organization · Reporting owner
Stilwell Activist Fund, L.P.
Disclosed activity across 5 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KINGSWAY CorpKWY · Entity 5976 | 10% owner | August 13, 2026 | August 17, 2026 |
| PEOPLES FINANCIAL CORP /MS/PFBX · Entity 6719 | 10% owner | July 31, 2026 | August 03, 2026 |
| Provident Bancorp, Inc. /MD/PVBC · Entity 73049 | 10% owner | June 04, 2024 | June 06, 2024 |
| Sound Financial Bancorp, Inc.SFBC · Entity 6655 | 10% owner | February 01, 2024 | February 02, 2024 |
| Wheeler Real Estate Investment Trust, Inc.WHLR · Entity 8666 | 10% owner | September 30, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KINGSWAY Corp
Report date August 13, 2026 · Filed August 17, 2026
Jointly reported with Stilwell Joseph, Stilwell Value LLC, Stilwell Associates, L.P., Stilwell Activist Investments, L.P., Stilwell Value Partners VII, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 267,018 |
Reported balance
After 2026-08-13 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2026-08-13 · Sale · Disposed 32,982 · Balance 267,018 F2: This Form 4 reports the following sales on August 13, 2026: Stilwell Associates, L.P. ("Associates") sold 32,982 shares at $10.00; Stilwell Activist Investments, L.P. ("SAI") sold 26,168 shares at $10.00; and Stilwell Value Partners VII, L.P. ("SVP VII") sold 40,850 shares at $10.00. F3: These are shares owned directly by Associates and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of Associates. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 2,228,803 |
Reported balance
After 2026-08-13 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2026-08-13 · Sale · Disposed 26,168 · Balance 2,228,803 F2: This Form 4 reports the following sales on August 13, 2026: Stilwell Associates, L.P. ("Associates") sold 32,982 shares at $10.00; Stilwell Activist Investments, L.P. ("SAI") sold 26,168 shares at $10.00; and Stilwell Value Partners VII, L.P. ("SVP VII") sold 40,850 shares at $10.00. F4: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 330,718 |
Reported balance
After 2026-08-13 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2026-08-13 · Sale · Disposed 40,850 · Balance 330,718 F2: This Form 4 reports the following sales on August 13, 2026: Stilwell Associates, L.P. ("Associates") sold 32,982 shares at $10.00; Stilwell Activist Investments, L.P. ("SAI") sold 26,168 shares at $10.00; and Stilwell Value Partners VII, L.P. ("SVP VII") sold 40,850 shares at $10.00. F5: These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 436,911 |
Reported balance
Holding disclosure · report date 2026-08-13 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 436,911 F6: These are shares owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 162,500 |
Reported balance
Holding disclosure · report date 2026-08-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 162,500 F1: These are shares owned directly by Joseph Stilwell. |
| Class D Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $9.50 · Expires 2032-05-07 | IndirectSee footnote | 20,000 |
Reported balance
Holding disclosure · report date 2026-08-13 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 20,000 F7: The shares of Class D Preferred Stock of Kingsway Corporations (the "Company") have a stated value of $25 per share and are convertible at any time into shares of Common Stock, par value $0.01 per share, of the Company (the "Common Stock") at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class D Preferred Stock, subject to customary adjustments. All outstanding shares of Class D Preferred Stock shall be redeemed by the Company on May 7, 2032. F3: These are shares owned directly by Associates and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of Associates. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Class C Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $9.50 · Expires 2032-02-12 | IndirectSee footnote | 33,600 |
Reported balance
Holding disclosure · report date 2026-08-13 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 33,600 F8: The shares of Class C Preferred Stock of the Company have a stated value of $25 per share and are convertible at any time into shares of Common Stock at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class C Preferred Stock, subject to customary adjustments. All outstanding shares of Class C Preferred Stock shall be redeemed by the Company on February 12, 2032. F4: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Class C Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $9.50 · Expires 2032-02-12 | IndirectSee footnote | 6,400 |
Reported balance
Holding disclosure · report date 2026-08-13 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 6,400 F8: The shares of Class C Preferred Stock of the Company have a stated value of $25 per share and are convertible at any time into shares of Common Stock at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class C Preferred Stock, subject to customary adjustments. All outstanding shares of Class C Preferred Stock shall be redeemed by the Company on February 12, 2032. F6: These are shares owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These are shares owned directly by Joseph Stilwell.
F2: This Form 4 reports the following sales on August 13, 2026: Stilwell Associates, L.P. ("Associates") sold 32,982 shares at $10.00; Stilwell Activist Investments, L.P. ("SAI") sold 26,168 shares at $10.00; and Stilwell Value Partners VII, L.P. ("SVP VII") sold 40,850 shares at $10.00.
F3: These are shares owned directly by Associates and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of Associates. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F4: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F5: These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F6: These are shares owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F7: The shares of Class D Preferred Stock of Kingsway Corporations (the "Company") have a stated value of $25 per share and are convertible at any time into shares of Common Stock, par value $0.01 per share, of the Company (the "Common Stock") at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class D Preferred Stock, subject to customary adjustments. All outstanding shares of Class D Preferred Stock shall be redeemed by the Company on May 7, 2032.
F8: The shares of Class C Preferred Stock of the Company have a stated value of $25 per share and are convertible at any time into shares of Common Stock at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class C Preferred Stock, subject to customary adjustments. All outstanding shares of Class C Preferred Stock shall be redeemed by the Company on February 12, 2032.
PEOPLES FINANCIAL CORP /MS/
Report date July 31, 2026 · Filed August 03, 2026
Jointly reported with Stilwell Joseph, Stilwell Value LLC, Stilwell Value Partners VII, L.P., Stilwell Activist Investments, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 210,452 |
Reported balance
After 2026-07-31 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2026-07-31 · Purchase · Acquired 4,692 · Balance 210,452 F2: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 517,788 |
Reported balance
After 2026-07-31 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2026-07-31 · Purchase · Acquired 37,966 · Balance 517,788 F3: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 67,505 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 67,505 F1: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F2: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F3: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
Provident Bancorp, Inc. /MD/
Report date June 04, 2024 · Filed June 06, 2024
Jointly reported with Stilwell Joseph, Stilwell Value LLC, Stilwell Activist Investments, L.P., STILWELL PARTNERS L P
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 271,014 |
Reported balance
After 2024-06-04 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2024-06-04 · Sale · Disposed 11,911 · Balance 271,014 F1: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,435,453 |
Reported balance
After 2024-06-04 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2024-06-04 · Sale · Disposed 63,089 · Balance 1,435,453 F2: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 50,000 |
Reported balance
Holding disclosure · report date 2024-06-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 50,000 F3: These shares are owned directly by Stilwell Partners, L.P. ("SP") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SP. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F2: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F3: These shares are owned directly by Stilwell Partners, L.P. ("SP") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SP. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
Sound Financial Bancorp, Inc.
Report date February 01, 2024 · Filed February 02, 2024
Jointly reported with Stilwell Joseph, Stilwell Value LLC, Stilwell Value Partners VII, L.P., Stilwell Activist Investments, L.P., STILWELL PARTNERS L P
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 216,625 |
Reported balance
After 2024-02-01 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2024-02-01 · Purchase · Acquired 1,303 · Balance 216,625 F3: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 29,364 |
Reported balance
Holding disclosure · report date 2024-02-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 29,364 F1: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 36,030 |
Reported balance
Holding disclosure · report date 2024-02-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 36,030 F2: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 128,000 |
Reported balance
Holding disclosure · report date 2024-02-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 128,000 F4: These shares are owned directly by Stilwell Partners, L.P. ("SP") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SP. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F2: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F3: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
F4: These shares are owned directly by Stilwell Partners, L.P. ("SP") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SP. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
Wheeler Real Estate Investment Trust, Inc.
Report date September 30, 2026 · Filed October 03, 2026
Jointly reported with Stilwell Joseph, Stilwell Value LLC, Stilwell Activist Investments, L.P., Stilwell Value Partners VII, L.P., Stilwell Associates, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 584,578 |
Reported balance
After 2026-09-30 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 142,015 · Balance 584,578 F5: On September 30, 2026, the Issuer agreed to issue to SAI 142,015 shares of the Issuer's common stock ("Common Stock") in exchange for 26,897 shares of the Issuer's Series B Preferred Stock ("Series B Preferred Stock") and 6,801 shares of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") held by SAI (the "Third SAI Exchange"). The Issuer did not receive any cash proceeds in the Third SAI Exchange. F1: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 584,573 |
Reported balance
After 2026-09-30 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2026-09-30 · Sale · Disposed 5 · Balance 584,573 F6: This Form 4 reports the sale by SAI on September 30, 2026 of 5 shares of Common Stock at $3.03 per share. F1: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 80,969 |
Reported balance
After 2026-09-30 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2026-09-30 · Grant · Acquired 19,685 · Balance 80,969 F7: On September 30, 2026, the Issuer agreed to issue to SAF 19,685 shares of Common Stock in exchange for 3,903 shares of Series B Preferred Stock and 899 shares of Series D Preferred Stock held by SAF (the "Third SAF Exchange"). The Issuer did not receive any cash proceeds in the Third SAF Exchange. F2: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1 F3: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 62,829 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 62,829 F4: These securities are owned directly by Stilwell Associates, L.P. ("SA") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SA. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| 7.00% Subordinated Convertible Notes due 2031SEC Table II · derivative / convertible security · Conversion / exercise price $4.85 · Expires 2031-12-31 | IndirectSee footnote | Not disclosed |
Reported balance
After 2026-09-30 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-09-30 · Purchase · Acquired Not disclosed · Balance Not disclosed F8: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of Common Stock at a conversion price of $4.84648 per share (5.158382 common shares for each $25.00 of principal amount of the Notes being converted). F10: The price reported in Column 8 is an aggregate purchase price. These Notes were purchased at a price of $85.00 per $25.00 of aggregate principal amount. F9: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of Series B Preferred Stock or in shares of Series D Preferred Stock, in each case as set forth in the Notes. F1: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| 7.00% Subordinated Convertible Notes due 2031SEC Table II · derivative / convertible security · Conversion / exercise price $4.85 · Expires 2031-12-31 | IndirectSee footnote | Not disclosed |
Reported balance
After 2026-09-30 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-09-30 · Sale · Disposed Not disclosed · Balance Not disclosed F8: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of Common Stock at a conversion price of $4.84648 per share (5.158382 common shares for each $25.00 of principal amount of the Notes being converted). F11: The price reported in Column 8 is an aggregate purchase price. These Notes were sold at a price of $85.00 per $25.00 of aggregate principal amount. F9: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of Series B Preferred Stock or in shares of Series D Preferred Stock, in each case as set forth in the Notes. F3: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| 7.00% Subordinated Convertible Notes due 2031SEC Table II · derivative / convertible security · Conversion / exercise price $4.85 · Expires 2031-12-31 | IndirectSee footnote | Not disclosed |
Reported balance
After 2026-09-30 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-09-30 · Purchase · Acquired Not disclosed · Balance Not disclosed F8: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of Common Stock at a conversion price of $4.84648 per share (5.158382 common shares for each $25.00 of principal amount of the Notes being converted). F12: The price reported in Column 8 is an aggregate purchase price. These Notes were purchased at a price of $85.00 per $25.00 of aggregate principal amount. F9: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of Series B Preferred Stock or in shares of Series D Preferred Stock, in each case as set forth in the Notes. F4: These securities are owned directly by Stilwell Associates, L.P. ("SA") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SA. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| 7.00% Subordinated Convertible Notes due 2031SEC Table II · derivative / convertible security · Conversion / exercise price $4.85 · Expires 2031-12-31 | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2026-09-30 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance Not disclosed F8: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of Common Stock at a conversion price of $4.84648 per share (5.158382 common shares for each $25.00 of principal amount of the Notes being converted). F9: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of Series B Preferred Stock or in shares of Series D Preferred Stock, in each case as set forth in the Notes. F2: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Series D Cumulative Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 121,302 |
Reported balance
After 2026-09-30 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-09-30 · Disposition to issuer · Disposed 6,801 · Balance 121,302 F13: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F14: The preferred stock disposition was pursuant to the Third SAI Exchange. F1: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Series D Cumulative Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 17,688 |
Reported balance
After 2026-09-30 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2026-09-30 · Disposition to issuer · Disposed 899 · Balance 17,688 F13: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F15: The preferred stock disposition was pursuant to the Third SAF Exchange. F2: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Series D Cumulative Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 21,148 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 21,148 F13: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F3: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 469,288 |
Reported balance
After 2026-09-30 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2026-09-30 · Disposition to issuer · Disposed 26,897 · Balance 469,288 F16: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F17: The preferred stock disposition was pursuant to the Third SAI Exchange. F1: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 61,693 |
Reported balance
After 2026-09-30 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2026-09-30 · Disposition to issuer · Disposed 3,903 · Balance 61,693 F16: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F18: The preferred stock disposition was pursuant to the Third SAF Exchange. F2: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 90,565 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 90,565 F16: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F3: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein.
F2: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein.
F3: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein.
F4: These securities are owned directly by Stilwell Associates, L.P. ("SA") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SA. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein.
F5: On September 30, 2026, the Issuer agreed to issue to SAI 142,015 shares of the Issuer's common stock ("Common Stock") in exchange for 26,897 shares of the Issuer's Series B Preferred Stock ("Series B Preferred Stock") and 6,801 shares of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") held by SAI (the "Third SAI Exchange"). The Issuer did not receive any cash proceeds in the Third SAI Exchange.
F6: This Form 4 reports the sale by SAI on September 30, 2026 of 5 shares of Common Stock at $3.03 per share.
F7: On September 30, 2026, the Issuer agreed to issue to SAF 19,685 shares of Common Stock in exchange for 3,903 shares of Series B Preferred Stock and 899 shares of Series D Preferred Stock held by SAF (the "Third SAF Exchange"). The Issuer did not receive any cash proceeds in the Third SAF Exchange.
F8: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of Common Stock at a conversion price of $4.84648 per share (5.158382 common shares for each $25.00 of principal amount of the Notes being converted).
F9: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of Series B Preferred Stock or in shares of Series D Preferred Stock, in each case as set forth in the Notes.
F10: The price reported in Column 8 is an aggregate purchase price. These Notes were purchased at a price of $85.00 per $25.00 of aggregate principal amount.
F11: The price reported in Column 8 is an aggregate purchase price. These Notes were sold at a price of $85.00 per $25.00 of aggregate principal amount.
F12: The price reported in Column 8 is an aggregate purchase price. These Notes were purchased at a price of $85.00 per $25.00 of aggregate principal amount.
F13: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date.
F14: The preferred stock disposition was pursuant to the Third SAI Exchange.
F15: The preferred stock disposition was pursuant to the Third SAF Exchange.
F16: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date.
F17: The preferred stock disposition was pursuant to the Third SAI Exchange.
F18: The preferred stock disposition was pursuant to the Third SAF Exchange.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 3, 2026 01:07 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | Disposition to issuerSeries B Preferred Stock · Derivative | 3,903 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-106486 · ownership.xml · derivative · entry 14 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 61,693 Underlying: Common Stock · 0 shares Expires not disclosed F16 · derivative.exercise_price: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F18 · shares: The preferred stock disposition was pursuant to the Third SAF Exchange. F18 · price: The preferred stock disposition was pursuant to the Third SAF Exchange. F16 · derivative.exercise_date: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F16 · derivative.expiration_date: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F16 · derivative.underlying_shares: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F2 · ownership.nature: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 30, 2026 Filed Oct 3, 2026 01:07 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | Disposition to issuerSeries B Preferred Stock · Derivative | 26,897 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-106486 · ownership.xml · derivative · entry 13 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 469,288 Underlying: Common Stock · 0 shares Expires not disclosed F16 · derivative.exercise_price: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F17 · shares: The preferred stock disposition was pursuant to the Third SAI Exchange. F17 · price: The preferred stock disposition was pursuant to the Third SAI Exchange. F16 · derivative.exercise_date: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F16 · derivative.expiration_date: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F16 · derivative.underlying_shares: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F1 · ownership.nature: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 30, 2026 Filed Oct 3, 2026 01:07 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | Disposition to issuerSeries D Cumulative Convertible Preferred Stock · Derivative | 899 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-106486 · ownership.xml · derivative · entry 11 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 17,688 Underlying: Common Stock · 0 shares Expires not disclosed F13 · derivative.exercise_price: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F15 · shares: The preferred stock disposition was pursuant to the Third SAF Exchange. F15 · price: The preferred stock disposition was pursuant to the Third SAF Exchange. F13 · derivative.exercise_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F13 · derivative.expiration_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F13 · derivative.underlying_shares: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F2 · ownership.nature: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 30, 2026 Filed Oct 3, 2026 01:07 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | Disposition to issuerSeries D Cumulative Convertible Preferred Stock · Derivative | 6,801 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-106486 · ownership.xml · derivative · entry 10 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 121,302 Underlying: Common Stock · 0 shares Expires not disclosed F13 · derivative.exercise_price: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F14 · shares: The preferred stock disposition was pursuant to the Third SAI Exchange. F14 · price: The preferred stock disposition was pursuant to the Third SAI Exchange. F13 · derivative.exercise_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F13 · derivative.expiration_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F13 · derivative.underlying_shares: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F1 · ownership.nature: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 30, 2026 Filed Oct 3, 2026 01:07 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | Purchase7.00% Subordinated Convertible Notes due 2031 · Derivative | Not disclosed | $246,925.00 Strike: $4.85 | $72,625.00 |
DisclosureSEC source: 0001213900-26-106486 · ownership.xml · derivative · entry 9 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: Not disclosed Underlying: Common Stock · 14,985 shares Expires 2031-12-31 F8 · derivative.exercise_price: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of Common Stock at a conversion price of $4.84648 per share (5.158382 common shares for each $25.00 of principal amount of the Notes being converted). F12 · price: The price reported in Column 8 is an aggregate purchase price. These Notes were purchased at a price of $85.00 per $25.00 of aggregate principal amount. F8 · derivative.exercise_date: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of Common Stock at a conversion price of $4.84648 per share (5.158382 common shares for each $25.00 of principal amount of the Notes being converted). F8 · derivative.underlying_shares: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of Common Stock at a conversion price of $4.84648 per share (5.158382 common shares for each $25.00 of principal amount of the Notes being converted). F9 · derivative.underlying_shares: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of Series B Preferred Stock or in shares of Series D Preferred Stock, in each case as set forth in the Notes. F4 · ownership.nature: These securities are owned directly by Stilwell Associates, L.P. ("SA") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SA. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 30, 2026 Filed Oct 3, 2026 01:07 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | Sale7.00% Subordinated Convertible Notes due 2031 · Derivative | Not disclosed | $2,725,865.00 Strike: $4.85 | $801,725.00 |
DisclosureSEC source: 0001213900-26-106486 · ownership.xml · derivative · entry 8 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: Not disclosed Underlying: Common Stock · 165,424 shares Expires 2031-12-31 F8 · derivative.exercise_price: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of Common Stock at a conversion price of $4.84648 per share (5.158382 common shares for each $25.00 of principal amount of the Notes being converted). F11 · price: The price reported in Column 8 is an aggregate purchase price. These Notes were sold at a price of $85.00 per $25.00 of aggregate principal amount. F8 · derivative.exercise_date: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of Common Stock at a conversion price of $4.84648 per share (5.158382 common shares for each $25.00 of principal amount of the Notes being converted). F8 · derivative.underlying_shares: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of Common Stock at a conversion price of $4.84648 per share (5.158382 common shares for each $25.00 of principal amount of the Notes being converted). F9 · derivative.underlying_shares: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of Series B Preferred Stock or in shares of Series D Preferred Stock, in each case as set forth in the Notes. F3 · ownership.nature: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 30, 2026 Filed Oct 3, 2026 01:07 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | Purchase7.00% Subordinated Convertible Notes due 2031 · Derivative | Not disclosed | $1,287,410.00 Strike: $4.85 | $378,650.00 |
DisclosureSEC source: 0001213900-26-106486 · ownership.xml · derivative · entry 6 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: Not disclosed Underlying: Common Stock · 78,128 shares Expires 2031-12-31 F8 · derivative.exercise_price: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of Common Stock at a conversion price of $4.84648 per share (5.158382 common shares for each $25.00 of principal amount of the Notes being converted). F10 · price: The price reported in Column 8 is an aggregate purchase price. These Notes were purchased at a price of $85.00 per $25.00 of aggregate principal amount. F8 · derivative.exercise_date: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of Common Stock at a conversion price of $4.84648 per share (5.158382 common shares for each $25.00 of principal amount of the Notes being converted). F8 · derivative.underlying_shares: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of Common Stock at a conversion price of $4.84648 per share (5.158382 common shares for each $25.00 of principal amount of the Notes being converted). F9 · derivative.underlying_shares: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of Series B Preferred Stock or in shares of Series D Preferred Stock, in each case as set forth in the Notes. F1 · ownership.nature: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 30, 2026 Filed Oct 3, 2026 01:07 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | GrantCommon Stock | 19,685 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-106486 · ownership.xml · nonDerivative · entry 3 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 80,969 F7 · shares: On September 30, 2026, the Issuer agreed to issue to SAF 19,685 shares of Common Stock in exchange for 3,903 shares of Series B Preferred Stock and 899 shares of Series D Preferred Stock held by SAF (the "Third SAF Exchange"). The Issuer did not receive any cash proceeds in the Third SAF Exchange. F7 · price: On September 30, 2026, the Issuer agreed to issue to SAF 19,685 shares of Common Stock in exchange for 3,903 shares of Series B Preferred Stock and 899 shares of Series D Preferred Stock held by SAF (the "Third SAF Exchange"). The Issuer did not receive any cash proceeds in the Third SAF Exchange. F2 · ownership.nature: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 30, 2026 Filed Oct 3, 2026 01:07 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleCommon Stock | 5 | $3.03 | $15.15 |
DisclosureSEC source: 0001213900-26-106486 · ownership.xml · nonDerivative · entry 2 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 584,573 F6 · shares: This Form 4 reports the sale by SAI on September 30, 2026 of 5 shares of Common Stock at $3.03 per share. F1 · ownership.nature: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 30, 2026 Filed Oct 3, 2026 01:07 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | GrantCommon Stock | 142,015 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-106486 · ownership.xml · nonDerivative · entry 1 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 584,578 F5 · shares: On September 30, 2026, the Issuer agreed to issue to SAI 142,015 shares of the Issuer's common stock ("Common Stock") in exchange for 26,897 shares of the Issuer's Series B Preferred Stock ("Series B Preferred Stock") and 6,801 shares of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") held by SAI (the "Third SAI Exchange"). The Issuer did not receive any cash proceeds in the Third SAI Exchange. F5 · price: On September 30, 2026, the Issuer agreed to issue to SAI 142,015 shares of the Issuer's common stock ("Common Stock") in exchange for 26,897 shares of the Issuer's Series B Preferred Stock ("Series B Preferred Stock") and 6,801 shares of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") held by SAI (the "Third SAI Exchange"). The Issuer did not receive any cash proceeds in the Third SAI Exchange. F1 · ownership.nature: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 22:48 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | Disposition to issuerSeries B Convertible Preferred Stock · Derivative | 3,517 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-103642 · ownership.xml · derivative · entry 20 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 65,596 Underlying: Common Stock · 0 shares Expires not disclosed F18 · derivative.exercise_price: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F22 · shares: The preferred stock disposition was pursuant to the Second SAF Exchange. F22 · price: The preferred stock disposition was pursuant to the Second SAF Exchange. F18 · derivative.exercise_date: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F18 · derivative.expiration_date: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F18 · derivative.underlying_shares: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F2 · ownership.nature: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 22:48 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | Disposition to issuerSeries B Convertible Preferred Stock · Derivative | 3,270 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-103642 · ownership.xml · derivative · entry 19 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 69,113 Underlying: Common Stock · 0 shares Expires not disclosed F18 · derivative.exercise_price: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F21 · shares: The preferred stock disposition was pursuant to the First SAF Exchange. F21 · price: The preferred stock disposition was pursuant to the First SAF Exchange. F18 · derivative.exercise_date: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F18 · derivative.expiration_date: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F18 · derivative.underlying_shares: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F2 · ownership.nature: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 22:48 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | Disposition to issuerSeries B Convertible Preferred Stock · Derivative | 26,603 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-103642 · ownership.xml · derivative · entry 18 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 496,185 Underlying: Common Stock · 0 shares Expires not disclosed F18 · derivative.exercise_price: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F20 · shares: The preferred stock disposition was pursuant to the Second SAI Exchange. F20 · price: The preferred stock disposition was pursuant to the Second SAI Exchange. F18 · derivative.exercise_date: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F18 · derivative.expiration_date: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F18 · derivative.underlying_shares: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F1 · ownership.nature: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 22:48 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | Disposition to issuerSeries B Convertible Preferred Stock · Derivative | 24,730 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-103642 · ownership.xml · derivative · entry 17 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 522,788 Underlying: Common Stock · 0 shares Expires not disclosed F18 · derivative.exercise_price: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F19 · shares: The preferred stock disposition was pursuant to the First SAI Exchange. F19 · price: The preferred stock disposition was pursuant to the First SAI Exchange. F18 · derivative.exercise_date: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F18 · derivative.expiration_date: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F18 · derivative.underlying_shares: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date. F1 · ownership.nature: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 22:48 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | Disposition to issuerSeries D Cumulative Convertible Preferred Stock · Derivative | 3,222 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-103642 · ownership.xml · derivative · entry 16 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed F12 · derivative.exercise_price: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F17 · shares: The preferred stock disposition was pursuant to the SA Exchange. F17 · price: The preferred stock disposition was pursuant to the SA Exchange. F12 · derivative.exercise_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F12 · derivative.expiration_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F12 · derivative.underlying_shares: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F4 · ownership.nature: These securities are owned directly by Stilwell Associates, L.P. ("SA") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SA. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 22:48 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | Disposition to issuerSeries D Cumulative Convertible Preferred Stock · Derivative | 955 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-103642 · ownership.xml · derivative · entry 14 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 18,587 Underlying: Common Stock · 0 shares Expires not disclosed F12 · derivative.exercise_price: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F16 · shares: The preferred stock disposition was pursuant to the Second SAF Exchange. F16 · price: The preferred stock disposition was pursuant to the Second SAF Exchange. F12 · derivative.exercise_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F12 · derivative.expiration_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F12 · derivative.underlying_shares: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F2 · ownership.nature: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 22:48 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | Disposition to issuerSeries D Cumulative Convertible Preferred Stock · Derivative | 491 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-103642 · ownership.xml · derivative · entry 13 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 19,542 Underlying: Common Stock · 0 shares Expires not disclosed F12 · derivative.exercise_price: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F15 · shares: The preferred stock disposition was pursuant to the First SAF Exchange. F15 · price: The preferred stock disposition was pursuant to the First SAF Exchange. F12 · derivative.exercise_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F12 · derivative.expiration_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F12 · derivative.underlying_shares: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F2 · ownership.nature: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 22:48 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | Disposition to issuerSeries D Cumulative Convertible Preferred Stock · Derivative | 6,575 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-103642 · ownership.xml · derivative · entry 12 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 128,103 Underlying: Common Stock · 0 shares Expires not disclosed F12 · derivative.exercise_price: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F14 · shares: The preferred stock disposition was pursuant to the Second SAI Exchange. F14 · price: The preferred stock disposition was pursuant to the Second SAI Exchange. F12 · derivative.exercise_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F12 · derivative.expiration_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F12 · derivative.underlying_shares: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F1 · ownership.nature: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 22:48 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | Disposition to issuerSeries D Cumulative Convertible Preferred Stock · Derivative | 3,287 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-103642 · ownership.xml · derivative · entry 11 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 134,678 Underlying: Common Stock · 0 shares Expires not disclosed F12 · derivative.exercise_price: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F13 · shares: The preferred stock disposition was pursuant to the First SAI Exchange. F13 · price: The preferred stock disposition was pursuant to the First SAI Exchange. F12 · derivative.exercise_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F12 · derivative.expiration_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F12 · derivative.underlying_shares: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date. F1 · ownership.nature: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 22:48 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | GrantCommon Stock | 62,829 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-103642 · ownership.xml · nonDerivative · entry 6 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 62,829 F9 · shares: On September 23, 2026, the Issuer agreed to issue to SA 62,829 shares of Common Stock in exchange for 3,222 shares of Series D Preferred Stock held by SA (the "SA Exchange"). The Issuer did not receive any cash proceeds in the SA Exchange. F9 · price: On September 23, 2026, the Issuer agreed to issue to SA 62,829 shares of Common Stock in exchange for 3,222 shares of Series D Preferred Stock held by SA (the "SA Exchange"). The Issuer did not receive any cash proceeds in the SA Exchange. F4 · ownership.nature: These securities are owned directly by Stilwell Associates, L.P. ("SA") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SA. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 22:48 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | GrantCommon Stock | 35,768 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-103642 · ownership.xml · nonDerivative · entry 4 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 61,284 F8 · shares: On September 23, 2026, the Issuer agreed to issue to SAF 35,768 shares of Common Stock in exchange for 3,517 shares of Series B Preferred Stock and 955 shares of Series D Preferred Stock held by SAF (the "Second SAF Exchange"). The Issuer did not receive any cash proceeds in the Second SAF Exchange. F8 · price: On September 23, 2026, the Issuer agreed to issue to SAF 35,768 shares of Common Stock in exchange for 3,517 shares of Series B Preferred Stock and 955 shares of Series D Preferred Stock held by SAF (the "Second SAF Exchange"). The Issuer did not receive any cash proceeds in the Second SAF Exchange. F2 · ownership.nature: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 22:48 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | GrantCommon Stock | 25,516 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-103642 · ownership.xml · nonDerivative · entry 3 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 25,516 F7 · shares: On September 23, 2026, the Issuer agreed to issue to SAF 25,516 shares of Common Stock in exchange for 3,270 shares of Series B Preferred Stock and 491 shares of Series D Preferred Stock held by SAF (the "First SAF Exchange"). The Issuer did not receive any cash proceeds in the First SAF Exchange. F7 · price: On September 23, 2026, the Issuer agreed to issue to SAF 25,516 shares of Common Stock in exchange for 3,270 shares of Series B Preferred Stock and 491 shares of Series D Preferred Stock held by SAF (the "First SAF Exchange"). The Issuer did not receive any cash proceeds in the First SAF Exchange. F2 · ownership.nature: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 22:48 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | GrantCommon Stock | 257,902 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-103642 · ownership.xml · nonDerivative · entry 2 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 442,563 F6 · shares: On September 23, 2026, the Issuer agreed to issue to SAI 257,902 shares of Common Stock in exchange for 26,603 shares of Series B Preferred Stock and 6,575 shares of Series D Preferred Stock held by SAI (the "Second SAI Exchange"). The Issuer did not receive any cash proceeds in the Second SAI Exchange. F6 · price: On September 23, 2026, the Issuer agreed to issue to SAI 257,902 shares of Common Stock in exchange for 26,603 shares of Series B Preferred Stock and 6,575 shares of Series D Preferred Stock held by SAI (the "Second SAI Exchange"). The Issuer did not receive any cash proceeds in the Second SAI Exchange. F1 · ownership.nature: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 22:48 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | GrantCommon Stock | 184,655 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-103642 · ownership.xml · nonDerivative · entry 1 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 184,661 F5 · shares: On September 23, 2026, the Issuer agreed to issue to SAI 184,655 shares of the Issuer's common stock ("Common Stock") in exchange for 24,730 shares of the Issuer's Series B Preferred Stock ("Series B Preferred Stock") and 3,287 shares of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") held by SAI (the "First SAI Exchange"). The Issuer did not receive any cash proceeds in the First SAI Exchange. F5 · price: On September 23, 2026, the Issuer agreed to issue to SAI 184,655 shares of the Issuer's common stock ("Common Stock") in exchange for 24,730 shares of the Issuer's Series B Preferred Stock ("Series B Preferred Stock") and 3,287 shares of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") held by SAI (the "First SAI Exchange"). The Issuer did not receive any cash proceeds in the First SAI Exchange. F1 · ownership.nature: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| August 13, 2026 Filed Aug 17, 2026 20:19 UTC | KINGSWAY Corp KWY · Entity 5976 | SaleCommon Stock | 40,850 | $10.00 | $408,500.00 |
DisclosureSEC source: 0001104659-26-097865 · tm2623411d1_4seq1.xml · nonDerivative · entry 4 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 330,718 F2 · kind: This Form 4 reports the following sales on August 13, 2026: Stilwell Associates, L.P. ("Associates") sold 32,982 shares at $10.00; Stilwell Activist Investments, L.P. ("SAI") sold 26,168 shares at $10.00; and Stilwell Value Partners VII, L.P. ("SVP VII") sold 40,850 shares at $10.00. F5 · ownership.nature: These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| August 13, 2026 Filed Aug 17, 2026 20:19 UTC | KINGSWAY Corp KWY · Entity 5976 | SaleCommon Stock | 26,168 | $10.00 | $261,680.00 |
DisclosureSEC source: 0001104659-26-097865 · tm2623411d1_4seq1.xml · nonDerivative · entry 3 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,228,803 F2 · kind: This Form 4 reports the following sales on August 13, 2026: Stilwell Associates, L.P. ("Associates") sold 32,982 shares at $10.00; Stilwell Activist Investments, L.P. ("SAI") sold 26,168 shares at $10.00; and Stilwell Value Partners VII, L.P. ("SVP VII") sold 40,850 shares at $10.00. F4 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| August 13, 2026 Filed Aug 17, 2026 20:19 UTC | KINGSWAY Corp KWY · Entity 5976 | SaleCommon Stock | 32,982 | $10.00 | $329,820.00 |
DisclosureSEC source: 0001104659-26-097865 · tm2623411d1_4seq1.xml · nonDerivative · entry 2 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 267,018 F2 · kind: This Form 4 reports the following sales on August 13, 2026: Stilwell Associates, L.P. ("Associates") sold 32,982 shares at $10.00; Stilwell Activist Investments, L.P. ("SAI") sold 26,168 shares at $10.00; and Stilwell Value Partners VII, L.P. ("SVP VII") sold 40,850 shares at $10.00. F3 · ownership.nature: These are shares owned directly by Associates and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of Associates. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| July 31, 2026 Filed Aug 3, 2026 14:03 UTC | PEOPLES FINANCIAL CORP /MS/ PFBX · Entity 6719 | PurchaseCommon Stock | 37,966 | $22.25 | $844,701.74 |
DisclosureSEC source: 0001113303-26-000053 · form4-08032026_020855.xml · nonDerivative · entry 3 Stilwell Joseph · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 517,788 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| July 31, 2026 Filed Aug 3, 2026 14:03 UTC | PEOPLES FINANCIAL CORP /MS/ PFBX · Entity 6719 | PurchaseCommon Stock | 4,692 | $22.25 | $104,391.84 |
DisclosureSEC source: 0001113303-26-000053 · form4-08032026_020855.xml · nonDerivative · entry 2 Stilwell Joseph · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 210,452 F2 · ownership.nature: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| July 15, 2026 Filed Jul 17, 2026 15:19 UTC | PEOPLES FINANCIAL CORP /MS/ PFBX · Entity 6719 | PurchaseCommon Stock | 2,500 | $21.75 | $54,375.00 |
DisclosureSEC source: 0001113303-26-000051 · form4-07172026_030729.xml · nonDerivative · entry 3 Stilwell Joseph · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 479,822 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| July 13, 2026 Filed Jul 14, 2026 17:02 UTC | PEOPLES FINANCIAL CORP /MS/ PFBX · Entity 6719 | PurchaseCommon Stock | 200 | $21.50 | $4,300.00 |
DisclosureSEC source: 0001113303-26-000049 · form4-07142026_050718.xml · nonDerivative · entry 3 Stilwell Joseph · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 477,322 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| July 02, 2026 Filed Jul 6, 2026 15:09 UTC | PEOPLES FINANCIAL CORP /MS/ PFBX · Entity 6719 | PurchaseCommon Stock | 507 | $21.25 | $10,773.75 |
DisclosureSEC source: 0001113303-26-000047 · form4-07062026_030740.xml · nonDerivative · entry 4 Stilwell Joseph · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 477,122 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| July 01, 2026 Filed Jul 6, 2026 15:09 UTC | PEOPLES FINANCIAL CORP /MS/ PFBX · Entity 6719 | PurchaseCommon Stock | 2,150 | $21.25 | $45,687.50 |
DisclosureSEC source: 0001113303-26-000047 · form4-07062026_030740.xml · nonDerivative · entry 3 Stilwell Joseph · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 476,615 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 20:14 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | OtherSeries D Cumulative Convertible Preferred Stock · Derivative | 933 | Not disclosed Strike: $6,154,444,800.00 | Not disclosed |
DisclosureSEC source: 0001213900-26-074974 · ownership.xml · derivative · entry 13 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,222 Underlying: Common Stock · 0 shares Expires not disclosed F8 · derivative.exercise_price: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000004 shares of the Issuer's common stock (a conversion price of $6,154,444,800 per share of common stock). Series D Preferred Stock has no expiration date. F7 · shares: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission on May 20, 2026, the Issuer determined that interest on the Notes payable on June 30, 2026, would be paid in the form of Series D Preferred Stock. On June 30, 2026, the Issuer issued shares of Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"). F9 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes on June 30, 2026, was determined based on a per share value of $20.698249, calculated as the product of (x) the average of the per share volume-weighted average prices for Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F8 · derivative.exercise_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000004 shares of the Issuer's common stock (a conversion price of $6,154,444,800 per share of common stock). Series D Preferred Stock has no expiration date. F8 · derivative.expiration_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000004 shares of the Issuer's common stock (a conversion price of $6,154,444,800 per share of common stock). Series D Preferred Stock has no expiration date. F8 · derivative.underlying_shares: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000004 shares of the Issuer's common stock (a conversion price of $6,154,444,800 per share of common stock). Series D Preferred Stock has no expiration date. F4 · ownership.nature: These securities are owned directly by Stilwell Associates, L.P. ("SA") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SA. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 20:14 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 1,103 | $36.00 Strike: $6,154,444,800.00 | $39,708.00 |
DisclosureSEC source: 0001213900-26-074974 · ownership.xml · derivative · entry 12 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 21,148 Underlying: Common Stock · 0 shares Expires not disclosed F8 · derivative.exercise_price: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000004 shares of the Issuer's common stock (a conversion price of $6,154,444,800 per share of common stock). Series D Preferred Stock has no expiration date. F10 · shares: This Form 4 reports the sale by SVP VII on June 30, 2026 of 1,103 shares of Series D Preferred Stock at $36.00 per share. F8 · derivative.exercise_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000004 shares of the Issuer's common stock (a conversion price of $6,154,444,800 per share of common stock). Series D Preferred Stock has no expiration date. F8 · derivative.expiration_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000004 shares of the Issuer's common stock (a conversion price of $6,154,444,800 per share of common stock). Series D Preferred Stock has no expiration date. F8 · derivative.underlying_shares: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000004 shares of the Issuer's common stock (a conversion price of $6,154,444,800 per share of common stock). Series D Preferred Stock has no expiration date. F3 · ownership.nature: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 20:14 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | OtherSeries D Cumulative Convertible Preferred Stock · Derivative | 3,152 | Not disclosed Strike: $6,154,444,800.00 | Not disclosed |
DisclosureSEC source: 0001213900-26-074974 · ownership.xml · derivative · entry 11 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 22,251 Underlying: Common Stock · 0 shares Expires not disclosed F8 · derivative.exercise_price: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000004 shares of the Issuer's common stock (a conversion price of $6,154,444,800 per share of common stock). Series D Preferred Stock has no expiration date. F7 · shares: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission on May 20, 2026, the Issuer determined that interest on the Notes payable on June 30, 2026, would be paid in the form of Series D Preferred Stock. On June 30, 2026, the Issuer issued shares of Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"). F9 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes on June 30, 2026, was determined based on a per share value of $20.698249, calculated as the product of (x) the average of the per share volume-weighted average prices for Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F8 · derivative.exercise_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000004 shares of the Issuer's common stock (a conversion price of $6,154,444,800 per share of common stock). Series D Preferred Stock has no expiration date. F8 · derivative.expiration_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000004 shares of the Issuer's common stock (a conversion price of $6,154,444,800 per share of common stock). Series D Preferred Stock has no expiration date. F8 · derivative.underlying_shares: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000004 shares of the Issuer's common stock (a conversion price of $6,154,444,800 per share of common stock). Series D Preferred Stock has no expiration date. F3 · ownership.nature: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 20:14 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | OtherSeries D Cumulative Convertible Preferred Stock · Derivative | 4,235 | Not disclosed Strike: $6,154,444,800.00 | Not disclosed |
DisclosureSEC source: 0001213900-26-074974 · ownership.xml · derivative · entry 10 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 20,033 Underlying: Common Stock · 0 shares Expires not disclosed F8 · derivative.exercise_price: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000004 shares of the Issuer's common stock (a conversion price of $6,154,444,800 per share of common stock). Series D Preferred Stock has no expiration date. F7 · shares: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission on May 20, 2026, the Issuer determined that interest on the Notes payable on June 30, 2026, would be paid in the form of Series D Preferred Stock. On June 30, 2026, the Issuer issued shares of Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"). F9 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes on June 30, 2026, was determined based on a per share value of $20.698249, calculated as the product of (x) the average of the per share volume-weighted average prices for Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F8 · derivative.exercise_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000004 shares of the Issuer's common stock (a conversion price of $6,154,444,800 per share of common stock). Series D Preferred Stock has no expiration date. F8 · derivative.expiration_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000004 shares of the Issuer's common stock (a conversion price of $6,154,444,800 per share of common stock). Series D Preferred Stock has no expiration date. F8 · derivative.underlying_shares: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000004 shares of the Issuer's common stock (a conversion price of $6,154,444,800 per share of common stock). Series D Preferred Stock has no expiration date. F2 · ownership.nature: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 20:14 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | OtherSeries D Cumulative Convertible Preferred Stock · Derivative | 29,011 | Not disclosed Strike: $6,154,444,800.00 | Not disclosed |
DisclosureSEC source: 0001213900-26-074974 · ownership.xml · derivative · entry 9 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 137,965 Underlying: Common Stock · 0 shares Expires not disclosed F8 · derivative.exercise_price: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000004 shares of the Issuer's common stock (a conversion price of $6,154,444,800 per share of common stock). Series D Preferred Stock has no expiration date. F7 · shares: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission on May 20, 2026, the Issuer determined that interest on the Notes payable on June 30, 2026, would be paid in the form of Series D Preferred Stock. On June 30, 2026, the Issuer issued shares of Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"). F9 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes on June 30, 2026, was determined based on a per share value of $20.698249, calculated as the product of (x) the average of the per share volume-weighted average prices for Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F8 · derivative.exercise_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000004 shares of the Issuer's common stock (a conversion price of $6,154,444,800 per share of common stock). Series D Preferred Stock has no expiration date. F8 · derivative.expiration_date: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000004 shares of the Issuer's common stock (a conversion price of $6,154,444,800 per share of common stock). Series D Preferred Stock has no expiration date. F8 · derivative.underlying_shares: Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000004 shares of the Issuer's common stock (a conversion price of $6,154,444,800 per share of common stock). Series D Preferred Stock has no expiration date. F1 · ownership.nature: These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| June 26, 2026 Filed Jun 30, 2026 18:41 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 13,895 | $8.64 Strike: $14,515,200,000.00 | $120,084.76 |
DisclosureSEC source: 0001213900-26-073610 · ownership.xml · derivative · entry 15 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 90,565 Underlying: Common Stock · 0 shares Expires not disclosed F9 · derivative.exercise_price: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000002 shares of the Issuer's common stock (a conversion price of $14,515,200,000 per share of common stock). Series B Preferred Stock has no expiration date. F8 · shares: This Form 4 reports the following sales of Series B Preferred Stock on June 26, 2026: (i) SAF sold 11,105 shares at $8.6423 per share, and (ii) SVP VII sold 13,895 shares at $8.6423 per share. F9 · derivative.exercise_date: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000002 shares of the Issuer's common stock (a conversion price of $14,515,200,000 per share of common stock). Series B Preferred Stock has no expiration date. F9 · derivative.expiration_date: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000002 shares of the Issuer's common stock (a conversion price of $14,515,200,000 per share of common stock). Series B Preferred Stock has no expiration date. F9 · derivative.underlying_shares: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000002 shares of the Issuer's common stock (a conversion price of $14,515,200,000 per share of common stock). Series B Preferred Stock has no expiration date. F3 · ownership.nature: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| June 26, 2026 Filed Jun 30, 2026 18:41 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 11,105 | $8.64 Strike: $14,515,200,000.00 | $95,972.74 |
DisclosureSEC source: 0001213900-26-073610 · ownership.xml · derivative · entry 14 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 72,383 Underlying: Common Stock · 0 shares Expires not disclosed F9 · derivative.exercise_price: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000002 shares of the Issuer's common stock (a conversion price of $14,515,200,000 per share of common stock). Series B Preferred Stock has no expiration date. F8 · shares: This Form 4 reports the following sales of Series B Preferred Stock on June 26, 2026: (i) SAF sold 11,105 shares at $8.6423 per share, and (ii) SVP VII sold 13,895 shares at $8.6423 per share. F9 · derivative.exercise_date: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000002 shares of the Issuer's common stock (a conversion price of $14,515,200,000 per share of common stock). Series B Preferred Stock has no expiration date. F9 · derivative.expiration_date: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000002 shares of the Issuer's common stock (a conversion price of $14,515,200,000 per share of common stock). Series B Preferred Stock has no expiration date. F9 · derivative.underlying_shares: Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000002 shares of the Issuer's common stock (a conversion price of $14,515,200,000 per share of common stock). Series B Preferred Stock has no expiration date. F2 · ownership.nature: These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| June 03, 2026 Filed Jun 4, 2026 17:01 UTC | PEOPLES FINANCIAL CORP /MS/ PFBX · Entity 6719 | PurchaseCommon Stock | 200 | $21.25 | $4,250.00 |
DisclosureSEC source: 0001113303-26-000045 · form4-06042026_050659.xml · nonDerivative · entry 3 Stilwell Joseph · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 474,465 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| June 03, 2026 Filed Jun 5, 2026 20:55 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | Purchase7.00% Subordinated Convertible Notes due 2031 · Derivative | Not disclosed | $2,062,492.50 Strike: $1.03 | $625,000.00 |
DisclosureSEC source: 0001213900-26-065877 · ownership.xml · derivative · entry 8 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: Not disclosed Underlying: Common Stock · 608,576 shares Expires 2031-12-31 F5 · derivative.exercise_price: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $1.026988 per share (24.343042 common shares for each $25.00 of principal amount of the Notes being converted). F8 · price: The price reported in Column 8 is an aggregate purchase price. These Notes were purchased at a price of $82.4997 per $25.00 of aggregate principal amount. F5 · derivative.exercise_date: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $1.026988 per share (24.343042 common shares for each $25.00 of principal amount of the Notes being converted). F5 · derivative.underlying_shares: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $1.026988 per share (24.343042 common shares for each $25.00 of principal amount of the Notes being converted). F6 · derivative.underlying_shares: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of the Issuer's Series B Convertible Preferred Stock ("Series B Preferred Stock") or in shares of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock"), in each case as set forth in the Notes. F4 · ownership.nature: These securities are owned directly by Stilwell Associates, L.P. ("SA") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SA. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| June 03, 2026 Filed Jun 5, 2026 20:55 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | Sale7.00% Subordinated Convertible Notes due 2031 · Derivative | Not disclosed | $3,506,250.00 Strike: $1.03 | $1,062,500.00 |
DisclosureSEC source: 0001213900-26-065877 · ownership.xml · derivative · entry 7 Stilwell Joseph · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Associates, L.P. · CIK 0000913960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: Not disclosed Underlying: Common Stock · 1,034,579 shares Expires 2031-12-31 F5 · derivative.exercise_price: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $1.026988 per share (24.343042 common shares for each $25.00 of principal amount of the Notes being converted). F7 · price: The price reported in Column 8 is an aggregate purchase price. These Notes were sold at a price of $82.50 per $25.00 of aggregate principal amount. F5 · derivative.exercise_date: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $1.026988 per share (24.343042 common shares for each $25.00 of principal amount of the Notes being converted). F5 · derivative.underlying_shares: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $1.026988 per share (24.343042 common shares for each $25.00 of principal amount of the Notes being converted). F6 · derivative.underlying_shares: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of the Issuer's Series B Convertible Preferred Stock ("Series B Preferred Stock") or in shares of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock"), in each case as set forth in the Notes. F3 · ownership.nature: These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| May 26, 2026 Filed May 27, 2026 13:01 UTC | PEOPLES FINANCIAL CORP /MS/ PFBX · Entity 6719 | PurchaseCommon Stock | 1,717 | $21.25 | $36,486.25 |
DisclosureSEC source: 0001113303-26-000044 · form4-05272026_010557.xml · nonDerivative · entry 3 Stilwell Joseph · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 474,265 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| May 18, 2026 Filed May 19, 2026 14:58 UTC | PEOPLES FINANCIAL CORP /MS/ PFBX · Entity 6719 | PurchaseCommon Stock | 999 | $21.25 | $21,228.75 |
DisclosureSEC source: 0001113303-26-000042 · form4-05192026_020526.xml · nonDerivative · entry 3 Stilwell Joseph · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 472,548 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| May 12, 2026 Filed May 13, 2026 16:30 UTC | PEOPLES FINANCIAL CORP /MS/ PFBX · Entity 6719 | PurchaseCommon Stock | 500 | $21.25 | $10,627.45 |
DisclosureSEC source: 0001113303-26-000040 · form4-05132026_040529.xml · nonDerivative · entry 3 Stilwell Joseph · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 471,549 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| May 11, 2026 Filed May 12, 2026 16:44 UTC | PEOPLES FINANCIAL CORP /MS/ PFBX · Entity 6719 | PurchaseCommon Stock | 789 | $21.25 | $16,766.25 |
DisclosureSEC source: 0001113303-26-000036 · form4-05122026_040503.xml · nonDerivative · entry 3 Stilwell Joseph · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 471,049 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| May 08, 2026 Filed May 11, 2026 14:38 UTC | PEOPLES FINANCIAL CORP /MS/ PFBX · Entity 6719 | PurchaseCommon Stock | 2,212 | $21.25 | $47,005.00 |
DisclosureSEC source: 0001113303-26-000034 · form4-05112026_020504.xml · nonDerivative · entry 3 Stilwell Joseph · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 470,260 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| May 06, 2026 Filed May 7, 2026 14:07 UTC | PEOPLES FINANCIAL CORP /MS/ PFBX · Entity 6719 | PurchaseCommon Stock | 2,058 | $21.25 | $43,732.50 |
DisclosureSEC source: 0001113303-26-000031 · form4-05072026_020500.xml · nonDerivative · entry 3 Stilwell Joseph · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 468,048 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| May 04, 2026 Filed May 5, 2026 13:55 UTC | PEOPLES FINANCIAL CORP /MS/ PFBX · Entity 6719 | PurchaseCommon Stock | 500 | $21.50 | $10,748.25 |
DisclosureSEC source: 0001113303-26-000028 · form4-05052026_010555.xml · nonDerivative · entry 3 Stilwell Joseph · CIK 0001113303 · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 465,990 F3 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.