TapewireFind a company

person · Reporting owner

Campbell Kerry G.

Disclosed activity across 2 companies

Tapewire entity
61476
SEC CIK
0001798184

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CEDAR REALTY TRUST, INC.NONE · Entity 9759DirectorAugust 22, 2022August 22, 2022
Wheeler Real Estate Investment Trust, Inc.WHLR · Entity 8666DirectorMarch 10, 2026March 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CEDAR REALTY TRUST, INC.

Report date August 22, 2022 · Filed August 22, 2022

This filing explicitly reported no securities owned.

Wheeler Real Estate Investment Trust, Inc.

Report date March 10, 2026 · Filed March 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series D Cumulative Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $512,870,400.00Direct0 Reported balance After 2026-03-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-03-10 · Sale · Disposed 168 · Balance 0

F1: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000005 shares of the Issuer's common stock (a conversion price of $512,870,400 per share of common stock). Series D Preferred Stock has no expiration date.

7.00% Subordinated Convertible Notes due 2031SEC Table II · derivative / convertible security · Conversion / exercise price $1.04 · Expires 2031-12-31DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-10 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F2: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $1.03667 per share (24.115672 common shares for each $25.00 of principal amount of the Notes being converted).

F3: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of the Issuer's Series B Convertible Preferred Stock or in shares of Series D Preferred Stock, in each case as set forth in the Notes. The number of shares of the Issuer's common stock indicated in the Table is based on the outstanding principal amount of the Notes held by the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000005 shares of the Issuer's common stock (a conversion price of $512,870,400 per share of common stock). Series D Preferred Stock has no expiration date.

F2: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $1.03667 per share (24.115672 common shares for each $25.00 of principal amount of the Notes being converted).

F3: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of the Issuer's Series B Convertible Preferred Stock or in shares of Series D Preferred Stock, in each case as set forth in the Notes. The number of shares of the Issuer's common stock indicated in the Table is based on the outstanding principal amount of the Notes held by the Reporting Person.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2026 Filed Mar 11, 2026 11:31 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 168 $37.50 Strike: $512,870,400.00 $6,300.00
Disclosure

SEC source: 0001798184-26-000004 · wk-form4_1773228686.xml · derivative · entry 1

Campbell Kerry G. · CIK 0001798184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000005 shares of the Issuer's common stock (a conversion price of $512,870,400 per share of common stock). Series D Preferred Stock has no expiration date.

F1 · derivative.exercise_date: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000005 shares of the Issuer's common stock (a conversion price of $512,870,400 per share of common stock). Series D Preferred Stock has no expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000005 shares of the Issuer's common stock (a conversion price of $512,870,400 per share of common stock). Series D Preferred Stock has no expiration date.

F1 · derivative.underlying_shares: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000005 shares of the Issuer's common stock (a conversion price of $512,870,400 per share of common stock). Series D Preferred Stock has no expiration date.

Read SEC document
December 31, 2025 Filed Jan 5, 2026 14:29 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 OtherSeries D Cumulative Convertible Preferred Stock · Derivative 168 Not disclosed Strike: $170,956,800.00 Not disclosed
Disclosure

SEC source: 0001798184-26-000002 · wk-form4_1767623339.xml · derivative · entry 1

Campbell Kerry G. · CIK 0001798184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000015 shares of the Issuer's common stock (a conversion price of $170,956,800 per share of common stock).

F2 · shares: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission on November 20, 2025, the Issuer determined that interest on the Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") payable on December 31, 2025, would be paid in the form of Series D Preferred Stock. On December 31, 2025, the Issuer issued shares of the Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture").

F4 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes on December 31, 2025, was determined based on a per share value of $20.789285, calculated as the product of (x) the average of the per share volume-weighted average prices for Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55.

F1 · derivative.exercise_date: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000015 shares of the Issuer's common stock (a conversion price of $170,956,800 per share of common stock).

F3 · derivative.expiration_date: Series D Preferred Stock has no expiration date.

F1 · derivative.underlying_shares: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000015 shares of the Issuer's common stock (a conversion price of $170,956,800 per share of common stock).

Read SEC document
November 10, 2025 Filed Nov 12, 2025 12:18 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 1,062 $35.69 Strike: $85,478,400.00 $37,899.59
Disclosure

SEC source: 0001798184-25-000008 · wk-form4_1762949920.xml · derivative · entry 2

Campbell Kerry G. · CIK 0001798184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.0000003 shares of the Issuer's common stock (a conversion price of $85,478,400 per share of common stock). Series D Preferred Stock has no expiration date.

F1 · derivative.exercise_date: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.0000003 shares of the Issuer's common stock (a conversion price of $85,478,400 per share of common stock). Series D Preferred Stock has no expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.0000003 shares of the Issuer's common stock (a conversion price of $85,478,400 per share of common stock). Series D Preferred Stock has no expiration date.

F1 · derivative.underlying_shares: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.0000003 shares of the Issuer's common stock (a conversion price of $85,478,400 per share of common stock). Series D Preferred Stock has no expiration date.

Read SEC document
November 10, 2025 Filed Nov 12, 2025 12:18 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 679 $35.34 Strike: $85,478,400.00 $23,993.62
Disclosure

SEC source: 0001798184-25-000008 · wk-form4_1762949920.xml · derivative · entry 1

Campbell Kerry G. · CIK 0001798184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,062

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.0000003 shares of the Issuer's common stock (a conversion price of $85,478,400 per share of common stock). Series D Preferred Stock has no expiration date.

F1 · derivative.exercise_date: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.0000003 shares of the Issuer's common stock (a conversion price of $85,478,400 per share of common stock). Series D Preferred Stock has no expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.0000003 shares of the Issuer's common stock (a conversion price of $85,478,400 per share of common stock). Series D Preferred Stock has no expiration date.

F1 · derivative.underlying_shares: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.0000003 shares of the Issuer's common stock (a conversion price of $85,478,400 per share of common stock). Series D Preferred Stock has no expiration date.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 12:53 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 OtherSeries D Cumulative Convertible Preferred Stock · Derivative 188 Not disclosed Strike: $17,095,680.00 Not disclosed
Disclosure

SEC source: 0001798184-25-000005 · wk-form4_1751460802.xml · derivative · entry 1

Campbell Kerry G. · CIK 0001798184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,741

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000001 shares of the Issuer's common stock (a conversion price of $17,095,680 per share of common stock).

F2 · shares: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission on May 22, 2025, the Issuer determined that interest on the Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") payable on June 30, 2025, would be paid in the form of Series D Preferred Stock. On June 30, 2025, the Issuer issued shares of the Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture").

F4 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes on June 30, 2025, was determined based on a per share value of $18.58379, calculated as the product of (x) the average of the per share volume-weighted average prices for Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55.

F1 · derivative.exercise_date: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000001 shares of the Issuer's common stock (a conversion price of $17,095,680 per share of common stock).

F3 · derivative.expiration_date: Series D Preferred Stock has no expiration date.

F1 · derivative.underlying_shares: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000001 shares of the Issuer's common stock (a conversion price of $17,095,680 per share of common stock).

Read SEC document
December 31, 2024 Filed Jan 3, 2025 13:35 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 OtherSeries D Cumulative Convertible Preferred Stock · Derivative 251 Not disclosed Strike: $122,112.00 Not disclosed
Disclosure

SEC source: 0001527541-25-000002 · wk-form4_1735911328.xml · derivative · entry 1

Campbell Kerry G. · CIK 0001798184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,553

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000205 shares of the Issuer's common stock (a conversion price of $122,112 per share of common stock).

F2 · shares: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission on November 20, 2024, the Issuer determined that interest on the Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") payable on December 31, 2024, would be paid in the form of Series D Preferred Stock. On December 31, 2024, the Issuer issued shares of the Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture").

F4 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes on December 31, 2024, was determined based on a per share value of $13.8953375, calculated as the product of (x) the average of the per share volume-weighted average prices for Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55.

F1 · derivative.exercise_date: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000205 shares of the Issuer's common stock (a conversion price of $122,112 per share of common stock).

F3 · derivative.expiration_date: Series D Preferred Stock has no expiration date.

F1 · derivative.underlying_shares: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000205 shares of the Issuer's common stock (a conversion price of $122,112 per share of common stock).

Read SEC document
July 01, 2024 Filed Jul 3, 2024 15:22 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 OtherSeries D Cumulative Convertible Preferred Stock · Derivative 354 Not disclosed Strike: $20,352.00 Not disclosed
Disclosure

SEC source: 0001527541-24-000129 · wk-form4_1720020170.xml · derivative · entry 1

Campbell Kerry G. · CIK 0001798184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,302

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into .001228 shares of the Issuer's common stock (a conversion price of $20,352 per share of common stock).

F2 · shares: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission on May 21, 2024, the Issuer determined that interest on its 7.00% Subordinated Convertible Notes due 2031 (the "Notes") payable on June 30, 2024, would be paid in the form of Series D Preferred Stock. On July 1, 2024, the Issuer issued shares of Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture").

F4 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes on June 30, 2024, was determined based on a per share value equal to $17.95505, calculated as the product of (x) the average of the per share volume-weighted average prices for Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55.

F1 · derivative.exercise_date: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into .001228 shares of the Issuer's common stock (a conversion price of $20,352 per share of common stock).

F3 · derivative.expiration_date: Series D Preferred Stock has no expiration date.

F1 · derivative.underlying_shares: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into .001228 shares of the Issuer's common stock (a conversion price of $20,352 per share of common stock).

Read SEC document
January 02, 2024 Filed Jan 5, 2024 02:09 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 OtherSeries D Cumulative Convertible Preferred Stock · Derivative 462 Not disclosed Strike: $169.60 Not disclosed
Disclosure

SEC source: 0001213900-24-001276 · ownership.xml · derivative · entry 2

Campbell Kerry G. · CIK 0001798184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 948

Underlying: Common Stock · 68 shares

Expires not disclosed

F5 · shares: As disclosed in the Issuer's Form 8-K filed with the SEC on November 20, 2023, the Issuer determined that interest on the Notes payable on December 31, 2023, would be paid in the form of Series D Preferred Stock. On January 2, 2024, the Issuer issued shares of Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes held by the Reporting Person, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture").

F6 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes on June 30, 2023, was determined based on a per share value equal to $7.19774, calculated as the product of (x) the average of the per share volume-weighted average prices for Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55.

F7 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes on January 2, 2024, was determined based on a per share value equal to $7.561743, calculated as the product of (x) the average of the per share volume-weighted average prices for Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55.

F4 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K that announced the effectiveness of the Company's one-for-ten reverse stock split, and filed with the Securities and Exchange Commission ("SEC") on August 17, 2023, each share of Series D Preferred Stock is convertible into 0.1474 shares of the Issuer's common stock. Series D Preferred Stock has no expiration date.

F4 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K that announced the effectiveness of the Company's one-for-ten reverse stock split, and filed with the Securities and Exchange Commission ("SEC") on August 17, 2023, each share of Series D Preferred Stock is convertible into 0.1474 shares of the Issuer's common stock. Series D Preferred Stock has no expiration date.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 23:26 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 OtherSeries D Cumulative Convertible Preferred Stock · Derivative 486 Not disclosed Strike: $16.96 Not disclosed
Disclosure

SEC source: 0001213900-23-054930 · ownership.xml · derivative · entry 2

Campbell Kerry G. · CIK 0001798184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 486

Underlying: Common Stock · 716 shares

Expires not disclosed

F5 · shares: As disclosed in the Issuer's Form 8-K filed with the SEC on May 22, 2023, the Issuer determined that interest on the Notes payable on June 30, 2023, would be paid in the form of Series D Preferred Stock. On June 30, 2023, the Issuer issued shares of Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes held by the Reporting Person, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture").

F6 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes on June 30, 2023, was determined based on a per share value equal to $7.19774, calculated as the product of (x) the average of the per share volume-weighted average prices for the Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55.

F4 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Preferred Stock is convertible into 1.474 shares of the Issuer's common stock. The Series D Preferred Stock has no expiration date.

F4 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Preferred Stock is convertible into 1.474 shares of the Issuer's common stock. The Series D Preferred Stock has no expiration date.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 21:47 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 3,268 $1.56 Strike: $40.00 $5,098.08
Disclosure

SEC source: 0001213900-23-045874 · ownership.xml · derivative · entry 3

Campbell Kerry G. · CIK 0001798184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,042 shares

Expires not disclosed

F5 · shares: As disclosed in the Issuer's Form 8-K filed with the SEC on November 17, 2022, the Issuer determined that interest on the Notes payable on December 31, 2022, would be paid in the form of Series B Preferred Stock. On January 3, 2023, the Issuer issued shares of Series B Preferred Stock to the Reporting Person as payment of interest with respect to the Notes held by the Reporting Person, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"). This Form 4 reports the sale on June 1, 2023 of 3,268 shares of the Series B Preferred Stock at $1.56 per share.

F1 · price: The sale price reported above has been rounded to the nearest cent.

F6 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date.

F6 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 21:47 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleCommon Stock 3,000 $0.72 $2,160.00
Disclosure

SEC source: 0001213900-23-045874 · ownership.xml · nonDerivative · entry 1

Campbell Kerry G. · CIK 0001798184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The sale price reported above has been rounded to the nearest cent.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 18:48 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 OtherSeries B Convertible Preferred Stock · Derivative 3,268 Not disclosed Strike: $40.00 Not disclosed
Disclosure

SEC source: 0001213900-23-001075 · ownership.xml · derivative · entry 3

Campbell Kerry G. · CIK 0001798184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,268

Underlying: Common Stock · 2,042 shares

Expires not disclosed

F5 · shares: As disclosed in the Issuer's Form 8-K filed with the SEC on November 17, 2022, the Issuer determined that interest on the Notes payable on December 31, 2022, would be paid in the form of Series B Preferred Stock. On January 3, 2023, the Issuer issued shares of Series B Preferred Stock to the Reporting Person as payment of interest with respect to the Notes held by the Reporting Person, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture").

F6 · price: In accordance with the terms of the Indenture, the number of shares of Series B Preferred Stock paid as interest on the Notes was determined based on a per share value equal to $1.070872, calculated as the product of (x) the average of the per share volume-weighted average prices for the Series B Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55.

F4 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date.

F4 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 21:07 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleCommon Stock 76,890 $2.23 $171,464.70
Disclosure

SEC source: 0001213900-22-054553 · ownership.xml · nonDerivative · entry 1

Campbell Kerry G. · CIK 0001798184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F1 · price: The sale price reported above has been rounded to the nearest cent.

Read SEC document
August 30, 2022 Filed Aug 31, 2022 21:00 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleCommon Stock 20,110 $2.02 $40,622.20
Disclosure

SEC source: 0001213900-22-052707 · ownership.xml · nonDerivative · entry 1

Campbell Kerry G. · CIK 0001798184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,890

F1 · price: The sale price reported above has been rounded to the nearest cent.

Read SEC document
August 29, 2022 Filed Aug 31, 2022 21:00 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 1,312 $3.81 Strike: $40.00 $4,998.72
Disclosure

SEC source: 0001213900-22-052707 · ownership.xml · derivative · entry 4

Campbell Kerry G. · CIK 0001798184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 820 shares

Expires not disclosed

F7 · shares: As disclosed in the Issuer's Form 8-K filed with the SEC on May 20, 2022, the Issuer determined that interest on the Notes payable on June 30, 2022, would be paid in the form of Series B Preferred Stock. On June 30, 2022, the Issuer issued shares of Series B Preferred Stock to the Reporting Person as payment of interest with respect to the Notes held by the Reporting Person, in accordance with the terms thereof and of the Indenture. This Form 4 reports the sale on August 29, 2022 of 1,312 shares of the Series B Preferred Stock at $3.81 per share.

F1 · price: The sale price reported above has been rounded to the nearest cent.

F8 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date.

F8 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date.

Read SEC document
August 29, 2022 Filed Aug 31, 2022 21:00 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 344 $13.01 Strike: $16.96 $4,475.44
Disclosure

SEC source: 0001213900-22-052707 · ownership.xml · derivative · entry 3

Campbell Kerry G. · CIK 0001798184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 507 shares

Expires not disclosed

F5 · shares: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission ("SEC") on November 29, 2021, the Board of Directors of the Issuer determined that interest on the Notes payable on December 31, 2021, would be paid in the form of Series D Preferred Stock. On December 31, 2021, the Company issued shares of Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes held by the Reporting Person, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"). This Form 4 reports the sale on August 29, 2022 of 344 shares of the Series D Preferred Stock at $13.01 per share.

F1 · price: The sale price reported above has been rounded to the nearest cent.

F6 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series D Preferred Stock is convertible into 1.474 shares of the Issuer's common stock. The Series D Preferred Stock has no expiration date.

F6 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series D Preferred Stock is convertible into 1.474 shares of the Issuer's common stock. The Series D Preferred Stock has no expiration date.

Read SEC document
June 30, 2022 Filed Jul 6, 2022 01:21 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 OtherSeries B Convertible Preferred Stock · Derivative 1,312 Not disclosed Strike: $40.00 Not disclosed
Disclosure

SEC source: 0001213900-22-037406 · ownership.xml · derivative · entry 4

Campbell Kerry G. · CIK 0001798184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,312

Underlying: Common Stock · 820 shares

Expires not disclosed

F7 · kind: As disclosed in the Issuer's Form 8-K filed with the SEC on May 20, 2022, the Issuer determined that interest on the Notes payable on June 30, 2022, would be paid in the form of Series B Preferred Stock. On June 30, 2022, the Issuer issued shares of Series B Preferred Stock to the Reporting Person as payment of interest with respect to the Notes held by the Reporting Person, in accordance with the terms thereof and of the Indenture.

F8 · price: In accordance with the terms of the Indenture, the number of shares of Series B Preferred Stock paid as interest on the Notes was determined based on a per share value equal to $2.6673845, calculated as the product of (x) the average of the per share volume-weighted average prices for the Series B Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55.

F6 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date.

F6 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:28 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 OtherSeries D Cumulative Convertible Preferred Stock · Derivative 344 Not disclosed Strike: $16.96 Not disclosed
Disclosure

SEC source: 0001213900-22-000578 · ownership.xml · derivative · entry 3

Campbell Kerry G. · CIK 0001798184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344

Underlying: Common Stock · 507 shares

Expires not disclosed

F5 · kind: As disclosed in the Issuer's Form 8-K filed with the SEC on November 29, 2021, the Board of Directors of the Issuer determined that interest on the Notes payable on December 31, 2021, would be paid in the form of Series D Preferred Stock. On December 31, 2021, the Company issued shares of Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes held by the Reporting Person, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture").

F5 · shares: As disclosed in the Issuer's Form 8-K filed with the SEC on November 29, 2021, the Board of Directors of the Issuer determined that interest on the Notes payable on December 31, 2021, would be paid in the form of Series D Preferred Stock. On December 31, 2021, the Company issued shares of Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes held by the Reporting Person, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture").

F6 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes was determined based on a per share value equal to $7.786515, calculated as the product of (x) the average of the per share volume-weighted average prices for the Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55.

F4 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Preferred Stock is convertible into 1.474 shares of the Issuer's common stock. The Series D Preferred Stock has no expiration date.

F4 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Preferred Stock is convertible into 1.474 shares of the Issuer's common stock. The Series D Preferred Stock has no expiration date.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 20:18 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 Purchase7.00% Senior Subordinated Convertible Notes due 2031 · Derivative Not disclosed $100,000.00 Strike: $6.25 $100,000.00
Disclosure

SEC source: 0001213900-21-044065 · ownership.xml · derivative · entry 3

Campbell Kerry G. · CIK 0001798184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 16,000 shares

Expires 2031-12-31

F3 · derivative.exercise_price: The Notes are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $6.25 per share (the "Conversion Price") (4 common shares for each $25.00 of principal amount of the Notes being converted); provided, however, that if at any time after September 21, 2023 holders of the Issuer's 8.75% Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") have elected to cause the Issuer to redeem (payable in cash or stock) at least 100,000 shares of Series D Preferred Stock in the aggregate, then the Conversion Price shall be adjusted to the lower of (i) a 45% discount to the Conversion Price and (ii) a 45% discount to the lowest price at which any holder of Series D Preferred Stock had its Series D Stock redeemed into shares of the Issuer's Common Stock.

F5 · date: The Notes subscribed for in the Rights Offering were delivered through the clearing systems of the Depository Trust Company and such delivery was completed on August 19, 2021.

F5 · derivative.exercise_date: The Notes subscribed for in the Rights Offering were delivered through the clearing systems of the Depository Trust Company and such delivery was completed on August 19, 2021.

F3 · derivative.underlying_shares: The Notes are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $6.25 per share (the "Conversion Price") (4 common shares for each $25.00 of principal amount of the Notes being converted); provided, however, that if at any time after September 21, 2023 holders of the Issuer's 8.75% Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") have elected to cause the Issuer to redeem (payable in cash or stock) at least 100,000 shares of Series D Preferred Stock in the aggregate, then the Conversion Price shall be adjusted to the lower of (i) a 45% discount to the Conversion Price and (ii) a 45% discount to the lowest price at which any holder of Series D Preferred Stock had its Series D Stock redeemed into shares of the Issuer's Common Stock.

F4 · derivative.underlying_shares: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of the Issuer's 9% Series B Preferred Stock (the "Series B Preferred Stock") or in shares of Series D Preferred Stock, in each case as set forth in the Notes. The Series B Preferred Stock and Series D Preferred Stock are both convertible into shares of the Issuer's Common Stock at the option of the holder thereof at any time. The Notes bear interest at the rate of 7% per annum. The number of shares indicated in the Table is based on the outstanding principal amount of the Notes held as of August 13, 2021, and assumes that the Issuer will later pay all interest thereon in cash.

Read SEC document
August 13, 2021 Filed Aug 20, 2021 20:18 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 Exercise / conversionSubscription Rights (right to buy) · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-044065 · ownership.xml · derivative · entry 2

Campbell Kerry G. · CIK 0001798184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: 7.00% Senior Subordinated Convertible Notes due 2031 · Not disclosed shares

Expires 2021-08-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the Reporting Person's pro rata exercise of non-transferable subscription rights in the Issuer's rights offering (the "Rights Offering") for the purchase of up to $30 million in aggregate principal amount of the Issuer's 7.00% senior subordinated convertible notes due 2031 (the "Notes"). Pursuant to the Rights Offering, the Issuer distributed to holders of its common stock, as of 5:00 p.m. New York City time on June 1, 2021 (the "Record Date"), non-transferable subscription rights to purchase Notes. Each holder of the Issuer's common stock as of the Record Date received one right for each eight shares of the Issuer's common stock owned, and each right entitled a holder to purchase $25.00 principal amount of Notes.

F1 · derivative.exercise_price: Represents the Reporting Person's pro rata exercise of non-transferable subscription rights in the Issuer's rights offering (the "Rights Offering") for the purchase of up to $30 million in aggregate principal amount of the Issuer's 7.00% senior subordinated convertible notes due 2031 (the "Notes"). Pursuant to the Rights Offering, the Issuer distributed to holders of its common stock, as of 5:00 p.m. New York City time on June 1, 2021 (the "Record Date"), non-transferable subscription rights to purchase Notes. Each holder of the Issuer's common stock as of the Record Date received one right for each eight shares of the Issuer's common stock owned, and each right entitled a holder to purchase $25.00 principal amount of Notes.

F2 · date: The Rights Offering expired at 5:00 p.m. New York City time on August 13, 2021.

Read SEC document
May 18, 2021 Filed May 19, 2021 21:16 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 3,121 $18.00 Strike: $16.96 $56,178.00
Disclosure

SEC source: 0001213900-21-027975 · ownership.xml · derivative · entry 2

Campbell Kerry G. · CIK 0001798184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,600 shares

Expires not disclosed

F1 · date: The Series D Cumulative Convertible Preferred Stock (the "Series D Stock") was tendered to the Issuer in the Issuer's modified Dutch auction tender offer which expired on May 14, 2021.

F2 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series D Stock is convertible into 1.474 shares of the Issuer's common stock. The Series D Stock has no expiration date.

F2 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series D Stock is convertible into 1.474 shares of the Issuer's common stock. The Series D Stock has no expiration date.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 13:08 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 PurchaseCommon Stock 28,000 $3.31 $92,775.20
Disclosure

SEC source: 0001213900-21-017149 · ownership.xml · nonDerivative · entry 1

Campbell Kerry G. · CIK 0001798184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in transactions at prices ranging from $3.2399 to $3.3600, inclusive. The reporting person undertakes to provide to Wheeler Real Estate Investment Trust, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 14, 2020 Filed May 15, 2020 18:25 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 PurchaseSeries D Cumulative Convertible Preferred Stock · Derivative 3,121 $7.93 Strike: $16.96 $24,742.66
Disclosure

SEC source: 0001213900-20-012530 · ownership.xml · derivative · entry 2

Campbell Kerry G. · CIK 0001798184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,121

Underlying: Common Stock · 4,600 shares

Expires not disclosed

F3 · price: The price reported in Column 7 is a weighted average price. These shares were purchased in transactions at prices ranging from $7.5332 to $8.0100, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") is convertible into 1.474 shares of the Issuer's common stock. The Series D Stock has no expiration date.

F2 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") is convertible into 1.474 shares of the Issuer's common stock. The Series D Stock has no expiration date.

Read SEC document
May 14, 2020 Filed May 15, 2020 18:25 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 PurchaseCommon Stock 72,000 $1.40 $101,124.00
Disclosure

SEC source: 0001213900-20-012530 · ownership.xml · nonDerivative · entry 1

Campbell Kerry G. · CIK 0001798184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in transactions at prices ranging from $1.1823 to $1.5500, inclusive. The reporting person undertakes to provide to Wheeler Real Estate Investment Trust, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.