Last 12 months
Inside the activity.
3 purchase rows · 15 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 3 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 7 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2018 Filed Feb 26, 2018 22:13 UTC |
Mandinach Barry M.EVP, Head of Distribution
|
Tax withholdingCommon Stock | 644 | $122.00 | $78,568.00 |
DisclosureSEC source: 0000883237-18-000024 · wf-form4_151968319522911.xml · nonDerivative · entry 2 Mandinach Barry M. · CIK 0001497269 · EVP, Head of Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,934 F3 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:13 UTC |
Mandinach Barry M.EVP, Head of Distribution
|
GrantCommon Stock | 3,624 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-18-000024 · wf-form4_151968319522911.xml · nonDerivative · entry 1 Mandinach Barry M. · CIK 0001497269 · EVP, Head of Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,578 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person on February 22, 2017, pursuant to the Company's Omnibus Incentive and Equity Plan, subject to a performance condition which has been satisfied. Subject to acceleration in certain circumstances, the RSUs vest in equal installments on the first and second anniversary of the grant date. F2 · balance_after: This number includes (i) 1,812 shares from the vesting of RSUs on February 22, 2018; (ii) 1,135 RSUs that are scheduled to cliff vest on May 18, 2018; (iii) 1,812 RSUs that are scheduled to vest on February 22, 2019; (iv) 2,610 RSUs that are scheduled to cliff vest on March 15, 2019; and (v) 1,826 RSUs that are scheduled to cliff vest on March 15, 2020. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:13 UTC |
PENA MARDELLE WEVP, Human Resources
|
Tax withholdingCommon Stock | 840 | $122.00 | $102,480.00 |
DisclosureSEC source: 0000883237-18-000023 · wf-form4_151968317523679.xml · nonDerivative · entry 2 PENA MARDELLE W · CIK 0001519506 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,686 F3 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:13 UTC |
PENA MARDELLE WEVP, Human Resources
|
GrantCommon Stock | 3,624 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-18-000023 · wf-form4_151968317523679.xml · nonDerivative · entry 1 PENA MARDELLE W · CIK 0001519506 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,526 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person on February 22, 2017, pursuant to the Company's Omnibus Incentive and Equity Plan, subject to a performance condition which has been satisfied. Subject to acceleration in certain circumstances, the RSUs vest in equal installments on the first and second anniversary of the grant date. F2 · balance_after: This number includes (i) 1,812 shares from the vesting of RSUs on February 22, 2018; (ii) 1,812 RSUs that are scheduled to vest on February 22, 2019; (iii) 815 RSUs that are scheduled to cliff vest on March 15, 2019; and (iv) 800 RSUs that are scheduled to cliff vest on March 15, 2020. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:12 UTC |
FLYNN MARK SEVP & General Counsel
|
Tax withholdingCommon Stock | 460 | $122.00 | $56,120.00 |
DisclosureSEC source: 0000883237-18-000022 · wf-form4_151968315801917.xml · nonDerivative · entry 2 FLYNN MARK S · CIK 0001200672 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,864 F3 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:12 UTC |
FLYNN MARK SEVP & General Counsel
|
GrantCommon Stock | 2,718 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-18-000022 · wf-form4_151968315801917.xml · nonDerivative · entry 1 FLYNN MARK S · CIK 0001200672 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,324 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person on February 22, 2017, pursuant to the Company's Omnibus Incentive and Equity Plan, subject to a performance condition which has been satisfied. Subject to acceleration in certain circumstances, the RSUs vest in equal installments on the first and second anniversary of the grant date. F2 · balance_after: This number includes (i) 1,359 shares from the vesting of RSUs on February 22, 2018; (ii) 1,359 RSUs that are scheduled to vest on February 22, 2019; (iii) 1,142 RSUs that are scheduled to cliff vest on March 15, 2019 and; (iv) 800 RSUs that are scheduled to cliff vest on March 15, 2020. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:12 UTC |
BRADLEY WILLIAM PATRICK IIIEVP, Fund Services
|
Tax withholdingCommon Stock | 600 | $122.00 | $73,200.00 |
DisclosureSEC source: 0000883237-18-000021 · wf-form4_151968314063677.xml · nonDerivative · entry 2 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,424.59 F3 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:12 UTC |
BRADLEY WILLIAM PATRICK IIIEVP, Fund Services
|
GrantCommon Stock | 3,624 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-18-000021 · wf-form4_151968314063677.xml · nonDerivative · entry 1 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,024.59 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person on February 22, 2017, pursuant to the Company's Omnibus Incentive and Equity Plan, subject to a performance condition which has been satisfied. Subject to acceleration in certain circumstances, the RSUs vest in equal installments on the first and second anniversary of the grant date. F2 · balance_after: This number includes (i) 288.59 shares acquired in connection with the Issuer's Employee Stock Purchase Plan; (ii) 1,812 shares from the vesting of RSUs on February 22, 2018; (iii) 1,812 RSUs that are scheduled to vest on February 22, 2019; (iv) 815 RSUs that are scheduled to cliff vest on March 15, 2019; and (v) 800 RSUs that are scheduled to cliff vest on March 15, 2020. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:12 UTC |
AYLWARD GEORGE RDirector · Director, CEO and President
|
Tax withholdingCommon Stock | 2,100 | $122.00 | $256,200.00 |
DisclosureSEC source: 0000883237-18-000020 · wf-form4_151968311857306.xml · nonDerivative · entry 2 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,696.52 F3 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:12 UTC |
AYLWARD GEORGE RDirector · Director, CEO and President
|
GrantCommon Stock | 9,062 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-18-000020 · wf-form4_151968311857306.xml · nonDerivative · entry 1 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,796.52 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person on February 22, 2017, pursuant to the Company's Omnibus Incentive and Equity Plan, subject to a performance condition which has been satisfied. Subject to acceleration in certain circumstances, the RSUs vest in equal installments on the first and second anniversary of the grant date. F2 · balance_after: This number includes (i) 1,442.104 shares acquired in connection with the Issuer's Employee Stock Purchase Plan; (ii) 4,531 shares from the vesting of RSUs on February 22, 2018; (iii) 4,531 RSUs scheduled to vest on February 22, 2019; (iv) 14,686 RSUs that are scheduled to cliff vest on March 15, 2019; and (v) 10,275 RSUs that are scheduled to cliff vest on March 15, 2020. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:11 UTC |
Angerthal Michael AEVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 883 | $122.00 | $107,726.00 |
DisclosureSEC source: 0000883237-18-000019 · wf-form4_151968307550833.xml · nonDerivative · entry 2 Angerthal Michael A · CIK 0001374331 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,375 F3 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:11 UTC |
Angerthal Michael AEVP, Chief Financial Officer
|
GrantCommon Stock | 5,437 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-18-000019 · wf-form4_151968307550833.xml · nonDerivative · entry 1 Angerthal Michael A · CIK 0001374331 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,258 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person on February 22, 2017, pursuant to the Company's Omnibus Incentive and Equity Plan, subject to a performance condition which has been satisfied. Subject to acceleration in certain circumstances, the RSUs vest in equal installments on the first and second anniversary of the grant date. F2 · balance_after: This number includes (i) 2,718 shares from the vesting of RSUs on February 22, 2018; (ii) 2,719 RSUs that are scheduled to vest on February 22, 2019; (iii) 2,610 RSUs that are scheduled to cliff vest on March 15, 2019; and (iv)1,826 RSUs that are scheduled to cliff vest on March 15, 2020. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 22:15 UTC |
AYLWARD GEORGE RDirector · Director, CEO and President
|
Exercise / conversionStock Options · Derivative | 19,521 | $31.38 Strike: $31.38 | $612,568.98 |
DisclosureSEC source: 0000883237-18-000007 · wf-form4_151873290200636.xml · derivative · entry 4 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,521 shares Expires 2018-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 22:15 UTC |
AYLWARD GEORGE RDirector · Director, CEO and President
|
Tax withholdingCommon Stock | 10,590 | $123.50 | $1,307,865.00 |
DisclosureSEC source: 0000883237-18-000007 · wf-form4_151873290200636.xml · nonDerivative · entry 2 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,734.52 F2 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy option exercise price and tax withholding obligations. F3 · balance_after: This number includes (i) 1,442.104 shares acquired in connection with the Issuer's Employee Stock Purchase Plan (ii)14,686 RSUs that are scheduled to cliff vest on March 15, 2019; and (iii) 10,275 RSUs that are scheduled to cliff vest on March 15, 2020. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 22:15 UTC |
AYLWARD GEORGE RDirector · Director, CEO and President
|
Exercise / conversionCommon Stock | 19,521 | $31.38 | $612,568.98 |
DisclosureSEC source: 0000883237-18-000007 · wf-form4_151873290200636.xml · nonDerivative · entry 1 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,324.52 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Acquisition of common stock upon exercise of expiring employee stock options. Read SEC document |
| February 12, 2018 Filed May 16, 2018 21:33 UTC |
TREANOR MARK CDirector
|
GiftCommon Stock | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-18-000064 · wf-form4_152650639847222.xml · nonDerivative · entry 1 TREANOR MARK C · CIK 0001246957 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,846 Read SEC document |
| November 30, 2017 Filed Jan 16, 2018 23:20 UTC |
Fleming Susan S.Director
|
GiftCommon Stock | 85 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-18-000003 · wf-form5_151614478658037.xml · nonDerivative · entry 1 Fleming Susan S. · CIK 0001179676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,741 Read SEC document |
| May 19, 2017 Filed May 23, 2017 00:34 UTC |
JONES MELODY LDirector
|
GrantCommon Stock | 988 | $103.70 | $102,455.60 |
DisclosureSEC source: 0000883237-17-000068 · wf-form4_149549968412559.xml · nonDerivative · entry 1 JONES MELODY L · CIK 0001203078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,054 F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines. Read SEC document |
| May 19, 2017 Filed May 23, 2017 00:34 UTC |
ZARRILLI STEPHEN TDirector
|
GrantCommon Stock | 976 | $103.70 | $101,211.20 |
DisclosureSEC source: 0000883237-17-000067 · wf-form4_149549965580545.xml · nonDerivative · entry 1 ZARRILLI STEPHEN T · CIK 0001203410 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,057 F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines. Read SEC document |
| May 19, 2017 Filed May 22, 2017 23:13 UTC |
Fleming Susan S.Director
|
GrantCommon Stock | 916 | $103.70 | $94,989.20 |
DisclosureSEC source: 0000883237-17-000064 · wf-form4_149549480503596.xml · nonDerivative · entry 1 Fleming Susan S. · CIK 0001179676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,826 F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines. Read SEC document |
| May 19, 2017 Filed May 22, 2017 23:12 UTC |
TREANOR MARK CDirector
|
GrantCommon Stock | 1,386 | $103.70 | $143,728.20 |
DisclosureSEC source: 0000883237-17-000063 · wf-form4_149549474206584.xml · nonDerivative · entry 1 TREANOR MARK C · CIK 0001246957 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,866 F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines. F2 · balance_after: This number includes 20 shares of common stock held in a joint account with the reporting person's son. The reporting person disclaims beneficial ownership of these shares and this report should not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16. Read SEC document |
| May 19, 2017 Filed May 22, 2017 23:11 UTC |
Hooda SheilaDirector
|
GrantCommon Stock | 928 | $103.70 | $96,233.60 |
DisclosureSEC source: 0000883237-17-000062 · wf-form4_149549468960182.xml · nonDerivative · entry 1 Hooda Sheila · CIK 0001691816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 928 F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines. Read SEC document |
| May 19, 2017 Filed May 22, 2017 23:09 UTC |
HOLT TIMOTHY ADirector
|
GrantCommon Stock | 916 | $103.70 | $94,989.20 |
DisclosureSEC source: 0000883237-17-000061 · wf-form4_149549458106239.xml · nonDerivative · entry 1 HOLT TIMOTHY A · CIK 0001263022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,509 F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines. Read SEC document |
| May 19, 2017 Filed May 22, 2017 22:12 UTC |
BAIO JAMES RDirector
|
GrantCommon Stock | 940 | $103.70 | $97,478.00 |
DisclosureSEC source: 0000883237-17-000056 · wf-form4_149549112200590.xml · nonDerivative · entry 1 BAIO JAMES R · CIK 0001039369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,696 F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines. Read SEC document |
| May 19, 2017 Filed May 22, 2017 22:07 UTC |
Mandinach Barry M.EVP, Head of Distribution
|
Tax withholdingCommon Stock | 1,369 | $103.70 | $141,965.30 |
DisclosureSEC source: 0000883237-17-000054 · wf-form4_149549082814269.xml · nonDerivative · entry 2 Mandinach Barry M. · CIK 0001497269 · EVP, Head of Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,954 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of a RSU award. F2 · balance_after: This number includes (i) 1,135 RSUs that are scheduled to cliff vest on May 18, 2018 (ii) 2,610 RSUs that are scheduled to cliff vest on March 15, 2019 and (iii) 1,826 RSUs that are scheduled to cliff vest on March 15, 2020. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| May 18, 2017 Filed May 22, 2017 22:07 UTC |
Mandinach Barry M.EVP, Head of Distribution
|
Tax withholdingCommon Stock | 586 | $101.05 | $59,215.30 |
DisclosureSEC source: 0000883237-17-000054 · wf-form4_149549082814269.xml · nonDerivative · entry 1 Mandinach Barry M. · CIK 0001497269 · EVP, Head of Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,323 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of a RSU award. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 23:18 UTC |
AYLWARD GEORGE RDirector · Director, CEO and President
|
GrantCommon Stock | 10,275 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-17-000042 · wf-form4_148970627239171.xml · nonDerivative · entry 2 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,770.06 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2017 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2020 and will be settled for shares of common stock on a one-for-one basis upon vesting. F3 · balance_after: This number includes (i) 1,408.639 shares acquired in connection with the Issuer's Employee Stock Purchase Plan (ii)14,686 RSUs that are scheduled to cliff vest on March 15, 2019; and (iii) 10,275 RSUs that are scheduled to cliff vest on March 15, 2020. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 23:17 UTC |
PENA MARDELLE WEVP, Human Resources
|
GrantCommon Stock | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-17-000041 · wf-form4_148970625489934.xml · nonDerivative · entry 2 PENA MARDELLE W · CIK 0001519506 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,902 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2017 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2020 and will be settled for shares of common stock on a one-for-one basis upon vesting. F3 · balance_after: This number includes (i) 815 RSUs that are scheduled to cliff vest on March 15, 2019; and (ii) 800 RSUs that are scheduled to cliff vest on March 15, 2020. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 23:17 UTC |
FLYNN MARK SEVP & General Counsel
|
GrantCommon Stock | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-17-000040 · wf-form4_148970623476586.xml · nonDerivative · entry 2 FLYNN MARK S · CIK 0001200672 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,606 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2017 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2020 and will be settled for shares of common stock on a one-for-one basis upon vesting. F3 · balance_after: This number includes (i) 1,142 RSUs that are scheduled to cliff vest on March 15, 2019; and 800 RSUs that are scheduled to cliff vest on March 15, 2020. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 23:17 UTC |
BRADLEY WILLIAM PATRICK IIIEVP, Fund Services
|
GrantCommon Stock | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-17-000039 · wf-form4_148970621693055.xml · nonDerivative · entry 2 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,400.59 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2017 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2020 and will be settled for shares of common stock on a one-for-one basis upon vesting. F3 · balance_after: This number includes (i) 288.59 shares acquired in connection with the Issuer's Employee Stock Purchase Plan; (ii)815 RSUs that are scheduled to cliff vest on March 15, 2019; and (iii) 800 RSUs that are scheduled to cliff vest on March 15, 2020. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 23:16 UTC |
WALTMAN FRANCIS GEVP, Product Management
|
GrantCommon Stock | 1,826 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-17-000038 · wf-form4_148970619914719.xml · nonDerivative · entry 2 WALTMAN FRANCIS G · CIK 0001450846 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,152.451 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2017 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2020 and will be settled for shares of common stock on a one-for-one basis upon vesting. F3 · balance_after: This number includes (i) 338.617 shares aquired in connection with the Issuer's Employee Stock Purchase Plan (ii) 2,610 RSUs that are scheduled to cliff vest on March 15, 2019; and (iii) 1,826 RSUs that are scheduled to cliff vest on March 15, 2020. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 23:16 UTC |
Mandinach Barry M.EVP, Head of Distribution
|
GrantCommon Stock | 1,826 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-17-000037 · wf-form4_148970617985960.xml · nonDerivative · entry 1 Mandinach Barry M. · CIK 0001497269 · EVP, Head of Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,909 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2017 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2020 and will be settled for shares of common stock on a one-for-one basis upon vesting. F2 · balance_after: This number includes (i)1,135 RSUs that are scheduled to cliff vest on May 18, 2017 (ii) 2,654 RSUs that are scheduled to cliff vest on May 19, 2017 (iii) 1,135 RSUs that are scheduled to cliff vest on May 18, 2018 (iv) 2,610 RSUs that are scheduled to cliff vest on March 15, 2019 and (v) 1,826 RSUs that are scheduled to cliff vest on March 15, 2020. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 23:16 UTC |
Angerthal Michael AEVP, Chief Financial Officer
|
GrantCommon Stock | 1,826 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-17-000036 · wf-form4_148970616228968.xml · nonDerivative · entry 1 Angerthal Michael A · CIK 0001374331 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,821 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2017 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2020 and will be settled for shares of common stock on a one-for-one basis upon vesting. F2 · balance_after: This number includes (i) 2,610 RSUs that are scheduled to cliff vest on March 15, 2019; and (ii)1,826 RSUs that are scheduled to cliff vest on March 15, 2020. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting. In connection with 1,708 RSUs which settled for shares of common stock on March 15, 2017, the associated tax withholding was paid in cash by the reporting person. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 23:18 UTC |
AYLWARD GEORGE RDirector · Director, CEO and President
|
Tax withholdingCommon Stock | 5,574 | $105.60 | $588,614.40 |
DisclosureSEC source: 0000883237-17-000042 · wf-form4_148970627239171.xml · nonDerivative · entry 1 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,495.061 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of a RSU award. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 23:17 UTC |
PENA MARDELLE WEVP, Human Resources
|
Tax withholdingCommon Stock | 252 | $105.60 | $26,611.20 |
DisclosureSEC source: 0000883237-17-000041 · wf-form4_148970625489934.xml · nonDerivative · entry 1 PENA MARDELLE W · CIK 0001519506 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,102 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of a RSU award. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 23:17 UTC |
FLYNN MARK SEVP & General Counsel
|
Tax withholdingCommon Stock | 294 | $105.60 | $31,046.40 |
DisclosureSEC source: 0000883237-17-000040 · wf-form4_148970623476586.xml · nonDerivative · entry 1 FLYNN MARK S · CIK 0001200672 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,806 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of a RSU award. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 23:17 UTC |
BRADLEY WILLIAM PATRICK IIIEVP, Fund Services
|
Tax withholdingCommon Stock | 568 | $105.60 | $59,980.80 |
DisclosureSEC source: 0000883237-17-000039 · wf-form4_148970621693055.xml · nonDerivative · entry 1 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,600.59 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of a RSU award. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 23:16 UTC |
WALTMAN FRANCIS GEVP, Product Management
|
Tax withholdingCommon Stock | 836 | $105.60 | $88,281.60 |
DisclosureSEC source: 0000883237-17-000038 · wf-form4_148970619914719.xml · nonDerivative · entry 1 WALTMAN FRANCIS G · CIK 0001450846 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,326.451 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of a RSU award. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 23:54 UTC |
AYLWARD GEORGE RDirector · Director, CEO and President
|
Exercise / conversionStock Options · Derivative | 8,399 | $40.00 Strike: $40.00 | $335,960.00 |
DisclosureSEC source: 0000883237-17-000016 · wf-form4_148668447234135.xml · derivative · entry 6 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,399 shares Expires 2017-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 23:54 UTC |
AYLWARD GEORGE RDirector · Director, CEO and President
|
Tax withholdingCommon Stock | 4,959 | $108.10 | $536,067.90 |
DisclosureSEC source: 0000883237-17-000016 · wf-form4_148668447234135.xml · nonDerivative · entry 3 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,060.04 F3 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy option exercise price and tax withholding obligations. F4 · balance_after: Includes (i) 1,399.618 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 11,388 RSUs that are scheduled to cliff vest on March 15, 2017, and (iii) 14,686 RSUs that are scheduled to cliff vest on March 15, 2019. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 23:54 UTC |
AYLWARD GEORGE RDirector · Director, CEO and President
|
Exercise / conversionCommon Stock | 8,399 | $40.00 | $335,960.00 |
DisclosureSEC source: 0000883237-17-000016 · wf-form4_148668447234135.xml · nonDerivative · entry 2 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,019.04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Acquisition of common stock upon exercise of expiring employee stock options. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 23:54 UTC |
AYLWARD GEORGE RDirector · Director, CEO and President
|
Exercise / conversionStock Options · Derivative | 2,500 | $40.00 Strike: $40.00 | $100,000.00 |
DisclosureSEC source: 0000883237-17-000016 · wf-form4_148668447234135.xml · derivative · entry 5 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2017-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 23:54 UTC |
AYLWARD GEORGE RDirector · Director, CEO and President
|
Exercise / conversionCommon Stock | 2,500 | $40.00 | $100,000.00 |
DisclosureSEC source: 0000883237-17-000016 · wf-form4_148668447234135.xml · nonDerivative · entry 1 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,620.04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Acquisition of common stock upon exercise of expiring employee stock options. F2 · price: The option exercise price was paid in cash. Read SEC document |
| October 27, 2016 Filed Oct 31, 2016 20:06 UTC |
BANK OF MONTREAL /CAN/10% owner
|
SaleVirtus Investment Partners, Inc. (VRTS): Common Stock | 1,727,746 | $93.50 | $161,544,251.00 |
DisclosureSEC source: 0000899243-16-032474 · doc4.xml · nonDerivative · entry 1 BANK OF MONTREAL /CAN/ · CIK 0000927971 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 150 F1 · balance_after: Includes 150 shares of common stock of Virtus Investment Partners, Inc. held in an investment account for clients of BMO Nesbitt Burns Inc., which is an indirect wholly owned subsidiary of Bank of Montreal. This number does not include 25,346 shares of common stock of Virtus Investment Partners, Inc. held by sub-advisers of CTC myCFO, LLC, a wholly owned subsidiary of BMO Financial Corp., in the name of clients of CTC myCFO, LLC. F2 · ownership.nature: Bank of Montreal Holding Inc., a wholly owned subsidiary of Bank or Montreal, is the direct beneficial owner of the shares of common stock of Virtus Investment Partners, Inc. Bank of Montreal is the indirect owner of such securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.