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VRT

Vertiv Holdings Co

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440
SEC CIK
0001674101
Parsed reports
510

Last 12 months

Inside the activity.

0 purchase rows · 73 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 2026052
Mar 2026012
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202608
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 07, 2020 Filed Feb 11, 2020 21:04 UTC
COTE DAVID MDirector · Executive Chairman of the Bd · 10% owner
ConversionClass A Common Stock 8,572,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-002817 · doc1.xml · nonDerivative · entry 1

COTE DAVID M · CIK 0001136538 · Director · Executive Chairman of the Bd · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,572,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On February 7, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock.

F2 · shares: Reflects securities previously reported as indirectly beneficially owned through GS DC Sponsor I LLC.

F1 · price: On February 7, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock.

F2 · balance_after: Reflects securities previously reported as indirectly beneficially owned through GS DC Sponsor I LLC.

F3 · ownership.nature: Reflects securities held directly by Cote SPAC 1 LLC, of which the Reporting Person is the manager.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 19:30 UTC
Liang StephenPresident of Asia Pacific
GrantStock Option · Derivative 144,927 $0.00 Strike: $12.05 $0.00
Disclosure

SEC source: 0000899243-20-004162 · doc4.xml · derivative · entry 1

Liang Stephen · CIK 0001802752 · President of Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,927

Underlying: Class A common stock · 144,927 shares

Expires 2030-02-07

F1 · derivative.exercise_date: The stock option will vest as to 25% on each of February 7, 2021, February 7, 2022, February 7, 2023 and February 7, 2024.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 19:07 UTC
GS DC Sponsor I LLCFormer 10% owner
OtherClass A common stock 17,145,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004126 · doc4.xml · nonDerivative · entry 1

GS DC Sponsor I LLC · CIK 0001742505 · Former 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Immediately prior to the consummation of the Issuer's business combination with Vertiv Holdings, LLC, the reporting person distributed the shares reported herein to its members in accordance with its organizational documents for no consideration.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 00:27 UTC
Johnson Robert JosephDirector · Chief Executive Officer
GrantStock Option · Derivative 338,164 $0.00 Strike: $12.05 $0.00
Disclosure

SEC source: 0000899243-20-004156 · doc4.xml · derivative · entry 1

Johnson Robert Joseph · CIK 0001373486 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,164

Underlying: Class A common stock · 338,164 shares

Expires 2030-02-07

F1 · derivative.exercise_date: The stock option will vest as to 25% on each of February 7, 2021, February 7, 2022, February 7, 2023 and February 7, 2024.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 00:32 UTC GrantStock Option · Derivative 144,927 $0.00 Strike: $12.05 $0.00
Disclosure

SEC source: 0000899243-20-004164 · doc4.xml · derivative · entry 1

Albertazzi Giordano · CIK 0001802544 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,927

Underlying: Class A common stock · 144,927 shares

Expires 2030-02-07

F1 · derivative.exercise_date: The stock option will vest as to 25% on each of February 7, 2021, February 7, 2022, February 7, 2023 and February 7, 2024.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 00:29 UTC GrantStock Option · Derivative 132,850 $0.00 Strike: $12.05 $0.00
Disclosure

SEC source: 0000899243-20-004159 · doc4.xml · derivative · entry 1

Johnson Patrick R. · CIK 0001802692 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,850

Underlying: Class A common stock · 132,850 shares

Expires 2030-02-07

F1 · derivative.exercise_date: The stock option will vest as to 25% on each of February 7, 2021, February 7, 2022, February 7, 2023 and February 7, 2024.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 00:27 UTC
FRADIN ROGERDirector
GrantStock Option · Derivative 38,647 $0.00 Strike: $12.05 $0.00
Disclosure

SEC source: 0000899243-20-004157 · doc4.xml · derivative · entry 5

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,647

Underlying: Class A common stock · 38,647 shares

Expires 2030-02-07

F3 · derivative.exercise_date: The stock option will vest as to 25% on each of February 7, 2021, February 7, 2022, February 7, 2023 and February 7, 2024.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 00:27 UTC
FRADIN ROGERDirector
GrantRedeemable warrants · Derivative 33,333 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-004157 · doc4.xml · derivative · entry 4

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Class A common stock · 33,333 shares

Expires not disclosed

F2 · derivative.exercise_price: The redeemable warrants reported herein are included within 100,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consists of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing 30 days after the consummation of the Business Combination and expire five years after the consummation of the Business Combination or earlier upon redemption or liquidation.

F2 · price: The redeemable warrants reported herein are included within 100,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consists of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing 30 days after the consummation of the Business Combination and expire five years after the consummation of the Business Combination or earlier upon redemption or liquidation.

F2 · derivative.exercise_date: The redeemable warrants reported herein are included within 100,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consists of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing 30 days after the consummation of the Business Combination and expire five years after the consummation of the Business Combination or earlier upon redemption or liquidation.

F2 · derivative.expiration_date: The redeemable warrants reported herein are included within 100,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consists of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing 30 days after the consummation of the Business Combination and expire five years after the consummation of the Business Combination or earlier upon redemption or liquidation.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 00:27 UTC
FRADIN ROGERDirector
ConversionClass B common stock · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004157 · doc4.xml · derivative · entry 3

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Class A common stock · 35,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 7, 2020, the issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock.

F1 · derivative.exercise_date: On February 7, 2020, the issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock.

F1 · derivative.expiration_date: On February 7, 2020, the issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 00:27 UTC
FRADIN ROGERDirector
ConversionClass A common stock 35,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-004157 · doc4.xml · nonDerivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 7, 2020, the issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 00:27 UTC
FRADIN ROGERDirector
GrantClass A common stock 200,000 $10.00 $2,000,000.00
Disclosure

SEC source: 0000899243-20-004157 · doc4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Read SEC document
February 07, 2020 Filed Feb 12, 2020 00:23 UTC GrantStock Option · Derivative 120,772 $0.00 Strike: $12.05 $0.00
Disclosure

SEC source: 0000899243-20-004151 · doc4.xml · derivative · entry 1

Niederpruem Gary John · CIK 0001802646 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,772

Underlying: Class A common stock · 120,772 shares

Expires 2030-02-07

F1 · derivative.exercise_date: The stock option will vest as to 25% on each of February 7, 2021, February 7, 2022, February 7, 2023 and February 7, 2024.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 00:19 UTC GrantStock Option · Derivative 38,647 $0.00 Strike: $12.05 $0.00
Disclosure

SEC source: 0000899243-20-004145 · doc4.xml · derivative · entry 5

REINEMUND STEVEN · CIK 0001183822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,647

Underlying: Class A common stock · 38,647 shares

Expires 2030-02-07

F4 · derivative.exercise_date: The stock option will vest as to 25% on each of February 7, 2021, February 7, 2022, February 7, 2023 and February 7, 2024.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 00:19 UTC GrantRedeemable warrants · Derivative 33,333 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-004145 · doc4.xml · derivative · entry 4

REINEMUND STEVEN · CIK 0001183822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Class A common stock · 33,333 shares

Expires not disclosed

F3 · derivative.exercise_price: The redeemable warrants reported herein are included within 100,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consists of one share of Class A common stock and one-third of one redeemable warrant. Each whole-warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing 30 days after the consummation of the Business Combination and expire five years after the consummation of the Business Combination or earlier upon redemption or liquidation.

F3 · price: The redeemable warrants reported herein are included within 100,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consists of one share of Class A common stock and one-third of one redeemable warrant. Each whole-warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing 30 days after the consummation of the Business Combination and expire five years after the consummation of the Business Combination or earlier upon redemption or liquidation.

F3 · derivative.exercise_date: The redeemable warrants reported herein are included within 100,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consists of one share of Class A common stock and one-third of one redeemable warrant. Each whole-warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing 30 days after the consummation of the Business Combination and expire five years after the consummation of the Business Combination or earlier upon redemption or liquidation.

F3 · derivative.expiration_date: The redeemable warrants reported herein are included within 100,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consists of one share of Class A common stock and one-third of one redeemable warrant. Each whole-warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing 30 days after the consummation of the Business Combination and expire five years after the consummation of the Business Combination or earlier upon redemption or liquidation.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 00:19 UTC ConversionClass B common stock · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004145 · doc4.xml · derivative · entry 3

REINEMUND STEVEN · CIK 0001183822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Class A common stock · 35,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On February 7, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock.

F2 · derivative.exercise_date: On February 7, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock.

F2 · derivative.expiration_date: On February 7, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 00:19 UTC ConversionClass A common stock 35,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-004145 · doc4.xml · nonDerivative · entry 2

REINEMUND STEVEN · CIK 0001183822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On February 7, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 00:19 UTC GrantClass A common stock 200,000 $10.00 $2,000,000.00
Disclosure

SEC source: 0000899243-20-004145 · doc4.xml · nonDerivative · entry 1

REINEMUND STEVEN · CIK 0001183822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 300,000

F1 · ownership.nature: Reported securities are held by the 2017 Steven S Reinemund GRAT, of which Mr. Reinemund is trustee.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 00:19 UTC GrantStock Option · Derivative 38,647 $0.00 Strike: $12.05 $0.00
Disclosure

SEC source: 0000899243-20-004144 · doc4.xml · derivative · entry 1

Washington Robin L · CIK 0001327145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,647

Underlying: Class A common stock · 38,647 shares

Expires 2030-02-07

F1 · derivative.exercise_date: The stock option will vest as to 25% on each of February 7, 2021, February 7, 2022, February 7, 2023 and February 7, 2024.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 00:16 UTC
Hewitt John D.President of the Americas
GrantStock Option · Derivative 241,545 $0.00 Strike: $12.05 $0.00
Disclosure

SEC source: 0000899243-20-004139 · doc4.xml · derivative · entry 1

Hewitt John D. · CIK 0001802693 · President of the Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,545

Underlying: Class A common stock · 241,545 shares

Expires 2030-02-07

F1 · derivative.exercise_date: The stock option will vest as to 25% on each of February 7, 2021, February 7, 2022, February 7, 2023 and February 7, 2024.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 00:15 UTC
Forcier JasonSee Remarks
GrantStock Option · Derivative 181,159 $0.00 Strike: $12.05 $0.00
Disclosure

SEC source: 0000899243-20-004138 · doc4.xml · derivative · entry 1

Forcier Jason · CIK 0001472300 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,159

Underlying: Class A common stock · 181,159 shares

Expires 2030-02-07

F1 · derivative.exercise_date: The stock option will vest as to 25% on each of February 7, 2021, February 7, 2022, February 7, 2023 and February 7, 2024.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 00:13 UTC
Flannery ColinSee Remarks
GrantStock Option · Derivative 115,942 $0.00 Strike: $12.05 $0.00
Disclosure

SEC source: 0000899243-20-004135 · doc4.xml · derivative · entry 1

Flannery Colin · CIK 0001802540 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,942

Underlying: Class A common stock · 115,942 shares

Expires 2030-02-07

F1 · derivative.exercise_date: The stock option will vest as to 25% on each of February 7, 2021, February 7, 2022, February 7, 2023 and February 7, 2024.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 00:11 UTC
ALBAUGH JAMES FFormer Director
GrantRedeemable warrants · Derivative 6,666 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-004133 · doc4.xml · derivative · entry 4

ALBAUGH JAMES F · CIK 0001182045 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,666

Underlying: Class A common stock · 6,666 shares

Expires not disclosed

F3 · derivative.exercise_price: The redeemable warrants reported herein are included within 20,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consists of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing 30 days after the consummation of the Business Combination and expire five years after the consummation of the Business Combination or earlier upon redemption or liquidation.

F3 · price: The redeemable warrants reported herein are included within 20,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consists of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing 30 days after the consummation of the Business Combination and expire five years after the consummation of the Business Combination or earlier upon redemption or liquidation.

F3 · derivative.exercise_date: The redeemable warrants reported herein are included within 20,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consists of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing 30 days after the consummation of the Business Combination and expire five years after the consummation of the Business Combination or earlier upon redemption or liquidation.

F3 · derivative.expiration_date: The redeemable warrants reported herein are included within 20,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consists of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing 30 days after the consummation of the Business Combination and expire five years after the consummation of the Business Combination or earlier upon redemption or liquidation.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 00:11 UTC
ALBAUGH JAMES FFormer Director
ConversionClass B common stock · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004133 · doc4.xml · derivative · entry 3

ALBAUGH JAMES F · CIK 0001182045 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Class A common stock · 35,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On February 7, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock.

F2 · derivative.exercise_date: On February 7, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock.

F2 · derivative.expiration_date: On February 7, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 00:11 UTC
ALBAUGH JAMES FFormer Director
ConversionClass A common stock 35,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-004133 · doc4.xml · nonDerivative · entry 2

ALBAUGH JAMES F · CIK 0001182045 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On February 7, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 00:11 UTC
ALBAUGH JAMES FFormer Director
GrantClass A common stock 50,000 $10.00 $500,000.00
Disclosure

SEC source: 0000899243-20-004133 · doc4.xml · nonDerivative · entry 1

ALBAUGH JAMES F · CIK 0001182045 · Former Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 50,000

F1 · ownership.nature: Reported securities are held by the James F Albaugh Living Trust, of which Mr. Albaugh is trustee.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 00:09 UTC
Fallon David JosephChief Financial Officer
GrantStock Option · Derivative 207,729 $0.00 Strike: $12.05 $0.00
Disclosure

SEC source: 0000899243-20-004130 · doc4.xml · derivative · entry 1

Fallon David Joseph · CIK 0001349628 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,729

Underlying: Class A common stock · 207,729 shares

Expires 2030-02-07

F1 · derivative.exercise_date: The stock option will vest as to 25% on each of February 7, 2021, February 7, 2022, February 7, 2023 and February 7, 2024.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 00:08 UTC
Lalla SteveSee Remarks
GrantStock Option · Derivative 132,850 $0.00 Strike: $12.05 $0.00
Disclosure

SEC source: 0000899243-20-004127 · doc4.xml · derivative · entry 1

Lalla Steve · CIK 0001802526 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,850

Underlying: Class A common stock · 132,850 shares

Expires 2030-02-07

F1 · derivative.exercise_date: The stock option will vest as to 25% on each of February 7, 2021, February 7, 2022, February 7, 2023 and February 7, 2024.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 00:06 UTC GrantStock Option · Derivative 38,647 $0.00 Strike: $12.05 $0.00
Disclosure

SEC source: 0000899243-20-004123 · doc4.xml · derivative · entry 1

DOKKUM JAN VAN · CIK 0001270743 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,647

Underlying: Class A common stock · 38,647 shares

Expires 2030-02-07

F1 · derivative.exercise_date: The stock option will vest as to 25% on each of February 7, 2021, February 7, 2022, February 7, 2023 and February 7, 2024.

Read SEC document
February 07, 2020 Filed Feb 12, 2020 00:03 UTC GrantStock Option · Derivative 38,647 $0.00 Strike: $12.05 $0.00
Disclosure

SEC source: 0000899243-20-004120 · doc4.xml · derivative · entry 1

MONSER EDWARD L · CIK 0001183480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,647

Underlying: Class A common stock · 38,647 shares

Expires 2030-02-07

F1 · derivative.exercise_date: The stock option will vest as to 25% on each of February 7, 2021, February 7, 2022, February 7, 2023 and February 7, 2024.

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February 07, 2020 Filed Feb 11, 2020 23:45 UTC GrantStock Options · Derivative 38,647 $0.00 Strike: $12.05 $0.00
Disclosure

SEC source: 0000899243-20-004117 · doc4.xml · derivative · entry 1

Kotzubei Jacob · CIK 0001490593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,647

Underlying: Class A Common Stock · 38,647 shares

Expires 2030-02-06

F1 · derivative.exercise_date: Consists of options to purchase shares of Class A common stock of Vertiv Holdings Co, subject to vesting in equal or nearly equal installments on February 7 of each of 2021, 2022, 2023 and 2024, assuming continued board service through the applicable vesting date.

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February 07, 2020 Filed Feb 11, 2020 23:34 UTC GrantStock Options · Derivative 38,647 $0.00 Strike: $12.05 $0.00
Disclosure

SEC source: 0000899243-20-004112 · doc4.xml · derivative · entry 1

Louie Matthew · CIK 0001802286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,647

Underlying: Class A Common Stock · 38,647 shares

Expires 2030-02-06

F1 · derivative.exercise_date: Consists of options to purchase shares of Class A common stock of Vertiv Holdings Co, subject to vesting in equal or nearly equal installments on February 7 of each of 2021, 2022, 2023 and 2024, assuming continued board service through the applicable vesting date.

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June 08, 2018 Filed Jun 12, 2018 22:01 UTC PurchaseClass A common stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-016240 · doc4.xml · nonDerivative · entry 1

ALBAUGH JAMES F · CIK 0001182045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · price: The reported shares are included within 20,000 units purchased by the reporting person for $10.00 per unit. Each such unit consists of one share of Class A common stock GS Acquisition Holdings Corp (the "Company") and one-third of one redeemable warrant. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Company's initial business combination and 12 months from the closing of the Company's initial public offering.

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June 08, 2018 Filed Jun 12, 2018 22:00 UTC PurchaseClass A common stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-016237 · doc4.xml · nonDerivative · entry 1

REINEMUND STEVEN · CIK 0001183822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · price: The reported shares are included within 100,000 units purchased by the reporting person for $10.00 per unit. Each such unit consists of one share of Class A common stock GS Acquisition Holdings Corp (the "Company") and one-third of one redeemable warrant. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Company's initial business combination and 12 months from the closing of the Company's initial public offering.

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June 08, 2018 Filed Jun 12, 2018 22:00 UTC
FRADIN ROGERDirector
PurchaseClass A common stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-016239 · doc4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · price: The reported shares are included within 100,000 units purchased by the reporting person for $10.00 per unit. Each such unit consists of one share of Class A common stock GS Acquisition Holdings Corp (the "Company") and one-third of one redeemable warrant. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Company's initial business combination and 12 months from the closing of the Company's initial public offering.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.