Last 12 months
Inside the activity.
3 purchase rows · 15 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 3 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 7 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2019 Filed Mar 19, 2019 21:22 UTC |
WALTMAN FRANCIS GEVP, Product Management
|
GrantCommon Stock | 1,532 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-19-000036 · wf-form4_155303052137864.xml · nonDerivative · entry 4 WALTMAN FRANCIS G · CIK 0001450846 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,384.451 F3 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2018 Long Term Incentive Plan, subject to a performance condition which has been satisfied. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2021 and will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:22 UTC |
WALTMAN FRANCIS GEVP, Product Management
|
Tax withholdingCommon Stock | 321 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-19-000036 · wf-form4_155303052137864.xml · nonDerivative · entry 3 WALTMAN FRANCIS G · CIK 0001450846 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,852.451 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:22 UTC |
WALTMAN FRANCIS GEVP, Product Management
|
GrantCommon Stock | 691 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-19-000036 · wf-form4_155303052137864.xml · nonDerivative · entry 2 WALTMAN FRANCIS G · CIK 0001450846 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,173.451 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2016 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:22 UTC |
WALTMAN FRANCIS GEVP, Product Management
|
Tax withholdingCommon Stock | 1,210 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-19-000036 · wf-form4_155303052137864.xml · nonDerivative · entry 1 WALTMAN FRANCIS G · CIK 0001450846 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,482.451 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:21 UTC |
PENA MARDELLE WEVP, Human Resources
|
GrantCommon Stock | 1,195 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-19-000035 · wf-form4_155303047737391.xml · nonDerivative · entry 5 PENA MARDELLE W · CIK 0001519506 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,489 F4 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2019 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F5 · balance_after: This number includes (i) 1,996 RSUs that are scheduled to cliff vest on March 15, 2020 (ii) 1,930 RSUs that are scheduled to cliff vest on March 15, 2021 and (iii) 399 RSUs that are scheduled to cliff vest on March 15, 2022. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:21 UTC |
PENA MARDELLE WEVP, Human Resources
|
GrantCommon Stock | 766 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-19-000035 · wf-form4_155303047737391.xml · nonDerivative · entry 4 PENA MARDELLE W · CIK 0001519506 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,294 F3 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2018 Long Term Incentive Plan, subject to a performance condition which has been satisfied. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2021 and will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:21 UTC |
PENA MARDELLE WEVP, Human Resources
|
Tax withholdingCommon Stock | 68 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-19-000035 · wf-form4_155303047737391.xml · nonDerivative · entry 3 PENA MARDELLE W · CIK 0001519506 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,528 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:21 UTC |
PENA MARDELLE WEVP, Human Resources
|
GrantCommon Stock | 215 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-19-000035 · wf-form4_155303047737391.xml · nonDerivative · entry 2 PENA MARDELLE W · CIK 0001519506 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,596 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2016 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:21 UTC |
PENA MARDELLE WEVP, Human Resources
|
Tax withholdingCommon Stock | 256 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-19-000035 · wf-form4_155303047737391.xml · nonDerivative · entry 1 PENA MARDELLE W · CIK 0001519506 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,381 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:20 UTC |
AYLWARD GEORGE RDirector · Director, CEO and President
|
GrantCommon Stock | 13,688 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-19-000034 · wf-form4_155303043449394.xml · nonDerivative · entry 5 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,539.52 F4 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2019 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F5 · balance_after: This number includes (i) 1,442.104 shares acquired in connection with the Issuer's Employee Stock Purchase Plan (ii) 25,109 RSUs that are scheduled to cliff vest on March 15, 2020 (iii) 21,804 RSUs that are scheduled to cliff vest on March 15, 2021 and (iv) 4,563 RSUs that are scheduled to cliff vest on March 15, 2022. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:20 UTC |
AYLWARD GEORGE RDirector · Director, CEO and President
|
GrantCommon Stock | 8,620 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-19-000034 · wf-form4_155303043449394.xml · nonDerivative · entry 4 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,851.52 F3 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2018 Long Term Incentive Plan, subject to a performance condition which has been satisfied. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2021 and will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:20 UTC |
AYLWARD GEORGE RDirector · Director, CEO and President
|
Tax withholdingCommon Stock | 1,728 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-19-000034 · wf-form4_155303043449394.xml · nonDerivative · entry 3 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,231.52 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:20 UTC |
AYLWARD GEORGE RDirector · Director, CEO and President
|
GrantCommon Stock | 3,891 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-19-000034 · wf-form4_155303043449394.xml · nonDerivative · entry 2 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,959.52 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2016 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:20 UTC |
AYLWARD GEORGE RDirector · Director, CEO and President
|
Tax withholdingCommon Stock | 6,521 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-19-000034 · wf-form4_155303043449394.xml · nonDerivative · entry 1 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,068.52 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 23:25 UTC |
FLYNN MARK SEVP & General Counsel
|
Tax withholdingCommon Stock | 469 | $104.73 | $49,118.37 |
DisclosureSEC source: 0000883237-19-000024 · wf-form4_155113710734394.xml · nonDerivative · entry 1 FLYNN MARK S · CIK 0001200672 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,959 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. F2 · balance_after: This number includes (i) 1,142 RSUs that are scheduled to cliff vest on March 15, 2019 (ii) 1,598 RSUs that are scheduled to cliff vest on March 15, 2020 and (iii) 766 RSUs that are scheduled to cliff vest on March 15, 2021. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 23:24 UTC |
Angerthal Michael AEVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 853 | $104.73 | $89,334.69 |
DisclosureSEC source: 0000883237-19-000022 · wf-form4_155113705723482.xml · nonDerivative · entry 1 Angerthal Michael A · CIK 0001374331 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,881 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. F2 · balance_after: This number includes (i) 2,610 RSUs that are scheduled to cliff vest on March 15, 2019 (ii) 3,652 RSUs that are scheduled to cliff vest on March 15, 2020 and (iii) 1,533 RSUs that are scheduled to cliff vest on March 15, 2021. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 23:24 UTC |
BRADLEY WILLIAM PATRICK IIIEVP, Fund Services
|
Tax withholdingCommon Stock | 613 | $104.73 | $64,199.49 |
DisclosureSEC source: 0000883237-19-000023 · wf-form4_155113708250033.xml · nonDerivative · entry 1 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,375.59 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. F2 · balance_after: This number includes (i) 288.59 shares acquired in connection with the Issuer's Employee Stock Purchase Plan (ii) 815 RSUs thatare scheduled to cliff vest on March 15, 2019 (iii) 1,598 RSUs that are scheduled to cliff vest on March 15, 2020 and (iv) 766 RSUs that are scheduled to cliff vest on March 15, 2021. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 23:24 UTC |
WALTMAN FRANCIS GEVP, Product Management
|
Tax withholdingCommon Stock | 893 | $104.73 | $93,523.89 |
DisclosureSEC source: 0000883237-19-000021 · wf-form4_155113703429405.xml · nonDerivative · entry 1 WALTMAN FRANCIS G · CIK 0001450846 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,692.451 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. F2 · balance_after: This number includes (i) 338.617 shares acquired in connection with the Issuer's Employee Stock Purchase Plan (ii) 2,610 RSUs that are scheduled to cliff vest on March 15, 2019 (iii) 3,652 RSUs that are scheduled to cliff vest on March 15, 2020 and (iv) 1,533 RSUs that are scheduled to cliff vest on March 15, 2021. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 23:23 UTC |
PENA MARDELLE WEVP, Human Resources
|
Tax withholdingCommon Stock | 613 | $104.73 | $64,199.49 |
DisclosureSEC source: 0000883237-19-000019 · wf-form4_155113698830984.xml · nonDerivative · entry 1 PENA MARDELLE W · CIK 0001519506 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,637 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. F2 · balance_after: This number includes (i) 815 RSUs that are scheduled to cliff vest on March 15, 2019 (ii) 1,598 RSUs that are scheduled to cliff vest on March 15, 2020 and (iii) 766 RSUs that are scheduled to cliff vest on March 15, 2021. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 23:23 UTC |
Mandinach Barry M.EVP, Head of Distribution
|
Tax withholdingCommon Stock | 649 | $104.73 | $67,969.77 |
DisclosureSEC source: 0000883237-19-000020 · wf-form4_155113701066564.xml · nonDerivative · entry 1 Mandinach Barry M. · CIK 0001497269 · EVP, Head of Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,088 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. F2 · balance_after: This number includes (i) 2,610 RSUs that are scheduled to cliff vest on March 15, 2019 (ii) 3,652 RSUs that are scheduled to cliff vest on March 15, 2020 and (iii) 1,533 RSUs that are scheduled to cliff vest on March 15, 2021. Read SEC document |
| February 04, 2019 Filed Feb 5, 2019 22:28 UTC |
Angerthal Michael AEVP, Chief Financial Officer
|
Exercise / conversionStock Options · Derivative | 8,000 | $9.40 Strike: $9.40 | $75,200.00 |
DisclosureSEC source: 0000883237-19-000012 · wf-form4_154940566902980.xml · derivative · entry 2 Angerthal Michael A · CIK 0001374331 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,867 Underlying: Common Stock · 8,000 shares Expires 2019-04-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2019 Filed Feb 5, 2019 22:28 UTC |
Angerthal Michael AEVP, Chief Financial Officer
|
Exercise / conversionCommon Stock | 8,000 | $9.40 | $75,200.00 |
DisclosureSEC source: 0000883237-19-000012 · wf-form4_154940566902980.xml · nonDerivative · entry 1 Angerthal Michael A · CIK 0001374331 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,734 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The aggregate option exercise price and associated payroll taxes were paid in cash. F2 · balance_after: This number includes (i) 2,719 RSUs that are scheduled to cliff vest on February 22, 2019; (ii) 2,610 RSUs that are scheduled to cliff vest on March 15, 2019; (iii) 3,652 RSUs that are scheduled to cliff vest on March 15, 2020 and (iv) 1,533 RSUs that are scheduled to cliff vest on March 15, 2021. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 23:08 UTC |
Angerthal Michael AEVP, Chief Financial Officer
|
Exercise / conversionStock Options · Derivative | 4,000 | $9.40 Strike: $9.40 | $37,600.00 |
DisclosureSEC source: 0000883237-18-000105 · wf-form4_154396491832789.xml · derivative · entry 2 Angerthal Michael A · CIK 0001374331 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,867 Underlying: Common Stock · 4,000 shares Expires 2019-04-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 23:08 UTC |
Angerthal Michael AEVP, Chief Financial Officer
|
Exercise / conversionCommon Stock | 4,000 | $9.40 | $37,600.00 |
DisclosureSEC source: 0000883237-18-000105 · wf-form4_154396491832789.xml · nonDerivative · entry 1 Angerthal Michael A · CIK 0001374331 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,734 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The aggregate option exercise price and associated payroll taxes were paid in cash. F2 · balance_after: This number includes (i) 2,719 RSUs that are scheduled to cliff vest on February 22, 2019; (ii) 2,610 RSUs that are scheduled to cliff vest on March 15, 2019; (iii) 3,652 RSUs that are scheduled to cliff vest on March 15, 2020 and (iv) 1,533 RSUs that are scheduled to cliff vest on March 15, 2021. Read SEC document |
| October 29, 2018 Filed Oct 30, 2018 21:38 UTC |
AYLWARD GEORGE RDirector · Director, CEO and President
|
Exercise / conversionStock Options · Derivative | 5,000 | $9.40 Strike: $9.40 | $47,000.00 |
DisclosureSEC source: 0000883237-18-000092 · wf-form4_154093549834170.xml · derivative · entry 3 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,120 Underlying: Common Stock · 5,000 shares Expires 2019-04-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 29, 2018 Filed Oct 30, 2018 21:38 UTC |
AYLWARD GEORGE RDirector · Director, CEO and President
|
Exercise / conversionCommon Stock | 5,000 | $9.40 | $47,000.00 |
DisclosureSEC source: 0000883237-18-000092 · wf-form4_154093549834170.xml · nonDerivative · entry 1 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,589.52 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Acquisition of common stock upon exercise of employee stock options. F2 · price: The aggregate option exercise price and associated payroll taxes were paid in cash. F3 · balance_after: This number includes (i) 1,442.104 shares acquired in connection with the Issuer's Employee Stock Purchase Plan; (ii) 4,531 RSUs that are scheduled to cliff vest on February 22, 2019; (iii) 14,686 RSUs that are scheduled to cliff vest on March 15, 2019; (iv) 20,547 RSUs that are scheduled to cliff vest on March 15, 2020 and (v) 8,621 RSUs that are scheduled to cliff vest on March 15, 2021. Read SEC document |
| May 18, 2018 Filed May 22, 2018 21:02 UTC |
Mandinach Barry M.EVP, Head of Distribution
|
Tax withholdingCommon Stock | 556 | $128.45 | $71,418.20 |
DisclosureSEC source: 0000883237-18-000072 · wf-form4_152702291860456.xml · nonDerivative · entry 1 Mandinach Barry M. · CIK 0001497269 · EVP, Head of Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,737 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. F2 · balance_after: This number includes (i) 1,812 RSUs that are scheduled to cliff vest on February 22, 2019; (ii) 2,610 RSUs that are scheduled to cliff vest on March 15, 2019; (iii) 3,652 RSUs that are scheduled to cliff vest on March 15, 2020 and (iv) 1,533 RSUs that are scheduled to cliff vest on March 15, 2021. Read SEC document |
| May 15, 2018 Filed May 16, 2018 21:34 UTC |
Fleming Susan S.Director
|
GrantCommon Stock | 806 | $124.00 | $99,944.00 |
DisclosureSEC source: 0000883237-18-000068 · wf-form4_152650646583100.xml · nonDerivative · entry 1 Fleming Susan S. · CIK 0001179676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,547 F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines. Read SEC document |
| May 15, 2018 Filed May 16, 2018 21:34 UTC |
BAIO JAMES RDirector
|
GrantCommon Stock | 826 | $124.00 | $102,424.00 |
DisclosureSEC source: 0000883237-18-000067 · wf-form4_152650644818873.xml · nonDerivative · entry 1 BAIO JAMES R · CIK 0001039369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,522 F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines. Read SEC document |
| May 15, 2018 Filed May 16, 2018 21:34 UTC |
JONES MELODY LDirector
|
GrantCommon Stock | 866 | $124.00 | $107,384.00 |
DisclosureSEC source: 0000883237-18-000066 · wf-form4_152650643175472.xml · nonDerivative · entry 1 JONES MELODY L · CIK 0001203078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,920 F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines. Read SEC document |
| May 15, 2018 Filed May 16, 2018 21:33 UTC |
Hooda SheilaDirector
|
GrantCommon Stock | 816 | $124.00 | $101,184.00 |
DisclosureSEC source: 0000883237-18-000065 · wf-form4_152650641510919.xml · nonDerivative · entry 1 Hooda Sheila · CIK 0001691816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,744 F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines. Read SEC document |
| May 15, 2018 Filed May 16, 2018 21:33 UTC |
TREANOR MARK CDirector
|
GrantCommon Stock | 1,199 | $124.00 | $148,676.00 |
DisclosureSEC source: 0000883237-18-000064 · wf-form4_152650639847222.xml · nonDerivative · entry 2 TREANOR MARK C · CIK 0001246957 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,045 F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines. Read SEC document |
| May 15, 2018 Filed May 16, 2018 21:33 UTC |
ZARRILLI STEPHEN TDirector
|
GrantCommon Stock | 856 | $124.00 | $106,144.00 |
DisclosureSEC source: 0000883237-18-000063 · wf-form4_152650638188366.xml · nonDerivative · entry 1 ZARRILLI STEPHEN T · CIK 0001203410 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,913 F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines. Read SEC document |
| May 15, 2018 Filed May 16, 2018 21:32 UTC |
HOLT TIMOTHY ADirector
|
GrantCommon Stock | 806 | $124.00 | $99,944.00 |
DisclosureSEC source: 0000883237-18-000062 · wf-form4_152650636439901.xml · nonDerivative · entry 1 HOLT TIMOTHY A · CIK 0001263022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,315 F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:35 UTC |
Mandinach Barry M.EVP, Head of Distribution
|
GrantCommon Stock | 1,533 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-18-000040 · wf-form4_152149527962462.xml · nonDerivative · entry 2 Mandinach Barry M. · CIK 0001497269 · EVP, Head of Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,293 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2018 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2021 and will be settled for shares of common stock on a one-for-one basis upon vesting. F3 · balance_after: This number includes (i) 1,135 RSUS that are scheduled to cliff vest on May 18, 2018; (ii) 1,812 RSUs that are scheduled to cliff vest on February 22, 2019; (iii) 2,610 RSUs that are scheduled to cliff vest on March 15, 2019; (iv) 3,652 RSUs that are scheduled to cliff vest on March 15, 2020 and (v) 1,533 RSUs that are scheduled to cliff vest on March 15, 2021. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:35 UTC |
Mandinach Barry M.EVP, Head of Distribution
|
GrantCommon Stock | 1,826 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-18-000040 · wf-form4_152149527962462.xml · nonDerivative · entry 1 Mandinach Barry M. · CIK 0001497269 · EVP, Head of Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,760 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2017 Long Term Incentive Plan, subject to a performance condition which has been satisfied. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2020 and will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:34 UTC |
WALTMAN FRANCIS GEVP, Product Management
|
GrantCommon Stock | 1,533 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-18-000039 · wf-form4_152149524588628.xml · nonDerivative · entry 2 WALTMAN FRANCIS G · CIK 0001450846 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,585.451 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2018 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2021 and will be settled for shares of common stock on a one-for-one basis upon vesting. F3 · balance_after: This number includes (i)338.617 shares acquired in connection with the Issuer's Employee Stock Purchase Plan (ii) 2,719 RSUs that are scheduled to cliff vest on February 22, 2019; (iii) 2,610 RSUs that are scheduled to cliff vest on March 15, 2019; (iv) 3,652 RSUs that are scheduled to cliff vest on March 15, 2020 and (v) 1,533 RSUs that are scheduled to cliff vest on March 15, 2021. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:34 UTC |
WALTMAN FRANCIS GEVP, Product Management
|
GrantCommon Stock | 1,826 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-18-000039 · wf-form4_152149524588628.xml · nonDerivative · entry 1 WALTMAN FRANCIS G · CIK 0001450846 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,052.451 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2017 Long Term Incentive Plan, subject to a performance condition which has been satisfied. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2020 and will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:34 UTC |
AYLWARD GEORGE RDirector · Director, CEO and President
|
GrantCommon Stock | 8,621 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-18-000038 · wf-form4_152149521279963.xml · nonDerivative · entry 2 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,589.52 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2018 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2021 and will be settled for shares of common stock on a one-for-one basis upon vesting. F3 · balance_after: This number includes (i) 1,442.104 shares acquired in connection with the Issuer's Employee Stock Purchase Plan; (ii) 4,531 RSUs that are scheduled to cliff vest on February 22, 2019; (iii) 14,686 RSUs that are scheduled to cliff vest on March 15, 2019; (iv) 20,547 RSUs that are scheduled to cliff vest on March 15, 2020 and (v) 8,621 RSUs that are scheduled to cliff vest on March 15, 2021. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:34 UTC |
AYLWARD GEORGE RDirector · Director, CEO and President
|
GrantCommon Stock | 10,272 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-18-000038 · wf-form4_152149521279963.xml · nonDerivative · entry 1 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,968.52 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2017 Long Term Incentive Plan, subject to a performance condition which has been satisfied. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2020 and will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:33 UTC |
FLYNN MARK SEVP & General Counsel
|
GrantCommon Stock | 766 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-18-000037 · wf-form4_152149519630428.xml · nonDerivative · entry 2 FLYNN MARK S · CIK 0001200672 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,428 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2018 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2021 and will be settled for shares of common stock on a one-for-one basis upon vesting. F3 · balance_after: This number includes (i) 1,359 RSUs that are scheduled to cliff vest on February 22, 2019; (ii) 1,142 RSUs that are scheduled to cliff vest on March 15, 2019; (iii) 1,598 RSUs that are scheduled to cliff vest on March 15, 2020 and (iv) 766 RSUs that are scheduled to cliff vest on March 15, 2021. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:33 UTC |
FLYNN MARK SEVP & General Counsel
|
GrantCommon Stock | 798 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-18-000037 · wf-form4_152149519630428.xml · nonDerivative · entry 1 FLYNN MARK S · CIK 0001200672 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,662 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2017 Long Term Incentive Plan, subject to a performance condition which has been satisfied. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2020 and will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:33 UTC |
PENA MARDELLE WEVP, Human Resources
|
GrantCommon Stock | 766 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-18-000036 · wf-form4_152149516123147.xml · nonDerivative · entry 2 PENA MARDELLE W · CIK 0001519506 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2018 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2021 and will be settled for shares of common stock on a one-for-one basis upon vesting. F3 · balance_after: This number includes (i) 1,812 RSUs that are scheduled to cliff vest on February 22, 2019; (ii) 815 RSUs that are scheduled to cliff vest on March 15, 2019; (iii) 1,598 RSUs that are scheduled to cliff vest on March 15, 2020 and (iv) 766 RSUs that are scheduled to cliff vest on March 15, 2021. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:33 UTC |
PENA MARDELLE WEVP, Human Resources
|
GrantCommon Stock | 798 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-18-000036 · wf-form4_152149516123147.xml · nonDerivative · entry 1 PENA MARDELLE W · CIK 0001519506 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,484 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2017 Long Term Incentive Plan, subject to a performance condition which has been satisfied. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2020 and will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:32 UTC |
Angerthal Michael AEVP, Chief Financial Officer
|
GrantCommon Stock | 1,533 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-18-000035 · wf-form4_152149512717483.xml · nonDerivative · entry 2 Angerthal Michael A · CIK 0001374331 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,734 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2018 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2021 and will be settled for shares of common stock on a one-for-one basis upon vesting. F3 · balance_after: This number includes (i) 2,719 RSUs that are scheduled to cliff vest on February 22, 2019; (ii) 2,610 RSUs that are scheduled to cliff vest on March 15, 2019; (iii) 3,652 RSUs that are scheduled to cliff vest on March 15, 2020 and (iv) 1,533 RSUs that are scheduled to cliff vest on March 15, 2021. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:32 UTC |
Angerthal Michael AEVP, Chief Financial Officer
|
GrantCommon Stock | 1,826 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-18-000035 · wf-form4_152149512717483.xml · nonDerivative · entry 1 Angerthal Michael A · CIK 0001374331 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,201 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2017 Long Term Incentive Plan, subject to a performance condition which has been satisfied. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2020 and will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:32 UTC |
BRADLEY WILLIAM PATRICK IIIEVP, Fund Services
|
GrantCommon Stock | 766 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-18-000034 · wf-form4_152149508824326.xml · nonDerivative · entry 2 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,988.59 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2018 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2021 and will be settled for shares of common stock on a one-for-one basis upon vesting. F3 · balance_after: This number includes (i) 288.59 shares acquired in connection with the Issuer's Employee Stock Purchase Plan (ii) 1,812 RSUs that are scheduled to cliff vest on February 22, 2019; (ii) 815 RSUs that are scheduled to cliff vest on March 15, 2019; (iv) 1,598 RSUs that are scheduled to cliff vest on March 15, 2020 and (v) 766 RSUs that are scheduled to cliff vest on March 15, 2021. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:32 UTC |
BRADLEY WILLIAM PATRICK IIIEVP, Fund Services
|
GrantCommon Stock | 798 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-18-000034 · wf-form4_152149508824326.xml · nonDerivative · entry 1 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,222.59 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2017 Long Term Incentive Plan, subject to a performance condition which has been satisfied. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2020 and will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:13 UTC |
WALTMAN FRANCIS GEVP, Product Management
|
Tax withholdingCommon Stock | 1,363 | $122.00 | $166,286.00 |
DisclosureSEC source: 0000883237-18-000025 · wf-form4_151968321882218.xml · nonDerivative · entry 2 WALTMAN FRANCIS G · CIK 0001450846 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,226.451 F3 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:13 UTC |
WALTMAN FRANCIS GEVP, Product Management
|
GrantCommon Stock | 5,437 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-18-000025 · wf-form4_151968321882218.xml · nonDerivative · entry 1 WALTMAN FRANCIS G · CIK 0001450846 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,589.451 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person on February 22, 2017, pursuant to the Company's Omnibus Incentive and Equity Plan, subject to a performance condition which has been satisfied. Subject to acceleration in certain circumstances, the RSUs vest in equal installments on the first and second anniversary of the grant date. F2 · balance_after: This number includes (i) 338.617 shares acquired in connection with the Issuer's Employee Stock Purchase Plan; (ii) 2,718 shares from the vesting of RSUs on February 22, 2018; (iii) 2,719 RSUs that are scheduled to vest on February 22, 2019; (iv) 2,610 RSUs that are scheduled to cliff vest on March 15, 2019; and (v) 1,826 RSUs that are scheduled to cliff vest on March 15, 2020. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.