Last 12 months
Inside the activity.
0 purchase rows · 132 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 11 |
| Dec 2025 | 0 | 11 |
| Jan 2026 | 0 | 8 |
| Feb 2026 | 0 | 17 |
| Mar 2026 | 0 | 16 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 10 |
| Jun 2026 | 0 | 10 |
| Jul 2026 | 0 | 14 |
| Aug 2026 | 0 | 13 |
| Sep 2026 | 0 | 8 |
| Oct 2026 | 0 | 10 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2019 Filed Jan 2, 2020 20:08 UTC |
Leroux LilianPresident - Transit
|
Disposition to issuerCommon Stock | 1,250 | $77.93 | $97,406.25 |
DisclosureSEC source: 0001209191-20-000213 · doc4.xml · nonDerivative · entry 2 Leroux Lilian · CIK 0001771367 · President - Transit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 20:08 UTC |
Leroux LilianPresident - Transit
|
Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-000213 · doc4.xml · nonDerivative · entry 1 Leroux Lilian · CIK 0001771367 · President - Transit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock is the economic equivalent of one share of Westinghouse Air Brake Technologies Corporation's common stock. The transactions reported in this Form 4 relate to the settlement of 1,250 shares of phantom stock in cash upon vesting on December 31, 2019 Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 20:04 UTC |
Mastalerz John A JrVP Fin., Corp. Controller, CAO
|
Tax withholdingCommon Stock - Direct | 428 | $77.93 | $33,351.90 |
DisclosureSEC source: 0001209191-20-000210 · doc4.xml · nonDerivative · entry 1 Mastalerz John A Jr · CIK 0001599216 · VP Fin., Corp. Controller, CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,065 F1 · shares: The amount of securities withheld by the Company to discharge withholding tax obligations of the reporting person in connection with the vesting of restricted shares. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 20:06 UTC |
Seitz David M.VP,Sr. Counsel/Asst. Secretary
|
Tax withholdingCommon Stock - Direct | 143 | $77.93 | $11,143.28 |
DisclosureSEC source: 0001209191-20-000211 · doc4.xml · nonDerivative · entry 1 Seitz David M. · CIK 0001378935 · VP,Sr. Counsel/Asst. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,251 F1 · shares: The amount of securities withheld by the Company to discharge withholding tax obligations of the reporting person in connection with the vesting of restricted shares. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 20:03 UTC |
WAHLSTROM SCOTTExec VP, Human Resources
|
Tax withholdingCommon Stock - Direct | 1,130 | $77.93 | $88,055.25 |
DisclosureSEC source: 0001209191-20-000209 · doc4.xml · nonDerivative · entry 1 WAHLSTROM SCOTT · CIK 0001244230 · Exec VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,737 F1 · shares: The amount of securities withheld by the Company to discharge withholding tax obligations of the reporting person in connection with the vesting of restricted shares. Read SEC document |
| December 30, 2019 Filed Feb 19, 2020 12:28 UTC |
KASSLING WILLIAM EDirector
|
GiftCommon Stock | 115,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010419 · doc5.xml · nonDerivative · entry 1 KASSLING WILLIAM E · CIK 0001016648 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Davideco, Inc., a DE corporation Disclosed balance after: 911,654 Read SEC document |
| December 05, 2019 Filed Dec 6, 2019 18:32 UTC |
Klee Ann R.Director
|
GrantCommon Stock - Direct | 816 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-059438 · doc4.xml · nonDerivative · entry 1 Klee Ann R. · CIK 0001796076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,076 F1 · price: FMV of stock on December 5, 2019 was $76.575 per share. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 12:51 UTC |
HOWELL MICHAEL W DDirector
|
SaleCommon Stock - Direct | 717 | $79.30 | $56,858.82 |
DisclosureSEC source: 0001209191-19-057889 · doc4.xml · nonDerivative · entry 1 HOWELL MICHAEL W D · CIK 0001269280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,180.17 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at a prices ranging from $79.30 to $79.33 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| November 20, 2019 Filed Feb 19, 2020 12:32 UTC |
FOSTER LEE B IIDirector
|
GiftCommon Stock | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010420 · doc5.xml · nonDerivative · entry 1 FOSTER LEE B II · CIK 0001215495 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lee B Foster, II Revocable Trust Disclosed balance after: 36,086 Read SEC document |
| August 09, 2019 Filed Aug 12, 2019 21:29 UTC |
GENERAL ELECTRIC CO10% owner
|
SaleSeries A Non-voting Convertible Preferred Stock · Derivative | 1,219.9922 | $202,644.75 | $247,225,015.10 |
DisclosureSEC source: 0000950103-19-010756 · dp111202_4-ge.xml · derivative · entry 2 GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,515,464 shares Expires not disclosed F3 · derivative.exercise_price: The non-voting convertible preferred stock automatically converts (and is not otherwise convertible other than) upon a transfer by the reporting person to a third party. The conversion rate is equal to 2,881.5464 shares of issuer common stock for each share of issuer convertible preferred stock. F1 · derivative.exercise_date: Prior to the sales reported on this Form 4, the shares of issuer common stock and non-voting convertible preferred stock had been subject to the terms of a Shareholders Agreement entered into between the reporting person and the issuer on February 25, 2019, which, among other things, (i) restricted the reporting person from selling or otherwise disposing of any shares of issuer common and non-voting convertible preferred stock during specified time periods and (ii) required the reporting person to sell, transfer or otherwise divest all shares of issuer common stock and non-voting convertible preferred stock by no later than February 25, 2022. F1 · derivative.expiration_date: Prior to the sales reported on this Form 4, the shares of issuer common stock and non-voting convertible preferred stock had been subject to the terms of a Shareholders Agreement entered into between the reporting person and the issuer on February 25, 2019, which, among other things, (i) restricted the reporting person from selling or otherwise disposing of any shares of issuer common and non-voting convertible preferred stock during specified time periods and (ii) required the reporting person to sell, transfer or otherwise divest all shares of issuer common stock and non-voting convertible preferred stock by no later than February 25, 2022. Read SEC document |
| August 09, 2019 Filed Aug 12, 2019 21:29 UTC |
GENERAL ELECTRIC CO10% owner
|
SaleCommon Stock | 16,969,692 | $70.33 | $1,193,393,589.90 |
DisclosureSEC source: 0000950103-19-010756 · dp111202_4-ge.xml · nonDerivative · entry 1 GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,048,515 F1 · security: Prior to the sales reported on this Form 4, the shares of issuer common stock and non-voting convertible preferred stock had been subject to the terms of a Shareholders Agreement entered into between the reporting person and the issuer on February 25, 2019, which, among other things, (i) restricted the reporting person from selling or otherwise disposing of any shares of issuer common and non-voting convertible preferred stock during specified time periods and (ii) required the reporting person to sell, transfer or otherwise divest all shares of issuer common stock and non-voting convertible preferred stock by no later than February 25, 2022. F2 · security: In connection with the sales reported on this Form 4, (x) the reporting person granted to certain underwriters a 30-day option period to purchase from the reporting person up to an additional 2,048,515 shares of issuer common stock, (y) the issuer agreed to waive any restrictions under the Shareholders Agreement on the reporting person's ability to sell, transfer or otherwise divest its remaining 2,048,515 shares of issuer common stock, and (z) the reporting person has agreed to sell, transfer or otherwise divest such shares of issuer common stock by December 31, 2019, to the extent such underwriters do not exercise their option to purchase such shares in full. Read SEC document |
| May 23, 2019 Filed May 24, 2019 16:51 UTC |
KASSLING WILLIAM EDirector
|
PurchaseCommon Stock | 8,000 | $62.94 | $503,520.00 |
DisclosureSEC source: 0001209191-19-032636 · doc4.xml · nonDerivative · entry 1 KASSLING WILLIAM E · CIK 0001016648 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Davideco, Inc., a DE corporation Disclosed balance after: 1,026,654 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $62.90 to $63.00 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| May 21, 2019 Filed May 22, 2019 19:12 UTC |
DeNinno David LExec VP, General Counsel, Sec.
|
PurchaseCommon Stock - Direct | 3,000 | $64.51 | $193,530.00 |
DisclosureSEC source: 0001209191-19-031990 · doc4.xml · nonDerivative · entry 1 DeNinno David L · CIK 0001543091 · Exec VP, General Counsel, Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,066 Read SEC document |
| May 21, 2019 Filed May 22, 2019 19:10 UTC |
NEUPAVER ALBERT JDirector
|
PurchaseCommon Stock - Direct | 10,000 | $65.26 | $652,600.00 |
DisclosureSEC source: 0001209191-19-031989 · doc4.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668,418 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices within $1.00 at prices ranging from $65.16 to $65.29 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| May 17, 2019 Filed May 21, 2019 20:16 UTC |
Faiveley ErwanDirector
|
GrantCommon Stock - Direct | 2,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-031744 · doc4.xml · nonDerivative · entry 1 Faiveley Erwan · CIK 0001691277 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,145 F1 · price: Fair Market Value of the stock on May 17, 2019 was $66.77 per share. F2 · price: Shares vest first anniversary of grant date. Read SEC document |
| May 17, 2019 Filed May 21, 2019 17:56 UTC |
FOSTER LEE B IIDirector
|
GrantPhantom Stock · Derivative | 2,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-031684 · doc4.xml · derivative · entry 1 FOSTER LEE B II · CIK 0001215495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,405.54 Underlying: Common Stock · 2,247 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Phantom Stock represents a right to receive one share of common stock of the issuer. F2 · derivative.exercise_date: The phantom stock becomes payable according to the election of payment designation that was filed by the reporting person subject to the Westinghouse Air Brake Technologies Corporation Deferred Compensation Plan for Executive Officers and Directors. Such payment will be either lump sum or in annual installments commencing on the separation from service payment commencement date as defined in the Plan, and as elected by the reporting person. F2 · derivative.expiration_date: The phantom stock becomes payable according to the election of payment designation that was filed by the reporting person subject to the Westinghouse Air Brake Technologies Corporation Deferred Compensation Plan for Executive Officers and Directors. Such payment will be either lump sum or in annual installments commencing on the separation from service payment commencement date as defined in the Plan, and as elected by the reporting person. Read SEC document |
| May 17, 2019 Filed May 21, 2019 17:41 UTC |
Mastalerz John A JrVP Fin., Corp. Controller, CAO
|
GrantNon-Qualified Stock Option · Derivative | 500 | $66.77 Strike: $66.77 | $33,385.00 |
DisclosureSEC source: 0001209191-19-031683 · doc4.xml · derivative · entry 2 Mastalerz John A Jr · CIK 0001599216 · VP Fin., Corp. Controller, CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Underlying: Common Stock · 500 shares Expires 2029-05-17 F2 · derivative.exercise_date: Options vest 33.3% per year beginning March 1, 2020. Read SEC document |
| May 17, 2019 Filed May 21, 2019 17:41 UTC |
Mastalerz John A JrVP Fin., Corp. Controller, CAO
|
GrantCommon Stock - Direct | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-031683 · doc4.xml · nonDerivative · entry 1 Mastalerz John A Jr · CIK 0001599216 · VP Fin., Corp. Controller, CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,493 F1 · price: Fair Market Value of the stock on May 17, 2019 was $66.77 per share. Read SEC document |
| May 17, 2019 Filed May 21, 2019 17:39 UTC |
Kubacki KristineVP, Investor Relations
|
GrantNon-Qualified Stock Option · Derivative | 700 | $66.77 Strike: $66.77 | $46,739.00 |
DisclosureSEC source: 0001209191-19-031681 · doc4.xml · derivative · entry 2 Kubacki Kristine · CIK 0001773635 · VP, Investor Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700 Underlying: Common Stock · 700 shares Expires 2029-05-17 F2 · derivative.exercise_date: Options vest 33.3% per year beginning March 1, 2020. Read SEC document |
| May 17, 2019 Filed May 21, 2019 17:39 UTC |
Kubacki KristineVP, Investor Relations
|
GrantCommon Stock - Direct | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-031681 · doc4.xml · nonDerivative · entry 1 Kubacki Kristine · CIK 0001773635 · VP, Investor Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700 F1 · price: Fair Market Value of the stock on May 17, 2019 was $66.77 per share. Read SEC document |
| May 17, 2019 Filed May 21, 2019 17:37 UTC |
Sbrocco GregorySrVP Wabtec Excellence Program
|
GrantNon-Qualified Stock Option · Derivative | 500 | $66.77 Strike: $66.77 | $33,385.00 |
DisclosureSEC source: 0001209191-19-031680 · doc4.xml · derivative · entry 2 Sbrocco Gregory · CIK 0001769976 · SrVP Wabtec Excellence Program 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Underlying: Common Stock · 500 shares Expires 2029-05-17 F2 · derivative.exercise_date: Options vest 33.3% per year beginning March 1, 2020. Read SEC document |
| May 17, 2019 Filed May 21, 2019 17:37 UTC |
Sbrocco GregorySrVP Wabtec Excellence Program
|
GrantCommon Stock - Direct | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-031680 · doc4.xml · nonDerivative · entry 1 Sbrocco Gregory · CIK 0001769976 · SrVP Wabtec Excellence Program 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,400 F1 · price: Fair Market Value of the stock on May 17, 2019 was $66.77 per share. Read SEC document |
| May 17, 2019 Filed May 21, 2019 17:31 UTC |
Malenfant DominiqueSr. VP Global Technology
|
GrantNon-Qualified Stock Option · Derivative | 500 | $0.00 Strike: $66.77 | $0.00 |
DisclosureSEC source: 0001209191-19-031679 · doc4.xml · derivative · entry 2 Malenfant Dominique · CIK 0001769762 · Sr. VP Global Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Underlying: Common Stock · 500 shares Expires 2029-05-17 F2 · derivative.exercise_date: Options vest 33.3% per year beginning March 1, 2020. Read SEC document |
| May 17, 2019 Filed May 21, 2019 17:31 UTC |
Malenfant DominiqueSr. VP Global Technology
|
GrantCommon Stock - Direct | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-031679 · doc4.xml · nonDerivative · entry 1 Malenfant Dominique · CIK 0001769762 · Sr. VP Global Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,281 F1 · price: Fair Market Value of the stock on May 17, 2019 was $66.77 per share. Read SEC document |
| May 17, 2019 Filed May 21, 2019 17:27 UTC |
Leroux LilianPresident - Transit
|
GrantPhantom Stock · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-031678 · doc4.xml · derivative · entry 1 Leroux Lilian · CIK 0001771367 · President - Transit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2022-03-01 F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Westinghouse Air Brake Technologies Corporation's common stock. F2 · derivative.exercise_date: Shares of Phantom Stock vest at 33.33% per year beginning March 1, 2020. Read SEC document |
| May 17, 2019 Filed May 21, 2019 16:52 UTC |
Santana RafaelPresident and CEO - Freight
|
GrantCommon Stock - Direct | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-031668 · doc4.xml · nonDerivative · entry 1 Santana Rafael · CIK 0001767799 · President and CEO - Freight 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,113 F1 · price: Fair Market Value of the stock on May 17, 2019 was $66.77 per share. Read SEC document |
| May 17, 2019 Filed May 21, 2019 16:49 UTC |
KASSLING WILLIAM EDirector
|
GrantCommon Stock - Direct | 2,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-031667 · doc4.xml · nonDerivative · entry 1 KASSLING WILLIAM E · CIK 0001016648 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,730.2 F1 · price: Fair Market Value of the stock on May 17, 2019 was $66.77 per share. F2 · price: Shares vest first anniversary of grant date. Read SEC document |
| May 17, 2019 Filed May 21, 2019 16:48 UTC |
HOWELL MICHAEL W DDirector
|
GrantCommon Stock - Direct | 2,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-031665 · doc4.xml · nonDerivative · entry 1 HOWELL MICHAEL W D · CIK 0001269280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,897.17 F1 · price: Fair Market Value of the stock on May 17, 2019 was $66.77 per share. F2 · price: Shares vest first anniversary of grant date. Read SEC document |
| May 17, 2019 Filed May 21, 2019 16:45 UTC |
Hehir BrianDirector
|
GrantCommon Stock - Direct | 2,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-031663 · doc4.xml · nonDerivative · entry 1 Hehir Brian · CIK 0001408047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,835.54 F1 · price: Fair Market Value of the stock on May 17, 2019 was $66.77 per share. F2 · price: Shares vest first anniversary of grant date. F3 · balance_after: Includes 16 shares received by the reporting person in a distribution by General Electric Company ("GE") to its stockholders of shares of the issuer's common stock in connection with the issuer's previously announced combination with GE's transportation business. Read SEC document |
| May 17, 2019 Filed May 21, 2019 16:43 UTC |
Harty Linda SDirector
|
GrantCommon Stock - Direct | 2,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-031662 · doc4.xml · nonDerivative · entry 1 Harty Linda S · CIK 0001388153 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,501 F1 · price: Fair Market Value of the stock on May 17, 2019 was $66.77 per share. F2 · price: Shares vest first anniversary of grant date. Read SEC document |
| May 17, 2019 Filed May 21, 2019 16:39 UTC |
FERNANDEZ EMILIODirector
|
GrantCommon Stock - Direct | 2,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-031659 · doc4.xml · nonDerivative · entry 1 FERNANDEZ EMILIO · CIK 0001269075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 718,999.54 F1 · price: Fair Market Value of the stock on May 17, 2019 was $66.77 per share. F2 · price: Shares vest first anniversary of grant date. F3 · balance_after: Includes 7 shares received by the reporting person in a distribution by General Electric Company ("GE") to its stockholders of shares of the issuer's common stock in connection with the issuer's previously announced combination with GE's transportation business. Read SEC document |
| May 17, 2019 Filed May 21, 2019 16:37 UTC |
Alfroid PhilippeDirector
|
GrantCommon Stock - Direct | 2,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-031657 · doc4.xml · nonDerivative · entry 1 Alfroid Philippe · CIK 0001691322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,627 F1 · price: Fair Market Value of the stock on May 17, 2019 was $66.77 per share. F2 · price: Shares vest first anniversary of grant date. Read SEC document |
| May 06, 2019 Filed May 7, 2019 20:39 UTC |
GENERAL ELECTRIC CO10% owner
|
SaleSeries A Non-voting Convertible Preferred Stock · Derivative | 8,780.0078 | $204,910.37 | $1,799,114,615.29 |
DisclosureSEC source: 0000950103-19-006089 · dp106430_4-ge.xml · derivative · entry 1 GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,219.9922 Underlying: Common Stock · 25,300,000 shares Expires not disclosed F1 · derivative.exercise_price: The non-voting convertible preferred stock automatically converts (and is not otherwise convertible other than) upon a transfer by the reporting person to a third party. The conversion rate is equal to 2,881.5464 shares of issuer common stock for each share of issuer convertible preferred stock. F2 · derivative.exercise_date: The shares of issuer common stock and non-voting convertible preferred stock are subject to the terms of a Shareholders Agreement entered into between the reporting person and the issuer on February 25, 2019, which, among other things, (i) restricted the reporting person from selling or otherwise disposing of any shares of issuer common and non-voting convertible preferred stock prior to March 27, 2019, (ii) following the sale reported on this Form 4, restricts the reporting person from selling or otherwise disposing of any additional shares of issuer common stock or non-voting convertible preferred stock without the issuer's consent prior to November 1, 2019 and (iii) requires the reporting person to sell, transfer or otherwise divest all shares of issuer common and non-voting convertible preferred stock by no later than February 25, 2022. F2 · derivative.expiration_date: The shares of issuer common stock and non-voting convertible preferred stock are subject to the terms of a Shareholders Agreement entered into between the reporting person and the issuer on February 25, 2019, which, among other things, (i) restricted the reporting person from selling or otherwise disposing of any shares of issuer common and non-voting convertible preferred stock prior to March 27, 2019, (ii) following the sale reported on this Form 4, restricts the reporting person from selling or otherwise disposing of any additional shares of issuer common stock or non-voting convertible preferred stock without the issuer's consent prior to November 1, 2019 and (iii) requires the reporting person to sell, transfer or otherwise divest all shares of issuer common and non-voting convertible preferred stock by no later than February 25, 2022. F2 · balance_after: The shares of issuer common stock and non-voting convertible preferred stock are subject to the terms of a Shareholders Agreement entered into between the reporting person and the issuer on February 25, 2019, which, among other things, (i) restricted the reporting person from selling or otherwise disposing of any shares of issuer common and non-voting convertible preferred stock prior to March 27, 2019, (ii) following the sale reported on this Form 4, restricts the reporting person from selling or otherwise disposing of any additional shares of issuer common stock or non-voting convertible preferred stock without the issuer's consent prior to November 1, 2019 and (iii) requires the reporting person to sell, transfer or otherwise divest all shares of issuer common and non-voting convertible preferred stock by no later than February 25, 2022. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 12:51 UTC |
DeNinno David LExec VP, General Counsel, Sec.
|
Tax withholdingCommon Stock - Direct | 2,125 | $72.01 | $153,010.63 |
DisclosureSEC source: 0001209191-19-020899 · doc4.xml · nonDerivative · entry 2 DeNinno David L · CIK 0001543091 · Exec VP, General Counsel, Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,066 F1 · shares: Shares were withheld from issuance to satisfy tax obligations. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 13:12 UTC |
NEUPAVER ALBERT JDirector
|
GrantCommon Stock - Direct | 18,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020911 · doc4.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 658,418 Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 13:19 UTC |
WESLEY TIMOTHY RVP Investor Relations
|
Tax withholdingCommon Stock - Direct | 372 | $72.01 | $26,785.86 |
DisclosureSEC source: 0001209191-19-020920 · doc4.xml · nonDerivative · entry 2 WESLEY TIMOTHY R · CIK 0001244231 · VP Investor Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,006 F1 · shares: Shares were withheld from issuance to satisfy tax obligations. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 13:19 UTC |
WESLEY TIMOTHY RVP Investor Relations
|
GrantCommon Stock - Direct | 1,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020920 · doc4.xml · nonDerivative · entry 1 WESLEY TIMOTHY R · CIK 0001244231 · VP Investor Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,378 Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 13:15 UTC |
WAHLSTROM SCOTTExec VP, Human Resources
|
Tax withholdingCommon Stock - Direct | 1,417 | $72.01 | $102,031.09 |
DisclosureSEC source: 0001209191-19-020916 · doc4.xml · nonDerivative · entry 2 WAHLSTROM SCOTT · CIK 0001244230 · Exec VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,867 F1 · shares: Shares were withheld from issuance to satisfy tax obligations. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 13:15 UTC |
WAHLSTROM SCOTTExec VP, Human Resources
|
GrantCommon Stock - Direct | 3,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020916 · doc4.xml · nonDerivative · entry 1 WAHLSTROM SCOTT · CIK 0001244230 · Exec VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,284 Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 13:05 UTC |
Mastalerz John A JrVP Fin., Corp. Controller, CAO
|
Tax withholdingCommon Stock - Direct | 521 | $72.01 | $37,514.61 |
DisclosureSEC source: 0001209191-19-020901 · doc4.xml · nonDerivative · entry 2 Mastalerz John A Jr · CIK 0001599216 · VP Fin., Corp. Controller, CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,993 F1 · shares: Shares were withheld from issuance to satisfy tax obligations. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 13:05 UTC |
Mastalerz John A JrVP Fin., Corp. Controller, CAO
|
GrantCommon Stock - Direct | 1,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020901 · doc4.xml · nonDerivative · entry 1 Mastalerz John A Jr · CIK 0001599216 · VP Fin., Corp. Controller, CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,514 Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 12:54 UTC |
DUGAN PATRICK DEVP & Chief Financial Officer
|
GrantCommon Stock - Direct | 4,886 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020900 · doc4.xml · nonDerivative · entry 1 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,881 Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 12:51 UTC |
DeNinno David LExec VP, General Counsel, Sec.
|
GrantCommon Stock - Direct | 4,886 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020899 · doc4.xml · nonDerivative · entry 1 DeNinno David L · CIK 0001543091 · Exec VP, General Counsel, Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,191 Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 12:49 UTC |
Betler Raymond TDirector · President & CEO
|
Tax withholdingCommon Stock - Direct | 8,145 | $72.01 | $586,480.73 |
DisclosureSEC source: 0001209191-19-020898 · doc4.xml · nonDerivative · entry 2 Betler Raymond T · CIK 0001443222 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,306 F1 · shares: Shares were withheld from issuance to satisfy tax obligations. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 12:49 UTC |
Betler Raymond TDirector · President & CEO
|
GrantCommon Stock - Direct | 18,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020898 · doc4.xml · nonDerivative · entry 1 Betler Raymond T · CIK 0001443222 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,451 Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 21:44 UTC |
Santana RafaelPresident and CEO - Freight
|
GrantNon-Qualified Stock Options · Derivative | 9,800 | $0.00 Strike: $70.64 | $0.00 |
DisclosureSEC source: 0001209191-19-018151 · doc4.xml · derivative · entry 4 Santana Rafael · CIK 0001767799 · President and CEO - Freight 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,800 Underlying: Common Stock · 9,800 shares Expires 2029-03-06 F2 · derivative.exercise_date: Options vest 33.3% per year beginning March 1, 2020. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 21:44 UTC |
Santana RafaelPresident and CEO - Freight
|
GrantCommon Stock - Direct | 28,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-018151 · doc4.xml · nonDerivative · entry 3 Santana Rafael · CIK 0001767799 · President and CEO - Freight 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,113 F1 · price: Fair Market Value of the stock on March 6, 2019 was $70.64 per share. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 21:44 UTC |
Santana RafaelPresident and CEO - Freight
|
GrantCommon Stock - Direct | 14,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-018151 · doc4.xml · nonDerivative · entry 2 Santana Rafael · CIK 0001767799 · President and CEO - Freight 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,800 F1 · price: Fair Market Value of the stock on March 6, 2019 was $70.64 per share. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 21:44 UTC |
Santana RafaelPresident and CEO - Freight
|
GrantCommon Stock - Direct | 9,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-018151 · doc4.xml · nonDerivative · entry 1 Santana Rafael · CIK 0001767799 · President and CEO - Freight 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,800 F1 · price: Fair Market Value of the stock on March 6, 2019 was $70.64 per share. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 21:54 UTC |
Sbrocco GregorySrVP Wabtec Excellence Program
|
GrantNon-Qualified Stock Options · Derivative | 1,400 | $0.00 Strike: $70.64 | $0.00 |
DisclosureSEC source: 0001209191-19-018162 · doc4.xml · derivative · entry 3 Sbrocco Gregory · CIK 0001769976 · SrVP Wabtec Excellence Program 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 Underlying: Common Stock · 1,400 shares Expires 2029-03-06 F2 · derivative.exercise_date: Options vest 33.3% per year beginning March 1, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.