Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Carney Technology Acquisition Corp. IICTAQ · Entity 144599 | Director · CEO, CFO & COB | December 09, 2020 | December 10, 2020 |
| Energous CorpWATT · Entity 7121 | Director | August 17, 2026 | August 18, 2026 |
| QUANTUM CORP /DE/QTM · Entity 4987 | Director | April 01, 2017 | April 03, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Carney Technology Acquisition Corp. II
Report date December 09, 2020 · Filed December 10, 2020
This filing explicitly reported no securities owned.
Energous Corp
Report date August 17, 2026 · Filed August 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,015 |
Reported balance
After 2026-08-17 transaction · row 1
1 source rowRow 1 · 2026-08-17 · Grant · Acquired 8,050 · Balance 11,015 F1: Represents an award of restricted stock units ("RSUs") that vests in four equal quarterly installments from the grant date, subject to the reporting person's continued service to the issuer on each vesting date. Each RSU represents the contingent right to receive one share of the issuer's common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of restricted stock units ("RSUs") that vests in four equal quarterly installments from the grant date, subject to the reporting person's continued service to the issuer on each vesting date. Each RSU represents the contingent right to receive one share of the issuer's common stock.
QUANTUM CORP /DE/
Report date April 01, 2017 · Filed April 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 431,784 |
Reported balance
After 2017-04-01 transaction · row 1
1 source rowRow 1 · 2017-04-01 · Grant · Acquired 50,000 · Balance 431,784 F1: Upon the resignation of Mr. Roberson from Quantum Corporation's board of directors in accordance with Section 1(j) of the Settlement Agreement, dated as of March 2, 2017, between the Company and Viex Capital Advisors LLC, Mr. Roberson's Restricted Stock Units will vest in full immediately upon such resignation. If Mr. Roberson resigns for any other reason or is removed from the Board prior to the vesting in full of this grant, Mr. Roberson shall forfeit the entirety of the grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon the resignation of Mr. Roberson from Quantum Corporation's board of directors in accordance with Section 1(j) of the Settlement Agreement, dated as of March 2, 2017, between the Company and Viex Capital Advisors LLC, Mr. Roberson's Restricted Stock Units will vest in full immediately upon such resignation. If Mr. Roberson resigns for any other reason or is removed from the Board prior to the vesting in full of this grant, Mr. Roberson shall forfeit the entirety of the grant.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BROCADE COMMUNICATIONS SYSTEMS INC
Report date November 17, 2017 · Filed November 21, 2017
Section 16 reporting ended · disclosed 2017-11-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-11-17 transaction · row 1
1 source rowRow 1 · 2017-11-17 · Disposition to issuer · Disposed 102,987 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of November 2, 2016 (the "Merger Agreement"), by and among Brocade Communications Systems, Inc. (the "Company"), Broadcom Limited, a limited company organized under the laws of the Republic of Singapore ("Ultimate Parent"), Broadcom Corporation, a California corporation and an indirect subsidiary of Ultimate Parent, and Bobcat Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), as assigned by Broadcom Corporation to LSI Corporation, a Delaware corporation ("Parent"), on November 17, 2017, Merger Sub merged with and into the Company (the "Merger"), and in connection therewith the Reporting Person disposed of these shares in exchange for $12.75 per share, without interest. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-11-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-11-17 · Disposition to issuer · Disposed 16,013 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Company common stock. F3: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of November 2, 2016 (the "Merger Agreement"), by and among Brocade Communications Systems, Inc. (the "Company"), Broadcom Limited, a limited company organized under the laws of the Republic of Singapore ("Ultimate Parent"), Broadcom Corporation, a California corporation and an indirect subsidiary of Ultimate Parent, and Bobcat Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), as assigned by Broadcom Corporation to LSI Corporation, a Delaware corporation ("Parent"), on November 17, 2017, Merger Sub merged with and into the Company (the "Merger"), and in connection therewith the Reporting Person disposed of these shares in exchange for $12.75 per share, without interest.
F2: Each restricted stock unit represents a contingent right to receive one share of Company common stock.
F3: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 17, 2026 Filed Aug 18, 2026 21:29 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 8,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-007180 · doc4.xml · nonDerivative · entry 1 ROBERSON DAVID EARLE · CIK 0001277307 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,015 F1 · shares: Represents an award of restricted stock units ("RSUs") that vests in four equal quarterly installments from the grant date, subject to the reporting person's continued service to the issuer on each vesting date. Each RSU represents the contingent right to receive one share of the issuer's common stock. Read SEC document |
| January 12, 2026 Filed Jan 14, 2026 23:35 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 2,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-000605 · doc4.xml · nonDerivative · entry 1 ROBERSON DAVID EARLE · CIK 0001277307 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,965 F1 · shares: Represents a grant of restricted stock units under the issuer's director compensation program. The restricted stock units vest in full on January 12, 2027, provided that the reporting person remains in continuous service with the issuer as of the vesting date. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock. F2 · balance_after: The amount shown is adjusted to reflect a 1 for 30 reverse stock split by the issuer on August 11, 2025. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 21:01 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 2,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-000332 · doc4.xml · nonDerivative · entry 1 ROBERSON DAVID EARLE · CIK 0001277307 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,486 F1 · shares: TRepresents a grant of restricted stock units under the issuer's director compensation program. The restricted stock units vest in full on January 2, 2026, provided that the reporting person remains in continuous service with the issuer as of the vesting date. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:09 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000755 · doc4.xml · nonDerivative · entry 1 ROBERSON DAVID EARLE · CIK 0001277307 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,236 F1 · shares: The restricted stock units ("RSUs") vest as to 100% of the award on January 2, 2025, subject to the Reporting Person's continued service to the Issuer through such date. The RSUs were granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. F3 · balance_after: The Reporting Person's holdings have been adjusted to reflect the 1-for-20 reverse stock split of the Issuer's common stock that became effective on August 16, 2023. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 21:45 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 9,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-001901 · doc4.xml · nonDerivative · entry 1 ROBERSON DAVID EARLE · CIK 0001277307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,726 F1 · shares: The restricted stock units ("RSUs") vest as to 100% of the award on January 2, 2024, subject to the Reporting Person's continued service to the Issuer through such date. The RSUs were granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. Read SEC document |
| August 12, 2022 Filed Aug 16, 2022 22:56 UTC | Energous Corp WATT · Entity 7121 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046080 · doc4.xml · nonDerivative · entry 1 ROBERSON DAVID EARLE · CIK 0001277307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · shares: The RSU vests as to 1/3 of the total award on each of August 12, 2023, August 12, 2024 and August 12, 2025, subject to the Reporting Person's continued service to the Issuer through each such date. The RSU was granted to the reporting person pursuant to the Company's Non-employee Director Compensation Policy. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 17:24 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Disposition to issuerRestricted Stock Unit · Derivative | 16,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-062140 · doc4.xml · derivative · entry 2 ROBERSON DAVID EARLE · CIK 0001277307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,013 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Company common stock. F3 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75. F3 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75. F3 · balance_after: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 17:24 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Disposition to issuerCommon Stock | 102,987 | $12.75 | $1,313,084.25 |
DisclosureSEC source: 0001209191-17-062140 · doc4.xml · nonDerivative · entry 1 ROBERSON DAVID EARLE · CIK 0001277307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of November 2, 2016 (the "Merger Agreement"), by and among Brocade Communications Systems, Inc. (the "Company"), Broadcom Limited, a limited company organized under the laws of the Republic of Singapore ("Ultimate Parent"), Broadcom Corporation, a California corporation and an indirect subsidiary of Ultimate Parent, and Bobcat Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), as assigned by Broadcom Corporation to LSI Corporation, a Delaware corporation ("Parent"), on November 17, 2017, Merger Sub merged with and into the Company (the "Merger"), and in connection therewith the Reporting Person disposed of these shares in exchange for $12.75 per share, without interest. Read SEC document |
| April 11, 2017 Filed Apr 13, 2017 10:00 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | GrantCommon Stock | 16,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001009626-17-000040 · wf-form4_149209202452447.xml · nonDerivative · entry 1 ROBERSON DAVID EARLE · CIK 0001277307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,987 F1 · shares: Represents an automatic non-discretionary annual grant of restricted stock units that will vest in full no later than April 11, 2018 subject to the terms of the 2009 Director Plan, as amended. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. F2 · balance_after: Amount of securities beneficially owned includes 16,013 unvested restricted stock units. Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 20:06 UTC | QUANTUM CORP /DE/ QTM · Entity 4987 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024119 · doc4.xml · nonDerivative · entry 1 ROBERSON DAVID EARLE · CIK 0001277307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 431,784 F1 · shares: Upon the resignation of Mr. Roberson from Quantum Corporation's board of directors in accordance with Section 1(j) of the Settlement Agreement, dated as of March 2, 2017, between the Company and Viex Capital Advisors LLC, Mr. Roberson's Restricted Stock Units will vest in full immediately upon such resignation. If Mr. Roberson resigns for any other reason or is removed from the Board prior to the vesting in full of this grant, Mr. Roberson shall forfeit the entirety of the grant. Read SEC document |
| March 02, 2017 Filed Mar 4, 2017 00:06 UTC | QUANTUM CORP /DE/ QTM · Entity 4987 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018038 · doc4.xml · nonDerivative · entry 1 ROBERSON DAVID EARLE · CIK 0001277307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,784 F1 · shares: Restricted Stock Units will fully vest on March 31, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.