person · Reporting owner

Franklin Michael Andrew

Disclosed activity across 2 companies

Tapewire entity: 32670
SEC CIK: 0001697904

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
CEDAR REALTY TRUST, INC.CDR · Entity 9759	Director · CEO	September 08, 2026	September 09, 2026
Wheeler Real Estate Investment Trust, Inc.WHLR · Entity 8666	CEO	June 30, 2026	July 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CEDAR REALTY TRUST, INC.

Report date September 08, 2026 · Filed September 09, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
6.50% Series C Cumulative Redeemable Preferred StockSEC Table I · non-derivative	Direct	2,327	Reported balance After 2026-09-08 transaction · row 1 1 source row Row 1 · 2026-09-08 · Purchase · Acquired 1,472 · Balance 2,327
7.25% Series B Cumulative Redeemable Preferred StockSEC Table I · non-derivative	Direct	2,138	Reported balance Holding disclosure · report date 2026-09-08 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 2,138

Wheeler Real Estate Investment Trust, Inc.

Report date June 30, 2026 · Filed July 02, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series D Cumulative Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $6,154,444,800.00	Direct	88	Reported balance After 2026-06-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2026-06-30 · Other · Acquired 44 · Balance 88 F1: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000004 shares of the Issuer's common stock (a conversion price of $6,154,444,800 per share of common stock). Series D Preferred Stock has no expiration date. F2: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission on May 20, 2026, the Issuer determined that interest on the Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") payable on June 30, 2026, would be paid in the form of Series D Preferred Stock. On June 30, 2026, the Issuer issued shares of the Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"). F3: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes on June 30, 2026, was determined based on a per share value of $20.698249, calculated as the product of (x) the average of the per share volume-weighted average prices for Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55.
7.00% Subordinated Convertible Notes due 2031SEC Table II · derivative / convertible security · Conversion / exercise price $2.77 · Expires 2031-12-31	Direct	Not disclosed	Reported balance Holding disclosure · report date 2026-06-30 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance Not disclosed F4: The Notes are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $2.771041 per share (9.021881 common shares for each $25.00 of principal amount of the Notes being converted). F5: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of the Issuer's Series B Convertible Preferred Stock or in shares of Series D Preferred Stock, in each case as set forth in the Notes. The number of shares of the Issuer's common stock indicated in the Table is based on the outstanding principal amount of the Notes held by the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000004 shares of the Issuer's common stock (a conversion price of $6,154,444,800 per share of common stock). Series D Preferred Stock has no expiration date.

F2: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission on May 20, 2026, the Issuer determined that interest on the Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") payable on June 30, 2026, would be paid in the form of Series D Preferred Stock. On June 30, 2026, the Issuer issued shares of the Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture").

F3: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes on June 30, 2026, was determined based on a per share value of $20.698249, calculated as the product of (x) the average of the per share volume-weighted average prices for Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55.

F4: The Notes are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $2.771041 per share (9.021881 common shares for each $25.00 of principal amount of the Notes being converted).

F5: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of the Issuer's Series B Convertible Preferred Stock or in shares of Series D Preferred Stock, in each case as set forth in the Notes. The number of shares of the Issuer's common stock indicated in the Table is based on the outstanding principal amount of the Notes held by the Reporting Person.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
September 08, 2026 Filed Sep 9, 2026 12:51 UTC	CEDAR REALTY TRUST, INC. CDR · Entity 9759	Purchase6.50% Series C Cumulative Redeemable Preferred Stock	1,472	$15.40	$22,668.80	Disclosure SEC source: 0001697904-26-000007 · wk-form4_1788958311.xml · nonDerivative · entry 1 Franklin Michael Andrew · CIK 0001697904 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,327 Read SEC document
June 30, 2026 Filed Jul 2, 2026 12:08 UTC	Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666	OtherSeries D Cumulative Convertible Preferred Stock · Derivative	44	Not disclosed Strike: $6,154,444,800.00	Not disclosed	Disclosure SEC source: 0001697904-26-000004 · wk-form4_1782994124.xml · derivative · entry 1 Franklin Michael Andrew · CIK 0001697904 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88 Underlying: Common Stock · 0 shares Expires not disclosed F1 · derivative.exercise_price: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000004 shares of the Issuer's common stock (a conversion price of $6,154,444,800 per share of common stock). Series D Preferred Stock has no expiration date. F2 · shares: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission on May 20, 2026, the Issuer determined that interest on the Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") payable on June 30, 2026, would be paid in the form of Series D Preferred Stock. On June 30, 2026, the Issuer issued shares of the Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"). F3 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes on June 30, 2026, was determined based on a per share value of $20.698249, calculated as the product of (x) the average of the per share volume-weighted average prices for Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F1 · derivative.exercise_date: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000004 shares of the Issuer's common stock (a conversion price of $6,154,444,800 per share of common stock). Series D Preferred Stock has no expiration date. F1 · derivative.expiration_date: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000004 shares of the Issuer's common stock (a conversion price of $6,154,444,800 per share of common stock). Series D Preferred Stock has no expiration date. F1 · derivative.underlying_shares: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000004 shares of the Issuer's common stock (a conversion price of $6,154,444,800 per share of common stock). Series D Preferred Stock has no expiration date. Read SEC document
December 31, 2025 Filed Jan 5, 2026 13:59 UTC	Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666	OtherSeries D Cumulative Convertible Preferred Stock · Derivative	44	Not disclosed Strike: $170,956,800.00	Not disclosed	Disclosure SEC source: 0001697904-26-000002 · wk-form4_1767621543.xml · derivative · entry 1 Franklin Michael Andrew · CIK 0001697904 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44 Underlying: Common Stock · 0 shares Expires not disclosed F1 · derivative.exercise_price: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000015 shares of the Issuer's common stock (a conversion price of $170,956,800 per share of common stock). F2 · shares: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission on November 20, 2025, the Issuer determined that interest on the Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") payable on December 31, 2025, would be paid in the form of Series D Preferred Stock. On December 31, 2025, the Issuer issued shares of the Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"). F4 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes on December 31, 2025, was determined based on a per share value of $20.789285, calculated as the product of (x) the average of the per share volume-weighted average prices for Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F1 · derivative.exercise_date: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000015 shares of the Issuer's common stock (a conversion price of $170,956,800 per share of common stock). F3 · derivative.expiration_date: Series D Preferred Stock has no expiration date. F1 · derivative.underlying_shares: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000015 shares of the Issuer's common stock (a conversion price of $170,956,800 per share of common stock). Read SEC document
September 29, 2025 Filed Sep 30, 2025 20:14 UTC	Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666	SaleSeries D Cumulative Convertible Preferred Stock · Derivative	555	$36.25 Strike: $85,478,400.00	$20,118.75	Disclosure SEC source: 0001697904-25-000009 · wk-form4_1759263237.xml · derivative · entry 1 Franklin Michael Andrew · CIK 0001697904 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed F1 · derivative.exercise_price: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into approximately 0.0000003 shares of the Issuer's common stock (a conversion price of $85,478,400 per share of common stock). F1 · derivative.exercise_date: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into approximately 0.0000003 shares of the Issuer's common stock (a conversion price of $85,478,400 per share of common stock). F2 · derivative.expiration_date: Series D Preferred Stock has no expiration date. F1 · derivative.underlying_shares: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into approximately 0.0000003 shares of the Issuer's common stock (a conversion price of $85,478,400 per share of common stock). Read SEC document
September 11, 2025 Filed Sep 12, 2025 20:08 UTC	Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666	SaleSeries B Convertible Preferred Stock · Derivative	1,223	$4.00 Strike: $40,320,000.00	$4,892.00	Disclosure SEC source: 0001697904-25-000007 · wk-form4_1757707706.xml · derivative · entry 3 Franklin Michael Andrew · CIK 0001697904 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed F6 · derivative.exercise_price: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.0000006 shares of the Issuer's common stock (a conversion price of $40,320,000 per share of common stock). F6 · derivative.exercise_date: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.0000006 shares of the Issuer's common stock (a conversion price of $40,320,000 per share of common stock). F7 · derivative.expiration_date: The Series B Preferred Stock has no expiration date. F6 · derivative.underlying_shares: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.0000006 shares of the Issuer's common stock (a conversion price of $40,320,000 per share of common stock). Read SEC document
September 11, 2025 Filed Sep 12, 2025 20:08 UTC	Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666	Sale7.00% Senior Subordinated Convertible Notes due 2031 · Derivative	Not disclosed	$2,550.00 Strike: $0.98	$425.00	Disclosure SEC source: 0001697904-25-000007 · wk-form4_1757707706.xml · derivative · entry 2 Franklin Michael Andrew · CIK 0001697904 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 433 shares Expires 2031-12-31 F3 · derivative.exercise_price: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of approximately $0.98 per share (approximately 25.47 common shares for each $25.00 of principal amount of the Notes being converted). F5 · price: The price reported in Column 8 is an aggregate purchase price. These Notes were sold at a price of $150.00 per $25.00 of aggregate principal amount. F3 · derivative.exercise_date: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of approximately $0.98 per share (approximately 25.47 common shares for each $25.00 of principal amount of the Notes being converted). F3 · derivative.underlying_shares: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of approximately $0.98 per share (approximately 25.47 common shares for each $25.00 of principal amount of the Notes being converted). F4 · derivative.underlying_shares: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of the Issuer's Series B Convertible Preferred Stock ("Series B Preferred Stock") or in shares of Series D Preferred Stock, in each case as set forth in the Notes. The number of shares of the Issuer's common stock indicated in the Table is based on the outstanding principal amount of the Notes held by the Reporting Person. Read SEC document
June 30, 2025 Filed Jul 2, 2025 12:37 UTC	Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666	OtherSeries D Cumulative Convertible Preferred Stock · Derivative	50	Not disclosed Strike: $17,095,680.00	Not disclosed	Disclosure SEC source: 0001697904-25-000005 · wk-form4_1751459827.xml · derivative · entry 1 Franklin Michael Andrew · CIK 0001697904 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 555 Underlying: Common Stock · 0 shares Expires not disclosed F1 · derivative.exercise_price: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000001 shares of the Issuer's common stock (a conversion price of $17,095,680 per share of common stock). F2 · shares: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission on May 22, 2025, the Issuer determined that interest on the Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") payable on June 30, 2025, would be paid in the form of Series D Preferred Stock. On June 30, 2025, the Issuer issued shares of the Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"). F4 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes on June 30, 2025, was determined based on a per share value of $18.58379, calculated as the product of (x) the average of the per share volume-weighted average prices for Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F1 · derivative.exercise_date: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000001 shares of the Issuer's common stock (a conversion price of $17,095,680 per share of common stock). F3 · derivative.expiration_date: Series D Preferred Stock has no expiration date. F1 · derivative.underlying_shares: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000001 shares of the Issuer's common stock (a conversion price of $17,095,680 per share of common stock). Read SEC document
April 10, 2025 Filed Apr 14, 2025 11:31 UTC	CEDAR REALTY TRUST, INC. CDR · Entity 9759	Sale7.25% Series B Cumulative Redeemable Preferred Stock	752	$17.75	$13,348.00	Disclosure SEC source: 0000761648-25-000032 · wk-form4_1744630293.xml · nonDerivative · entry 1 Franklin Michael Andrew · CIK 0001697904 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,138 F1 · price: On February 21, 2025, Cedar Realty Trust, Inc. (the "Issuer") announced concurrent but separate offers to purchase up to an aggregate amount of $9,500,000 of (i) up to 584,615 shares of its 6.50% Series C Cumulative Redeemable Preferred Stock for $16.25 per share, in cash, and (ii) up to 535,211 shares of its 7.25% Series B Cumulative Redeemable Preferred Stock (the "Series B Shares") for $17.75 per share (the "Series B Share Price"), in cash, which expired on March 21, 2025 (each, a "Tender Offer"). On March 24, 2025, the Issuer announced that the Series B Tender Offer would remain open until April 4, 2025 and the aggregate amount of shares that may be purchased under the Tender Offers was increased to $19,500,000 following the expiration of the Series C Tender Offer. On April 10, 2025, in accordance with the terms of the Tender Offers, the Issuer purchased 592,372 Series B Shares at the Series B Share Price, including 752 Series B Shares tendered by the Reporting Person. Read SEC document
March 27, 2025 Filed Mar 28, 2025 15:41 UTC	CEDAR REALTY TRUST, INC. CDR · Entity 9759	Sale6.50% Series C Cumulative Redeemable Preferred Stock	195	$16.25	$3,168.75	Disclosure SEC source: 0000761648-25-000026 · wk-form4_1743176490.xml · nonDerivative · entry 1 Franklin Michael Andrew · CIK 0001697904 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 855 F1 · price: On February 21, 2025, Cedar Realty Trust, Inc. (the "Issuer") announced concurrent but separate offers to purchase up to an aggregate amount paid of $9,500,000 of (i) up to 584,615 shares of its 6.50% Series C Cumulative Redeemable Preferred Stock (the "Series C Shares") for a purchase price of $16.25 per share (the "Series C Share Price"), in cash, and (ii) up to 535,211 shares of its 7.25% Series B Cumulative Redeemable Preferred Stock for a purchase price of $17.75 per share, in cash, which expired at 5:00 P.M., New York City Time on March 21, 2025 (the "Tender Offer"). On March 27, 2025, in accordance with the terms and conditions of the Tender Offer, the Issuer purchased 655,883 Series C Shares at the Series C Share Price, including 195 Series C Shares tendered by the Reporting Person. Read SEC document
January 29, 2025 Filed Jan 31, 2025 18:09 UTC	CEDAR REALTY TRUST, INC. CDR · Entity 9759	Sale6.50% Series C Cumulative Redeemable Preferred Stock	850	$15.75	$13,387.50	Disclosure SEC source: 0000761648-25-000012 · wk-form4_1738346936.xml · nonDerivative · entry 1 Franklin Michael Andrew · CIK 0001697904 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,050 F1 · price: On December 27, 2024, Cedar Realty Trust, Inc. (the "Issuer") announced a modified "Dutch auction" tender offer to repurchase up to an aggregate amount paid of $12.5 million of shares of its outstanding 6.50% Series C Cumulative Redeemable Preferred Stock (the "Series C Preferred Stock") at a price per share not less than $13.75 and not greater than $15.75, which expired at 5:00 P.M., New York City Time on January 28, 2025 (the "Tender Offer"). On January 29, 2025, in accordance with the terms and conditions of the Tender Offer, the Issuer purchased 645,276 shares of its Series C Preferred Stock at a purchase price of $15.75 per share, including 850 shares of Series C Preferred Stock tendered by the Reporting Person. Read SEC document
December 31, 2024 Filed Jan 3, 2025 13:46 UTC	Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666	OtherSeries D Cumulative Convertible Preferred Stock · Derivative	67	Not disclosed Strike: $122,112.00	Not disclosed	Disclosure SEC source: 0001527541-25-000004 · wk-form4_1735912009.xml · derivative · entry 1 Franklin Michael Andrew · CIK 0001697904 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 505 Underlying: Common Stock · 0 shares Expires not disclosed F1 · derivative.exercise_price: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000205 shares of the Issuer's common stock (a conversion price of $122,112 per share of common stock). F2 · shares: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission on November 20, 2024, the Issuer determined that interest on the Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") payable on December 31, 2024, would be paid in the form of Series D Preferred Stock. On December 31, 2024, the Issuer issued shares of the Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"). F4 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes on December 31, 2024, was determined based on a per share value of $13.8953375, calculated as the product of (x) the average of the per share volume-weighted average prices for Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F1 · derivative.exercise_date: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000205 shares of the Issuer's common stock (a conversion price of $122,112 per share of common stock). F3 · derivative.expiration_date: Series D Preferred Stock has no expiration date. F1 · derivative.underlying_shares: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000205 shares of the Issuer's common stock (a conversion price of $122,112 per share of common stock). Read SEC document
July 01, 2024 Filed Jul 3, 2024 15:20 UTC	Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666	OtherSeries D Cumulative Convertible Preferred Stock · Derivative	94	Not disclosed Strike: $20,352.00	Not disclosed	Disclosure SEC source: 0001527541-24-000128 · wk-form4_1720020049.xml · derivative · entry 2 Franklin Michael Andrew · CIK 0001697904 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 438 Underlying: Common Stock · 0 shares Expires not disclosed F2 · derivative.exercise_price: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into .001228 shares of the Issuer's common stock (a conversion price of $20,352 per share of common stock). F3 · shares: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission on May 21, 2024, the Issuer determined that interest on the Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") payable on June 30, 2024, would be paid in the form of Series D Preferred Stock. On July 1, 2024, the Issuer issued shares of the Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"). F5 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes on June 30, 2024, was determined based on a per share value equal to $17.95505, calculated as the product of (x) the average of the per share volume-weighted average prices for Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F2 · derivative.exercise_date: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into .001228 shares of the Issuer's common stock (a conversion price of $20,352 per share of common stock). F4 · derivative.expiration_date: Series D Preferred Stock has no expiration date. F2 · derivative.underlying_shares: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into .001228 shares of the Issuer's common stock (a conversion price of $20,352 per share of common stock). Read SEC document
January 02, 2024 Filed Jan 5, 2024 02:08 UTC	Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666	OtherSeries D Cumulative Convertible Preferred Stock · Derivative	123	Not disclosed Strike: $169.60	Not disclosed	Disclosure SEC source: 0001213900-24-001275 · ownership.xml · derivative · entry 3 Franklin Michael Andrew · CIK 0001697904 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 344 Underlying: Common Stock · 18 shares Expires not disclosed F5 · shares: As disclosed in the Issuer's Form 8-K filed with the SEC on November 20, 2023, the Issuer determined that interest on the Notes payable on December 31, 2023, would be paid in the form of Series D Preferred Stock. On January 2, 2024, the Issuer issued shares of Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes held by the Reporting Person, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"). F6 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes on December 31, 2021 was determined based on a per share value equal to $7.786515, calculated as the product of (x) the average of the per share volume-weighted average prices for Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F7 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes on June 30, 2023, was determined based on a per share value equal to $7.19774, calculated as the product of (x) the average of the per share volume-weighted average prices for Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F8 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes on January 2, 2024, was determined based on a per share value equal to $7.561743, calculated as the product of (x) the average of the per share volume-weighted average prices for Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F4 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K that announced the effectiveness of the Company's one-for-ten reverse stock split, and filed with the Securities and Exchange Commission ("SEC") on August 17, 2023, each share of Series D Preferred Stock is convertible into 0.1474 shares of the Issuer's common stock. Series D Preferred Stock has no expiration date. F4 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K that announced the effectiveness of the Company's one-for-ten reverse stock split, and filed with the Securities and Exchange Commission ("SEC") on August 17, 2023, each share of Series D Preferred Stock is convertible into 0.1474 shares of the Issuer's common stock. Series D Preferred Stock has no expiration date. Read SEC document
June 30, 2023 Filed Jul 5, 2023 23:24 UTC	Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666	OtherSeries D Cumulative Convertible Preferred Stock · Derivative	129	Not disclosed Strike: $16.96	Not disclosed	Disclosure SEC source: 0001213900-23-054928 · ownership.xml · derivative · entry 3 Franklin Michael Andrew · CIK 0001697904 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 221 Underlying: Common Stock · 190 shares Expires not disclosed F5 · shares: As disclosed in the Issuer's Form 8-K filed with the SEC on May 22, 2023, the Issuer determined that interest on the Notes payable on June 30, 2023, would be paid in the form of Series D Preferred Stock. On June 30, 2023, the Issuer issued shares of Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes held by the Reporting Person, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"). F6 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes on December 31, 2021 was determined based on a per share value equal to $7.786515, calculated as the product of (x) the average of the per share volume-weighted average prices for the Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F7 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes on June 30, 2023, was determined based on a per share value equal to $7.19774, calculated as the product of (x) the average of the per share volume-weighted average prices for the Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F4 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Preferred Stock is convertible into 1.474 shares of the Issuer's common stock. The Series D Preferred Stock has no expiration date. F4 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Preferred Stock is convertible into 1.474 shares of the Issuer's common stock. The Series D Preferred Stock has no expiration date. Read SEC document
January 03, 2023 Filed Jan 5, 2023 19:40 UTC	Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666	OtherSeries B Convertible Preferred Stock · Derivative	873	Not disclosed Strike: $40.00	Not disclosed	Disclosure SEC source: 0001213900-23-001089 · ownership.xml · derivative · entry 4 Franklin Michael Andrew · CIK 0001697904 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,223 Underlying: Common Stock · 545 shares Expires not disclosed F7 · shares: As disclosed in the Issuer's Form 8-K filed with the SEC on November 17, 2022, the Issuer determined that interest on the Notes payable on December 31, 2022, would be paid in the form of Series B Preferred Stock. On January 3, 2023, the Issuer issued shares of Series B Preferred Stock to the Reporting Person as payment of interest with respect to the Notes held by the Reporting Person, in accordance with the terms thereof and of the Indenture. F8 · price: In accordance with the terms of the Indenture, the number of shares of Series B Preferred Stock paid as interest on the Notes on June 30, 2022 (350 shares) was determined based on a per share value equal to $2.6673845, calculated as the product of (x) the average of the per share volume-weighted average prices for the Series B Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F9 · price: In accordance with the terms of the Indenture, the number of shares of Series B Preferred Stock paid as interest on the Notes on January 3, 2023 (873 shares) was determined based on a per share value equal to $1.070872, calculated as the product of (x) the average of the per share volume-weighted average prices for the Series B Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F6 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. F6 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. Read SEC document
August 25, 2022 Filed Aug 29, 2022 20:30 UTC	CEDAR REALTY TRUST, INC. NONE · Entity 9759	Purchase6.50% Series C Cumulative Redeemable Preferred Stock	1,900	$10.23	$19,436.43	Disclosure SEC source: 0001213900-22-051821 · ownership.xml · nonDerivative · entry 2 Franklin Michael Andrew · CIK 0001697904 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900 Read SEC document
August 25, 2022 Filed Aug 29, 2022 20:30 UTC	CEDAR REALTY TRUST, INC. NONE · Entity 9759	Purchase7.25% Series B Cumulative Redeemable Preferred Stock	2,890	$10.35	$29,911.50	Disclosure SEC source: 0001213900-22-051821 · ownership.xml · nonDerivative · entry 1 Franklin Michael Andrew · CIK 0001697904 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,890 Read SEC document
June 30, 2022 Filed Jul 6, 2022 01:22 UTC	Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666	OtherSeries B Convertible Preferred Stock · Derivative	350	Not disclosed Strike: $40.00	Not disclosed	Disclosure SEC source: 0001213900-22-037407 · ownership.xml · derivative · entry 4 Franklin Michael Andrew · CIK 0001697904 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350 Underlying: Common Stock · 218 shares Expires not disclosed F7 · kind: As disclosed in the Issuer's Form 8-K filed with the SEC on May 20, 2022, the Issuer determined that interest on the Notes payable on June 30, 2022, would be paid in the form of Series B Preferred Stock. On June 30, 2022, the Issuer issued shares of Series B Preferred Stock to the Reporting Person as payment of interest with respect to the Notes held by the Reporting Person, in accordance with the terms thereof and of the Indenture. F8 · price: In accordance with the terms of the Indenture, the number of shares of Series B Preferred Stock paid as interest on the Notes was determined based on a per share value equal to $2.6673845, calculated as the product of (x) the average of the per share volume-weighted average prices for the Series B Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F6 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. F6 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:29 UTC	Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666	OtherSeries D Cumulative Convertible Preferred Stock · Derivative	92	Not disclosed Strike: $16.96	Not disclosed	Disclosure SEC source: 0001213900-22-000580 · ownership.xml · derivative · entry 3 Franklin Michael Andrew · CIK 0001697904 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92 Underlying: Common Stock · 135 shares Expires not disclosed F5 · kind: As disclosed in the Issuer's Form 8-K filed with the SEC on November 29, 2021, the Board of Directors of the Issuer determined that interest on the Notes payable on December 31, 2021, would be paid in the form of Series D Preferred Stock. On December 31, 2021, the Company issued shares of Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes held by the Reporting Person, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"). F5 · shares: As disclosed in the Issuer's Form 8-K filed with the SEC on November 29, 2021, the Board of Directors of the Issuer determined that interest on the Notes payable on December 31, 2021, would be paid in the form of Series D Preferred Stock. On December 31, 2021, the Company issued shares of Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes held by the Reporting Person, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"). F6 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes was determined based on a per share value equal to $7.786515, calculated as the product of (x) the average of the per share volume-weighted average prices for the Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F4 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Preferred Stock is convertible into 1.474 shares of the Issuer's common stock. The Series D Preferred Stock has no expiration date. F4 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Preferred Stock is convertible into 1.474 shares of the Issuer's common stock. The Series D Preferred Stock has no expiration date. Read SEC document
August 19, 2021 Filed Aug 23, 2021 13:23 UTC	Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666	Purchase7.00% Senior Subordinated Convertible Notes due 2031 · Derivative	Not disclosed	$26,725.00 Strike: $6.25	$26,725.00	Disclosure SEC source: 0001213900-21-044204 · ownership.xml · derivative · entry 3 Franklin Michael Andrew · CIK 0001697904 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 4,276 shares Expires 2031-12-31 F3 · derivative.exercise_price: The Notes are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $6.25 per share (the "Conversion Price") (4 common shares for each $25.00 of principal amount of the Notes being converted); provided, however, that if at any time after September 21, 2023 holders of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") have elected to cause the Issuer to redeem (payable in cash or stock) at least 100,000 shares of Series D Preferred Stock in the aggregate, then the Conversion Price shall be adjusted to the lower of (i) a 45% discount to the Conversion Price and (ii) a 45% discount to the lowest price at which any holder of Series D Preferred Stock had its Series D Preferred Stock redeemed into shares of the Issuer's common stock. F5 · date: The Notes subscribed for in the Rights Offering were delivered through the clearing systems of the Depository Trust Company and such delivery was completed on August 19, 2021. F5 · derivative.exercise_date: The Notes subscribed for in the Rights Offering were delivered through the clearing systems of the Depository Trust Company and such delivery was completed on August 19, 2021. F3 · derivative.underlying_shares: The Notes are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $6.25 per share (the "Conversion Price") (4 common shares for each $25.00 of principal amount of the Notes being converted); provided, however, that if at any time after September 21, 2023 holders of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") have elected to cause the Issuer to redeem (payable in cash or stock) at least 100,000 shares of Series D Preferred Stock in the aggregate, then the Conversion Price shall be adjusted to the lower of (i) a 45% discount to the Conversion Price and (ii) a 45% discount to the lowest price at which any holder of Series D Preferred Stock had its Series D Preferred Stock redeemed into shares of the Issuer's common stock. F4 · derivative.underlying_shares: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of the Issuer's Series B Convertible Preferred Stock (the "Series B Preferred Stock") or in shares of Series D Preferred Stock, in each case as set forth in the Notes. The Series B Preferred Stock and Series D Preferred Stock are both convertible into shares of the Issuer's common stock at the option of the holder thereof at any time. The Notes bear interest at the rate of 7% per annum. The number of shares of the Issuer's common stock indicated in the Table is based on the outstanding principal amount of the Notes held as of August 19, 2021, and assumes that the Issuer will later pay all interest thereon in cash. Read SEC document
August 19, 2021 Filed Sep 21, 2021 21:29 UTC Amendment	Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666	Purchase7.00% Senior Subordinated Convertible Notes due 2031 · Derivative	Not disclosed	$26,725.00 Strike: $6.25	$26,725.00	Disclosure SEC source: 0001213900-21-049157 · ownership.xml · derivative · entry 3 Franklin Michael Andrew · CIK 0001697904 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 4,276 shares Expires 2031-12-31 F3 · derivative.exercise_price: The Notes are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $6.25 per share (the "Conversion Price") (4 common shares for each $25.00 of principal amount of the Notes being converted); provided, however, that if at any time after September 21, 2023 holders of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") have elected to cause the Issuer to redeem (payable in cash or stock) at least 100,000 shares of Series D Preferred Stock in the aggregate, then the Conversion Price shall be adjusted to the lower of (i) a 45% discount to the Conversion Price or (ii) a 45% discount to the lowest price at which any holder of Series D Preferred Stock had its Series D Preferred Stock redeemed into shares of the Issuer's common stock. F5 · date: The Notes subscribed for in the Rights Offering were delivered through the clearing systems of the Depository Trust Company and such delivery was completed on August 19, 2021. F5 · derivative.exercise_date: The Notes subscribed for in the Rights Offering were delivered through the clearing systems of the Depository Trust Company and such delivery was completed on August 19, 2021. F3 · derivative.underlying_shares: The Notes are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $6.25 per share (the "Conversion Price") (4 common shares for each $25.00 of principal amount of the Notes being converted); provided, however, that if at any time after September 21, 2023 holders of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") have elected to cause the Issuer to redeem (payable in cash or stock) at least 100,000 shares of Series D Preferred Stock in the aggregate, then the Conversion Price shall be adjusted to the lower of (i) a 45% discount to the Conversion Price or (ii) a 45% discount to the lowest price at which any holder of Series D Preferred Stock had its Series D Preferred Stock redeemed into shares of the Issuer's common stock. F4 · derivative.underlying_shares: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of the Issuer's Series B Convertible Preferred Stock (the "Series B Preferred Stock") or in shares of Series D Preferred Stock, in each case as set forth in the Notes. The Series B Preferred Stock and Series D Preferred Stock are both convertible into shares of the Issuer's common stock at the option of the holder thereof at any time. The Notes bear interest at the rate of 7% per annum. The number of shares of the Issuer's common stock indicated in the Table is based on the outstanding principal amount of the Notes held as of August 19, 2021, and assumes that the Issuer will later pay all interest thereon in cash. Read SEC document
August 13, 2021 Filed Aug 23, 2021 13:23 UTC	Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666	Exercise / conversionSubscription Rights (right to buy) · Derivative	1,069	$0.00	$0.00	Disclosure SEC source: 0001213900-21-044204 · ownership.xml · derivative · entry 2 Franklin Michael Andrew · CIK 0001697904 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: 7.00% Senior Subordinated Convertible Notes due 2031 · Not disclosed shares Expires 2021-08-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the Reporting Person's pro rata exercise of non-transferable subscription rights in the Issuer's rights offering (the "Rights Offering") for the purchase of up to $30 million in aggregate principal amount of the Issuer's 7.00% senior subordinated convertible notes due 2031 (the "Notes"). Pursuant to the Rights Offering, the Issuer distributed to holders of its common stock, as of 5:00 p.m. New York City time on June 1, 2021 (the "Record Date"), non-transferable subscription rights to purchase Notes. Each holder of the Issuer's common stock as of the Record Date received one right for each eight shares of the Issuer's common stock owned, and each right entitled a holder to purchase $25.00 principal amount of Notes. F1 · derivative.exercise_price: Represents the Reporting Person's pro rata exercise of non-transferable subscription rights in the Issuer's rights offering (the "Rights Offering") for the purchase of up to $30 million in aggregate principal amount of the Issuer's 7.00% senior subordinated convertible notes due 2031 (the "Notes"). Pursuant to the Rights Offering, the Issuer distributed to holders of its common stock, as of 5:00 p.m. New York City time on June 1, 2021 (the "Record Date"), non-transferable subscription rights to purchase Notes. Each holder of the Issuer's common stock as of the Record Date received one right for each eight shares of the Issuer's common stock owned, and each right entitled a holder to purchase $25.00 principal amount of Notes. F2 · date: The Rights Offering expired at 5:00 p.m. New York City time on August 13, 2021. Read SEC document
August 13, 2021 Filed Sep 21, 2021 21:29 UTC Amendment	Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666	Exercise / conversionSubscription Rights (right to buy) · Derivative	1,069	$0.00	$0.00	Disclosure SEC source: 0001213900-21-049157 · ownership.xml · derivative · entry 2 Franklin Michael Andrew · CIK 0001697904 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: 7.00% Senior Subordinated Convertible Notes due 2031 · Not disclosed shares Expires 2021-08-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the Reporting Person's pro rata exercise of non-transferable subscription rights in the Issuer's rights offering (the "Rights Offering") for the purchase of up to $30 million in aggregate principal amount of the Issuer's 7.00% senior subordinated convertible notes due 2031 (the "Notes"). Pursuant to the Rights Offering, the Issuer distributed to holders of its common stock, as of 5:00 p.m. New York City time on June 1, 2021 (the "Record Date"), non-transferable subscription rights to purchase Notes. Each holder of the Issuer's common stock as of the Record Date received one right for each eight shares of the Issuer's common stock owned, and each right entitled a holder to purchase $25.00 principal amount of Notes. F1 · derivative.exercise_price: Represents the Reporting Person's pro rata exercise of non-transferable subscription rights in the Issuer's rights offering (the "Rights Offering") for the purchase of up to $30 million in aggregate principal amount of the Issuer's 7.00% senior subordinated convertible notes due 2031 (the "Notes"). Pursuant to the Rights Offering, the Issuer distributed to holders of its common stock, as of 5:00 p.m. New York City time on June 1, 2021 (the "Record Date"), non-transferable subscription rights to purchase Notes. Each holder of the Issuer's common stock as of the Record Date received one right for each eight shares of the Issuer's common stock owned, and each right entitled a holder to purchase $25.00 principal amount of Notes. F2 · date: The Rights Offering expired at 5:00 p.m. New York City time on August 13, 2021. Read SEC document
February 28, 2017 Filed Mar 2, 2017 01:27 UTC	Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666	GrantCommon Stock	29,412	$1.70	$50,000.40	Disclosure SEC source: 0001697904-17-000003 · primary_doc.xml · nonDerivative · entry 1 Franklin Michael Andrew · CIK 0001697904 · Senior VP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,362 F1 · kind: Granted for 2016 discretionary bonus based upon the closing price of the company's common stock on December 30, 2016. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.