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WHLR
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Export transactions ↓Last 12 months
Inside the activity.
7 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 10 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 4 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 2 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 28, 2022 Filed Nov 30, 2022 20:00 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
PurchaseCommon Stock, $0.01 par value | 72 | $1.87 | $134.88 |
DisclosureSEC source: 0001213900-22-076323 · ownership.xml · nonDerivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 623 F1 · price: This was an average price. Actual prices paid for the shares purchased on 11/28/22 range from $1.81 to $1.90. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 28, 2022 Filed Nov 30, 2022 20:00 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
PurchaseCommon Stock, $0.01 par value | 4,424 | $1.87 | $8,287.92 |
DisclosureSEC source: 0001213900-22-076323 · ownership.xml · nonDerivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 38,516 F1 · price: This was an average price. Actual prices paid for the shares purchased on 11/28/22 range from $1.81 to $1.90. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 22, 2022 Filed Nov 23, 2022 19:48 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
PurchaseCommon Stock, $0.01 par value | 22 | $1.85 | $40.70 |
DisclosureSEC source: 0001213900-22-074876 · ownership.xml · nonDerivative · entry 4 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 551 F3 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 22, 2022 Filed Nov 23, 2022 19:48 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
PurchaseCommon Stock, $0.01 par value | 1,375 | $1.85 | $2,543.75 |
DisclosureSEC source: 0001213900-22-074876 · ownership.xml · nonDerivative · entry 3 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 34,092 F2 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 21, 2022 Filed Nov 23, 2022 19:48 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
PurchaseCommon Stock, $0.01 par value | 131 | $1.82 | $238.22 |
DisclosureSEC source: 0001213900-22-074876 · ownership.xml · nonDerivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 529 F1 · price: This was an average price. Actual prices paid for the shares purchased on 11/21/22 range from $1.775 to $1.85. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 21, 2022 Filed Nov 23, 2022 19:48 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
PurchaseCommon Stock, $0.01 par value | 8,089 | $1.82 | $14,709.85 |
DisclosureSEC source: 0001213900-22-074876 · ownership.xml · nonDerivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 32,717 F1 · price: This was an average price. Actual prices paid for the shares purchased on 11/21/22 range from $1.775 to $1.85. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 14, 2022 Filed Nov 15, 2022 18:35 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
PurchaseCommon Stock, $0.01 par value | 89 | $1.77 | $157.28 |
DisclosureSEC source: 0001213900-22-072693 · ownership.xml · nonDerivative · entry 6 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 398 F1 · price: This was an average price. Actual prices paid for the shares purchased on 11/11/22 range from $1.65 to $1.75. Actual prices paid for the shares purchased on 11/14/22 ranges from $1.74 to $1.78. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II). F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 2 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 14, 2022 Filed Nov 15, 2022 18:35 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
PurchaseCommon Stock, $0.01 par value | 5,529 | $1.77 | $9,770.85 |
DisclosureSEC source: 0001213900-22-072693 · ownership.xml · nonDerivative · entry 5 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 24,628 F1 · price: This was an average price. Actual prices paid for the shares purchased on 11/11/22 range from $1.65 to $1.75. Actual prices paid for the shares purchased on 11/14/22 ranges from $1.74 to $1.78. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 2 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 14, 2022 Filed Nov 15, 2022 18:35 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
PurchaseCommon Stock, $0.01 par value | 1,216 | $1.77 | $2,148.92 |
DisclosureSEC source: 0001213900-22-072693 · ownership.xml · nonDerivative · entry 4 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,418 F1 · price: This was an average price. Actual prices paid for the shares purchased on 11/11/22 range from $1.65 to $1.75. Actual prices paid for the shares purchased on 11/14/22 ranges from $1.74 to $1.78. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA). F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 2 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 18:35 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
PurchaseCommon Stock, $0.01 par value | 110 | $1.66 | $182.30 |
DisclosureSEC source: 0001213900-22-072693 · ownership.xml · nonDerivative · entry 3 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 309 F1 · price: This was an average price. Actual prices paid for the shares purchased on 11/11/22 range from $1.65 to $1.75. Actual prices paid for the shares purchased on 11/14/22 ranges from $1.74 to $1.78. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II). F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 2 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 18:35 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
PurchaseCommon Stock, $0.01 par value | 6,809 | $1.66 | $11,284.56 |
DisclosureSEC source: 0001213900-22-072693 · ownership.xml · nonDerivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 19,099 F1 · price: This was an average price. Actual prices paid for the shares purchased on 11/11/22 range from $1.65 to $1.75. Actual prices paid for the shares purchased on 11/14/22 ranges from $1.74 to $1.78. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 2 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 18:35 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
PurchaseCommon Stock, $0.01 par value | 1,498 | $1.66 | $2,482.64 |
DisclosureSEC source: 0001213900-22-072693 · ownership.xml · nonDerivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,202 F1 · price: This was an average price. Actual prices paid for the shares purchased on 11/11/22 range from $1.65 to $1.75. Actual prices paid for the shares purchased on 11/14/22 ranges from $1.74 to $1.78. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA). F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 2 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 18:38 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
PurchaseCommon Stock, $0.01 par value | 199 | $1.72 | $341.80 |
DisclosureSEC source: 0001213900-22-071963 · ownership.xml · nonDerivative · entry 3 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 199 F1 · price: This was an average price. Actual prices paid range from $1.64 to $1.75. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II). F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 2 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 18:38 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
PurchaseCommon Stock, $0.01 par value | 12,290 | $1.72 | $21,109.30 |
DisclosureSEC source: 0001213900-22-071963 · ownership.xml · nonDerivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,290 F1 · price: This was an average price. Actual prices paid range from $1.64 to $1.75. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 2 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 18:38 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
PurchaseCommon Stock, $0.01 par value | 2,704 | $1.72 | $4,644.39 |
DisclosureSEC source: 0001213900-22-071963 · ownership.xml · nonDerivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,704 F1 · price: This was an average price. Actual prices paid range from $1.64 to $1.75. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA). F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 2 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| September 06, 2022 Filed Sep 7, 2022 21:07 UTC |
Campbell Kerry G.Director
|
SaleCommon Stock | 76,890 | $2.23 | $171,464.70 |
DisclosureSEC source: 0001213900-22-054553 · ownership.xml · nonDerivative · entry 1 Campbell Kerry G. · CIK 0001798184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 F1 · price: The sale price reported above has been rounded to the nearest cent. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 17:48 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 2,985 | $12.81 Strike: $16.96 | $38,231.88 |
DisclosureSEC source: 0001213900-22-053701 · ownership.xml · derivative · entry 4 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 59,569 Underlying: Common Stock, $0.01 par value · 4,400 shares Expires not disclosed F8 · price: This is the average price. The prices at which shares were actually sold range from $12.80 to $12.89. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · derivative.exercise_date: Convertible at any time, with no expiration date. F7 · derivative.expiration_date: Convertible at any time, with no expiration date. F9 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F9 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F12 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4 and 9 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 17:48 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 669 | $3.85 Strike: $40.00 | $2,575.65 |
DisclosureSEC source: 0001213900-22-053701 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 28,983 Underlying: Common Stock, $0.01 par value · 418 shares Expires not disclosed F2 · price: This was the actual price, not an average price. F3 · price: The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F4 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F4 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F12 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4 and 9 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| August 30, 2022 Filed Aug 31, 2022 21:00 UTC |
Campbell Kerry G.Director
|
SaleCommon Stock | 20,110 | $2.02 | $40,622.20 |
DisclosureSEC source: 0001213900-22-052707 · ownership.xml · nonDerivative · entry 1 Campbell Kerry G. · CIK 0001798184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,890 F1 · price: The sale price reported above has been rounded to the nearest cent. Read SEC document |
| August 29, 2022 Filed Aug 31, 2022 21:00 UTC |
Campbell Kerry G.Director
|
SaleSeries B Convertible Preferred Stock · Derivative | 1,312 | $3.81 Strike: $40.00 | $4,998.72 |
DisclosureSEC source: 0001213900-22-052707 · ownership.xml · derivative · entry 4 Campbell Kerry G. · CIK 0001798184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 820 shares Expires not disclosed F7 · shares: As disclosed in the Issuer's Form 8-K filed with the SEC on May 20, 2022, the Issuer determined that interest on the Notes payable on June 30, 2022, would be paid in the form of Series B Preferred Stock. On June 30, 2022, the Issuer issued shares of Series B Preferred Stock to the Reporting Person as payment of interest with respect to the Notes held by the Reporting Person, in accordance with the terms thereof and of the Indenture. This Form 4 reports the sale on August 29, 2022 of 1,312 shares of the Series B Preferred Stock at $3.81 per share. F1 · price: The sale price reported above has been rounded to the nearest cent. F8 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. F8 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. Read SEC document |
| August 29, 2022 Filed Aug 31, 2022 21:00 UTC |
Campbell Kerry G.Director
|
SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 344 | $13.01 Strike: $16.96 | $4,475.44 |
DisclosureSEC source: 0001213900-22-052707 · ownership.xml · derivative · entry 3 Campbell Kerry G. · CIK 0001798184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 507 shares Expires not disclosed F5 · shares: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission ("SEC") on November 29, 2021, the Board of Directors of the Issuer determined that interest on the Notes payable on December 31, 2021, would be paid in the form of Series D Preferred Stock. On December 31, 2021, the Company issued shares of Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes held by the Reporting Person, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"). This Form 4 reports the sale on August 29, 2022 of 344 shares of the Series D Preferred Stock at $13.01 per share. F1 · price: The sale price reported above has been rounded to the nearest cent. F6 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series D Preferred Stock is convertible into 1.474 shares of the Issuer's common stock. The Series D Preferred Stock has no expiration date. F6 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series D Preferred Stock is convertible into 1.474 shares of the Issuer's common stock. The Series D Preferred Stock has no expiration date. Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 20:47 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Activist Investments, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Value Partners VII, L.P.10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 34,528 | $3.31 Strike: $40.00 | $114,287.68 |
DisclosureSEC source: 0001213900-22-052321 · ownership.xml · derivative · entry 12 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 21,580 shares Expires not disclosed F9 · shares: As disclosed in the Issuer's Form 8-K filed with the SEC on May 20, 2022, the Issuer determined that interest on the Notes payable on June 30, 2022, would be paid in the form of Series B Preferred Stock. On June 30, 2022, the Issuer issued shares of Series B Preferred Stock to (i) SAI as payment of interest with respect to the Notes held by SAI, in accordance with the terms thereof and of the Indenture, (ii) SAF as payment of interest with respect to the Notes held by SAF, in accordance with the terms thereof and the Indenture, and (iii) SVP VII as payment of interest with respect to the Notes held by SVP VII, in accordance with the terms thereof and the Indenture. This Form 4 reports the following sales of the Series B Preferred Stock on August 26, 2022: (i) SAI sold 152,759 shares at $3.31 per share, (ii) SAF sold 21,971 shares at $3.31 per share, and (iii) SVP VII sold 34,528 shares at $3.31 per share. F11 · price: The sale price reported above has been rounded to the nearest cent. F10 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. F10 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. F3 · ownership.nature: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 20:47 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Activist Investments, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Value Partners VII, L.P.10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 21,971 | $3.31 Strike: $40.00 | $72,724.01 |
DisclosureSEC source: 0001213900-22-052321 · ownership.xml · derivative · entry 11 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 13,731 shares Expires not disclosed F9 · shares: As disclosed in the Issuer's Form 8-K filed with the SEC on May 20, 2022, the Issuer determined that interest on the Notes payable on June 30, 2022, would be paid in the form of Series B Preferred Stock. On June 30, 2022, the Issuer issued shares of Series B Preferred Stock to (i) SAI as payment of interest with respect to the Notes held by SAI, in accordance with the terms thereof and of the Indenture, (ii) SAF as payment of interest with respect to the Notes held by SAF, in accordance with the terms thereof and the Indenture, and (iii) SVP VII as payment of interest with respect to the Notes held by SVP VII, in accordance with the terms thereof and the Indenture. This Form 4 reports the following sales of the Series B Preferred Stock on August 26, 2022: (i) SAI sold 152,759 shares at $3.31 per share, (ii) SAF sold 21,971 shares at $3.31 per share, and (iii) SVP VII sold 34,528 shares at $3.31 per share. F11 · price: The sale price reported above has been rounded to the nearest cent. F10 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. F10 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. F2 · ownership.nature: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 20:47 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Activist Investments, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Value Partners VII, L.P.10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 152,759 | $3.31 Strike: $40.00 | $505,632.29 |
DisclosureSEC source: 0001213900-22-052321 · ownership.xml · derivative · entry 10 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 95,474 shares Expires not disclosed F9 · shares: As disclosed in the Issuer's Form 8-K filed with the SEC on May 20, 2022, the Issuer determined that interest on the Notes payable on June 30, 2022, would be paid in the form of Series B Preferred Stock. On June 30, 2022, the Issuer issued shares of Series B Preferred Stock to (i) SAI as payment of interest with respect to the Notes held by SAI, in accordance with the terms thereof and of the Indenture, (ii) SAF as payment of interest with respect to the Notes held by SAF, in accordance with the terms thereof and the Indenture, and (iii) SVP VII as payment of interest with respect to the Notes held by SVP VII, in accordance with the terms thereof and the Indenture. This Form 4 reports the following sales of the Series B Preferred Stock on August 26, 2022: (i) SAI sold 152,759 shares at $3.31 per share, (ii) SAF sold 21,971 shares at $3.31 per share, and (iii) SVP VII sold 34,528 shares at $3.31 per share. F11 · price: The sale price reported above has been rounded to the nearest cent. F10 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. F10 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. F1 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| August 25, 2022 Filed Aug 26, 2022 22:10 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Activist Investments, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Value Partners VII, L.P.10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 10,136 | $3.72 Strike: $40.00 | $37,705.92 |
DisclosureSEC source: 0001213900-22-051548 · ownership.xml · derivative · entry 15 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 34,528 Underlying: Common Stock · 6,335 shares Expires not disclosed F9 · shares: As disclosed in the Issuer's Form 8-K filed with the SEC on May 20, 2022, the Issuer determined that interest on the Notes payable on June 30, 2022, would be paid in the form of Series B Preferred Stock. On June 30, 2022, the Issuer issued shares of Series B Preferred Stock to (i) SAI as payment of interest with respect to the Notes held by SAI, in accordance with the terms thereof and of the Indenture, (ii) SAF as payment of interest with respect to the Notes held by SAF, in accordance with the terms thereof and the Indenture, and (iii) SVP VII as payment of interest with respect to the Notes held by SVP VII, in accordance with the terms thereof and the Indenture. This Form 4 reports the following sales of the Series B Preferred Stock: (i) on August 24, 2022, (a) SAI sold 47,511 shares at $4.32 per share, (b) SAF sold 6,684 shares at $4.32 per share, and (c) SVP VII sold 9,462 shares at $4.32 per share; and (ii) on August 25, 2022, (a) SAI sold 39,195 shares at $3.72 per share; (b) SAF sold 5,787 shares at $3.72 per share, and (c) SVP VII sold 10,136 shares at $3.72 per share. F11 · price: The sale price reported above has been rounded to the nearest cent. F10 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. F10 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. F3 · ownership.nature: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| August 25, 2022 Filed Aug 26, 2022 22:10 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Activist Investments, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Value Partners VII, L.P.10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 5,787 | $3.72 Strike: $40.00 | $21,527.64 |
DisclosureSEC source: 0001213900-22-051548 · ownership.xml · derivative · entry 14 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 21,971 Underlying: Common Stock · 3,616 shares Expires not disclosed F9 · shares: As disclosed in the Issuer's Form 8-K filed with the SEC on May 20, 2022, the Issuer determined that interest on the Notes payable on June 30, 2022, would be paid in the form of Series B Preferred Stock. On June 30, 2022, the Issuer issued shares of Series B Preferred Stock to (i) SAI as payment of interest with respect to the Notes held by SAI, in accordance with the terms thereof and of the Indenture, (ii) SAF as payment of interest with respect to the Notes held by SAF, in accordance with the terms thereof and the Indenture, and (iii) SVP VII as payment of interest with respect to the Notes held by SVP VII, in accordance with the terms thereof and the Indenture. This Form 4 reports the following sales of the Series B Preferred Stock: (i) on August 24, 2022, (a) SAI sold 47,511 shares at $4.32 per share, (b) SAF sold 6,684 shares at $4.32 per share, and (c) SVP VII sold 9,462 shares at $4.32 per share; and (ii) on August 25, 2022, (a) SAI sold 39,195 shares at $3.72 per share; (b) SAF sold 5,787 shares at $3.72 per share, and (c) SVP VII sold 10,136 shares at $3.72 per share. F11 · price: The sale price reported above has been rounded to the nearest cent. F10 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. F10 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. F2 · ownership.nature: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| August 25, 2022 Filed Aug 26, 2022 22:10 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Activist Investments, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Value Partners VII, L.P.10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 39,195 | $3.72 Strike: $40.00 | $145,805.40 |
DisclosureSEC source: 0001213900-22-051548 · ownership.xml · derivative · entry 13 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 152,759 Underlying: Common Stock · 24,496 shares Expires not disclosed F9 · shares: As disclosed in the Issuer's Form 8-K filed with the SEC on May 20, 2022, the Issuer determined that interest on the Notes payable on June 30, 2022, would be paid in the form of Series B Preferred Stock. On June 30, 2022, the Issuer issued shares of Series B Preferred Stock to (i) SAI as payment of interest with respect to the Notes held by SAI, in accordance with the terms thereof and of the Indenture, (ii) SAF as payment of interest with respect to the Notes held by SAF, in accordance with the terms thereof and the Indenture, and (iii) SVP VII as payment of interest with respect to the Notes held by SVP VII, in accordance with the terms thereof and the Indenture. This Form 4 reports the following sales of the Series B Preferred Stock: (i) on August 24, 2022, (a) SAI sold 47,511 shares at $4.32 per share, (b) SAF sold 6,684 shares at $4.32 per share, and (c) SVP VII sold 9,462 shares at $4.32 per share; and (ii) on August 25, 2022, (a) SAI sold 39,195 shares at $3.72 per share; (b) SAF sold 5,787 shares at $3.72 per share, and (c) SVP VII sold 10,136 shares at $3.72 per share. F11 · price: The sale price reported above has been rounded to the nearest cent. F10 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. F10 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. F1 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| August 24, 2022 Filed Aug 26, 2022 22:10 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Activist Investments, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Value Partners VII, L.P.10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 9,462 | $4.32 Strike: $40.00 | $40,875.84 |
DisclosureSEC source: 0001213900-22-051548 · ownership.xml · derivative · entry 12 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 44,664 Underlying: Common Stock · 5,913 shares Expires not disclosed F9 · shares: As disclosed in the Issuer's Form 8-K filed with the SEC on May 20, 2022, the Issuer determined that interest on the Notes payable on June 30, 2022, would be paid in the form of Series B Preferred Stock. On June 30, 2022, the Issuer issued shares of Series B Preferred Stock to (i) SAI as payment of interest with respect to the Notes held by SAI, in accordance with the terms thereof and of the Indenture, (ii) SAF as payment of interest with respect to the Notes held by SAF, in accordance with the terms thereof and the Indenture, and (iii) SVP VII as payment of interest with respect to the Notes held by SVP VII, in accordance with the terms thereof and the Indenture. This Form 4 reports the following sales of the Series B Preferred Stock: (i) on August 24, 2022, (a) SAI sold 47,511 shares at $4.32 per share, (b) SAF sold 6,684 shares at $4.32 per share, and (c) SVP VII sold 9,462 shares at $4.32 per share; and (ii) on August 25, 2022, (a) SAI sold 39,195 shares at $3.72 per share; (b) SAF sold 5,787 shares at $3.72 per share, and (c) SVP VII sold 10,136 shares at $3.72 per share. F11 · price: The sale price reported above has been rounded to the nearest cent. F10 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. F10 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. F3 · ownership.nature: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| August 24, 2022 Filed Aug 26, 2022 22:10 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Activist Investments, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Value Partners VII, L.P.10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 6,684 | $4.32 Strike: $40.00 | $28,874.88 |
DisclosureSEC source: 0001213900-22-051548 · ownership.xml · derivative · entry 11 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 27,758 Underlying: Common Stock · 4,177 shares Expires not disclosed F9 · shares: As disclosed in the Issuer's Form 8-K filed with the SEC on May 20, 2022, the Issuer determined that interest on the Notes payable on June 30, 2022, would be paid in the form of Series B Preferred Stock. On June 30, 2022, the Issuer issued shares of Series B Preferred Stock to (i) SAI as payment of interest with respect to the Notes held by SAI, in accordance with the terms thereof and of the Indenture, (ii) SAF as payment of interest with respect to the Notes held by SAF, in accordance with the terms thereof and the Indenture, and (iii) SVP VII as payment of interest with respect to the Notes held by SVP VII, in accordance with the terms thereof and the Indenture. This Form 4 reports the following sales of the Series B Preferred Stock: (i) on August 24, 2022, (a) SAI sold 47,511 shares at $4.32 per share, (b) SAF sold 6,684 shares at $4.32 per share, and (c) SVP VII sold 9,462 shares at $4.32 per share; and (ii) on August 25, 2022, (a) SAI sold 39,195 shares at $3.72 per share; (b) SAF sold 5,787 shares at $3.72 per share, and (c) SVP VII sold 10,136 shares at $3.72 per share. F11 · price: The sale price reported above has been rounded to the nearest cent. F10 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. F10 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. F2 · ownership.nature: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| August 24, 2022 Filed Aug 26, 2022 22:10 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Activist Investments, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Value Partners VII, L.P.10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 47,511 | $4.32 Strike: $40.00 | $205,247.52 |
DisclosureSEC source: 0001213900-22-051548 · ownership.xml · derivative · entry 10 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 191,954 Underlying: Common Stock · 29,694 shares Expires not disclosed F9 · shares: As disclosed in the Issuer's Form 8-K filed with the SEC on May 20, 2022, the Issuer determined that interest on the Notes payable on June 30, 2022, would be paid in the form of Series B Preferred Stock. On June 30, 2022, the Issuer issued shares of Series B Preferred Stock to (i) SAI as payment of interest with respect to the Notes held by SAI, in accordance with the terms thereof and of the Indenture, (ii) SAF as payment of interest with respect to the Notes held by SAF, in accordance with the terms thereof and the Indenture, and (iii) SVP VII as payment of interest with respect to the Notes held by SVP VII, in accordance with the terms thereof and the Indenture. This Form 4 reports the following sales of the Series B Preferred Stock: (i) on August 24, 2022, (a) SAI sold 47,511 shares at $4.32 per share, (b) SAF sold 6,684 shares at $4.32 per share, and (c) SVP VII sold 9,462 shares at $4.32 per share; and (ii) on August 25, 2022, (a) SAI sold 39,195 shares at $3.72 per share; (b) SAF sold 5,787 shares at $3.72 per share, and (c) SVP VII sold 10,136 shares at $3.72 per share. F11 · price: The sale price reported above has been rounded to the nearest cent. F10 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. F10 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. F1 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| June 30, 2022 Filed Jul 6, 2022 01:23 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Activist Investments, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Value Partners VII, L.P.10% owner
|
OtherSeries B Convertible Preferred Stock · Derivative | 54,126 | Not disclosed Strike: $40.00 | Not disclosed |
DisclosureSEC source: 0001213900-22-037408 · ownership.xml · derivative · entry 12 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 54,126 Underlying: Common Stock · 33,828 shares Expires not disclosed F10 · kind: As disclosed in the Issuer's Form 8-K filed with the SEC on May 20, 2022, the Issuer determined that interest on the Notes payable on June 30, 2022, would be paid in the form of Series B Preferred Stock. On June 30, 2022, the Issuer issued shares of Series B Preferred Stock to (i) SAI as payment of interest with respect to the Notes held by SAI, in accordance with the terms thereof and of the Indenture, (ii) SAF as payment of interest with respect to the Notes held by SAF, in accordance with the terms thereof and the Indenture, and (iii) SVP VII as payment of interest with respect to the Notes held by SVP VII, in accordance with the terms thereof and the Indenture. F10 · shares: As disclosed in the Issuer's Form 8-K filed with the SEC on May 20, 2022, the Issuer determined that interest on the Notes payable on June 30, 2022, would be paid in the form of Series B Preferred Stock. On June 30, 2022, the Issuer issued shares of Series B Preferred Stock to (i) SAI as payment of interest with respect to the Notes held by SAI, in accordance with the terms thereof and of the Indenture, (ii) SAF as payment of interest with respect to the Notes held by SAF, in accordance with the terms thereof and the Indenture, and (iii) SVP VII as payment of interest with respect to the Notes held by SVP VII, in accordance with the terms thereof and the Indenture. F11 · price: In accordance with the terms of the Indenture, the number of shares of Series B Preferred Stock paid as interest on the Notes was determined based on a per share value equal to $2.6673845, calculated as the product of (x) the average of the per share volume-weighted average prices for the Series B Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F9 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. F9 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. F3 · ownership.nature: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| June 30, 2022 Filed Jul 6, 2022 01:23 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Activist Investments, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Value Partners VII, L.P.10% owner
|
OtherSeries B Convertible Preferred Stock · Derivative | 34,442 | Not disclosed Strike: $40.00 | Not disclosed |
DisclosureSEC source: 0001213900-22-037408 · ownership.xml · derivative · entry 11 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 34,442 Underlying: Common Stock · 21,526 shares Expires not disclosed F10 · kind: As disclosed in the Issuer's Form 8-K filed with the SEC on May 20, 2022, the Issuer determined that interest on the Notes payable on June 30, 2022, would be paid in the form of Series B Preferred Stock. On June 30, 2022, the Issuer issued shares of Series B Preferred Stock to (i) SAI as payment of interest with respect to the Notes held by SAI, in accordance with the terms thereof and of the Indenture, (ii) SAF as payment of interest with respect to the Notes held by SAF, in accordance with the terms thereof and the Indenture, and (iii) SVP VII as payment of interest with respect to the Notes held by SVP VII, in accordance with the terms thereof and the Indenture. F10 · shares: As disclosed in the Issuer's Form 8-K filed with the SEC on May 20, 2022, the Issuer determined that interest on the Notes payable on June 30, 2022, would be paid in the form of Series B Preferred Stock. On June 30, 2022, the Issuer issued shares of Series B Preferred Stock to (i) SAI as payment of interest with respect to the Notes held by SAI, in accordance with the terms thereof and of the Indenture, (ii) SAF as payment of interest with respect to the Notes held by SAF, in accordance with the terms thereof and the Indenture, and (iii) SVP VII as payment of interest with respect to the Notes held by SVP VII, in accordance with the terms thereof and the Indenture. F11 · price: In accordance with the terms of the Indenture, the number of shares of Series B Preferred Stock paid as interest on the Notes was determined based on a per share value equal to $2.6673845, calculated as the product of (x) the average of the per share volume-weighted average prices for the Series B Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F9 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. F9 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. F2 · ownership.nature: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| June 30, 2022 Filed Jul 6, 2022 01:23 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Activist Investments, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Value Partners VII, L.P.10% owner
|
OtherSeries B Convertible Preferred Stock · Derivative | 239,465 | Not disclosed Strike: $40.00 | Not disclosed |
DisclosureSEC source: 0001213900-22-037408 · ownership.xml · derivative · entry 10 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 239,465 Underlying: Common Stock · 149,665 shares Expires not disclosed F10 · kind: As disclosed in the Issuer's Form 8-K filed with the SEC on May 20, 2022, the Issuer determined that interest on the Notes payable on June 30, 2022, would be paid in the form of Series B Preferred Stock. On June 30, 2022, the Issuer issued shares of Series B Preferred Stock to (i) SAI as payment of interest with respect to the Notes held by SAI, in accordance with the terms thereof and of the Indenture, (ii) SAF as payment of interest with respect to the Notes held by SAF, in accordance with the terms thereof and the Indenture, and (iii) SVP VII as payment of interest with respect to the Notes held by SVP VII, in accordance with the terms thereof and the Indenture. F10 · shares: As disclosed in the Issuer's Form 8-K filed with the SEC on May 20, 2022, the Issuer determined that interest on the Notes payable on June 30, 2022, would be paid in the form of Series B Preferred Stock. On June 30, 2022, the Issuer issued shares of Series B Preferred Stock to (i) SAI as payment of interest with respect to the Notes held by SAI, in accordance with the terms thereof and of the Indenture, (ii) SAF as payment of interest with respect to the Notes held by SAF, in accordance with the terms thereof and the Indenture, and (iii) SVP VII as payment of interest with respect to the Notes held by SVP VII, in accordance with the terms thereof and the Indenture. F11 · price: In accordance with the terms of the Indenture, the number of shares of Series B Preferred Stock paid as interest on the Notes was determined based on a per share value equal to $2.6673845, calculated as the product of (x) the average of the per share volume-weighted average prices for the Series B Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F9 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. F9 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. F1 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| June 30, 2022 Filed Jul 6, 2022 01:22 UTC | OtherSeries B Convertible Preferred Stock · Derivative | 350 | Not disclosed Strike: $40.00 | Not disclosed |
DisclosureSEC source: 0001213900-22-037407 · ownership.xml · derivative · entry 4 Franklin Michael Andrew · CIK 0001697904 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350 Underlying: Common Stock · 218 shares Expires not disclosed F7 · kind: As disclosed in the Issuer's Form 8-K filed with the SEC on May 20, 2022, the Issuer determined that interest on the Notes payable on June 30, 2022, would be paid in the form of Series B Preferred Stock. On June 30, 2022, the Issuer issued shares of Series B Preferred Stock to the Reporting Person as payment of interest with respect to the Notes held by the Reporting Person, in accordance with the terms thereof and of the Indenture. F8 · price: In accordance with the terms of the Indenture, the number of shares of Series B Preferred Stock paid as interest on the Notes was determined based on a per share value equal to $2.6673845, calculated as the product of (x) the average of the per share volume-weighted average prices for the Series B Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F6 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. F6 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. Read SEC document |
|
| June 30, 2022 Filed Jul 6, 2022 01:21 UTC |
Campbell Kerry G.Director
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OtherSeries B Convertible Preferred Stock · Derivative | 1,312 | Not disclosed Strike: $40.00 | Not disclosed |
DisclosureSEC source: 0001213900-22-037406 · ownership.xml · derivative · entry 4 Campbell Kerry G. · CIK 0001798184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,312 Underlying: Common Stock · 820 shares Expires not disclosed F7 · kind: As disclosed in the Issuer's Form 8-K filed with the SEC on May 20, 2022, the Issuer determined that interest on the Notes payable on June 30, 2022, would be paid in the form of Series B Preferred Stock. On June 30, 2022, the Issuer issued shares of Series B Preferred Stock to the Reporting Person as payment of interest with respect to the Notes held by the Reporting Person, in accordance with the terms thereof and of the Indenture. F8 · price: In accordance with the terms of the Indenture, the number of shares of Series B Preferred Stock paid as interest on the Notes was determined based on a per share value equal to $2.6673845, calculated as the product of (x) the average of the per share volume-weighted average prices for the Series B Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F6 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. F6 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. Read SEC document |
| June 30, 2022 Filed Jul 6, 2022 18:12 UTC |
Poskon PaulaFormer Director
|
OtherSeries B Convertible Preferred Stock · Derivative | 2,058 | Not disclosed Strike: $40.00 | Not disclosed |
DisclosureSEC source: 0001213900-22-037698 · ownership.xml · derivative · entry 4 Poskon Paula · CIK 0001798230 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,058 Underlying: Common Stock · 1,286 shares Expires not disclosed F7 · kind: As disclosed in the Issuer's Form 8-K filed with the SEC on May 20, 2022, the Issuer determined that interest on the Notes payable on June 30, 2022, would be paid in the form of Series B Preferred Stock. On June 30, 2022, the Issuer issued shares of Series B Preferred Stock to the Reporting Person as payment of interest with respect to the Notes held by the Reporting Person, in accordance with the terms thereof and of the Indenture. F8 · price: In accordance with the terms of the Indenture, the number of shares of Series B Preferred Stock paid as interest on the Notes was determined based on a per share value equal to $2.6673845, calculated as the product of (x) the average of the per share volume-weighted average prices for the Series B Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F6 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. F6 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. Read SEC document |
| December 31, 2021 Filed Jan 5, 2022 02:39 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Activist Investments, L.P.10% owner
Stilwell Activist Fund, L.P.Director
Stilwell Value Partners VII, L.P.10% owner
|
OtherSeries D Cumulative Convertible Preferred Stock · Derivative | 14,215 | Not disclosed Strike: $16.96 | Not disclosed |
DisclosureSEC source: 0001213900-22-000585 · ownership.xml · derivative · entry 9 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · Director Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,215 Underlying: Common Stock · 20,952 shares Expires not disclosed F8 · kind: As disclosed in the Issuer's Form 8-K filed with the SEC on November 29, 2021, the Board of Directors of the Issuer determined that interest on the Notes payable on December 31, 2021, would be paid in the form of Series D Preferred Stock. On December 31, 2021, the Company issued shares of Series D Preferred Stock to (i) SAI as payment of interest with respect to the Notes held by SAI, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"), (ii) SAF as payment of interest with respect to the Notes held by SAF, in accordance with the terms thereof and the Indenture, and (iii) SVP VII as payment of interest with respect to the Notes held by SVP VII, in accordance with the terms thereof and the Indenture. F8 · shares: As disclosed in the Issuer's Form 8-K filed with the SEC on November 29, 2021, the Board of Directors of the Issuer determined that interest on the Notes payable on December 31, 2021, would be paid in the form of Series D Preferred Stock. On December 31, 2021, the Company issued shares of Series D Preferred Stock to (i) SAI as payment of interest with respect to the Notes held by SAI, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"), (ii) SAF as payment of interest with respect to the Notes held by SAF, in accordance with the terms thereof and the Indenture, and (iii) SVP VII as payment of interest with respect to the Notes held by SVP VII, in accordance with the terms thereof and the Indenture. F9 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes was determined based on a per share value equal to $7.786515, calculated as the product of (x) the average of the per share volume-weighted average prices for the Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F7 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Preferred Stock is convertible into 1.474 shares of the Issuer's common stock. The Series D Preferred Stock has no expiration date. F7 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Preferred Stock is convertible into 1.474 shares of the Issuer's common stock. The Series D Preferred Stock has no expiration date. F3 · ownership.nature: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 31, 2021 Filed Jan 5, 2022 02:39 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Activist Investments, L.P.10% owner
Stilwell Activist Fund, L.P.Director
Stilwell Value Partners VII, L.P.10% owner
|
OtherSeries D Cumulative Convertible Preferred Stock · Derivative | 9,045 | Not disclosed Strike: $16.96 | Not disclosed |
DisclosureSEC source: 0001213900-22-000585 · ownership.xml · derivative · entry 8 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · Director Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 9,045 Underlying: Common Stock · 13,332 shares Expires not disclosed F8 · kind: As disclosed in the Issuer's Form 8-K filed with the SEC on November 29, 2021, the Board of Directors of the Issuer determined that interest on the Notes payable on December 31, 2021, would be paid in the form of Series D Preferred Stock. On December 31, 2021, the Company issued shares of Series D Preferred Stock to (i) SAI as payment of interest with respect to the Notes held by SAI, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"), (ii) SAF as payment of interest with respect to the Notes held by SAF, in accordance with the terms thereof and the Indenture, and (iii) SVP VII as payment of interest with respect to the Notes held by SVP VII, in accordance with the terms thereof and the Indenture. F8 · shares: As disclosed in the Issuer's Form 8-K filed with the SEC on November 29, 2021, the Board of Directors of the Issuer determined that interest on the Notes payable on December 31, 2021, would be paid in the form of Series D Preferred Stock. On December 31, 2021, the Company issued shares of Series D Preferred Stock to (i) SAI as payment of interest with respect to the Notes held by SAI, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"), (ii) SAF as payment of interest with respect to the Notes held by SAF, in accordance with the terms thereof and the Indenture, and (iii) SVP VII as payment of interest with respect to the Notes held by SVP VII, in accordance with the terms thereof and the Indenture. F9 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes was determined based on a per share value equal to $7.786515, calculated as the product of (x) the average of the per share volume-weighted average prices for the Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F7 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Preferred Stock is convertible into 1.474 shares of the Issuer's common stock. The Series D Preferred Stock has no expiration date. F7 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Preferred Stock is convertible into 1.474 shares of the Issuer's common stock. The Series D Preferred Stock has no expiration date. F2 · ownership.nature: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 31, 2021 Filed Jan 5, 2022 02:39 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Activist Investments, L.P.10% owner
Stilwell Activist Fund, L.P.Director
Stilwell Value Partners VII, L.P.10% owner
|
OtherSeries D Cumulative Convertible Preferred Stock · Derivative | 62,890 | Not disclosed Strike: $16.96 | Not disclosed |
DisclosureSEC source: 0001213900-22-000585 · ownership.xml · derivative · entry 7 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · Director Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 62,890 Underlying: Common Stock · 92,699 shares Expires not disclosed F8 · kind: As disclosed in the Issuer's Form 8-K filed with the SEC on November 29, 2021, the Board of Directors of the Issuer determined that interest on the Notes payable on December 31, 2021, would be paid in the form of Series D Preferred Stock. On December 31, 2021, the Company issued shares of Series D Preferred Stock to (i) SAI as payment of interest with respect to the Notes held by SAI, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"), (ii) SAF as payment of interest with respect to the Notes held by SAF, in accordance with the terms thereof and the Indenture, and (iii) SVP VII as payment of interest with respect to the Notes held by SVP VII, in accordance with the terms thereof and the Indenture. F8 · shares: As disclosed in the Issuer's Form 8-K filed with the SEC on November 29, 2021, the Board of Directors of the Issuer determined that interest on the Notes payable on December 31, 2021, would be paid in the form of Series D Preferred Stock. On December 31, 2021, the Company issued shares of Series D Preferred Stock to (i) SAI as payment of interest with respect to the Notes held by SAI, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"), (ii) SAF as payment of interest with respect to the Notes held by SAF, in accordance with the terms thereof and the Indenture, and (iii) SVP VII as payment of interest with respect to the Notes held by SVP VII, in accordance with the terms thereof and the Indenture. F9 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes was determined based on a per share value equal to $7.786515, calculated as the product of (x) the average of the per share volume-weighted average prices for the Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F7 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Preferred Stock is convertible into 1.474 shares of the Issuer's common stock. The Series D Preferred Stock has no expiration date. F7 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Preferred Stock is convertible into 1.474 shares of the Issuer's common stock. The Series D Preferred Stock has no expiration date. F1 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 21:37 UTC |
Poskon PaulaDirector
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OtherSeries D Cumulative Convertible Preferred Stock · Derivative | 540 | Not disclosed Strike: $16.96 | Not disclosed |
DisclosureSEC source: 0001213900-22-000583 · ownership.xml · derivative · entry 3 Poskon Paula · CIK 0001798230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540 Underlying: Common Stock · 795 shares Expires not disclosed F5 · kind: As disclosed in the Issuer's Form 8-K filed with the SEC on November 29, 2021, the Board of Directors of the Issuer determined that interest on the Notes payable on December 31, 2021, would be paid in the form of Series D Preferred Stock. On December 31, 2021, the Company issued shares of Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes held by the Reporting Person, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"). F5 · shares: As disclosed in the Issuer's Form 8-K filed with the SEC on November 29, 2021, the Board of Directors of the Issuer determined that interest on the Notes payable on December 31, 2021, would be paid in the form of Series D Preferred Stock. On December 31, 2021, the Company issued shares of Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes held by the Reporting Person, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"). F6 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes was determined based on a per share value equal to $7.786515, calculated as the product of (x) the average of the per share volume-weighted average prices for the Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F4 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Preferred Stock is convertible into 1.474 shares of the Issuer's common stock. The Series D Preferred Stock has no expiration date. F4 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Preferred Stock is convertible into 1.474 shares of the Issuer's common stock. The Series D Preferred Stock has no expiration date. Read SEC document |
| December 31, 2021 Filed Jan 5, 2022 02:29 UTC | OtherSeries D Cumulative Convertible Preferred Stock · Derivative | 92 | Not disclosed Strike: $16.96 | Not disclosed |
DisclosureSEC source: 0001213900-22-000580 · ownership.xml · derivative · entry 3 Franklin Michael Andrew · CIK 0001697904 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92 Underlying: Common Stock · 135 shares Expires not disclosed F5 · kind: As disclosed in the Issuer's Form 8-K filed with the SEC on November 29, 2021, the Board of Directors of the Issuer determined that interest on the Notes payable on December 31, 2021, would be paid in the form of Series D Preferred Stock. On December 31, 2021, the Company issued shares of Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes held by the Reporting Person, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"). F5 · shares: As disclosed in the Issuer's Form 8-K filed with the SEC on November 29, 2021, the Board of Directors of the Issuer determined that interest on the Notes payable on December 31, 2021, would be paid in the form of Series D Preferred Stock. On December 31, 2021, the Company issued shares of Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes held by the Reporting Person, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"). F6 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes was determined based on a per share value equal to $7.786515, calculated as the product of (x) the average of the per share volume-weighted average prices for the Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F4 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Preferred Stock is convertible into 1.474 shares of the Issuer's common stock. The Series D Preferred Stock has no expiration date. F4 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Preferred Stock is convertible into 1.474 shares of the Issuer's common stock. The Series D Preferred Stock has no expiration date. Read SEC document |
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| December 31, 2021 Filed Jan 5, 2022 02:28 UTC |
Campbell Kerry G.Director
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OtherSeries D Cumulative Convertible Preferred Stock · Derivative | 344 | Not disclosed Strike: $16.96 | Not disclosed |
DisclosureSEC source: 0001213900-22-000578 · ownership.xml · derivative · entry 3 Campbell Kerry G. · CIK 0001798184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344 Underlying: Common Stock · 507 shares Expires not disclosed F5 · kind: As disclosed in the Issuer's Form 8-K filed with the SEC on November 29, 2021, the Board of Directors of the Issuer determined that interest on the Notes payable on December 31, 2021, would be paid in the form of Series D Preferred Stock. On December 31, 2021, the Company issued shares of Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes held by the Reporting Person, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"). F5 · shares: As disclosed in the Issuer's Form 8-K filed with the SEC on November 29, 2021, the Board of Directors of the Issuer determined that interest on the Notes payable on December 31, 2021, would be paid in the form of Series D Preferred Stock. On December 31, 2021, the Company issued shares of Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes held by the Reporting Person, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"). F6 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes was determined based on a per share value equal to $7.786515, calculated as the product of (x) the average of the per share volume-weighted average prices for the Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F4 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Preferred Stock is convertible into 1.474 shares of the Issuer's common stock. The Series D Preferred Stock has no expiration date. F4 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Preferred Stock is convertible into 1.474 shares of the Issuer's common stock. The Series D Preferred Stock has no expiration date. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 18:44 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 1,884 | $13.54 Strike: $16.96 | $25,516.52 |
DisclosureSEC source: 0001213900-21-065642 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 62,554 Underlying: Common Stock, $0.01 par value · 2,777 shares Expires not disclosed F2 · price: This is the average price. The prices at which shares were actually sold range from $13.51 to 13.61. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time, with no expiration date. F1 · derivative.expiration_date: Convertible at any time, with no expiration date. F3 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F3 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F6 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 3 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 14, 2021 Filed Dec 15, 2021 18:49 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 2,000 | $13.88 Strike: $16.96 | $27,756.20 |
DisclosureSEC source: 0001213900-21-065399 · ownership.xml · derivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 64,438 Underlying: Common Stock, $0.01 par value · 2,948 shares Expires not disclosed F4 · price: This is the average price. The prices at which shares were actually sold range from $13.75 to $14.04. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time, with no expiration date. F1 · derivative.expiration_date: Convertible at any time, with no expiration date. F3 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F3 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F7 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 3 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 18:49 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 1,200 | $14.27 Strike: $16.96 | $17,121.48 |
DisclosureSEC source: 0001213900-21-065399 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 66,438 Underlying: Common Stock, $0.01 par value · 1,768 shares Expires not disclosed F2 · price: This is the average price. The prices at which shares were actually sold range from $14.00 to $14.50. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time, with no expiration date. F1 · derivative.expiration_date: Convertible at any time, with no expiration date. F3 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F3 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F7 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 3 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 09, 2021 Filed Dec 13, 2021 18:21 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 2,700 | $14.55 Strike: $16.96 | $39,282.30 |
DisclosureSEC source: 0001213900-21-064919 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 67,638 Underlying: Common Stock, $0.01 par value · 3,980 shares Expires not disclosed F2 · price: This is the average price. The prices at which shares were actually sold range from $14.50 to $14.63. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time, with no expiration date. F1 · derivative.expiration_date: Convertible at any time, with no expiration date. F3 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F3 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F6 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 3 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 08, 2021 Filed Dec 9, 2021 20:08 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 2,700 | $15.05 Strike: $16.96 | $40,628.79 |
DisclosureSEC source: 0001213900-21-064387 · ownership.xml · derivative · entry 5 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 70,338 Underlying: Common Stock, $0.01 par value · 3,980 shares Expires not disclosed F9 · price: This is the average price. The prices at which shares were actually sold range from $15.00 to $15.21. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · derivative.exercise_date: Convertible at any time, with no expiration date. F6 · derivative.expiration_date: Convertible at any time, with no expiration date. F10 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F10 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3,8 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 20:08 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 2,700 | $15.45 Strike: $16.96 | $41,705.01 |
DisclosureSEC source: 0001213900-21-064387 · ownership.xml · derivative · entry 4 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 73,038 Underlying: Common Stock, $0.01 par value · 3,980 shares Expires not disclosed F7 · price: This is the average price. The prices at which shares were actually sold range from $15.40 to $15.45. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · derivative.exercise_date: Convertible at any time, with no expiration date. F6 · derivative.expiration_date: Convertible at any time, with no expiration date. F8 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F8 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3,8 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 20:08 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries B Convertible Preferred Stock · Derivative | 480 | $7.21 Strike: $40.00 | $3,458.50 |
DisclosureSEC source: 0001213900-21-064387 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 29,652 Underlying: Common Stock, $0.01 par value · 300 shares Expires not disclosed F2 · price: This is the average price. The prices at which shares were actually sold range from $7.15 to $7.25. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F3 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F3 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3,8 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 18:04 UTC |
Steamboat Capital Partners, LLC10% owner
Kiai Parsa10% owner
|
SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 2,400 | $15.50 Strike: $16.96 | $37,202.16 |
DisclosureSEC source: 0001213900-21-063847 · ownership.xml · derivative · entry 4 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 75,738 Underlying: Common Stock, $0.01 par value · 3,537 shares Expires not disclosed F8 · price: This is the average price. The prices at which shares were actually sold range from $15.50 to $15.52. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · derivative.exercise_date: Convertible at any time, with no expiration date. F7 · derivative.expiration_date: Convertible at any time, with no expiration date. F9 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F9 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F12 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4 and 9 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.