Harry · CIK 0001684919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,856

Underlying: Common Stock, $0.001 par value per share · 14,144 shares

Expires 2021-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 16:38 UTC
DeMott HarryDirector
Exercise / conversionCommon Stock, $0.001 par value per share 14,144 $8.20 $115,980.80
Disclosure

SEC source: 0001628280-20-014040 · wf-form4_160149831214417.xml · nonDerivative · entry 2

DeMott Harry · CIK 0001684919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 16:38 UTC
DeMott HarryDirector
SaleCommon Stock, $0.001 par value per share 50,000 $26.14 $1,307,000.00
Disclosure

SEC source: 0001628280-20-014040 · wf-form4_160149831214417.xml · nonDerivative · entry 1

DeMott Harry · CIK 0001684919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,499

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
September 17, 2020 Filed Sep 18, 2020 16:19 UTC
Hughes DuaneDirector · CEO and President
Exercise / conversionStock Options · Derivative 22,000 $25.78 Strike: $7.21 $567,160.00
Disclosure

SEC source: 0001628280-20-013750 · wf-form4_160046036926158.xml · derivative · entry 5

Hughes Duane · CIK 0001685081 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value per share · 22,000 shares

Expires 2021-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2020 Filed Sep 18, 2020 16:19 UTC
Hughes DuaneDirector · CEO and President
Exercise / conversionStock Options · Derivative 19,011 $4.99 Strike: $4.99 $94,864.89
Disclosure

SEC source: 0001628280-20-013750 · wf-form4_160046036926158.xml · derivative · entry 4

Hughes Duane · CIK 0001685081 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,989

Underlying: Common Stock, $0.001 par value per share · 19,011 shares

Expires 2021-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2020 Filed Sep 18, 2020 16:19 UTC
Hughes DuaneDirector · CEO and President
Exercise / conversionCommon Stock, $0.001 par value per share 22,000 $7.21 $158,620.00
Disclosure

SEC source: 0001628280-20-013750 · wf-form4_160046036926158.xml · nonDerivative · entry 3

Hughes Duane · CIK 0001685081 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2020 Filed Sep 18, 2020 16:19 UTC
Hughes DuaneDirector · CEO and President
Exercise / conversionCommon Stock, $0.001 par value per share 19,011 $4.99 $94,864.89
Disclosure

SEC source: 0001628280-20-013750 · wf-form4_160046036926158.xml · nonDerivative · entry 2

Hughes Duane · CIK 0001685081 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 17, 2020 Filed Sep 18, 2020 16:19 UTC
Hughes DuaneDirector · CEO and President
SaleCommon Stock, $0.001 par value per share 50,000 $25.78 $1,289,000.00
Disclosure

SEC source: 0001628280-20-013750 · wf-form4_160046036926158.xml · nonDerivative · entry 1

Hughes Duane · CIK 0001685081 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,600

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

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September 15, 2020 Filed Sep 16, 2020 20:54 UTC SaleCommon Stock, $0.001 par value per share 4,000 $25.41 $101,640.00
Disclosure

SEC source: 0001628280-20-013669 · wf-form4_160028963849401.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,243

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

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September 14, 2020 Filed Sep 16, 2020 16:55 UTC
Fleming Stephen M.Vice President/General Counsel
SaleCommon Stock, $0.001 par value per share 50,000 $23.85 $1,192,500.00
Disclosure

SEC source: 0001628280-20-013670 · wf-form4_160028969887775.xml · nonDerivative · entry 1

Fleming Stephen M. · CIK 0001718110 · Vice President/General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,171

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

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September 14, 2020 Filed Sep 16, 2020 20:56 UTC SaleCommon Stock, $0.001 par value per share 10,869 $23.85 $259,225.65
Disclosure

SEC source: 0001628280-20-013671 · wf-form4_160028974668239.xml · nonDerivative · entry 1

Ackerson Gregory T. · CIK 0001794172 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,037

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

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September 14, 2020 Filed Sep 16, 2020 21:43 UTC
Furey Anthony DalyVice President-Finance
SaleCommon Stock, $0.001 par value per share 50,000 $23.85 $1,192,500.00
Disclosure

SEC source: 0001628280-20-013673 · wf-form4_160029262351449.xml · nonDerivative · entry 1

Furey Anthony Daly · CIK 0001794487 · Vice President-Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,324

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 20:24 UTC Exercise / conversionStock Options · Derivative 50,000 $7.01 Strike: $7.01 $350,500.00
Disclosure

SEC source: 0001628280-20-013228 · wf-form4_159907827053359.xml · derivative · entry 3

Budde Gerald B. · CIK 0001655373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value per share · 50,000 shares

Expires 2020-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 20:24 UTC Exercise / conversionCommon Stock, $0.001 par value per share 50,000 $7.01 $350,500.00
Disclosure

SEC source: 0001628280-20-013228 · wf-form4_159907827053359.xml · nonDerivative · entry 2

Budde Gerald B. · CIK 0001655373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 20:24 UTC SaleCommon Stock, $0.001 par value per share 50,000 $17.72 $886,000.00
Disclosure

SEC source: 0001628280-20-013228 · wf-form4_159907827053359.xml · nonDerivative · entry 1

Budde Gerald B. · CIK 0001655373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,047

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.