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Steamboat Capital Partners, LLC

Disclosed activity across 1 company

Tapewire entity
97330
SEC CIK
0001635663

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Wheeler Real Estate Investment Trust, Inc.

Report date November 07, 2023 · Filed November 09, 2023

Jointly reported with Kiai Parsa

Section 16 reporting ended · disclosed 2023-11-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeIndirectSee footnote282,794 Reported balance After 2023-11-07 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2023-11-07 · Sale · Disposed 272,073 · Balance 282,794

F1: The Reporting Persons ceased to be beneficial owners of more than 10% of Series D Cumulative Convertible Preferred Stock during the course of 11/7/23. This is the number of shares sold on 11/7/23, prior to such cessation, rounded up in each case.

F2: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $0.29 to $.345. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F7: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Common Stock, $0.01 par valueSEC Table I · non-derivativeIndirectSee footnote5,998 Reported balance After 2023-11-07 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2023-11-07 · Sale · Disposed 2,229 · Balance 5,998

F1: The Reporting Persons ceased to be beneficial owners of more than 10% of Series D Cumulative Convertible Preferred Stock during the course of 11/7/23. This is the number of shares sold on 11/7/23, prior to such cessation, rounded up in each case.

F2: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $0.29 to $.345. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: Ownership of Steamboat Capital Partners II, LP (II).

F7: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Series D Cumulative Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $169.60IndirectSee footnote247,569 Reported balance After 2023-11-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-11-07 · Sale · Disposed 6,005 · Balance 247,569

F4: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $13.81 to $13.925. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The shares reported on this line represent the number of shares sold on 11/7/23 before the Reporting Persons ceased to be beneficial owners of more than 10% of the Series D Cumulative Convertible Preferred Shares, rounded up in each case.

F3: Convertible at any time. (Also redeemable for $25 plus accrued and unpaid dividends. Redemption proceeds are payable, at the option of the Issuer, in cash or common stock.)

F5: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F7: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Series D Cumulative Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $169.60IndirectSee footnote3,038 Reported balance After 2023-11-07 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-11-07 · Sale · Disposed 74 · Balance 3,038

F4: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $13.81 to $13.925. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The shares reported on this line represent the number of shares sold on 11/7/23 before the Reporting Persons ceased to be beneficial owners of more than 10% of the Series D Cumulative Convertible Preferred Shares, rounded up in each case.

F3: Convertible at any time. (Also redeemable for $25 plus accrued and unpaid dividends. Redemption proceeds are payable, at the option of the Issuer, in cash or common stock.)

F6: Ownership of Steamboat Capital Partners II, LP (II).

F7: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Persons ceased to be beneficial owners of more than 10% of Series D Cumulative Convertible Preferred Stock during the course of 11/7/23. This is the number of shares sold on 11/7/23, prior to such cessation, rounded up in each case.

F2: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $0.29 to $.345. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: Convertible at any time. (Also redeemable for $25 plus accrued and unpaid dividends. Redemption proceeds are payable, at the option of the Issuer, in cash or common stock.)

F4: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $13.81 to $13.925. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The shares reported on this line represent the number of shares sold on 11/7/23 before the Reporting Persons ceased to be beneficial owners of more than 10% of the Series D Cumulative Convertible Preferred Shares, rounded up in each case.

F5: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F6: Ownership of Steamboat Capital Partners II, LP (II).

F7: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 07, 2023 Filed Nov 9, 2023 23:29 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 74 $13.82 Strike: $169.60 $1,022.77
Disclosure

SEC source: 0001213900-23-085366 · ownership.xml · derivative · entry 4

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 3,038

Underlying: Common Stock, $0.01 par value · 10 shares

Expires not disclosed

F4 · price: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $13.81 to $13.925. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The shares reported on this line represent the number of shares sold on 11/7/23 before the Reporting Persons ceased to be beneficial owners of more than 10% of the Series D Cumulative Convertible Preferred Shares, rounded up in each case.

F3 · derivative.exercise_date: Convertible at any time. (Also redeemable for $25 plus accrued and unpaid dividends. Redemption proceeds are payable, at the option of the Issuer, in cash or common stock.)

F3 · derivative.expiration_date: Convertible at any time. (Also redeemable for $25 plus accrued and unpaid dividends. Redemption proceeds are payable, at the option of the Issuer, in cash or common stock.)

F6 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II).

F7 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 07, 2023 Filed Nov 9, 2023 23:29 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 6,005 $13.82 Strike: $169.60 $82,996.31
Disclosure

SEC source: 0001213900-23-085366 · ownership.xml · derivative · entry 3

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 247,569

Underlying: Common Stock, $0.01 par value · 883 shares

Expires not disclosed

F4 · price: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $13.81 to $13.925. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The shares reported on this line represent the number of shares sold on 11/7/23 before the Reporting Persons ceased to be beneficial owners of more than 10% of the Series D Cumulative Convertible Preferred Shares, rounded up in each case.

F3 · derivative.exercise_date: Convertible at any time. (Also redeemable for $25 plus accrued and unpaid dividends. Redemption proceeds are payable, at the option of the Issuer, in cash or common stock.)

F3 · derivative.expiration_date: Convertible at any time. (Also redeemable for $25 plus accrued and unpaid dividends. Redemption proceeds are payable, at the option of the Issuer, in cash or common stock.)

F5 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F7 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 07, 2023 Filed Nov 9, 2023 23:29 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleCommon Stock, $0.01 par value 2,229 $0.32 $702.36
Disclosure

SEC source: 0001213900-23-085366 · ownership.xml · nonDerivative · entry 2

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 5,998

F1 · shares: The Reporting Persons ceased to be beneficial owners of more than 10% of Series D Cumulative Convertible Preferred Stock during the course of 11/7/23. This is the number of shares sold on 11/7/23, prior to such cessation, rounded up in each case.

F2 · price: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $0.29 to $.345. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II).

F7 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 07, 2023 Filed Nov 9, 2023 23:29 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleCommon Stock, $0.01 par value 272,073 $0.32 $85,730.20
Disclosure

SEC source: 0001213900-23-085366 · ownership.xml · nonDerivative · entry 1

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 282,794

F1 · shares: The Reporting Persons ceased to be beneficial owners of more than 10% of Series D Cumulative Convertible Preferred Stock during the course of 11/7/23. This is the number of shares sold on 11/7/23, prior to such cessation, rounded up in each case.

F2 · price: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $0.29 to $.345. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F7 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 17:22 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 39 $1.57 Strike: $400.00 $61.35
Disclosure

SEC source: 0001213900-23-076924 · ownership.xml · derivative · entry 4

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,607

Underlying: Common Stock, $0.01 par value · 2.4375 shares

Expires not disclosed

F6 · price: This is an average price. Actual prices received for the shares sold on 9/13/23 and reported on this line range from $1.565 to $1.58. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time, with no expiration date

F1 · derivative.expiration_date: Convertible at any time, with no expiration date

F3 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II).

F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 17:22 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 2,823 $1.57 Strike: $400.00 $4,441.14
Disclosure

SEC source: 0001213900-23-076924 · ownership.xml · derivative · entry 3

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 115,987

Underlying: Common Stock, $0.01 par value · 176.4375 shares

Expires not disclosed

F6 · price: This is an average price. Actual prices received for the shares sold on 9/13/23 and reported on this line range from $1.565 to $1.58. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time, with no expiration date

F1 · derivative.expiration_date: Convertible at any time, with no expiration date

F2 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 17:22 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 39 $11.23 Strike: $169.60 $437.82
Disclosure

SEC source: 0001213900-23-076924 · ownership.xml · derivative · entry 2

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 3,768

Underlying: Common Stock, $0.01 par value · 5.7486 shares

Expires not disclosed

F5 · price: This is an average price. Actual prices received for the shares sold on 9/13/23 and reported on this line range from $11.00 to $11.50. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time, with no expiration date

F1 · derivative.expiration_date: Convertible at any time, with no expiration date

F3 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II).

F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 17:22 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 2,946 $11.23 Strike: $169.60 $33,072.09
Disclosure

SEC source: 0001213900-23-076924 · ownership.xml · derivative · entry 1

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 286,873

Underlying: Common Stock, $0.01 par value · 434.2404 shares

Expires not disclosed

F5 · price: This is an average price. Actual prices received for the shares sold on 9/13/23 and reported on this line range from $11.00 to $11.50. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time, with no expiration date

F1 · derivative.expiration_date: Convertible at any time, with no expiration date

F2 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
September 12, 2023 Filed Sep 13, 2023 17:04 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 4 $1.70 Strike: $400.00 $6.80
Disclosure

SEC source: 0001213900-23-076297 · ownership.xml · derivative · entry 8

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,646

Underlying: Common Stock, $0.01 par value · 0.25 shares

Expires not disclosed

F1 · derivative.exercise_date: Convertible at any time, with no expiration date

F1 · derivative.expiration_date: Convertible at any time, with no expiration date

F3 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II).

F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
September 12, 2023 Filed Sep 13, 2023 17:04 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 256 $1.70 Strike: $400.00 $435.20
Disclosure

SEC source: 0001213900-23-076297 · ownership.xml · derivative · entry 7

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 118,810

Underlying: Common Stock, $0.01 par value · 16 shares

Expires not disclosed

F1 · derivative.exercise_date: Convertible at any time, with no expiration date

F1 · derivative.expiration_date: Convertible at any time, with no expiration date

F2 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
September 12, 2023 Filed Sep 13, 2023 17:04 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 111 $12.02 Strike: $169.60 $1,333.86
Disclosure

SEC source: 0001213900-23-076297 · ownership.xml · derivative · entry 4

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 3,807

Underlying: Common Stock, $0.01 par value · 16.3614 shares

Expires not disclosed

F6 · price: This is an average price. Actual prices received for the shares sold on 9/12/23 and reported on this line range from $12.00 to $12.25. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time, with no expiration date

F1 · derivative.expiration_date: Convertible at any time, with no expiration date

F3 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II).

F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
September 12, 2023 Filed Sep 13, 2023 17:04 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 8,458 $12.02 Strike: $169.60 $101,638.09
Disclosure

SEC source: 0001213900-23-076297 · ownership.xml · derivative · entry 3

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 289,819

Underlying: Common Stock, $0.01 par value · 1,246.709 shares

Expires not disclosed

F6 · price: This is an average price. Actual prices received for the shares sold on 9/12/23 and reported on this line range from $12.00 to $12.25. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time, with no expiration date

F1 · derivative.expiration_date: Convertible at any time, with no expiration date

F2 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 17:04 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 4 $1.76 Strike: $400.00 $7.06
Disclosure

SEC source: 0001213900-23-076297 · ownership.xml · derivative · entry 6

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,650

Underlying: Common Stock, $0.01 par value · 0.25 shares

Expires not disclosed

F7 · price: This is an average price. Actual prices received for the shares sold on 9/11/23 and reported on this line range from $1.70 to $1.765. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time, with no expiration date

F1 · derivative.expiration_date: Convertible at any time, with no expiration date

F3 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II).

F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 17:04 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 254 $1.76 Strike: $400.00 $448.03
Disclosure

SEC source: 0001213900-23-076297 · ownership.xml · derivative · entry 5

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 119,066

Underlying: Common Stock, $0.01 par value · 15.875 shares

Expires not disclosed

F7 · price: This is an average price. Actual prices received for the shares sold on 9/11/23 and reported on this line range from $1.70 to $1.765. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time, with no expiration date

F1 · derivative.expiration_date: Convertible at any time, with no expiration date

F2 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 17:04 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 252 $12.49 Strike: $169.60 $3,147.53
Disclosure

SEC source: 0001213900-23-076297 · ownership.xml · derivative · entry 2

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 3,918

Underlying: Common Stock, $0.01 par value · 37.1448 shares

Expires not disclosed

F5 · price: This is an average price. Actual prices received for the shares sold on 9/11/23 and reported on this line range from $12.45 to $12.605. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time, with no expiration date

F1 · derivative.expiration_date: Convertible at any time, with no expiration date

F3 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II).

F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 17:04 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 19,187 $12.49 Strike: $169.60 $239,649.47
Disclosure

SEC source: 0001213900-23-076297 · ownership.xml · derivative · entry 1

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 298,277

Underlying: Common Stock, $0.01 par value · 2,828.164 shares

Expires not disclosed

F5 · price: This is an average price. Actual prices received for the shares sold on 9/11/23 and reported on this line range from $12.45 to $12.605. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time, with no expiration date

F1 · derivative.expiration_date: Convertible at any time, with no expiration date

F2 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 20:20 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 22 $1.80 Strike: $400.00 $39.49
Disclosure

SEC source: 0001213900-23-075751 · ownership.xml · derivative · entry 12

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,654

Underlying: Common Stock, $0.01 par value · 1.6214 shares

Expires not disclosed

F10 · price: This is an average price. Actual prices received for the shares sold on 9/8/23 and reported on this line range from $1.76 to $1.81. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · derivative.exercise_date: Convertible at any time, with no expiration date.

F5 · derivative.expiration_date: Convertible at any time, with no expiration date.

F3 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II).

F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 20:20 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 1,589 $1.80 Strike: $400.00 $2,852.57
Disclosure

SEC source: 0001213900-23-075751 · ownership.xml · derivative · entry 11

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 119,320

Underlying: Common Stock, $0.01 par value · 99.3125 shares

Expires not disclosed

F10 · price: This is an average price. Actual prices received for the shares sold on 9/8/23 and reported on this line range from $1.76 to $1.81. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · derivative.exercise_date: Convertible at any time, with no expiration date.

F5 · derivative.expiration_date: Convertible at any time, with no expiration date.

F2 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 20:20 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 11 $12.69 Strike: $169.60 $139.54
Disclosure

SEC source: 0001213900-23-075751 · ownership.xml · derivative · entry 8

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 4,170

Underlying: Common Stock, $0.01 par value · 1.6214 shares

Expires not disclosed

F8 · price: This is an average price. Actual prices received for the shares sold on 9/8/23 and reported on this line range from $12.67 to $12.70. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · derivative.exercise_date: Convertible at any time, with no expiration date.

F5 · derivative.expiration_date: Convertible at any time, with no expiration date.

F3 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II).

F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 20:20 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 850 $12.69 Strike: $169.60 $10,782.25
Disclosure

SEC source: 0001213900-23-075751 · ownership.xml · derivative · entry 7

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 317,464

Underlying: Common Stock, $0.01 par value · 125.29 shares

Expires not disclosed

F8 · price: This is an average price. Actual prices received for the shares sold on 9/8/23 and reported on this line range from $12.67 to $12.70. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · derivative.exercise_date: Convertible at any time, with no expiration date.

F5 · derivative.expiration_date: Convertible at any time, with no expiration date.

F2 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 20:20 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 892 $1.75 Strike: $400.00 $1,562.69
Disclosure

SEC source: 0001213900-23-075751 · ownership.xml · derivative · entry 10

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,676

Underlying: Common Stock, $0.01 par value · 55.75 shares

Expires not disclosed

F9 · price: This is an average price. Actual prices received for the shares sold on 9/7/23 and reported on this line range from $1.65 to $1.85. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · derivative.exercise_date: Convertible at any time, with no expiration date.

F5 · derivative.expiration_date: Convertible at any time, with no expiration date.

F3 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II).

F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 20:20 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 64,321 $1.75 Strike: $400.00 $112,683.96
Disclosure

SEC source: 0001213900-23-075751 · ownership.xml · derivative · entry 9

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 120,909

Underlying: Common Stock, $0.01 par value · 4,020.063 shares

Expires not disclosed

F9 · price: This is an average price. Actual prices received for the shares sold on 9/7/23 and reported on this line range from $1.65 to $1.85. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · derivative.exercise_date: Convertible at any time, with no expiration date.

F5 · derivative.expiration_date: Convertible at any time, with no expiration date.

F2 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 20:20 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 71 $14.31 Strike: $169.60 $1,015.88
Disclosure

SEC source: 0001213900-23-075751 · ownership.xml · derivative · entry 6

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 4,181

Underlying: Common Stock, $0.01 par value · 10.4654 shares

Expires not disclosed

F7 · price: This is an average price. Actual prices received for the shares sold on 9/7/23 and reported on this line range from $14.25 to $14.53. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · derivative.exercise_date: Convertible at any time, with no expiration date.

F5 · derivative.expiration_date: Convertible at any time, with no expiration date.

F3 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II).

F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 20:20 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 5,430 $14.31 Strike: $169.60 $77,692.98
Disclosure

SEC source: 0001213900-23-075751 · ownership.xml · derivative · entry 5

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 318,314

Underlying: Common Stock, $0.01 par value · 800.382 shares

Expires not disclosed

F7 · price: This is an average price. Actual prices received for the shares sold on 9/7/23 and reported on this line range from $14.25 to $14.53. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · derivative.exercise_date: Convertible at any time, with no expiration date.

F5 · derivative.expiration_date: Convertible at any time, with no expiration date.

F2 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 20:20 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 67 $12.84 Strike: $169.60 $860.23
Disclosure

SEC source: 0001213900-23-075751 · ownership.xml · derivative · entry 4

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 4,252

Underlying: Common Stock, $0.01 par value · 9.8758 shares

Expires not disclosed

F6 · price: This is an average price. Actual prices received for the shares sold on 9/7/23 and reported on this line range from $12.75 to $13.24. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · derivative.exercise_date: Convertible at any time, with no expiration date.

F5 · derivative.expiration_date: Convertible at any time, with no expiration date.

F3 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II).

F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 20:20 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 5,084 $12.84 Strike: $169.60 $65,274.49
Disclosure

SEC source: 0001213900-23-075751 · ownership.xml · derivative · entry 3

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 323,744

Underlying: Common Stock, $0.01 par value · 749.3816 shares

Expires not disclosed

F6 · price: This is an average price. Actual prices received for the shares sold on 9/7/23 and reported on this line range from $12.75 to $13.24. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · derivative.exercise_date: Convertible at any time, with no expiration date.

F5 · derivative.expiration_date: Convertible at any time, with no expiration date.

F2 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 20:20 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleCommon Stock, $0.01 par value 65 $7.60 $494.27
Disclosure

SEC source: 0001213900-23-075751 · ownership.xml · nonDerivative · entry 2

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · price: This is an average price. Actual prices received for the shares sold on 9/7/23 and reported on this line range from $7.60 to $7.63. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II).

F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 20:20 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleCommon Stock, $0.01 par value 4,044 $7.60 $30,751.38
Disclosure

SEC source: 0001213900-23-075751 · ownership.xml · nonDerivative · entry 1

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · price: This is an average price. Actual prices received for the shares sold on 9/7/23 and reported on this line range from $7.60 to $7.63. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 29, 2022 Filed Nov 30, 2022 20:00 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 PurchaseCommon Stock, $0.01 par value 31 $1.90 $58.90
Disclosure

SEC source: 0001213900-22-076323 · ownership.xml · nonDerivative · entry 4

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 654

F3 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II).

F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 29, 2022 Filed Nov 30, 2022 20:00 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 PurchaseCommon Stock, $0.01 par value 1,931 $1.90 $3,668.90
Disclosure

SEC source: 0001213900-22-076323 · ownership.xml · nonDerivative · entry 3

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 40,447

F2 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 20:00 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 PurchaseCommon Stock, $0.01 par value 72 $1.87 $134.88
Disclosure

SEC source: 0001213900-22-076323 · ownership.xml · nonDerivative · entry 2

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 623

F1 · price: This was an average price. Actual prices paid for the shares purchased on 11/28/22 range from $1.81 to $1.90. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II).

F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 20:00 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 PurchaseCommon Stock, $0.01 par value 4,424 $1.87 $8,287.92
Disclosure

SEC source: 0001213900-22-076323 · ownership.xml · nonDerivative · entry 1

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 38,516

F1 · price: This was an average price. Actual prices paid for the shares purchased on 11/28/22 range from $1.81 to $1.90. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 19:48 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 PurchaseCommon Stock, $0.01 par value 22 $1.85 $40.70
Disclosure

SEC source: 0001213900-22-074876 · ownership.xml · nonDerivative · entry 4

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 551

F3 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II).

F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 19:48 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 PurchaseCommon Stock, $0.01 par value 1,375 $1.85 $2,543.75
Disclosure

SEC source: 0001213900-22-074876 · ownership.xml · nonDerivative · entry 3

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 34,092

F2 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 19:48 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 PurchaseCommon Stock, $0.01 par value 131 $1.82 $238.22
Disclosure

SEC source: 0001213900-22-074876 · ownership.xml · nonDerivative · entry 2

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 529

F1 · price: This was an average price. Actual prices paid for the shares purchased on 11/21/22 range from $1.775 to $1.85. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II).

F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 19:48 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 PurchaseCommon Stock, $0.01 par value 8,089 $1.82 $14,709.85
Disclosure

SEC source: 0001213900-22-074876 · ownership.xml · nonDerivative · entry 1

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 32,717

F1 · price: This was an average price. Actual prices paid for the shares purchased on 11/21/22 range from $1.775 to $1.85. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F4 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 18:35 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 PurchaseCommon Stock, $0.01 par value 89 $1.77 $157.28
Disclosure

SEC source: 0001213900-22-072693 · ownership.xml · nonDerivative · entry 6

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 398

F1 · price: This was an average price. Actual prices paid for the shares purchased on 11/11/22 range from $1.65 to $1.75. Actual prices paid for the shares purchased on 11/14/22 ranges from $1.74 to $1.78. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II).

F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 2 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 18:35 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 PurchaseCommon Stock, $0.01 par value 5,529 $1.77 $9,770.85
Disclosure

SEC source: 0001213900-22-072693 · ownership.xml · nonDerivative · entry 5

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 24,628

F1 · price: This was an average price. Actual prices paid for the shares purchased on 11/11/22 range from $1.65 to $1.75. Actual prices paid for the shares purchased on 11/14/22 ranges from $1.74 to $1.78. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 2 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 18:35 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 PurchaseCommon Stock, $0.01 par value 1,216 $1.77 $2,148.92
Disclosure

SEC source: 0001213900-22-072693 · ownership.xml · nonDerivative · entry 4

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,418

F1 · price: This was an average price. Actual prices paid for the shares purchased on 11/11/22 range from $1.65 to $1.75. Actual prices paid for the shares purchased on 11/14/22 ranges from $1.74 to $1.78. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA).

F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 2 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 18:35 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 PurchaseCommon Stock, $0.01 par value 110 $1.66 $182.30
Disclosure

SEC source: 0001213900-22-072693 · ownership.xml · nonDerivative · entry 3

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 309

F1 · price: This was an average price. Actual prices paid for the shares purchased on 11/11/22 range from $1.65 to $1.75. Actual prices paid for the shares purchased on 11/14/22 ranges from $1.74 to $1.78. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II).

F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 2 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 18:35 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 PurchaseCommon Stock, $0.01 par value 6,809 $1.66 $11,284.56
Disclosure

SEC source: 0001213900-22-072693 · ownership.xml · nonDerivative · entry 2

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 19,099

F1 · price: This was an average price. Actual prices paid for the shares purchased on 11/11/22 range from $1.65 to $1.75. Actual prices paid for the shares purchased on 11/14/22 ranges from $1.74 to $1.78. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 2 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 18:35 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 PurchaseCommon Stock, $0.01 par value 1,498 $1.66 $2,482.64
Disclosure

SEC source: 0001213900-22-072693 · ownership.xml · nonDerivative · entry 1

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,202

F1 · price: This was an average price. Actual prices paid for the shares purchased on 11/11/22 range from $1.65 to $1.75. Actual prices paid for the shares purchased on 11/14/22 ranges from $1.74 to $1.78. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA).

F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 2 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 18:38 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 PurchaseCommon Stock, $0.01 par value 199 $1.72 $341.80
Disclosure

SEC source: 0001213900-22-071963 · ownership.xml · nonDerivative · entry 3

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 199

F1 · price: This was an average price. Actual prices paid range from $1.64 to $1.75. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II).

F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 2 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 18:38 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 PurchaseCommon Stock, $0.01 par value 12,290 $1.72 $21,109.30
Disclosure

SEC source: 0001213900-22-071963 · ownership.xml · nonDerivative · entry 2

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12,290

F1 · price: This was an average price. Actual prices paid range from $1.64 to $1.75. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 2 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 18:38 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 PurchaseCommon Stock, $0.01 par value 2,704 $1.72 $4,644.39
Disclosure

SEC source: 0001213900-22-071963 · ownership.xml · nonDerivative · entry 1

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,704

F1 · price: This was an average price. Actual prices paid range from $1.64 to $1.75. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA).

F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 2 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 17:48 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 2,985 $12.81 Strike: $16.96 $38,231.88
Disclosure

SEC source: 0001213900-22-053701 · ownership.xml · derivative · entry 4

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 59,569

Underlying: Common Stock, $0.01 par value · 4,400 shares

Expires not disclosed

F8 · price: This is the average price. The prices at which shares were actually sold range from $12.80 to $12.89. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7 · derivative.exercise_date: Convertible at any time, with no expiration date.

F7 · derivative.expiration_date: Convertible at any time, with no expiration date.

F9 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D).

F9 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D).

F12 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4 and 9 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

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August 31, 2022 Filed Sep 2, 2022 17:48 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 669 $3.85 Strike: $40.00 $2,575.65
Disclosure

SEC source: 0001213900-22-053701 · ownership.xml · derivative · entry 1

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 28,983

Underlying: Common Stock, $0.01 par value · 418 shares

Expires not disclosed

F2 · price: This was the actual price, not an average price.

F3 · price: The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F4 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B).

F4 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B).

F12 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4 and 9 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

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December 15, 2021 Filed Dec 16, 2021 18:44 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 1,884 $13.54 Strike: $16.96 $25,516.52
Disclosure

SEC source: 0001213900-21-065642 · ownership.xml · derivative · entry 1

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 62,554

Underlying: Common Stock, $0.01 par value · 2,777 shares

Expires not disclosed

F2 · price: This is the average price. The prices at which shares were actually sold range from $13.51 to 13.61. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time, with no expiration date.

F1 · derivative.expiration_date: Convertible at any time, with no expiration date.

F3 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D).

F3 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D).

F6 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 3 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

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December 14, 2021 Filed Dec 15, 2021 18:49 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 2,000 $13.88 Strike: $16.96 $27,756.20
Disclosure

SEC source: 0001213900-21-065399 · ownership.xml · derivative · entry 2

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 64,438

Underlying: Common Stock, $0.01 par value · 2,948 shares

Expires not disclosed

F4 · price: This is the average price. The prices at which shares were actually sold range from $13.75 to $14.04. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time, with no expiration date.

F1 · derivative.expiration_date: Convertible at any time, with no expiration date.

F3 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D).

F3 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D).

F7 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 3 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

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December 13, 2021 Filed Dec 15, 2021 18:49 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 1,200 $14.27 Strike: $16.96 $17,121.48
Disclosure

SEC source: 0001213900-21-065399 · ownership.xml · derivative · entry 1

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 66,438

Underlying: Common Stock, $0.01 par value · 1,768 shares

Expires not disclosed

F2 · price: This is the average price. The prices at which shares were actually sold range from $14.00 to $14.50. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time, with no expiration date.

F1 · derivative.expiration_date: Convertible at any time, with no expiration date.

F3 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D).

F3 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D).

F7 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 3 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.