Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| VIRTUS INVESTMENT PARTNERS, INC.VRTS · Entity 4916 | EVP & General Counsel | March 15, 2019 | March 19, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
VIRTUS INVESTMENT PARTNERS, INC.
Report date March 15, 2019 · Filed March 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,601 |
Reported balance
After 2019-03-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-03-15 · Tax withholding · Disposed 358 · Balance 11,601 F1: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. |
| Common StockSEC Table I · non-derivative | Direct | 11,903 |
Reported balance
After 2019-03-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-03-15 · Grant · Acquired 302 · Balance 11,903 F2: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2016 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied. |
| Common StockSEC Table I · non-derivative | Direct | 11,808 |
Reported balance
After 2019-03-15 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2019-03-15 · Tax withholding · Disposed 95 · Balance 11,808 F1: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. |
| Common StockSEC Table I · non-derivative | Direct | 12,574 |
Reported balance
After 2019-03-15 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2019-03-15 · Grant · Acquired 766 · Balance 12,574 F3: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2018 Long Term Incentive Plan, subject to a performance condition which has been satisfied. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2021 and will be settled for shares of common stock on a one-for-one basis upon vesting. F4: This number includes (i) 1,598 RSUs that are scheduled to cliff vest on March 15, 2020 and (ii) 1,532 RSUs that are scheduled to cliff vest on March 15, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award.
F2: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2016 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied.
F3: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2018 Long Term Incentive Plan, subject to a performance condition which has been satisfied. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2021 and will be settled for shares of common stock on a one-for-one basis upon vesting.
F4: This number includes (i) 1,598 RSUs that are scheduled to cliff vest on March 15, 2020 and (ii) 1,532 RSUs that are scheduled to cliff vest on March 15, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2019 Filed Mar 19, 2019 21:24 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 766 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-19-000039 · wf-form4_155303064014101.xml · nonDerivative · entry 4 FLYNN MARK S · CIK 0001200672 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,574 F3 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2018 Long Term Incentive Plan, subject to a performance condition which has been satisfied. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2021 and will be settled for shares of common stock on a one-for-one basis upon vesting. F4 · balance_after: This number includes (i) 1,598 RSUs that are scheduled to cliff vest on March 15, 2020 and (ii) 1,532 RSUs that are scheduled to cliff vest on March 15, 2021. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:24 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 95 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-19-000039 · wf-form4_155303064014101.xml · nonDerivative · entry 3 FLYNN MARK S · CIK 0001200672 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,808 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:24 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 302 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-19-000039 · wf-form4_155303064014101.xml · nonDerivative · entry 2 FLYNN MARK S · CIK 0001200672 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,903 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2016 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:24 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 358 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-19-000039 · wf-form4_155303064014101.xml · nonDerivative · entry 1 FLYNN MARK S · CIK 0001200672 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,601 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 23:25 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 469 | $104.73 | $49,118.37 |
DisclosureSEC source: 0000883237-19-000024 · wf-form4_155113710734394.xml · nonDerivative · entry 1 FLYNN MARK S · CIK 0001200672 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,959 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. F2 · balance_after: This number includes (i) 1,142 RSUs that are scheduled to cliff vest on March 15, 2019 (ii) 1,598 RSUs that are scheduled to cliff vest on March 15, 2020 and (iii) 766 RSUs that are scheduled to cliff vest on March 15, 2021. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:33 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 766 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-18-000037 · wf-form4_152149519630428.xml · nonDerivative · entry 2 FLYNN MARK S · CIK 0001200672 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,428 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2018 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2021 and will be settled for shares of common stock on a one-for-one basis upon vesting. F3 · balance_after: This number includes (i) 1,359 RSUs that are scheduled to cliff vest on February 22, 2019; (ii) 1,142 RSUs that are scheduled to cliff vest on March 15, 2019; (iii) 1,598 RSUs that are scheduled to cliff vest on March 15, 2020 and (iv) 766 RSUs that are scheduled to cliff vest on March 15, 2021. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:33 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 798 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-18-000037 · wf-form4_152149519630428.xml · nonDerivative · entry 1 FLYNN MARK S · CIK 0001200672 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,662 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2017 Long Term Incentive Plan, subject to a performance condition which has been satisfied. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2020 and will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:12 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 460 | $122.00 | $56,120.00 |
DisclosureSEC source: 0000883237-18-000022 · wf-form4_151968315801917.xml · nonDerivative · entry 2 FLYNN MARK S · CIK 0001200672 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,864 F3 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:12 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 2,718 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-18-000022 · wf-form4_151968315801917.xml · nonDerivative · entry 1 FLYNN MARK S · CIK 0001200672 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,324 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person on February 22, 2017, pursuant to the Company's Omnibus Incentive and Equity Plan, subject to a performance condition which has been satisfied. Subject to acceleration in certain circumstances, the RSUs vest in equal installments on the first and second anniversary of the grant date. F2 · balance_after: This number includes (i) 1,359 shares from the vesting of RSUs on February 22, 2018; (ii) 1,359 RSUs that are scheduled to vest on February 22, 2019; (iii) 1,142 RSUs that are scheduled to cliff vest on March 15, 2019 and; (iv) 800 RSUs that are scheduled to cliff vest on March 15, 2020. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 23:17 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-17-000040 · wf-form4_148970623476586.xml · nonDerivative · entry 2 FLYNN MARK S · CIK 0001200672 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,606 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2017 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2020 and will be settled for shares of common stock on a one-for-one basis upon vesting. F3 · balance_after: This number includes (i) 1,142 RSUs that are scheduled to cliff vest on March 15, 2019; and 800 RSUs that are scheduled to cliff vest on March 15, 2020. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 23:17 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 294 | $105.60 | $31,046.40 |
DisclosureSEC source: 0000883237-17-000040 · wf-form4_148970623476586.xml · nonDerivative · entry 1 FLYNN MARK S · CIK 0001200672 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,806 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of a RSU award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.