organization · Reporting owner
Steamboat Capital Partners, LLC
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Wheeler Real Estate Investment Trust, Inc.
Report date November 07, 2023 · Filed November 09, 2023
Jointly reported with Kiai Parsa
Section 16 reporting ended · disclosed 2023-11-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectSee footnote | 282,794 |
Reported balance
After 2023-11-07 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-11-07 · Sale · Disposed 272,073 · Balance 282,794 F1: The Reporting Persons ceased to be beneficial owners of more than 10% of Series D Cumulative Convertible Preferred Stock during the course of 11/7/23. This is the number of shares sold on 11/7/23, prior to such cessation, rounded up in each case. F2: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $0.29 to $.345. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). F7: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectSee footnote | 5,998 |
Reported balance
After 2023-11-07 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2023-11-07 · Sale · Disposed 2,229 · Balance 5,998 F1: The Reporting Persons ceased to be beneficial owners of more than 10% of Series D Cumulative Convertible Preferred Stock during the course of 11/7/23. This is the number of shares sold on 11/7/23, prior to such cessation, rounded up in each case. F2: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $0.29 to $.345. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6: Ownership of Steamboat Capital Partners II, LP (II). F7: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. |
| Series D Cumulative Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $169.60 | IndirectSee footnote | 247,569 |
Reported balance
After 2023-11-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-11-07 · Sale · Disposed 6,005 · Balance 247,569 F4: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $13.81 to $13.925. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The shares reported on this line represent the number of shares sold on 11/7/23 before the Reporting Persons ceased to be beneficial owners of more than 10% of the Series D Cumulative Convertible Preferred Shares, rounded up in each case. F3: Convertible at any time. (Also redeemable for $25 plus accrued and unpaid dividends. Redemption proceeds are payable, at the option of the Issuer, in cash or common stock.) F5: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). F7: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. |
| Series D Cumulative Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $169.60 | IndirectSee footnote | 3,038 |
Reported balance
After 2023-11-07 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-11-07 · Sale · Disposed 74 · Balance 3,038 F4: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $13.81 to $13.925. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The shares reported on this line represent the number of shares sold on 11/7/23 before the Reporting Persons ceased to be beneficial owners of more than 10% of the Series D Cumulative Convertible Preferred Shares, rounded up in each case. F3: Convertible at any time. (Also redeemable for $25 plus accrued and unpaid dividends. Redemption proceeds are payable, at the option of the Issuer, in cash or common stock.) F6: Ownership of Steamboat Capital Partners II, LP (II). F7: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Persons ceased to be beneficial owners of more than 10% of Series D Cumulative Convertible Preferred Stock during the course of 11/7/23. This is the number of shares sold on 11/7/23, prior to such cessation, rounded up in each case.
F2: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $0.29 to $.345. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Convertible at any time. (Also redeemable for $25 plus accrued and unpaid dividends. Redemption proceeds are payable, at the option of the Issuer, in cash or common stock.)
F4: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $13.81 to $13.925. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The shares reported on this line represent the number of shares sold on 11/7/23 before the Reporting Persons ceased to be beneficial owners of more than 10% of the Series D Cumulative Convertible Preferred Shares, rounded up in each case.
F5: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).
F6: Ownership of Steamboat Capital Partners II, LP (II).
F7: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 07, 2023 Filed Nov 9, 2023 23:29 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 74 | $13.82 Strike: $169.60 | $1,022.77 |
DisclosureSEC source: 0001213900-23-085366 · ownership.xml · derivative · entry 4 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,038 Underlying: Common Stock, $0.01 par value · 10 shares Expires not disclosed F4 · price: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $13.81 to $13.925. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The shares reported on this line represent the number of shares sold on 11/7/23 before the Reporting Persons ceased to be beneficial owners of more than 10% of the Series D Cumulative Convertible Preferred Shares, rounded up in each case. F3 · derivative.exercise_date: Convertible at any time. (Also redeemable for $25 plus accrued and unpaid dividends. Redemption proceeds are payable, at the option of the Issuer, in cash or common stock.) F3 · derivative.expiration_date: Convertible at any time. (Also redeemable for $25 plus accrued and unpaid dividends. Redemption proceeds are payable, at the option of the Issuer, in cash or common stock.) F6 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II). F7 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 07, 2023 Filed Nov 9, 2023 23:29 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 6,005 | $13.82 Strike: $169.60 | $82,996.31 |
DisclosureSEC source: 0001213900-23-085366 · ownership.xml · derivative · entry 3 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 247,569 Underlying: Common Stock, $0.01 par value · 883 shares Expires not disclosed F4 · price: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $13.81 to $13.925. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The shares reported on this line represent the number of shares sold on 11/7/23 before the Reporting Persons ceased to be beneficial owners of more than 10% of the Series D Cumulative Convertible Preferred Shares, rounded up in each case. F3 · derivative.exercise_date: Convertible at any time. (Also redeemable for $25 plus accrued and unpaid dividends. Redemption proceeds are payable, at the option of the Issuer, in cash or common stock.) F3 · derivative.expiration_date: Convertible at any time. (Also redeemable for $25 plus accrued and unpaid dividends. Redemption proceeds are payable, at the option of the Issuer, in cash or common stock.) F5 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). F7 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 07, 2023 Filed Nov 9, 2023 23:29 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleCommon Stock, $0.01 par value | 2,229 | $0.32 | $702.36 |
DisclosureSEC source: 0001213900-23-085366 · ownership.xml · nonDerivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,998 F1 · shares: The Reporting Persons ceased to be beneficial owners of more than 10% of Series D Cumulative Convertible Preferred Stock during the course of 11/7/23. This is the number of shares sold on 11/7/23, prior to such cessation, rounded up in each case. F2 · price: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $0.29 to $.345. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II). F7 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 07, 2023 Filed Nov 9, 2023 23:29 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleCommon Stock, $0.01 par value | 272,073 | $0.32 | $85,730.20 |
DisclosureSEC source: 0001213900-23-085366 · ownership.xml · nonDerivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 282,794 F1 · shares: The Reporting Persons ceased to be beneficial owners of more than 10% of Series D Cumulative Convertible Preferred Stock during the course of 11/7/23. This is the number of shares sold on 11/7/23, prior to such cessation, rounded up in each case. F2 · price: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $0.29 to $.345. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). F7 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 17:22 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 39 | $1.57 Strike: $400.00 | $61.35 |
DisclosureSEC source: 0001213900-23-076924 · ownership.xml · derivative · entry 4 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,607 Underlying: Common Stock, $0.01 par value · 2.4375 shares Expires not disclosed F6 · price: This is an average price. Actual prices received for the shares sold on 9/13/23 and reported on this line range from $1.565 to $1.58. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time, with no expiration date F1 · derivative.expiration_date: Convertible at any time, with no expiration date F3 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 17:22 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 2,823 | $1.57 Strike: $400.00 | $4,441.14 |
DisclosureSEC source: 0001213900-23-076924 · ownership.xml · derivative · entry 3 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 115,987 Underlying: Common Stock, $0.01 par value · 176.4375 shares Expires not disclosed F6 · price: This is an average price. Actual prices received for the shares sold on 9/13/23 and reported on this line range from $1.565 to $1.58. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time, with no expiration date F1 · derivative.expiration_date: Convertible at any time, with no expiration date F2 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 17:22 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 39 | $11.23 Strike: $169.60 | $437.82 |
DisclosureSEC source: 0001213900-23-076924 · ownership.xml · derivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,768 Underlying: Common Stock, $0.01 par value · 5.7486 shares Expires not disclosed F5 · price: This is an average price. Actual prices received for the shares sold on 9/13/23 and reported on this line range from $11.00 to $11.50. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time, with no expiration date F1 · derivative.expiration_date: Convertible at any time, with no expiration date F3 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 17:22 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 2,946 | $11.23 Strike: $169.60 | $33,072.09 |
DisclosureSEC source: 0001213900-23-076924 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 286,873 Underlying: Common Stock, $0.01 par value · 434.2404 shares Expires not disclosed F5 · price: This is an average price. Actual prices received for the shares sold on 9/13/23 and reported on this line range from $11.00 to $11.50. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time, with no expiration date F1 · derivative.expiration_date: Convertible at any time, with no expiration date F2 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| September 12, 2023 Filed Sep 13, 2023 17:04 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 4 | $1.70 Strike: $400.00 | $6.80 |
DisclosureSEC source: 0001213900-23-076297 · ownership.xml · derivative · entry 8 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,646 Underlying: Common Stock, $0.01 par value · 0.25 shares Expires not disclosed F1 · derivative.exercise_date: Convertible at any time, with no expiration date F1 · derivative.expiration_date: Convertible at any time, with no expiration date F3 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| September 12, 2023 Filed Sep 13, 2023 17:04 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 256 | $1.70 Strike: $400.00 | $435.20 |
DisclosureSEC source: 0001213900-23-076297 · ownership.xml · derivative · entry 7 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 118,810 Underlying: Common Stock, $0.01 par value · 16 shares Expires not disclosed F1 · derivative.exercise_date: Convertible at any time, with no expiration date F1 · derivative.expiration_date: Convertible at any time, with no expiration date F2 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| September 12, 2023 Filed Sep 13, 2023 17:04 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 111 | $12.02 Strike: $169.60 | $1,333.86 |
DisclosureSEC source: 0001213900-23-076297 · ownership.xml · derivative · entry 4 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,807 Underlying: Common Stock, $0.01 par value · 16.3614 shares Expires not disclosed F6 · price: This is an average price. Actual prices received for the shares sold on 9/12/23 and reported on this line range from $12.00 to $12.25. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time, with no expiration date F1 · derivative.expiration_date: Convertible at any time, with no expiration date F3 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| September 12, 2023 Filed Sep 13, 2023 17:04 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 8,458 | $12.02 Strike: $169.60 | $101,638.09 |
DisclosureSEC source: 0001213900-23-076297 · ownership.xml · derivative · entry 3 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 289,819 Underlying: Common Stock, $0.01 par value · 1,246.709 shares Expires not disclosed F6 · price: This is an average price. Actual prices received for the shares sold on 9/12/23 and reported on this line range from $12.00 to $12.25. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time, with no expiration date F1 · derivative.expiration_date: Convertible at any time, with no expiration date F2 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 17:04 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 4 | $1.76 Strike: $400.00 | $7.06 |
DisclosureSEC source: 0001213900-23-076297 · ownership.xml · derivative · entry 6 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,650 Underlying: Common Stock, $0.01 par value · 0.25 shares Expires not disclosed F7 · price: This is an average price. Actual prices received for the shares sold on 9/11/23 and reported on this line range from $1.70 to $1.765. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time, with no expiration date F1 · derivative.expiration_date: Convertible at any time, with no expiration date F3 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 17:04 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 254 | $1.76 Strike: $400.00 | $448.03 |
DisclosureSEC source: 0001213900-23-076297 · ownership.xml · derivative · entry 5 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 119,066 Underlying: Common Stock, $0.01 par value · 15.875 shares Expires not disclosed F7 · price: This is an average price. Actual prices received for the shares sold on 9/11/23 and reported on this line range from $1.70 to $1.765. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time, with no expiration date F1 · derivative.expiration_date: Convertible at any time, with no expiration date F2 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 17:04 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 252 | $12.49 Strike: $169.60 | $3,147.53 |
DisclosureSEC source: 0001213900-23-076297 · ownership.xml · derivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,918 Underlying: Common Stock, $0.01 par value · 37.1448 shares Expires not disclosed F5 · price: This is an average price. Actual prices received for the shares sold on 9/11/23 and reported on this line range from $12.45 to $12.605. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time, with no expiration date F1 · derivative.expiration_date: Convertible at any time, with no expiration date F3 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 17:04 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 19,187 | $12.49 Strike: $169.60 | $239,649.47 |
DisclosureSEC source: 0001213900-23-076297 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 298,277 Underlying: Common Stock, $0.01 par value · 2,828.164 shares Expires not disclosed F5 · price: This is an average price. Actual prices received for the shares sold on 9/11/23 and reported on this line range from $12.45 to $12.605. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time, with no expiration date F1 · derivative.expiration_date: Convertible at any time, with no expiration date F2 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| September 08, 2023 Filed Sep 11, 2023 20:20 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 22 | $1.80 Strike: $400.00 | $39.49 |
DisclosureSEC source: 0001213900-23-075751 · ownership.xml · derivative · entry 12 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,654 Underlying: Common Stock, $0.01 par value · 1.6214 shares Expires not disclosed F10 · price: This is an average price. Actual prices received for the shares sold on 9/8/23 and reported on this line range from $1.76 to $1.81. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · derivative.exercise_date: Convertible at any time, with no expiration date. F5 · derivative.expiration_date: Convertible at any time, with no expiration date. F3 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| September 08, 2023 Filed Sep 11, 2023 20:20 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 1,589 | $1.80 Strike: $400.00 | $2,852.57 |
DisclosureSEC source: 0001213900-23-075751 · ownership.xml · derivative · entry 11 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 119,320 Underlying: Common Stock, $0.01 par value · 99.3125 shares Expires not disclosed F10 · price: This is an average price. Actual prices received for the shares sold on 9/8/23 and reported on this line range from $1.76 to $1.81. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · derivative.exercise_date: Convertible at any time, with no expiration date. F5 · derivative.expiration_date: Convertible at any time, with no expiration date. F2 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| September 08, 2023 Filed Sep 11, 2023 20:20 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 11 | $12.69 Strike: $169.60 | $139.54 |
DisclosureSEC source: 0001213900-23-075751 · ownership.xml · derivative · entry 8 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 4,170 Underlying: Common Stock, $0.01 par value · 1.6214 shares Expires not disclosed F8 · price: This is an average price. Actual prices received for the shares sold on 9/8/23 and reported on this line range from $12.67 to $12.70. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · derivative.exercise_date: Convertible at any time, with no expiration date. F5 · derivative.expiration_date: Convertible at any time, with no expiration date. F3 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| September 08, 2023 Filed Sep 11, 2023 20:20 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 850 | $12.69 Strike: $169.60 | $10,782.25 |
DisclosureSEC source: 0001213900-23-075751 · ownership.xml · derivative · entry 7 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 317,464 Underlying: Common Stock, $0.01 par value · 125.29 shares Expires not disclosed F8 · price: This is an average price. Actual prices received for the shares sold on 9/8/23 and reported on this line range from $12.67 to $12.70. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · derivative.exercise_date: Convertible at any time, with no expiration date. F5 · derivative.expiration_date: Convertible at any time, with no expiration date. F2 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| September 07, 2023 Filed Sep 11, 2023 20:20 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 892 | $1.75 Strike: $400.00 | $1,562.69 |
DisclosureSEC source: 0001213900-23-075751 · ownership.xml · derivative · entry 10 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,676 Underlying: Common Stock, $0.01 par value · 55.75 shares Expires not disclosed F9 · price: This is an average price. Actual prices received for the shares sold on 9/7/23 and reported on this line range from $1.65 to $1.85. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · derivative.exercise_date: Convertible at any time, with no expiration date. F5 · derivative.expiration_date: Convertible at any time, with no expiration date. F3 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| September 07, 2023 Filed Sep 11, 2023 20:20 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 64,321 | $1.75 Strike: $400.00 | $112,683.96 |
DisclosureSEC source: 0001213900-23-075751 · ownership.xml · derivative · entry 9 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 120,909 Underlying: Common Stock, $0.01 par value · 4,020.063 shares Expires not disclosed F9 · price: This is an average price. Actual prices received for the shares sold on 9/7/23 and reported on this line range from $1.65 to $1.85. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · derivative.exercise_date: Convertible at any time, with no expiration date. F5 · derivative.expiration_date: Convertible at any time, with no expiration date. F2 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| September 07, 2023 Filed Sep 11, 2023 20:20 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 71 | $14.31 Strike: $169.60 | $1,015.88 |
DisclosureSEC source: 0001213900-23-075751 · ownership.xml · derivative · entry 6 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 4,181 Underlying: Common Stock, $0.01 par value · 10.4654 shares Expires not disclosed F7 · price: This is an average price. Actual prices received for the shares sold on 9/7/23 and reported on this line range from $14.25 to $14.53. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · derivative.exercise_date: Convertible at any time, with no expiration date. F5 · derivative.expiration_date: Convertible at any time, with no expiration date. F3 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| September 07, 2023 Filed Sep 11, 2023 20:20 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 5,430 | $14.31 Strike: $169.60 | $77,692.98 |
DisclosureSEC source: 0001213900-23-075751 · ownership.xml · derivative · entry 5 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 318,314 Underlying: Common Stock, $0.01 par value · 800.382 shares Expires not disclosed F7 · price: This is an average price. Actual prices received for the shares sold on 9/7/23 and reported on this line range from $14.25 to $14.53. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · derivative.exercise_date: Convertible at any time, with no expiration date. F5 · derivative.expiration_date: Convertible at any time, with no expiration date. F2 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| September 07, 2023 Filed Sep 11, 2023 20:20 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 67 | $12.84 Strike: $169.60 | $860.23 |
DisclosureSEC source: 0001213900-23-075751 · ownership.xml · derivative · entry 4 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 4,252 Underlying: Common Stock, $0.01 par value · 9.8758 shares Expires not disclosed F6 · price: This is an average price. Actual prices received for the shares sold on 9/7/23 and reported on this line range from $12.75 to $13.24. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · derivative.exercise_date: Convertible at any time, with no expiration date. F5 · derivative.expiration_date: Convertible at any time, with no expiration date. F3 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| September 07, 2023 Filed Sep 11, 2023 20:20 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 5,084 | $12.84 Strike: $169.60 | $65,274.49 |
DisclosureSEC source: 0001213900-23-075751 · ownership.xml · derivative · entry 3 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 323,744 Underlying: Common Stock, $0.01 par value · 749.3816 shares Expires not disclosed F6 · price: This is an average price. Actual prices received for the shares sold on 9/7/23 and reported on this line range from $12.75 to $13.24. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · derivative.exercise_date: Convertible at any time, with no expiration date. F5 · derivative.expiration_date: Convertible at any time, with no expiration date. F2 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| September 07, 2023 Filed Sep 11, 2023 20:20 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleCommon Stock, $0.01 par value | 65 | $7.60 | $494.27 |
DisclosureSEC source: 0001213900-23-075751 · ownership.xml · nonDerivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · price: This is an average price. Actual prices received for the shares sold on 9/7/23 and reported on this line range from $7.60 to $7.63. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| September 07, 2023 Filed Sep 11, 2023 20:20 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleCommon Stock, $0.01 par value | 4,044 | $7.60 | $30,751.38 |
DisclosureSEC source: 0001213900-23-075751 · ownership.xml · nonDerivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · price: This is an average price. Actual prices received for the shares sold on 9/7/23 and reported on this line range from $7.60 to $7.63. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 29, 2022 Filed Nov 30, 2022 20:00 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock, $0.01 par value | 31 | $1.90 | $58.90 |
DisclosureSEC source: 0001213900-22-076323 · ownership.xml · nonDerivative · entry 4 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 654 F3 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 29, 2022 Filed Nov 30, 2022 20:00 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock, $0.01 par value | 1,931 | $1.90 | $3,668.90 |
DisclosureSEC source: 0001213900-22-076323 · ownership.xml · nonDerivative · entry 3 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 40,447 F2 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 28, 2022 Filed Nov 30, 2022 20:00 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock, $0.01 par value | 72 | $1.87 | $134.88 |
DisclosureSEC source: 0001213900-22-076323 · ownership.xml · nonDerivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 623 F1 · price: This was an average price. Actual prices paid for the shares purchased on 11/28/22 range from $1.81 to $1.90. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 28, 2022 Filed Nov 30, 2022 20:00 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock, $0.01 par value | 4,424 | $1.87 | $8,287.92 |
DisclosureSEC source: 0001213900-22-076323 · ownership.xml · nonDerivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 38,516 F1 · price: This was an average price. Actual prices paid for the shares purchased on 11/28/22 range from $1.81 to $1.90. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 22, 2022 Filed Nov 23, 2022 19:48 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock, $0.01 par value | 22 | $1.85 | $40.70 |
DisclosureSEC source: 0001213900-22-074876 · ownership.xml · nonDerivative · entry 4 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 551 F3 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 22, 2022 Filed Nov 23, 2022 19:48 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock, $0.01 par value | 1,375 | $1.85 | $2,543.75 |
DisclosureSEC source: 0001213900-22-074876 · ownership.xml · nonDerivative · entry 3 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 34,092 F2 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 21, 2022 Filed Nov 23, 2022 19:48 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock, $0.01 par value | 131 | $1.82 | $238.22 |
DisclosureSEC source: 0001213900-22-074876 · ownership.xml · nonDerivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 529 F1 · price: This was an average price. Actual prices paid for the shares purchased on 11/21/22 range from $1.775 to $1.85. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 21, 2022 Filed Nov 23, 2022 19:48 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock, $0.01 par value | 8,089 | $1.82 | $14,709.85 |
DisclosureSEC source: 0001213900-22-074876 · ownership.xml · nonDerivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 32,717 F1 · price: This was an average price. Actual prices paid for the shares purchased on 11/21/22 range from $1.775 to $1.85. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 14, 2022 Filed Nov 15, 2022 18:35 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock, $0.01 par value | 89 | $1.77 | $157.28 |
DisclosureSEC source: 0001213900-22-072693 · ownership.xml · nonDerivative · entry 6 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 398 F1 · price: This was an average price. Actual prices paid for the shares purchased on 11/11/22 range from $1.65 to $1.75. Actual prices paid for the shares purchased on 11/14/22 ranges from $1.74 to $1.78. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II). F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 2 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 14, 2022 Filed Nov 15, 2022 18:35 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock, $0.01 par value | 5,529 | $1.77 | $9,770.85 |
DisclosureSEC source: 0001213900-22-072693 · ownership.xml · nonDerivative · entry 5 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 24,628 F1 · price: This was an average price. Actual prices paid for the shares purchased on 11/11/22 range from $1.65 to $1.75. Actual prices paid for the shares purchased on 11/14/22 ranges from $1.74 to $1.78. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 2 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 14, 2022 Filed Nov 15, 2022 18:35 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock, $0.01 par value | 1,216 | $1.77 | $2,148.92 |
DisclosureSEC source: 0001213900-22-072693 · ownership.xml · nonDerivative · entry 4 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,418 F1 · price: This was an average price. Actual prices paid for the shares purchased on 11/11/22 range from $1.65 to $1.75. Actual prices paid for the shares purchased on 11/14/22 ranges from $1.74 to $1.78. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA). F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 2 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 18:35 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock, $0.01 par value | 110 | $1.66 | $182.30 |
DisclosureSEC source: 0001213900-22-072693 · ownership.xml · nonDerivative · entry 3 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 309 F1 · price: This was an average price. Actual prices paid for the shares purchased on 11/11/22 range from $1.65 to $1.75. Actual prices paid for the shares purchased on 11/14/22 ranges from $1.74 to $1.78. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II). F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 2 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 18:35 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock, $0.01 par value | 6,809 | $1.66 | $11,284.56 |
DisclosureSEC source: 0001213900-22-072693 · ownership.xml · nonDerivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 19,099 F1 · price: This was an average price. Actual prices paid for the shares purchased on 11/11/22 range from $1.65 to $1.75. Actual prices paid for the shares purchased on 11/14/22 ranges from $1.74 to $1.78. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 2 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 18:35 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock, $0.01 par value | 1,498 | $1.66 | $2,482.64 |
DisclosureSEC source: 0001213900-22-072693 · ownership.xml · nonDerivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,202 F1 · price: This was an average price. Actual prices paid for the shares purchased on 11/11/22 range from $1.65 to $1.75. Actual prices paid for the shares purchased on 11/14/22 ranges from $1.74 to $1.78. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA). F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 2 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 18:38 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock, $0.01 par value | 199 | $1.72 | $341.80 |
DisclosureSEC source: 0001213900-22-071963 · ownership.xml · nonDerivative · entry 3 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 199 F1 · price: This was an average price. Actual prices paid range from $1.64 to $1.75. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II). F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 2 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 18:38 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock, $0.01 par value | 12,290 | $1.72 | $21,109.30 |
DisclosureSEC source: 0001213900-22-071963 · ownership.xml · nonDerivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,290 F1 · price: This was an average price. Actual prices paid range from $1.64 to $1.75. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 2 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 18:38 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock, $0.01 par value | 2,704 | $1.72 | $4,644.39 |
DisclosureSEC source: 0001213900-22-071963 · ownership.xml · nonDerivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,704 F1 · price: This was an average price. Actual prices paid range from $1.64 to $1.75. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA). F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 2 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 17:48 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 2,985 | $12.81 Strike: $16.96 | $38,231.88 |
DisclosureSEC source: 0001213900-22-053701 · ownership.xml · derivative · entry 4 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 59,569 Underlying: Common Stock, $0.01 par value · 4,400 shares Expires not disclosed F8 · price: This is the average price. The prices at which shares were actually sold range from $12.80 to $12.89. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · derivative.exercise_date: Convertible at any time, with no expiration date. F7 · derivative.expiration_date: Convertible at any time, with no expiration date. F9 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F9 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F12 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4 and 9 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 17:48 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 669 | $3.85 Strike: $40.00 | $2,575.65 |
DisclosureSEC source: 0001213900-22-053701 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 28,983 Underlying: Common Stock, $0.01 par value · 418 shares Expires not disclosed F2 · price: This was the actual price, not an average price. F3 · price: The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F4 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F4 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F12 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4 and 9 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 18:44 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 1,884 | $13.54 Strike: $16.96 | $25,516.52 |
DisclosureSEC source: 0001213900-21-065642 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 62,554 Underlying: Common Stock, $0.01 par value · 2,777 shares Expires not disclosed F2 · price: This is the average price. The prices at which shares were actually sold range from $13.51 to 13.61. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time, with no expiration date. F1 · derivative.expiration_date: Convertible at any time, with no expiration date. F3 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F3 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F6 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 3 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 14, 2021 Filed Dec 15, 2021 18:49 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 2,000 | $13.88 Strike: $16.96 | $27,756.20 |
DisclosureSEC source: 0001213900-21-065399 · ownership.xml · derivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 64,438 Underlying: Common Stock, $0.01 par value · 2,948 shares Expires not disclosed F4 · price: This is the average price. The prices at which shares were actually sold range from $13.75 to $14.04. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time, with no expiration date. F1 · derivative.expiration_date: Convertible at any time, with no expiration date. F3 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F3 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F7 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 3 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 18:49 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 1,200 | $14.27 Strike: $16.96 | $17,121.48 |
DisclosureSEC source: 0001213900-21-065399 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 66,438 Underlying: Common Stock, $0.01 par value · 1,768 shares Expires not disclosed F2 · price: This is the average price. The prices at which shares were actually sold range from $14.00 to $14.50. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time, with no expiration date. F1 · derivative.expiration_date: Convertible at any time, with no expiration date. F3 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F3 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F7 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 3 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.