Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CEDAR REALTY TRUST, INC.NONE · Entity 9759 | Director | August 22, 2022 | August 22, 2022 |
| Power REITPW · Entity 8465 | Director | May 12, 2021 | May 14, 2021 |
| Wheeler Real Estate Investment Trust, Inc.WHLR · Entity 8666 | Former Director | June 30, 2022 | July 06, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CEDAR REALTY TRUST, INC.
Report date August 22, 2022 · Filed August 22, 2022
This filing explicitly reported no securities owned.
Power REIT
Report date May 12, 2021 · Filed May 14, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,300 |
Reported balance
After 2021-05-12 transaction · row 1
1 source rowRow 1 · 2021-05-12 · Grant · Acquired 600 · Balance 3,300 F1: On May 12, 2021 Ms. Poskon was granted 600 shares pursuant to Power REIT's 2020 Equity Incentive Plan which vests in equal 25% installments on each of 9/30/21, 12/31/21, 3/31/22 and 6/30/22. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 12, 2021 Ms. Poskon was granted 600 shares pursuant to Power REIT's 2020 Equity Incentive Plan which vests in equal 25% installments on each of 9/30/21, 12/31/21, 3/31/22 and 6/30/22.
Wheeler Real Estate Investment Trust, Inc.
Report date June 30, 2022 · Filed July 06, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series B Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $40.00 | Direct | 2,058 |
Reported balance
After 2022-06-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-06-30 · Other · Acquired 2,058 · Balance 2,058 F7: As disclosed in the Issuer's Form 8-K filed with the SEC on May 20, 2022, the Issuer determined that interest on the Notes payable on June 30, 2022, would be paid in the form of Series B Preferred Stock. On June 30, 2022, the Issuer issued shares of Series B Preferred Stock to the Reporting Person as payment of interest with respect to the Notes held by the Reporting Person, in accordance with the terms thereof and of the Indenture. F8: In accordance with the terms of the Indenture, the number of shares of Series B Preferred Stock paid as interest on the Notes was determined based on a per share value equal to $2.6673845, calculated as the product of (x) the average of the per share volume-weighted average prices for the Series B Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F6: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. |
| Common StockSEC Table I · non-derivative | Direct | 50,200 |
Reported balance
Holding disclosure · report date 2022-06-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 50,200 |
| 7.00% Senior Subordinated Convertible Notes due 2031SEC Table II · derivative / convertible security · Conversion / exercise price $6.25 · Expires 2031-12-31 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2022-06-30 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F1: Issuer's 7.00% Senior Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $6.25 per share (the "Conversion Price") (4 common shares for each $25.00 of principal amount of the Notes being converted); provided, however, that if at any time after September 21, 2023 holders of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") have elected to cause the Issuer to redeem (payable in cash or stock) at least 100,000 shares of Series D Preferred Stock in the aggregate, then the Conversion Price shall be adjusted to the lower of (i) a 45% discount to the Conversion Price or (ii) a 45% discount to the lowest price at which any holder of Series D Preferred Stock had its Series D Preferred Stock redeemed into shares of the Issuer's common stock. F3: The Notes were delivered through the clearing system of the Depository Trust Company and such delivery was completed on August 19, 2021. F2: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of the Issuer's Series B Convertible Preferred Stock (the "Series B Preferred Stock") or in shares of Series D Preferred Stock, in each case as set forth in the Notes. The Series B Preferred Stock and Series D Preferred Stock are both convertible into shares of the Issuer's common stock at the option of the holder thereof at any time. The Notes bear interest at the rate of 7% per annum. The number of shares of the Issuer's common stock indicated in the Table is based on the outstanding principal amount of the Notes held as of August 19, 2021. |
| Series D Cumulative Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $16.96 | Direct | 540 |
Reported balance
Holding disclosure · report date 2022-06-30 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 540 F4: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Preferred Stock is convertible into 1.474 shares of the Issuer's common stock. The Series D Preferred Stock has no expiration date. F5: In accordance with the terms of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"), the number of shares of Series D Preferred Stock paid as interest on the Notes was determined based on a per share value equal to $7.786515, calculated as the product of (x) the average of the per share volume-weighted average prices for the Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. |
Filing footnotes · ownership attribution and instrument terms
F1: Issuer's 7.00% Senior Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $6.25 per share (the "Conversion Price") (4 common shares for each $25.00 of principal amount of the Notes being converted); provided, however, that if at any time after September 21, 2023 holders of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") have elected to cause the Issuer to redeem (payable in cash or stock) at least 100,000 shares of Series D Preferred Stock in the aggregate, then the Conversion Price shall be adjusted to the lower of (i) a 45% discount to the Conversion Price or (ii) a 45% discount to the lowest price at which any holder of Series D Preferred Stock had its Series D Preferred Stock redeemed into shares of the Issuer's common stock.
F2: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of the Issuer's Series B Convertible Preferred Stock (the "Series B Preferred Stock") or in shares of Series D Preferred Stock, in each case as set forth in the Notes. The Series B Preferred Stock and Series D Preferred Stock are both convertible into shares of the Issuer's common stock at the option of the holder thereof at any time. The Notes bear interest at the rate of 7% per annum. The number of shares of the Issuer's common stock indicated in the Table is based on the outstanding principal amount of the Notes held as of August 19, 2021.
F3: The Notes were delivered through the clearing system of the Depository Trust Company and such delivery was completed on August 19, 2021.
F4: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Preferred Stock is convertible into 1.474 shares of the Issuer's common stock. The Series D Preferred Stock has no expiration date.
F5: In accordance with the terms of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"), the number of shares of Series D Preferred Stock paid as interest on the Notes was determined based on a per share value equal to $7.786515, calculated as the product of (x) the average of the per share volume-weighted average prices for the Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55.
F6: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date.
F7: As disclosed in the Issuer's Form 8-K filed with the SEC on May 20, 2022, the Issuer determined that interest on the Notes payable on June 30, 2022, would be paid in the form of Series B Preferred Stock. On June 30, 2022, the Issuer issued shares of Series B Preferred Stock to the Reporting Person as payment of interest with respect to the Notes held by the Reporting Person, in accordance with the terms thereof and of the Indenture.
F8: In accordance with the terms of the Indenture, the number of shares of Series B Preferred Stock paid as interest on the Notes was determined based on a per share value equal to $2.6673845, calculated as the product of (x) the average of the per share volume-weighted average prices for the Series B Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2022 Filed Jul 6, 2022 18:12 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | OtherSeries B Convertible Preferred Stock · Derivative | 2,058 | Not disclosed Strike: $40.00 | Not disclosed |
DisclosureSEC source: 0001213900-22-037698 · ownership.xml · derivative · entry 4 Poskon Paula · CIK 0001798230 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,058 Underlying: Common Stock · 1,286 shares Expires not disclosed F7 · kind: As disclosed in the Issuer's Form 8-K filed with the SEC on May 20, 2022, the Issuer determined that interest on the Notes payable on June 30, 2022, would be paid in the form of Series B Preferred Stock. On June 30, 2022, the Issuer issued shares of Series B Preferred Stock to the Reporting Person as payment of interest with respect to the Notes held by the Reporting Person, in accordance with the terms thereof and of the Indenture. F8 · price: In accordance with the terms of the Indenture, the number of shares of Series B Preferred Stock paid as interest on the Notes was determined based on a per share value equal to $2.6673845, calculated as the product of (x) the average of the per share volume-weighted average prices for the Series B Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F6 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. F6 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series B Preferred Stock is convertible into 0.625 shares of the Issuer's common stock. The Series B Preferred Stock has no expiration date. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 21:37 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | OtherSeries D Cumulative Convertible Preferred Stock · Derivative | 540 | Not disclosed Strike: $16.96 | Not disclosed |
DisclosureSEC source: 0001213900-22-000583 · ownership.xml · derivative · entry 3 Poskon Paula · CIK 0001798230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540 Underlying: Common Stock · 795 shares Expires not disclosed F5 · kind: As disclosed in the Issuer's Form 8-K filed with the SEC on November 29, 2021, the Board of Directors of the Issuer determined that interest on the Notes payable on December 31, 2021, would be paid in the form of Series D Preferred Stock. On December 31, 2021, the Company issued shares of Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes held by the Reporting Person, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"). F5 · shares: As disclosed in the Issuer's Form 8-K filed with the SEC on November 29, 2021, the Board of Directors of the Issuer determined that interest on the Notes payable on December 31, 2021, would be paid in the form of Series D Preferred Stock. On December 31, 2021, the Company issued shares of Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes held by the Reporting Person, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture"). F6 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes was determined based on a per share value equal to $7.786515, calculated as the product of (x) the average of the per share volume-weighted average prices for the Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55. F4 · derivative.exercise_date: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Preferred Stock is convertible into 1.474 shares of the Issuer's common stock. The Series D Preferred Stock has no expiration date. F4 · derivative.expiration_date: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission ("SEC") on April 3, 2017, each share of Series D Preferred Stock is convertible into 1.474 shares of the Issuer's common stock. The Series D Preferred Stock has no expiration date. Read SEC document |
| August 19, 2021 Filed Aug 25, 2021 16:10 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | Purchase7.00% Senior Subordinated Convertible Notes due 2031 · Derivative | Not disclosed | $156,875.00 Strike: $6.25 | $156,875.00 |
DisclosureSEC source: 0001213900-21-044789 · ownership.xml · derivative · entry 3 Poskon Paula · CIK 0001798230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 25,100 shares Expires 2031-12-31 F3 · derivative.exercise_price: The Notes are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $6.25 per share (the "Conversion Price") (4 common shares for each $25.00 of principal amount of the Notes being converted); provided, however, that if at any time after September 21, 2023 holders of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") have elected to cause the Issuer to redeem (payable in cash or stock) at least 100,000 shares of Series D Preferred Stock in the aggregate, then the Conversion Price shall be adjusted to the lower of (i) a 45% discount to the Conversion Price or (ii) a 45% discount to the lowest price at which any holder of Series D Preferred Stock had its Series D Preferred Stock redeemed into shares of the Issuer's common stock. F5 · date: The Notes subscribed for in the Rights Offering were delivered through the clearing systems of the Depository Trust Company and such delivery was completed on August 19, 2021. F5 · derivative.exercise_date: The Notes subscribed for in the Rights Offering were delivered through the clearing systems of the Depository Trust Company and such delivery was completed on August 19, 2021. F3 · derivative.underlying_shares: The Notes are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $6.25 per share (the "Conversion Price") (4 common shares for each $25.00 of principal amount of the Notes being converted); provided, however, that if at any time after September 21, 2023 holders of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") have elected to cause the Issuer to redeem (payable in cash or stock) at least 100,000 shares of Series D Preferred Stock in the aggregate, then the Conversion Price shall be adjusted to the lower of (i) a 45% discount to the Conversion Price or (ii) a 45% discount to the lowest price at which any holder of Series D Preferred Stock had its Series D Preferred Stock redeemed into shares of the Issuer's common stock. F4 · derivative.underlying_shares: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of the Issuer's Series B Convertible Preferred Stock (the "Series B Preferred Stock") or in shares of Series D Preferred Stock, in each case as set forth in the Notes. The Series B Preferred Stock and Series D Preferred Stock are both convertible into shares of the Issuer's common stock at the option of the holder thereof at any time. The Notes bear interest at the rate of 7% per annum. The number of shares of the Issuer's common stock indicated in the Table is based on the outstanding principal amount of the Notes held as of August 19, 2021, and assumes that the Issuer will later pay all interest thereon in cash. Read SEC document |
| August 13, 2021 Filed Aug 25, 2021 16:10 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | Exercise / conversionSubscription Rights (right to buy) · Derivative | 6,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-044789 · ownership.xml · derivative · entry 2 Poskon Paula · CIK 0001798230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: 7.00% Senior Subordinated Convertible Notes due 2031 · Not disclosed shares Expires 2021-08-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the Reporting Person's pro rata exercise of non-transferable subscription rights in the Issuer's rights offering (the "Rights Offering") for the purchase of up to $30 million in aggregate principal amount of the Issuer's 7.00% senior subordinated convertible notes due 2031 (the "Notes"). Pursuant to the Rights Offering, the Issuer distributed to holders of its common stock, as of 5:00 p.m. New York City time on June 1, 2021 (the "Record Date"), non-transferable subscription rights to purchase Notes. Each holder of the Issuer's common stock as of the Record Date received one right for each eight shares of the Issuer's common stock owned, and each right entitled a holder to purchase $25.00 principal amount of Notes. F1 · derivative.exercise_price: Represents the Reporting Person's pro rata exercise of non-transferable subscription rights in the Issuer's rights offering (the "Rights Offering") for the purchase of up to $30 million in aggregate principal amount of the Issuer's 7.00% senior subordinated convertible notes due 2031 (the "Notes"). Pursuant to the Rights Offering, the Issuer distributed to holders of its common stock, as of 5:00 p.m. New York City time on June 1, 2021 (the "Record Date"), non-transferable subscription rights to purchase Notes. Each holder of the Issuer's common stock as of the Record Date received one right for each eight shares of the Issuer's common stock owned, and each right entitled a holder to purchase $25.00 principal amount of Notes. F2 · date: The Rights Offering expired at 5:00 p.m. New York City time on August 13, 2021. Read SEC document |
| May 12, 2021 Filed May 14, 2021 17:28 UTC | Power REIT PW · Entity 8465 | GrantCommon Stock | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-011567 · ownership.xml · nonDerivative · entry 1 Poskon Paula · CIK 0001798230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,300 F1 · price: On May 12, 2021 Ms. Poskon was granted 600 shares pursuant to Power REIT's 2020 Equity Incentive Plan which vests in equal 25% installments on each of 9/30/21, 12/31/21, 3/31/22 and 6/30/22. Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 21:31 UTC | Power REIT PW · Entity 8465 | PurchaseCommon Stock | 2,000 | $26.50 | $53,000.00 |
DisclosureSEC source: 0001493152-21-003431 · ownership.xml · nonDerivative · entry 1 Poskon Paula · CIK 0001798230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,700 Read SEC document |
| May 15, 2020 Filed May 18, 2020 12:47 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock | 11,000 | $1.45 | $15,936.80 |
DisclosureSEC source: 0001213900-20-012782 · ownership.xml · nonDerivative · entry 1 Poskon Paula · CIK 0001798230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,200 Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 16:11 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | PurchaseCommon Stock | 39,200 | $0.98 | $38,435.60 |
DisclosureSEC source: 0001213900-20-008352 · ownership.xml · nonDerivative · entry 1 Poskon Paula · CIK 0001798230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,200 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.