Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 17, 2017 Filed Apr 18, 2017 18:34 UTC |
ENGEL SUSAN EDirector
|
Exercise / conversionDirector Stock Purchase Option · Derivative | 7,394 | $0.00 Strike: $35.78 | $0.00 |
DisclosureSEC source: 0001127602-17-014902 · form4.xml · derivative · entry 3 ENGEL SUSAN E · CIK 0001217310 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 7,394 shares Expires 2017-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 17, 2017 Filed Apr 18, 2017 18:34 UTC |
ENGEL SUSAN EDirector
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 5,018 | $52.72 | $264,548.96 |
DisclosureSEC source: 0001127602-17-014902 · form4.xml · nonDerivative · entry 2 ENGEL SUSAN E · CIK 0001217310 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,081 Read SEC document |
| April 17, 2017 Filed Apr 18, 2017 18:34 UTC |
ENGEL SUSAN EDirector
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 7,394 | $35.78 | $264,557.32 |
DisclosureSEC source: 0001127602-17-014902 · form4.xml · nonDerivative · entry 1 ENGEL SUSAN E · CIK 0001217310 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,099 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 17:41 UTC |
Pelos Petros GSr. Executive Vice President
|
OtherPhantom Stock Units · Derivative | 9,557.0852 | $52.72 | $503,849.53 |
DisclosureSEC source: 0001127602-17-015039 · form4.xml · derivative · entry 3 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,290.479 Underlying: Common Stock, $1 2/3 Par Value · 9,557.0852 shares Expires not disclosed F2 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan. F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. Read SEC document |
| April 12, 2017 Filed Apr 12, 2017 22:15 UTC |
BERKSHIRE HATHAWAY INC10% owner
BUFFETT WARREN E10% owner
|
SaleCommon Stock | 2,331,186 | $53.38 | $124,447,800.31 |
DisclosureSEC source: 0001209191-17-026722 · doc4.xml · nonDerivative · entry 4 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes. Disclosed balance after: 497,165,023 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.055 to $54.00, inclusive F3 · ownership.nature: 497,165,023 of the total reported securities are owned directly by the following subsidiaries of Berkshire Hathaway Inc. ("Berkshire"): AmGUARD Insurance Company (229,500), Atlanta International Insurance Company (57,000), Berkshire Hathaway Assurance Corporation (3,033,500), Berkshire Hathaway Direct Insurance Company (320,000), Berkshire Hathaway Homestate Insurance Company (16,450,000), Berkshire Hathaway Life Insurance Company of Nebraska (5,250,000), Berkshire Hathaway Specialty Insurance Company (15,146,100), BH Finance LLC (6,812,857), Brilliant National Services, Inc. (194,000), California Insurance Company (575,000), Central States Indemnity Co. of Omaha (1,485,000), Columbia Insurance Company (74,533,819), Commercial Casualty Insurance Company (190,000), Continental Indemnity Company (126,000), Cypress Insurance Company (820,000), EastGUARD Insurance Company (97,000), Finial Reinsurance Company (1,160,000), First Berkshire Hathaway Life Insurance Company (53,500), F4 · ownership.nature: Continued from footnote 3: Government Employees Insurance Company (26,646,700), GEICO Advantage Insurance Company (350,000), GEICO Casualty Company (1,776,000), GEICO Choice Insurance Company (350,000), GEICO Indemnity Company (6,596,500), GEICO Marine Insurance Company (186,000), GEICO Secure Insurance Company (350,000), General Re Life Corporation (2,165,000), General Reinsurance Corporation (20,715,200), General Star Indemnity Company (1,432,000), General Star National Insurance Company (113,000), Genesis Insurance Company (170,000), The Medical Protective Company (9,272,000), Mount Vernon Fire Insurance Company (1,722,600), National Fire & Marine Insurance Company (55,776,330), National Indemnity Company (229,158,757), National Liability & Fire Insurance Company (2,788,000), Nebraska Furniture Mart, Inc. (1,609,720), National Indemnity Company of Mid America (404,000), National Indemnity Company of the South (460,000), NorGUARD Insurance Company (485,000), F5 · ownership.nature: Continued from footnote 4: Oak River Insurance Company (383,000), Old United Casualty Company (778,000), Precision Steel Warehouse, Inc. (800,000), Princeton Insurance Company (995,000), Radnor Specialty Insurance Company (48,000), Redwood Fire and Casualty Insurance Company (1,475,940), The Fechheimer Brothers Company (1,700,000), United States Liability Insurance Company (1,030,000), U.S. Underwriters Insurance Company (275,000), and WestGUARD Insurance Company (620,000). In order to avoid double counting, shares of Common Stock reported as being owned by each of these subsidiaries only reflect shares that are owned directly by such subsidiary, and do not reflect any shares that such subsidiary may be deemed to beneficially own by virtue of ownership or control of any other subsidiary otherwise reported in this Form 4. F6 · ownership.nature: Continued from footnote 5: As Berkshire is in the chain of ownership of each subsidiary listed above, it may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Common Stock presently directly owned by such subsidiaries. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Common Stock presently owned by each of these subsidiaries. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 11, 2017 Filed Apr 12, 2017 22:15 UTC |
BERKSHIRE HATHAWAY INC10% owner
BUFFETT WARREN E10% owner
|
SaleCommon Stock | 3,497,733 | $53.76 | $188,049,318.83 |
DisclosureSEC source: 0001209191-17-026722 · doc4.xml · nonDerivative · entry 3 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes. Disclosed balance after: 499,496,209 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.265 to $54.25, inclusive. F3 · ownership.nature: 497,165,023 of the total reported securities are owned directly by the following subsidiaries of Berkshire Hathaway Inc. ("Berkshire"): AmGUARD Insurance Company (229,500), Atlanta International Insurance Company (57,000), Berkshire Hathaway Assurance Corporation (3,033,500), Berkshire Hathaway Direct Insurance Company (320,000), Berkshire Hathaway Homestate Insurance Company (16,450,000), Berkshire Hathaway Life Insurance Company of Nebraska (5,250,000), Berkshire Hathaway Specialty Insurance Company (15,146,100), BH Finance LLC (6,812,857), Brilliant National Services, Inc. (194,000), California Insurance Company (575,000), Central States Indemnity Co. of Omaha (1,485,000), Columbia Insurance Company (74,533,819), Commercial Casualty Insurance Company (190,000), Continental Indemnity Company (126,000), Cypress Insurance Company (820,000), EastGUARD Insurance Company (97,000), Finial Reinsurance Company (1,160,000), First Berkshire Hathaway Life Insurance Company (53,500), F4 · ownership.nature: Continued from footnote 3: Government Employees Insurance Company (26,646,700), GEICO Advantage Insurance Company (350,000), GEICO Casualty Company (1,776,000), GEICO Choice Insurance Company (350,000), GEICO Indemnity Company (6,596,500), GEICO Marine Insurance Company (186,000), GEICO Secure Insurance Company (350,000), General Re Life Corporation (2,165,000), General Reinsurance Corporation (20,715,200), General Star Indemnity Company (1,432,000), General Star National Insurance Company (113,000), Genesis Insurance Company (170,000), The Medical Protective Company (9,272,000), Mount Vernon Fire Insurance Company (1,722,600), National Fire & Marine Insurance Company (55,776,330), National Indemnity Company (229,158,757), National Liability & Fire Insurance Company (2,788,000), Nebraska Furniture Mart, Inc. (1,609,720), National Indemnity Company of Mid America (404,000), National Indemnity Company of the South (460,000), NorGUARD Insurance Company (485,000), F5 · ownership.nature: Continued from footnote 4: Oak River Insurance Company (383,000), Old United Casualty Company (778,000), Precision Steel Warehouse, Inc. (800,000), Princeton Insurance Company (995,000), Radnor Specialty Insurance Company (48,000), Redwood Fire and Casualty Insurance Company (1,475,940), The Fechheimer Brothers Company (1,700,000), United States Liability Insurance Company (1,030,000), U.S. Underwriters Insurance Company (275,000), and WestGUARD Insurance Company (620,000). In order to avoid double counting, shares of Common Stock reported as being owned by each of these subsidiaries only reflect shares that are owned directly by such subsidiary, and do not reflect any shares that such subsidiary may be deemed to beneficially own by virtue of ownership or control of any other subsidiary otherwise reported in this Form 4. F6 · ownership.nature: Continued from footnote 5: As Berkshire is in the chain of ownership of each subsidiary listed above, it may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Common Stock presently directly owned by such subsidiaries. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Common Stock presently owned by each of these subsidiaries. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 22:15 UTC |
BERKSHIRE HATHAWAY INC10% owner
BUFFETT WARREN E10% owner
|
SaleCommon Stock | 1,305,528 | $54.71 | $71,427,134.07 |
DisclosureSEC source: 0001209191-17-026722 · doc4.xml · nonDerivative · entry 2 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes. Disclosed balance after: 502,993,942 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.32 to $55.24, inclusive. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (7) and (8) to this Form 4. F3 · ownership.nature: 497,165,023 of the total reported securities are owned directly by the following subsidiaries of Berkshire Hathaway Inc. ("Berkshire"): AmGUARD Insurance Company (229,500), Atlanta International Insurance Company (57,000), Berkshire Hathaway Assurance Corporation (3,033,500), Berkshire Hathaway Direct Insurance Company (320,000), Berkshire Hathaway Homestate Insurance Company (16,450,000), Berkshire Hathaway Life Insurance Company of Nebraska (5,250,000), Berkshire Hathaway Specialty Insurance Company (15,146,100), BH Finance LLC (6,812,857), Brilliant National Services, Inc. (194,000), California Insurance Company (575,000), Central States Indemnity Co. of Omaha (1,485,000), Columbia Insurance Company (74,533,819), Commercial Casualty Insurance Company (190,000), Continental Indemnity Company (126,000), Cypress Insurance Company (820,000), EastGUARD Insurance Company (97,000), Finial Reinsurance Company (1,160,000), First Berkshire Hathaway Life Insurance Company (53,500), F4 · ownership.nature: Continued from footnote 3: Government Employees Insurance Company (26,646,700), GEICO Advantage Insurance Company (350,000), GEICO Casualty Company (1,776,000), GEICO Choice Insurance Company (350,000), GEICO Indemnity Company (6,596,500), GEICO Marine Insurance Company (186,000), GEICO Secure Insurance Company (350,000), General Re Life Corporation (2,165,000), General Reinsurance Corporation (20,715,200), General Star Indemnity Company (1,432,000), General Star National Insurance Company (113,000), Genesis Insurance Company (170,000), The Medical Protective Company (9,272,000), Mount Vernon Fire Insurance Company (1,722,600), National Fire & Marine Insurance Company (55,776,330), National Indemnity Company (229,158,757), National Liability & Fire Insurance Company (2,788,000), Nebraska Furniture Mart, Inc. (1,609,720), National Indemnity Company of Mid America (404,000), National Indemnity Company of the South (460,000), NorGUARD Insurance Company (485,000), F5 · ownership.nature: Continued from footnote 4: Oak River Insurance Company (383,000), Old United Casualty Company (778,000), Precision Steel Warehouse, Inc. (800,000), Princeton Insurance Company (995,000), Radnor Specialty Insurance Company (48,000), Redwood Fire and Casualty Insurance Company (1,475,940), The Fechheimer Brothers Company (1,700,000), United States Liability Insurance Company (1,030,000), U.S. Underwriters Insurance Company (275,000), and WestGUARD Insurance Company (620,000). In order to avoid double counting, shares of Common Stock reported as being owned by each of these subsidiaries only reflect shares that are owned directly by such subsidiary, and do not reflect any shares that such subsidiary may be deemed to beneficially own by virtue of ownership or control of any other subsidiary otherwise reported in this Form 4. F6 · ownership.nature: Continued from footnote 5: As Berkshire is in the chain of ownership of each subsidiary listed above, it may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Common Stock presently directly owned by such subsidiaries. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Common Stock presently owned by each of these subsidiaries. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 16:38 UTC |
Dean Lloyd HDirector
|
GrantPhantom Stock Units · Derivative | 354.8329 | $55.66 | $19,750.00 |
DisclosureSEC source: 0001127602-17-013735 · form4.xml · derivative · entry 4 Dean Lloyd H · CIK 0001332215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,181.0367 Underlying: Common Stock, $1 2/3 Par Value · 354.8329 shares Expires not disclosed F2 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Company common stock. F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 16:43 UTC |
SANGER STEPHEN WDirector
|
GrantPhantom Stock Units · Derivative | 2,043.658 | $55.66 | $113,750.00 |
DisclosureSEC source: 0001127602-17-013737 · form4.xml · derivative · entry 3 SANGER STEPHEN W · CIK 0001204994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,072.967 Underlying: Common Stock, $1 2/3 Par Value · 2,043.658 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 16:49 UTC |
SARGENT RONALDDirector
|
GrantPhantom Stock Units · Derivative | 256.1804 | $55.66 | $14,259.00 |
DisclosureSEC source: 0001127602-17-013741 · form4.xml · derivative · entry 2 SARGENT RONALD · CIK 0001180656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,014.1804 Underlying: Common Stock, $1 2/3 Par Value · 256.1804 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 16:58 UTC |
BAKER JOHN D IIDirector
|
GrantPhantom Stock Units · Derivative | 875.8534 | $55.66 | $48,750.00 |
DisclosureSEC source: 0001127602-17-013745 · form4.xml · derivative · entry 5 BAKER JOHN D II · CIK 0001190089 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,371.3214 Underlying: Common Stock, $1 2/3 Par Value · 875.8534 shares Expires not disclosed F2 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock. F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| March 31, 2017 Filed Jul 18, 2017 17:01 UTC |
LEVY RICHARDExecutive VP & Controller
|
GiftCommon Stock, $1 2/3 Par Value | 28,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-023731 · form4.xml · nonDerivative · entry 2 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Indirect · Through RL & DL Trust Disclosed balance after: 162,222 Read SEC document |
| March 31, 2017 Filed Jul 18, 2017 17:01 UTC |
LEVY RICHARDExecutive VP & Controller
|
GiftCommon Stock, $1 2/3 Par Value | 28,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-023731 · form4.xml · nonDerivative · entry 1 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366 Read SEC document |
| March 29, 2017 Filed Apr 21, 2017 23:27 UTC |
Shrewsberry John R.Senior Executive VP & CFO
|
GiftCommon Stock, $1 2/3 Par Value | 3,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015308 · form4.xml · nonDerivative · entry 4 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 318,161 Read SEC document |
| March 29, 2017 Filed Apr 21, 2017 23:27 UTC |
Shrewsberry John R.Senior Executive VP & CFO
|
GiftCommon Stock, $1 2/3 Par Value | 3,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015308 · form4.xml · nonDerivative · entry 3 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 23, 2017 Filed Apr 28, 2017 19:13 UTC |
Modjtabai AvidSr. Executive Vice President
|
GiftCommon Stock, $1 2/3 Par Value | 47,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015839 · form4.xml · nonDerivative · entry 2 Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Trust Disclosed balance after: 489,824 Read SEC document |
| March 23, 2017 Filed Apr 28, 2017 19:13 UTC |
Modjtabai AvidSr. Executive Vice President
|
GiftCommon Stock, $1 2/3 Par Value | 47,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015839 · form4.xml · nonDerivative · entry 1 Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 23, 2017 Filed May 2, 2017 16:43 UTC |
Hardison Hope A.Sr. Executive Vice President
|
GiftCommon Stock, $1 2/3 Par Value | 18,331 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-016260 · form4.xml · nonDerivative · entry 2 Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 109,573 Read SEC document |
| March 23, 2017 Filed May 2, 2017 16:43 UTC |
Hardison Hope A.Sr. Executive Vice President
|
GiftCommon Stock, $1 2/3 Par Value | 18,331 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-016260 · form4.xml · nonDerivative · entry 1 Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109.408 Read SEC document |
| March 22, 2017 Filed Jun 9, 2017 18:52 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
GiftCommon Stock, $1 2/3 Par Value | 54,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-021048 · form4.xml · nonDerivative · entry 2 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Trust Disclosed balance after: 365,743 Read SEC document |
| March 22, 2017 Filed Jun 9, 2017 18:52 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
GiftCommon Stock, $1 2/3 Par Value | 54,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-021048 · form4.xml · nonDerivative · entry 1 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 21, 2017 Filed Apr 21, 2017 23:27 UTC |
Shrewsberry John R.Senior Executive VP & CFO
|
GiftCommon Stock, $1 2/3 Par Value | 37,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015308 · form4.xml · nonDerivative · entry 2 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 314,419 Read SEC document |
| March 21, 2017 Filed Apr 21, 2017 23:27 UTC |
Shrewsberry John R.Senior Executive VP & CFO
|
GiftCommon Stock, $1 2/3 Par Value | 37,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015308 · form4.xml · nonDerivative · entry 1 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,742 Read SEC document |
| March 21, 2017 Filed Jun 2, 2017 17:57 UTC |
Loughlin Michael JSr. Executive Vice President
|
GiftCommon Stock, $1 2/3 Par Value | 23,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-020226 · form4.xml · nonDerivative · entry 2 Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 295,963.179 Read SEC document |
| March 21, 2017 Filed Jun 2, 2017 17:57 UTC |
Loughlin Michael JSr. Executive Vice President
|
GiftCommon Stock, $1 2/3 Par Value | 23,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-020226 · form4.xml · nonDerivative · entry 1 Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:43 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 849.7724 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012100 · form4.xml · derivative · entry 11 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 849.7727 Underlying: Common Stock, $1 2/3 Par Value · 849.7724 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award. F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:43 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 1,611.5248 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012100 · form4.xml · derivative · entry 10 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 1,611.5248 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:43 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Exercise / conversion2014 Performance Shares · Derivative | 97,277.1836 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012100 · form4.xml · derivative · entry 9 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 97,277.1836 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F6 · derivative.exercise_date: Represents the final number of 2014 Performance Shares earned for the three-year performance period ended December 31, 2016. The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F6 · derivative.expiration_date: Represents the final number of 2014 Performance Shares earned for the three-year performance period ended December 31, 2016. The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:43 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 260.7724 | $58.71 | $15,309.95 |
DisclosureSEC source: 0001127602-17-012100 · form4.xml · nonDerivative · entry 6 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,857 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:43 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 849.7724 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012100 · form4.xml · nonDerivative · entry 5 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,117.7724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Number of shares represents a RSR vesting on 3/15/2017. Original grant date was 2/24/2015. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:43 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 493.5248 | $58.71 | $28,974.84 |
DisclosureSEC source: 0001127602-17-012100 · form4.xml · nonDerivative · entry 4 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,268 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:43 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,611.5248 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012100 · form4.xml · nonDerivative · entry 3 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,761.5248 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2017. Original grant date was 2/25/2014. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:43 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 44,127.1836 | $58.71 | $2,590,706.95 |
DisclosureSEC source: 0001127602-17-012100 · form4.xml · nonDerivative · entry 2 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,150 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:43 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 97,277.1836 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012100 · form4.xml · nonDerivative · entry 1 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,277.1836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2017 upon settlement of a Performance Share award granted on February 25, 2014 for the three-year performance period ended December 31, 2016 (as previously disclosed on a Form 4 filed on March 2, 2017). Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:51 UTC |
Codel Franklin RSr. Executive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 237.6167 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012104 · form4.xml · derivative · entry 14 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475.2332 Underlying: Common Stock, $1 2/3 Par Value · 237.6167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F10 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2017, 3/15/2018, and 3/15/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2015 annual incentive compensation award. F10 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2017, 3/15/2018, and 3/15/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2015 annual incentive compensation award. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:51 UTC |
Codel Franklin RSr. Executive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 4,777.9859 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012104 · form4.xml · derivative · entry 13 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,555.972 Underlying: Common Stock, $1 2/3 Par Value · 4,777.9859 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F9 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 3/15/2016, 3/15/2017, 3/15/2018, and 3/15/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F9 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 3/15/2016, 3/15/2017, 3/15/2018, and 3/15/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:51 UTC |
Codel Franklin RSr. Executive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 5,011.6999 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012104 · form4.xml · derivative · entry 12 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,010.6134 Underlying: Common Stock, $1 2/3 Par Value · 5,011.6999 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F8 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 3/15/2015, 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F8 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 3/15/2015, 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:51 UTC |
Codel Franklin RSr. Executive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 5,627.1713 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012104 · form4.xml · derivative · entry 11 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 5,627.1713 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F7 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 3/15/2014, 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F7 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 3/15/2014, 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:51 UTC |
Codel Franklin RSr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 114.6167 | $58.71 | $6,729.15 |
DisclosureSEC source: 0001127602-17-012104 · form4.xml · nonDerivative · entry 8 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,226 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:51 UTC |
Codel Franklin RSr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 237.6167 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012104 · form4.xml · nonDerivative · entry 7 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,340.6167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Number of shares represents a RSR vesting on 3/15/2017. Original grant date was 2/23/2016. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:51 UTC |
Codel Franklin RSr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 2,291.9859 | $58.71 | $134,562.49 |
DisclosureSEC source: 0001127602-17-012104 · form4.xml · nonDerivative · entry 6 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,103 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:51 UTC |
Codel Franklin RSr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 4,777.9859 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012104 · form4.xml · nonDerivative · entry 5 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,394.9859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Number of shares represents a RSR vesting on 3/15/2017. Original grant date was 2/24/2015. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:51 UTC |
Codel Franklin RSr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 2,403.6999 | $58.71 | $141,121.22 |
DisclosureSEC source: 0001127602-17-012104 · form4.xml · nonDerivative · entry 4 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,617 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:51 UTC |
Codel Franklin RSr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 5,011.6999 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012104 · form4.xml · nonDerivative · entry 3 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,020.6999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a RSR vesting on 3/15/2017. Original grant date was 2/25/2014. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:51 UTC |
Codel Franklin RSr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 2,699.1713 | $58.71 | $158,468.35 |
DisclosureSEC source: 0001127602-17-012104 · form4.xml · nonDerivative · entry 2 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,009 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:51 UTC |
Codel Franklin RSr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 5,627.1713 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012104 · form4.xml · nonDerivative · entry 1 Codel Franklin R · CIK 0001689118 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,708.1713 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2017. Original grant date was 2/26/2013. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 17:01 UTC |
Hardison Hope A.Sr. Executive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 629.1792 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012107 · form4.xml · derivative · entry 8 Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 629.1792 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F7 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. F7 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 17:01 UTC |
Hardison Hope A.Sr. Executive Vice President
|
Exercise / conversion2014 Performance Shares · Derivative | 30,068.0264 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012107 · form4.xml · derivative · entry 7 Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 30,068.0264 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F5 · derivative.exercise_date: Represents the final number of 2014 Performance Shares earned for the three-year performance period ended December 31, 2016. The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F5 · derivative.expiration_date: Represents the final number of 2014 Performance Shares earned for the three-year performance period ended December 31, 2016. The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 17:01 UTC |
Hardison Hope A.Sr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 237.1792 | $58.71 | $13,924.79 |
DisclosureSEC source: 0001127602-17-012107 · form4.xml · nonDerivative · entry 4 Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,440.408 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 17:01 UTC |
Hardison Hope A.Sr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 629.1792 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012107 · form4.xml · nonDerivative · entry 3 Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,677.5872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2017. Original grant date was 2/25/2014. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.