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WORKIVA INC

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589
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0001445305
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472

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0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2019 Filed Feb 5, 2019 21:16 UTC
Miller J StuartExecutive VP & CFO
Tax withholdingClass A Common Stock 495 $41.86 $20,720.70
Disclosure

SEC source: 0001445305-19-000020 · wf-form4_154940137539202.xml · nonDerivative · entry 2

Miller J Stuart · CIK 0001623880 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,738

F3 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:16 UTC
Miller J StuartExecutive VP & CFO
GrantClass A Common Stock 43,000 $41.86 $1,799,980.00
Disclosure

SEC source: 0001445305-19-000020 · wf-form4_154940137539202.xml · nonDerivative · entry 1

Miller J Stuart · CIK 0001623880 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,233

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
January 22, 2019 Filed Jan 23, 2019 16:16 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 17,900 $37.75 $675,778.70
Disclosure

SEC source: 0001445305-19-000009 · wf-form4_154827818303867.xml · nonDerivative · entry 4

TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,539

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018.

F4 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $37.275 to $38.260. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 22, 2019 Filed Jan 23, 2019 16:16 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 2,100 $38.38 $80,598.00
Disclosure

SEC source: 0001445305-19-000009 · wf-form4_154827818303867.xml · nonDerivative · entry 3

TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,439

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018.

F3 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $38.280 to $38.480. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 19, 2019 Filed Jan 23, 2019 16:16 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
Tax withholdingClass A Common Stock 415 $38.22 $15,861.30
Disclosure

SEC source: 0001445305-19-000009 · wf-form4_154827818303867.xml · nonDerivative · entry 2

TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,539

F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
January 19, 2019 Filed Jan 23, 2019 21:15 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
Tax withholdingClass A Common Stock 802 $38.22 $30,652.44
Disclosure

SEC source: 0001445305-19-000007 · wf-form4_154827810378503.xml · nonDerivative · entry 2

VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,121

F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
January 19, 2019 Filed Jan 23, 2019 21:15 UTC
Miller J StuartExecutive VP & CFO
Tax withholdingClass A Common Stock 602 $38.22 $23,008.44
Disclosure

SEC source: 0001445305-19-000008 · wf-form4_154827813993786.xml · nonDerivative · entry 2

Miller J Stuart · CIK 0001623880 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,233

F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
January 19, 2019 Filed Jan 23, 2019 21:17 UTC
Calkins Troy M.EVP, CLO & Corp Secretary
Tax withholdingClass A Common Stock 584 $38.22 $22,320.48
Disclosure

SEC source: 0001445305-19-000010 · wf-form4_154827822094669.xml · nonDerivative · entry 2

Calkins Troy M. · CIK 0001623840 · EVP, CLO & Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,019

F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock units previously granted.

F2 · balance_after: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
January 18, 2019 Filed Jan 23, 2019 16:16 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
Tax withholdingClass A Common Stock 781 $38.22 $29,849.82
Disclosure

SEC source: 0001445305-19-000009 · wf-form4_154827818303867.xml · nonDerivative · entry 1

TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,954

F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
January 18, 2019 Filed Jan 23, 2019 21:15 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
Tax withholdingClass A Common Stock 1,154 $38.22 $44,105.88
Disclosure

SEC source: 0001445305-19-000007 · wf-form4_154827810378503.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,923

F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
January 18, 2019 Filed Jan 23, 2019 21:15 UTC
Miller J StuartExecutive VP & CFO
Tax withholdingClass A Common Stock 1,025 $38.22 $39,175.50
Disclosure

SEC source: 0001445305-19-000008 · wf-form4_154827813993786.xml · nonDerivative · entry 1

Miller J Stuart · CIK 0001623880 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,835

F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
January 18, 2019 Filed Jan 23, 2019 21:17 UTC
Calkins Troy M.EVP, CLO & Corp Secretary
Tax withholdingClass A Common Stock 963 $38.22 $36,805.86
Disclosure

SEC source: 0001445305-19-000010 · wf-form4_154827822094669.xml · nonDerivative · entry 1

Calkins Troy M. · CIK 0001623840 · EVP, CLO & Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,603

F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock units previously granted.

F2 · balance_after: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
January 17, 2019 Filed Jan 23, 2019 16:16 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
GiftClass B Common Stock · Derivative 1,604,645 $0.00 $0.00
Disclosure

SEC source: 0001445305-19-000009 · wf-form4_154827818303867.xml · derivative · entry 6

TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Class A Common Stock · 1,604,645 shares

Expires not disclosed

F5 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

Read SEC document
January 17, 2019 Filed Jan 23, 2019 16:16 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
GiftClass B Common Stock · Derivative 1,604,645 $0.00 $0.00
Disclosure

SEC source: 0001445305-19-000009 · wf-form4_154827818303867.xml · derivative · entry 5

TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 1,604,645

Underlying: Class A Common Stock · 1,604,645 shares

Expires not disclosed

F5 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

Read SEC document
January 10, 2019 Filed Jan 14, 2019 21:16 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
SaleClass A Common Stock 25,000 $38.43 $960,750.00
Disclosure

SEC source: 0001445305-19-000002 · wf-form4_154750055048268.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 475,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2018.

F2 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $37.80 to $38.74. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 16:15 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 4,326 $35.80 $154,860.42
Disclosure

SEC source: 0001445305-18-000164 · wf-form4_154542690138809.xml · nonDerivative · entry 3

TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,735

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018.

F4 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $35.65 to $35.98. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 16:15 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 2,848 $34.90 $99,391.50
Disclosure

SEC source: 0001445305-18-000164 · wf-form4_154542690138809.xml · nonDerivative · entry 2

TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,061

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018.

F3 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $34.65 to $35.47. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 16:15 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 12,826 $33.57 $430,575.23
Disclosure

SEC source: 0001445305-18-000164 · wf-form4_154542690138809.xml · nonDerivative · entry 1

TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,909

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018.

F2 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $33.02 to $34.00. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 21:15 UTC
Miller J StuartExecutive VP & CFO
Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative 10,000 $0.00 Strike: $15.86 $0.00
Disclosure

SEC source: 0001445305-18-000162 · wf-form4_154516770367403.xml · derivative · entry 3

Miller J Stuart · CIK 0001623880 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,240

Underlying: Class A Common Stock · 10,000 shares

Expires 2024-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Granted pursuant to 2009 Unit Incentive Plan.

F1 · kind: Exercise and sale at the direction and for the benefit of the reporting person's former spouse, accordingly the reporting person did not acquire beneficial ownership of the shares.

F4 · derivative.exercise_date: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 21:15 UTC
Miller J StuartExecutive VP & CFO
SaleClass A Common Stock 10,000 $35.34 $353,428.00
Disclosure

SEC source: 0001445305-18-000162 · wf-form4_154516770367403.xml · nonDerivative · entry 2

Miller J Stuart · CIK 0001623880 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,860

F1 · kind: Exercise and sale at the direction and for the benefit of the reporting person's former spouse, accordingly the reporting person did not acquire beneficial ownership of the shares.

F2 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $35.09.65 to $35.86. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 21:15 UTC
Miller J StuartExecutive VP & CFO
Exercise / conversionClass A Common Stock 10,000 $15.86 $158,600.00
Disclosure

SEC source: 0001445305-18-000162 · wf-form4_154516770367403.xml · nonDerivative · entry 1

Miller J Stuart · CIK 0001623880 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale at the direction and for the benefit of the reporting person's former spouse, accordingly the reporting person did not acquire beneficial ownership of the shares.

Read SEC document
December 12, 2018 Filed Dec 13, 2018 21:15 UTC SaleClass A Common Stock 5,000 $36.54 $182,696.00
Disclosure

SEC source: 0001445305-18-000160 · wf-form4_154473569272800.xml · nonDerivative · entry 2

CROW MICHAEL M · CIK 0001244046 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 52,875

Read SEC document
December 11, 2018 Filed Dec 13, 2018 21:15 UTC SaleClass A Common Stock 2,998 $35.29 $105,796.72
Disclosure

SEC source: 0001445305-18-000160 · wf-form4_154473569272800.xml · nonDerivative · entry 1

CROW MICHAEL M · CIK 0001244046 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 57,875

F1 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $35.2200 to $35.2950. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 21:17 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
SaleClass A Common Stock 25,000 $34.62 $865,500.00
Disclosure

SEC source: 0001445305-18-000158 · wf-form4_154464944673018.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 500,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2018.

F2 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $34.22 to $35.01. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 21:18 UTC
Miller J StuartExecutive VP & CFO
SaleClass A Common Stock 10,000 $35.25 $352,547.00
Disclosure

SEC source: 0001445305-18-000156 · wf-form4_154447671838533.xml · nonDerivative · entry 1

Miller J Stuart · CIK 0001623880 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,860

F1 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $35.14 to $35.345. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 21:16 UTC SaleClass A Common Stock 2,002 $36.82 $73,722.65
Disclosure

SEC source: 0001445305-18-000154 · wf-form4_154413096666651.xml · nonDerivative · entry 1

CROW MICHAEL M · CIK 0001244046 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 60,873

F1 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $36.80 to $36.92. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 29, 2018 Filed Dec 3, 2018 21:20 UTC SaleClass A Common Stock 5,000 $36.10 $180,478.00
Disclosure

SEC source: 0001445305-18-000152 · wf-form4_154387201912821.xml · nonDerivative · entry 1

CROW MICHAEL M · CIK 0001244046 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 62,875

F1 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $36.0050 to $36.25. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 28, 2018 Filed Nov 30, 2018 21:15 UTC SaleClass A Common Stock 29,800 $36.13 $1,076,674.00
Disclosure

SEC source: 0001445305-18-000150 · wf-form4_154361251424337.xml · nonDerivative · entry 1

Katz Eugene S · CIK 0001386894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,570

F1 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $36.085 to $36.36. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 21:15 UTC SaleClass A Common Stock 5,000 $36.21 $181,050.00
Disclosure

SEC source: 0001445305-18-000148 · wf-form4_154343970433142.xml · nonDerivative · entry 1

CROW MICHAEL M · CIK 0001244046 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 67,875

F1 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $36.00 to $36.48. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:15 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 17,080 $33.93 $579,524.40
Disclosure

SEC source: 0001445305-18-000146 · wf-form4_154283490747246.xml · nonDerivative · entry 2

TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,735

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018.

F3 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $33.65 to $34.24. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

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November 20, 2018 Filed Nov 21, 2018 16:15 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 2,920 $33.31 $97,265.20
Disclosure

SEC source: 0001445305-18-000146 · wf-form4_154283490747246.xml · nonDerivative · entry 1

TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,815

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018.

F2 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $32.65 to $33.64. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

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November 15, 2018 Filed Nov 19, 2018 21:15 UTC SaleClass A Common Stock 5,000 $36.77 $183,829.00
Disclosure

SEC source: 0001445305-18-000144 · wf-form4_154266210359938.xml · nonDerivative · entry 1

CROW MICHAEL M · CIK 0001244046 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 48,000

F1 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $36.71 to $36.87. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

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November 14, 2018 Filed Nov 16, 2018 21:16 UTC
Klindt JillVP, Treasurer & CAO
SaleClass A Common Stock 2,625 $35.35 $92,793.75
Disclosure

SEC source: 0001445305-18-000142 · wf-form4_154240296589968.xml · nonDerivative · entry 2

Klindt Jill · CIK 0001626102 · VP, Treasurer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,729

F1 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $35.20 to $35.66. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

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November 14, 2018 Filed Nov 16, 2018 21:16 UTC
Klindt JillVP, Treasurer & CAO
SaleClass A Common Stock 875 $34.39 $30,091.25
Disclosure

SEC source: 0001445305-18-000142 · wf-form4_154240296589968.xml · nonDerivative · entry 1

Klindt Jill · CIK 0001626102 · VP, Treasurer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,354

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November 12, 2018 Filed Nov 14, 2018 21:17 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
SaleClass A Common Stock 200 $38.52 $7,704.00
Disclosure

SEC source: 0001445305-18-000138 · wf-form4_154223013349353.xml · nonDerivative · entry 4

VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 525,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2018.

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November 12, 2018 Filed Nov 14, 2018 21:17 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
SaleClass A Common Stock 2,200 $37.33 $82,126.00
Disclosure

SEC source: 0001445305-18-000138 · wf-form4_154223013349353.xml · nonDerivative · entry 3

VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 525,200

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2018.

F4 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $37.01 to $37.87. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

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November 12, 2018 Filed Nov 14, 2018 21:17 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
SaleClass A Common Stock 2,500 $36.60 $91,500.00
Disclosure

SEC source: 0001445305-18-000138 · wf-form4_154223013349353.xml · nonDerivative · entry 2

VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 527,400

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2018.

F3 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $36.13 to $36.975. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

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November 12, 2018 Filed Nov 14, 2018 21:17 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
SaleClass A Common Stock 20,100 $35.53 $714,153.00
Disclosure

SEC source: 0001445305-18-000138 · wf-form4_154223013349353.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 529,900

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2018.

F2 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $35.00 to $35.99. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

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November 12, 2018 Filed Nov 14, 2018 21:19 UTC SaleClass A Common Stock 5,000 $36.79 $183,931.00
Disclosure

SEC source: 0001445305-18-000140 · wf-form4_154223029274994.xml · nonDerivative · entry 1

CROW MICHAEL M · CIK 0001244046 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 53,000

F1 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $36.58 to $36.8902. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

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November 12, 2018 Filed Nov 14, 2018 21:17 UTC SaleClass A Common Stock 200 $37.03 $7,406.00
Disclosure

SEC source: 0001445305-18-000139 · wf-form4_154223024479855.xml · nonDerivative · entry 1

Katz Eugene S · CIK 0001386894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,370

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November 08, 2018 Filed Nov 13, 2018 16:11 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
ConversionClass B Common Stock · Derivative 136,888 $0.00 $0.00
Disclosure

SEC source: 0001445305-18-000135 · wf-form4_154214347845656.xml · derivative · entry 2

TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,744,645

Underlying: Class A Common Stock · 136,888 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

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November 08, 2018 Filed Nov 13, 2018 16:11 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
ConversionClass A Common Stock 136,888 $0.00 $0.00
Disclosure

SEC source: 0001445305-18-000135 · wf-form4_154214347845656.xml · nonDerivative · entry 1

TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2018 Filed Nov 1, 2018 20:23 UTC GrantClass A Common Stock 5,926 Not disclosed Not disclosed
Disclosure

SEC source: 0001445305-18-000124 · wf-form4_154110376740113.xml · nonDerivative · entry 1

Bonner Brigid A · CIK 0001359852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,926

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests in a single installment on the first anniversary of the grant date.

F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

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September 04, 2018 Filed Sep 6, 2018 16:30 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
GrantClass A Common Stock 100,000 $38.00 $3,800,000.00
Disclosure

SEC source: 0001445305-18-000115 · wf-form4_153626582736228.xml · nonDerivative · entry 1

TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,847

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests in a single installment on February 1, 2021.

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August 27, 2018 Filed Aug 28, 2018 20:19 UTC GiftClass A Common Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001445305-18-000113 · wf-form4_153548758236392.xml · nonDerivative · entry 2

Katz Eugene S · CIK 0001386894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,570

F1 · shares: On August 23, 2018 and August 27, 2018, the reporting person made charitable gifts in total of 300 shares.

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August 23, 2018 Filed Aug 28, 2018 20:19 UTC GiftClass A Common Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001445305-18-000113 · wf-form4_153548758236392.xml · nonDerivative · entry 1

Katz Eugene S · CIK 0001386894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,670

F1 · shares: On August 23, 2018 and August 27, 2018, the reporting person made charitable gifts in total of 300 shares.

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June 11, 2018 Filed Jun 13, 2018 20:32 UTC GrantClass A Common Stock 7,034 Not disclosed Not disclosed
Disclosure

SEC source: 0001445305-18-000098 · wf-form4_152892190392759.xml · nonDerivative · entry 1

RADIA SUKU V · CIK 0001196027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,870

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

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June 11, 2018 Filed Jun 13, 2018 20:31 UTC GrantClass A Common Stock 7,034 Not disclosed Not disclosed
Disclosure

SEC source: 0001445305-18-000097 · wf-form4_152892188087743.xml · nonDerivative · entry 1

CROW MICHAEL M · CIK 0001244046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,870

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

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June 11, 2018 Filed Jun 13, 2018 20:31 UTC GrantClass A Common Stock 7,034 Not disclosed Not disclosed
Disclosure

SEC source: 0001445305-18-000096 · wf-form4_152892185580783.xml · nonDerivative · entry 1

Herz Robert H · CIK 0001523753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,257

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

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June 11, 2018 Filed Jun 13, 2018 20:30 UTC GrantClass A Common Stock 7,034 Not disclosed Not disclosed
Disclosure

SEC source: 0001445305-18-000095 · wf-form4_152892183187041.xml · nonDerivative · entry 1

MULCAHY DAVID S · CIK 0001260541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,163

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.