Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2022 Filed Aug 16, 2022 23:03 UTC |
Patel Rahul G.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 14,021 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046088 · doc4.xml · derivative · entry 3 Patel Rahul G. · CIK 0001785783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: 14021 · 14,021 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting. F5 · derivative.exercise_date: The RSUs vested as to 1/3 of the underlying shares on each of August 15, 2020, August 15, 2021 and August 15, 2022. The RSUs were granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy. F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 23:03 UTC |
Patel Rahul G.Director
|
Exercise / conversionCommon Stock | 14,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046088 · doc4.xml · nonDerivative · entry 1 Patel Rahul G. · CIK 0001785783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,751 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On May 20, 2022, the Reporting Person filed Form 5 to report the vesting of 14,021 restricted stock units on August 15, 2021 (the "August 2021 RSUs"). The holdings reported in Table I, Column 5 of Forms 4 filed on January 5, 2022 and February 17, 2022 do not reflect the vesting and settlement of the August 2021 RSUs. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 22:59 UTC |
Johnston CesarChief Executive Officer
|
SaleCommon Stock | 20,304 | $1.45 | $29,440.80 |
DisclosureSEC source: 0001209191-22-046083 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 738,657 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 12, 2022 Filed Aug 16, 2022 22:57 UTC |
DODSON J MICHAELDirector
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046081 · doc4.xml · nonDerivative · entry 1 DODSON J MICHAEL · CIK 0001231559 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · shares: The RSU vests as to 1/3 of the total award on each of August 12, 2023, August 12, 2024 and August 12, 2025, subject to the Reporting Person's continued service to the Issuer through each such date. The RSU was granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. Read SEC document |
| August 12, 2022 Filed Aug 16, 2022 22:56 UTC |
ROBERSON DAVID EARLEDirector
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046080 · doc4.xml · nonDerivative · entry 1 ROBERSON DAVID EARLE · CIK 0001277307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · shares: The RSU vests as to 1/3 of the total award on each of August 12, 2023, August 12, 2024 and August 12, 2025, subject to the Reporting Person's continued service to the Issuer through each such date. The RSU was granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. Read SEC document |
| August 12, 2022 Filed Aug 16, 2022 22:57 UTC |
Au Reynette K.Director
|
GrantCommon Stock | 10,959 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046082 · doc4.xml · nonDerivative · entry 1 Au Reynette K. · CIK 0001787464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,337 F1 · shares: The restricted stock units ("RSUs") vest as to 100% of the award on the first trading day of 2023, subject to the Reporting Person's continued service to the Issuer through such date. The RSUs were granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. Read SEC document |
| July 05, 2022 Filed Jul 6, 2022 18:59 UTC |
MANNINA WILLIAM TActing CFO (Interim)
|
SaleCommon Stock | 14,760 | $0.95 | $13,962.96 |
DisclosureSEC source: 0001209191-22-041380 · doc4.xml · nonDerivative · entry 1 MANNINA WILLIAM T · CIK 0001244163 · Acting CFO (Interim) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,017 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $0.934 and the highest price at which shares were sold was $0.97. The Reporting Person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein. F3 · balance_after: Includes 4,380 shares of Common Stock acquired by the Reporting Person on December 31, 2021 and 14,760 shares of Common Stock acquired by the Reporting Person on June 30, 2022 pursuant to the Issuer's employee stock purchase plan. Read SEC document |
| May 31, 2022 Filed Jun 14, 2022 21:25 UTC |
MANNINA WILLIAM TActing CFO (Interim)
|
GrantCommon Stock | 90,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-036844 · doc4.xml · nonDerivative · entry 1 MANNINA WILLIAM T · CIK 0001244163 · Acting CFO (Interim) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,637 F1 · shares: The restricted stock units ("RSUs") vest as to 1/2 of the the total award on June 1, 2023, and an additional 1/8 of the award will vest upon the completion of each three month period thereafter until the RSUs are fully vested on June 1, 2024, subject the Reporting Person's continued service to the Issuer through each vesting date. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement. Read SEC document |
| May 13, 2022 Filed May 17, 2022 16:32 UTC |
MANNINA WILLIAM TActing CFO (Interim)
|
SaleCommon Stock | 890 | $0.89 | $794.77 |
DisclosureSEC source: 0001209191-22-029667 · doc4.xml · nonDerivative · entry 1 MANNINA WILLIAM T · CIK 0001244163 · Acting CFO (Interim) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,637 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 02:40 UTC |
Johnston CesarChief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $1.27 | $0.00 |
DisclosureSEC source: 0001209191-22-011082 · doc4.xml · derivative · entry 3 Johnston Cesar · CIK 0001613480 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2032-02-15 F4 · derivative.exercise_date: The option will vest as to 50% of the award on 12/06/2023, and 25% of the award will vest on each of 12/06/2024 and 12/06/2025, subject the Reporting Person's continued service to the Issuer through each vesting date. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 02:40 UTC |
Johnston CesarChief Executive Officer
|
GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-011082 · doc4.xml · nonDerivative · entry 2 Johnston Cesar · CIK 0001613480 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 758,961 F2 · shares: Represents restricted stock units ("RSUs") that will vest as to 1/3 of the award on 12/06/2022, with the remaining 2/3 of the award vesting quarterly in equal increments until the RSUs are fully vested on 12/06/2024, subject the Reporting Person's continued service to the Issuer through each vesting date. F3 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:41 UTC |
MANNINA WILLIAM TActing CFO (Interim)
|
SaleCommon Stock | 1,050 | $1.23 | $1,291.50 |
DisclosureSEC source: 0001209191-22-011083 · doc4.xml · nonDerivative · entry 1 MANNINA WILLIAM T · CIK 0001244163 · Acting CFO (Interim) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,527 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 15, 2022 Filed Feb 18, 2022 02:40 UTC |
Johnston CesarChief Executive Officer
|
SaleCommon Stock | 13,181 | $1.23 | $16,212.63 |
DisclosureSEC source: 0001209191-22-011082 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608,961 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 15, 2022 Filed Feb 18, 2022 02:39 UTC |
Sahejpal NeerajSenior VP, Product Marketing
|
SaleCommon Stock | 10,704 | $1.23 | $13,165.92 |
DisclosureSEC source: 0001209191-22-011081 · doc4.xml · nonDerivative · entry 1 Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,087 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 02, 2022 Filed Feb 3, 2022 19:04 UTC |
MANNINA WILLIAM TActing CFO (Interim)
|
SaleCommon Stock | 15,113 | $1.09 | $16,473.17 |
DisclosureSEC source: 0001209191-22-006981 · doc4.xml · nonDerivative · entry 1 MANNINA WILLIAM T · CIK 0001244163 · Acting CFO (Interim) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,577 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 00:03 UTC |
Johnston CesarChief Executive Officer
|
SaleCommon Stock | 84,449 | $1.09 | $92,049.41 |
DisclosureSEC source: 0001209191-22-006977 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,992 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 00:05 UTC |
Sahejpal NeerajSenior VP, Product Marketing
|
SaleCommon Stock | 74,015 | $1.09 | $80,676.35 |
DisclosureSEC source: 0001209191-22-006986 · doc4.xml · nonDerivative · entry 1 Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,731 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 02, 2022 Filed Feb 8, 2022 16:19 UTC Amendment |
MANNINA WILLIAM TActing CFO (Interim)
|
SaleCommon Stock | 15,113 | $1.09 | $16,473.17 |
DisclosureSEC source: 0001209191-22-007746 · doc4a.xml · nonDerivative · entry 1 MANNINA WILLIAM T · CIK 0001244163 · Acting CFO (Interim) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,577 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. F2 · balance_after: This amendment to Form 4 filed on February 3, 2022 reflects a correction to the total number of shares beneficially owned following the reported transaction. Read SEC document |
| February 02, 2022 Filed Feb 8, 2022 21:20 UTC Amendment |
Sahejpal NeerajSenior VP, Product Marketing
|
SaleCommon Stock | 74,015 | $1.09 | $80,676.35 |
DisclosureSEC source: 0001209191-22-007747 · doc4a.xml · nonDerivative · entry 1 Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,791 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. F2 · balance_after: This amendment to Form 4 filed on February 3, 2022 reflects a correction to the total number of shares beneficially owned following the reported transaction. Read SEC document |
| February 02, 2022 Filed Feb 8, 2022 21:18 UTC Amendment |
Johnston CesarChief Executive Officer
|
SaleCommon Stock | 84,449 | $1.09 | $92,049.41 |
DisclosureSEC source: 0001209191-22-007744 · doc4a.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 622,142 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. F2 · balance_after: This amendment to Form 4 filed on February 3, 2022 reflects a correction to the total number of shares beneficially owned following the reported transaction. Read SEC document |
| January 29, 2022 Filed Feb 8, 2022 16:16 UTC |
MANNINA WILLIAM TActing CFO (Interim)
|
GrantCommon Stock | 36,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-007738 · doc4.xml · nonDerivative · entry 1 MANNINA WILLIAM T · CIK 0001244163 · Acting CFO (Interim) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,690 F1 · shares: Represents shares earned by the Reporting Person as a result of the vesting of performance stock units granted to the Reporting Person on March 21, 2021. F2 · balance_after: On February 2, 2022, following the transaction reported in this Form 4, the Reporting Person sold 15,113 shares of common stock (the "Shares") as reported in Form 4 filed February 3, 2022. The total number of shares reported in Table I, Column 5 of this Form 4 does not reflect the sale of the Shares. Read SEC document |
| January 29, 2022 Filed Feb 8, 2022 21:17 UTC |
Sahejpal NeerajSenior VP, Product Marketing
|
GrantCommon Stock | 135,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-007741 · doc4.xml · nonDerivative · entry 1 Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,806 F1 · shares: Represents shares earned by the Reporting Person as a result of the vesting of performance stock units granted to the Reporting Person on March 21, 2021. F2 · balance_after: On February 2, 2022, following the transaction reported in this Form 4, the Reporting Person sold 74,015 shares of common stock (the "Shares") as reported in Form 4 filed February 3, 2022. The total number of shares reported in Table I, Column 5 of this Form 4 does not reflect the sale of the Shares. Read SEC document |
| January 29, 2022 Filed Feb 8, 2022 21:16 UTC |
Johnston CesarChief Executive Officer
|
GrantCommon Stock | 164,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-007737 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 706,591 F1 · shares: Represents shares earned by the Reporting Person as a result of the vesting of performance stock units granted to the Reporting Person on March 21, 2021. F2 · balance_after: On February 2, 2022, following the transaction reported in this Form 4, the Reporting Person sold 84,449 shares of common stock (the "Shares") as reported in Form 4 filed February 3, 2022. The total number of shares reported in Table I, Column 5 of this Form 4 does not reflect the sale of the Shares. Read SEC document |
| January 04, 2022 Filed Jan 5, 2022 23:04 UTC |
Patel Rahul G.Director
|
SaleCommon Stock | 13,000 | $1.32 | $17,160.00 |
DisclosureSEC source: 0001209191-22-001920 · doc4.xml · nonDerivative · entry 1 Patel Rahul G. · CIK 0001785783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,709 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 18:02 UTC |
MANNINA WILLIAM TActing CFO (Interim)
|
SaleCommon Stock | 902 | $1.32 | $1,190.64 |
DisclosureSEC source: 0001209191-22-001916 · doc4.xml · nonDerivative · entry 1 MANNINA WILLIAM T · CIK 0001244163 · Acting CFO (Interim) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,690 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 23:03 UTC |
Sahejpal NeerajSenior VP, Product Marketing
|
SaleCommon Stock | 5,082 | $1.32 | $6,708.24 |
DisclosureSEC source: 0001209191-22-001917 · doc4.xml · nonDerivative · entry 1 Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,746 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 23:01 UTC |
Johnston CesarActing CEO
|
SaleCommon Stock | 6,462 | $1.32 | $8,529.84 |
DisclosureSEC source: 0001209191-22-001910 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · Acting CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 542,441 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| January 03, 2022 Filed Feb 17, 2022 21:46 UTC |
FAIRFAX DANIEL WDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-011089 · doc4.xml · nonDerivative · entry 2 FAIRFAX DANIEL W · CIK 0001281634 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,063 F1 · shares: The restricted stock units ("RSUs") vest as to 100% of the award on January 3, 2023, subject to the Reporting Person's continued service to the Issuer through such date. The RSUs were granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. Read SEC document |
| January 03, 2022 Filed Feb 17, 2022 21:46 UTC |
FAIRFAX DANIEL WDirector
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-011089 · doc4.xml · nonDerivative · entry 1 FAIRFAX DANIEL W · CIK 0001281634 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,063 F1 · shares: The restricted stock units ("RSUs") vest as to 100% of the award on January 3, 2023, subject to the Reporting Person's continued service to the Issuer through such date. The RSUs were granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. Read SEC document |
| January 03, 2022 Filed Feb 18, 2022 02:44 UTC |
BAYLESS KATHLEEN ADirector
|
GrantCommon Stock | 11,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-011085 · doc4.xml · nonDerivative · entry 1 BAYLESS KATHLEEN A · CIK 0001230569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,187 F1 · shares: The restricted stock units ("RSUs") vest as to 100% of the award on January 3, 2023, subject to the Reporting Person's continued service to the Issuer through such date. The RSUs were granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. Read SEC document |
| January 03, 2022 Filed Feb 18, 2022 02:45 UTC |
Patel Rahul G.Director
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-011088 · doc4.xml · nonDerivative · entry 1 Patel Rahul G. · CIK 0001785783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,709 F1 · shares: The restricted stock units ("RSUs") vest as to 100% of the award on January 3, 2023, subject to the Reporting Person's continued service to the Issuer through such date. The RSUs were granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. Read SEC document |
| January 03, 2022 Filed Feb 18, 2022 02:44 UTC |
Wilkerson SherylDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-011086 · doc4.xml · nonDerivative · entry 1 Wilkerson Sheryl · CIK 0001829429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,960 F1 · shares: The restricted stock units ("RSUs") vest as to 100% of the award on January 3, 2023, subject to the Reporting Person's continued service to the Issuer through such date. The RSUs were granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. Read SEC document |
| January 03, 2022 Filed Feb 18, 2022 02:43 UTC |
Au Reynette K.Director
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-011084 · doc4.xml · nonDerivative · entry 1 Au Reynette K. · CIK 0001787464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,378 F1 · shares: The restricted stock units ("RSUs") vest as to 100% of the award on January 3, 2023, subject to the Reporting Person's continued service to the Issuer through such date. The RSUs were granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 19:35 UTC |
MANNINA WILLIAM TActing CFO (Interim)
|
SaleCommon Stock | 1,265 | $1.87 | $2,365.55 |
DisclosureSEC source: 0001209191-21-065298 · doc4.xml · nonDerivative · entry 1 MANNINA WILLIAM T · CIK 0001244163 · Acting CFO (Interim) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,952 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 00:38 UTC |
Sahejpal NeerajSenior VP, Product Marketing
|
SaleCommon Stock | 15,418 | $1.87 | $28,831.66 |
DisclosureSEC source: 0001209191-21-065300 · doc4.xml · nonDerivative · entry 1 Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,828 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 00:36 UTC |
Johnston CesarActing CEO
|
SaleCommon Stock | 18,739 | $1.87 | $35,041.93 |
DisclosureSEC source: 0001209191-21-065299 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · Acting CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 548,903 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| October 17, 2021 Filed Oct 19, 2021 19:07 UTC |
MANNINA WILLIAM TActing CFO (Interim)
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061017 · doc4.xml · nonDerivative · entry 2 MANNINA WILLIAM T · CIK 0001244163 · Acting CFO (Interim) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,857 F3 · shares: The RSUs will vest as to 100% of the award on August 16, 2023, subject the Reporting Person's continued service to the Issuer through such date. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement. Read SEC document |
| October 17, 2021 Filed Oct 19, 2021 19:07 UTC |
MANNINA WILLIAM TActing CFO (Interim)
|
GrantCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061017 · doc4.xml · nonDerivative · entry 1 MANNINA WILLIAM T · CIK 0001244163 · Acting CFO (Interim) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,857 F1 · shares: The restricted stock units ("RSUs") vest as to 1/3 of the the total award on August 15, 2022, and an additional 1/12 of the award will vest upon the completion of each three month period thereafter until the RSUs are fully vested on August 15, 2024, subject the Reporting Person's continued service to the Issuer through each vesting date. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement. Read SEC document |
| October 17, 2021 Filed Oct 19, 2021 23:06 UTC |
Sahejpal NeerajSenior VP, Product Marketing
|
GrantCommon Stock | 96,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061016 · doc4.xml · nonDerivative · entry 1 Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,246 F1 · shares: The restricted stock units ("RSUs") vest as to 1/3 of the the total award on August 15, 2022, and an additional 1/12 of the award will vest upon the completion of each three month period thereafter until the RSUs are fully vested on August 15, 2024, subject the Reporting Person's continued service to the Issuer through each vesting date. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement. Read SEC document |
| October 17, 2021 Filed Oct 19, 2021 23:05 UTC |
Johnston CesarActing CEO
|
GrantCommon Stock | 137,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061015 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · Acting CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 567,642 F1 · shares: The restricted stock units ("RSUs") vest as to 1/3 of the the total award on August 15, 2022, and an additional 1/12 of the award will vest upon the completion of each three month period thereafter until the RSUs are fully vested on August 15, 2024, subject the Reporting Person's continued service to the Issuer through each vesting date. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 20:49 UTC |
MANNINA WILLIAM TActing CFO (Interim)
|
SaleCommon Stock | 556 | $2.15 | $1,195.40 |
DisclosureSEC source: 0001209191-21-058004 · doc4.xml · nonDerivative · entry 1 MANNINA WILLIAM T · CIK 0001244163 · Acting CFO (Interim) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,857 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| August 15, 2021 Filed May 21, 2022 01:25 UTC |
Patel Rahul G.Director
|
Exercise / conversionRestricted stock units · Derivative | 14,021 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031222 · doc5.xml · derivative · entry 2 Patel Rahul G. · CIK 0001785783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,021 Underlying: Common Stock · 14,021 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement. F4 · derivative.exercise_date: The RSUs vest as to 1/3 of the total shares annually on the first three anniversaries of August 15, 2019. F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| August 15, 2021 Filed May 21, 2022 01:25 UTC |
Patel Rahul G.Director
|
Exercise / conversionCommon Stock | 14,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031222 · doc5.xml · nonDerivative · entry 1 Patel Rahul G. · CIK 0001785783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement. F2 · balance_after: Includes 25,000 shares subject to unvested restricted stock units ("RSUs"). F3 · balance_after: The total number of shares reported in Table I, Column 5 of Form 4 filed on each of January 5, 2022 and February 17, 2022 was understated by 14,021 shares. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 21:06 UTC |
Sereda Brian JSenior Vice President & CFO
|
SaleCommon Stock | 15,735 | $2.39 | $37,606.65 |
DisclosureSEC source: 0001209191-21-052107 · doc4.xml · nonDerivative · entry 1 Sereda Brian J · CIK 0001366294 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,237 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 13, 2021 Filed Aug 18, 2021 01:46 UTC |
Johnston CesarActing CEO
|
SaleCommon Stock | 21,213 | $2.39 | $50,699.07 |
DisclosureSEC source: 0001209191-21-052127 · doc4.xml · nonDerivative · entry 1 Johnston Cesar · CIK 0001613480 · Acting CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,642 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 13, 2021 Filed Aug 18, 2021 01:05 UTC |
Sahejpal NeerajSenior VP, Product Marketing
|
SaleCommon Stock | 15,265 | $2.39 | $36,483.35 |
DisclosureSEC source: 0001209191-21-052106 · doc4.xml · nonDerivative · entry 1 Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,396 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 13, 2021 Filed Aug 18, 2021 01:04 UTC |
Patel Rahul G.Director
|
SaleCommon Stock | 7,291 | $2.39 | $17,425.49 |
DisclosureSEC source: 0001209191-21-052105 · doc4.xml · nonDerivative · entry 1 Patel Rahul G. · CIK 0001785783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,709 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 21:23 UTC |
Sahejpal NeerajSenior VP, Product Marketing
|
SaleCommon Stock | 25,000 | $2.51 | $62,662.50 |
DisclosureSEC source: 0001209191-21-050004 · doc4.xml · nonDerivative · entry 1 Sahejpal Neeraj · CIK 0001700213 · Senior VP, Product Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,661 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $2.50 and the highest price at which shares were sold was $2.525. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein. Read SEC document |
| July 23, 2021 Filed Jul 27, 2021 23:22 UTC |
BAYLESS KATHLEEN ADirector
|
GrantCommon Stock | 37,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-048354 · doc4.xml · nonDerivative · entry 1 BAYLESS KATHLEEN A · CIK 0001230569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,091 F1 · shares: The restricted stock units ("RSUs") vest as to 1/3 of the total award on each of July 23, 2022, July 23, 2023 and July 23, 2024, subject to the Reporting Person's continued service to the Issuer through each such date. The RSU was granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. Read SEC document |
| July 23, 2021 Filed Jul 31, 2021 00:19 UTC |
Johnston CesarCOO & EVP, Engineering
|
SaleCommon Stock | 25,690 | $2.35 | $60,371.50 |
DisclosureSEC source: 0001209191-21-048976 · doc4.xml · nonDerivative · entry 2 Johnston Cesar · CIK 0001613480 · COO & EVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,855 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the acquisition of stock reported on this Form 4 pursuant to the satisfaction of performance criteria. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.