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Nasdaq · USD

VRM

Vroom, Inc.

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7212
SEC CIK
0001580864
Parsed reports
194

Last 12 months

Inside the activity.

2 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202601
Jun 202622
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2021 Filed Dec 17, 2021 16:19 UTC
Stott Carol DeniseChief People & Culture Officer
SaleCommon Stock 24,500 $10.55 $258,416.20
Disclosure

SEC source: 0001562180-21-007745 · primarydocument.xml · nonDerivative · entry 1

Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,045

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.18 to $11.05. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 21:17 UTC
Krakowiak Robert R.Chief Financial Officer
GrantCommon Stock 81,559 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006240 · primarydocument.xml · nonDerivative · entry 1

Krakowiak Robert R. · CIK 0001683084 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,559

F1 · shares: Represents an award of restricted stock units that vest in three substantially equal annual installments beginning September 13, 2022. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

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September 15, 2021 Filed Sep 17, 2021 16:13 UTC
Stott Carol DeniseChief People & Culture Officer
Exercise / conversionStock Option · Derivative 15,000 $0.00 Strike: $4.21 $0.00
Disclosure

SEC source: 0001562180-21-005998 · primarydocument.xml · derivative · entry 3

Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 15,000 shares

Expires 2029-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is vested and exercisable as to 22,500 shares, and the remaining shares will vest and become exercisable on May 17, 2022.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 16:13 UTC
Stott Carol DeniseChief People & Culture Officer
SaleCommon Stock 15,000 $24.45 $366,726.00
Disclosure

SEC source: 0001562180-21-005998 · primarydocument.xml · nonDerivative · entry 2

Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,545

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.13 to $24.77. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 15, 2021 Filed Sep 17, 2021 16:13 UTC
Stott Carol DeniseChief People & Culture Officer
Exercise / conversionCommon Stock 15,000 $4.21 $63,150.00
Disclosure

SEC source: 0001562180-21-005998 · primarydocument.xml · nonDerivative · entry 1

Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 18:41 UTC
Stott Carol DeniseChief People & Culture Officer
Exercise / conversionStock Option · Derivative 107,816 $0.00 Strike: $3.71 $0.00
Disclosure

SEC source: 0001562180-21-005910 · primarydocument.xml · derivative · entry 4

Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 107,816 shares

Expires 2027-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 18:41 UTC
Stott Carol DeniseChief People & Culture Officer
Exercise / conversionStock Option · Derivative 22,500 $0.00 Strike: $4.21 $0.00
Disclosure

SEC source: 0001562180-21-005910 · primarydocument.xml · derivative · entry 3

Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 22,500 shares

Expires 2029-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is vested and exercisable as to 22,500 shares, and the remaining shares will vest and become exercisable on May 17, 2022.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 18:41 UTC
Stott Carol DeniseChief People & Culture Officer
Exercise / conversionCommon Stock 107,816 $3.71 $399,997.36
Disclosure

SEC source: 0001562180-21-005910 · primarydocument.xml · nonDerivative · entry 2

Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 18:41 UTC
Stott Carol DeniseChief People & Culture Officer
Exercise / conversionCommon Stock 22,500 $4.21 $94,725.00
Disclosure

SEC source: 0001562180-21-005910 · primarydocument.xml · nonDerivative · entry 1

Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 17:58 UTC
CGP2 Lone Star, L.P.Director · 10% owner
CGP2 Zoom Holding, L.P.Director · 10% owner
LCGP3 Accelerator, L.P.Director · 10% owner
CGP2 Managers, L.L.C.Director · 10% owner
CGP3 Managers, L.L.C.Director · 10% owner
Chu James MichaelDirector · 10% owner
OtherCommon Stock 6,994,354 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-029280 · doc4.xml · nonDerivative · entry 2

CGP2 Lone Star, L.P. · CIK 0001814404 · Director · 10% owner

CGP2 Zoom Holding, L.P. · CIK 0001814400 · Director · 10% owner

LCGP3 Accelerator, L.P. · CIK 0001814403 · Director · 10% owner

CGP2 Managers, L.L.C. · CIK 0001814377 · Director · 10% owner

CGP3 Managers, L.L.C. · CIK 0001814388 · Director · 10% owner

Catterton Management Company, L.L.C. · CIK 0001560123 · Director · 10% owner

Chu James Michael · CIK 0001544498 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Directly held by CGP2 Zoom Holding, L.P.

Disclosed balance after: 0

F1 · kind: Each of CGP2 Lone Star, L.P. and CGP2 Zoom Holding, L.P. distributed its shares of common stock in-kind to its limited partners.

F3 · ownership.nature: CGP2 Managers, L.L.C. ("CGP2 Managers") is the general partner for each of CGP2 Zoom Holding, L.P. ("CGP2 Zoom Holding") and CGP2 Lone Star. CGP3 Managers, L.L.C. ("CGP3 Managers") is the general partner of LCGP3 Accelerator, L.P. ("LCGP3 Accelerator"). As such, CGP2 Managers may be deemed to beneficially own the shares held of record by each of CGP2 Zoom Holding and CGP2 Lone Star, and CGP3 Managers may be deemed to beneficially own the shares held of record by LCGP3 Accelerator. J. Michael Chu and Scott A. Dahnke are managing members of each of CGP2 Managers, L.L.C. and CGP3 Managers, L.L.C. and as such may be deemed to share beneficial ownership of the securities held of record by each of the foregoing entities. Each of Mr. Chu and Mr. Dahnke disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Dahnke in his capacity as a director of the Issuer.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 17:58 UTC
CGP2 Lone Star, L.P.Director · 10% owner
CGP2 Zoom Holding, L.P.Director · 10% owner
LCGP3 Accelerator, L.P.Director · 10% owner
CGP2 Managers, L.L.C.Director · 10% owner
CGP3 Managers, L.L.C.Director · 10% owner
Chu James MichaelDirector · 10% owner
OtherCommon Stock 10,589,776 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-029280 · doc4.xml · nonDerivative · entry 1

CGP2 Lone Star, L.P. · CIK 0001814404 · Director · 10% owner

CGP2 Zoom Holding, L.P. · CIK 0001814400 · Director · 10% owner

LCGP3 Accelerator, L.P. · CIK 0001814403 · Director · 10% owner

CGP2 Managers, L.L.C. · CIK 0001814377 · Director · 10% owner

CGP3 Managers, L.L.C. · CIK 0001814388 · Director · 10% owner

Catterton Management Company, L.L.C. · CIK 0001560123 · Director · 10% owner

Chu James Michael · CIK 0001544498 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Directly held by CGP2 Lone Star, L.P.

Disclosed balance after: 4,734

F1 · kind: Each of CGP2 Lone Star, L.P. and CGP2 Zoom Holding, L.P. distributed its shares of common stock in-kind to its limited partners.

F2 · ownership.nature: Each of Michael Farello and Scott Dahnke have entered into a Nominee and Indemnity Agreement, pursuant to which they have agreed to hold any equity awards granted to them for their service as directors of the Issuer as nominee for CGP2 Lone Star, L.P. ("CGP2 Lone Star"). Catterton Management Company, L.L.C., as manager of CGP2 Lone Star, may be deemed to share beneficial ownership of the equity awards held as nominee by Messrs. Farello and Dahnke. Each of the foregoing entities and individuals disclaims beneficial ownership the shares underlying such equity awards except to the extent of their pecuniary interest therein, if any.

F3 · ownership.nature: CGP2 Managers, L.L.C. ("CGP2 Managers") is the general partner for each of CGP2 Zoom Holding, L.P. ("CGP2 Zoom Holding") and CGP2 Lone Star. CGP3 Managers, L.L.C. ("CGP3 Managers") is the general partner of LCGP3 Accelerator, L.P. ("LCGP3 Accelerator"). As such, CGP2 Managers may be deemed to beneficially own the shares held of record by each of CGP2 Zoom Holding and CGP2 Lone Star, and CGP3 Managers may be deemed to beneficially own the shares held of record by LCGP3 Accelerator. J. Michael Chu and Scott A. Dahnke are managing members of each of CGP2 Managers, L.L.C. and CGP3 Managers, L.L.C. and as such may be deemed to share beneficial ownership of the securities held of record by each of the foregoing entities. Each of Mr. Chu and Mr. Dahnke disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Dahnke in his capacity as a director of the Issuer.

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July 19, 2021 Filed Jul 21, 2021 21:54 UTC OtherCommon Stock 6,994,354 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-029277 · doc4.xml · nonDerivative · entry 2

Dahnke Scott Arnold · CIK 0001545446 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Directly held by CGP2 Zoom Holding, L.P.

Disclosed balance after: 0

F1 · kind: Each of CGP2 Lone Star, L.P. and CGP2 Zoom Holding, L.P. distributed its shares of common stock in-kind to its limited partners.

F3 · ownership.nature: CGP2 Managers, L.L.C. ("CGP2 Managers") is the general partner for each of CGP2 Zoom Holding, L.P. ("CGP2 Zoom Holding") and CGP2 Lone Star. CGP3 Managers, L.L.C. ("CGP3 Managers") is the general partner of LCGP3 Accelerator, L.P. ("LCGP3 Accelerator"). As such, CGP2 Managers may be deemed to beneficially own the shares held of record by each of CGP2 Zoom Holding and CGP2 Lone Star, and CGP3 Managers may be deemed to beneficially own the shares held of record by LCGP3 Accelerator. J. Michael Chu and Scott A. Dahnke are managing members of each of CGP2 Managers, L.L.C. and CGP3 Managers, L.L.C. and as such may be deemed to share beneficial ownership of the securities held of record by each of the foregoing entities. Each of Mr. Chu and Mr. Dahnke disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 21:54 UTC OtherCommon Stock 10,589,776 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-029277 · doc4.xml · nonDerivative · entry 1

Dahnke Scott Arnold · CIK 0001545446 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Directly held by CGP2 Lone Star, L.P.

Disclosed balance after: 4,734

F1 · kind: Each of CGP2 Lone Star, L.P. and CGP2 Zoom Holding, L.P. distributed its shares of common stock in-kind to its limited partners.

F2 · ownership.nature: Each of Michael Farello and Scott Dahnke have entered into a Nominee and Indemnity Agreement, pursuant to which they have agreed to hold any equity awards granted to them for their service as directors of the Issuer as nominee for CGP2 Lone Star, L.P. ("CGP2 Lone Star"). Catterton Management Company, L.L.C., as manager of CGP2 Lone Star, may be deemed to share beneficial ownership of the equity awards held as nominee by Messrs. Farello and Dahnke. Each of the foregoing entities and individuals disclaims beneficial ownership the shares underlying such equity awards except to the extent of their pecuniary interest therein, if any.

F3 · ownership.nature: CGP2 Managers, L.L.C. ("CGP2 Managers") is the general partner for each of CGP2 Zoom Holding, L.P. ("CGP2 Zoom Holding") and CGP2 Lone Star. CGP3 Managers, L.L.C. ("CGP3 Managers") is the general partner of LCGP3 Accelerator, L.P. ("LCGP3 Accelerator"). As such, CGP2 Managers may be deemed to beneficially own the shares held of record by each of CGP2 Zoom Holding and CGP2 Lone Star, and CGP3 Managers may be deemed to beneficially own the shares held of record by LCGP3 Accelerator. J. Michael Chu and Scott A. Dahnke are managing members of each of CGP2 Managers, L.L.C. and CGP3 Managers, L.L.C. and as such may be deemed to share beneficial ownership of the securities held of record by each of the foregoing entities. Each of Mr. Chu and Mr. Dahnke disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 20:10 UTC
Hennessy Paul J.Director · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 49,600 $0.00 Strike: $3.39 $0.00
Disclosure

SEC source: 0001562180-21-004557 · primarydocument.xml · derivative · entry 3

Hennessy Paul J. · CIK 0001637941 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,201,062

Underlying: Common Stock · 49,600 shares

Expires 2026-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 20:10 UTC
Hennessy Paul J.Director · Chief Executive Officer
SaleCommon Stock 49,600 $44.11 $2,187,761.76
Disclosure

SEC source: 0001562180-21-004557 · primarydocument.xml · nonDerivative · entry 2

Hennessy Paul J. · CIK 0001637941 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,378

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.35. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 20:10 UTC
Hennessy Paul J.Director · Chief Executive Officer
Exercise / conversionCommon Stock 49,600 $3.39 $168,144.00
Disclosure

SEC source: 0001562180-21-004557 · primarydocument.xml · nonDerivative · entry 1

Hennessy Paul J. · CIK 0001637941 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 24, 2021 Filed Jun 28, 2021 18:09 UTC
CGP2 Lone Star, L.P.Director · 10% owner
CGP2 Zoom Holding, L.P.Director · 10% owner
LCGP3 Accelerator, L.P.Director · 10% owner
CGP2 Managers, L.L.C.Director · 10% owner
CGP3 Managers, L.L.C.Director · 10% owner
GrantCommon Stock 4,734 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-026264 · doc4.xml · nonDerivative · entry 1

CGP2 Lone Star, L.P. · CIK 0001814404 · Director · 10% owner

CGP2 Zoom Holding, L.P. · CIK 0001814400 · Director · 10% owner

LCGP3 Accelerator, L.P. · CIK 0001814403 · Director · 10% owner

CGP2 Managers, L.L.C. · CIK 0001814377 · Director · 10% owner

CGP3 Managers, L.L.C. · CIK 0001814388 · Director · 10% owner

Chu James Michael · CIK 0001544498 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Directly held by CGP2 Lone Star, L.P.

Disclosed balance after: 10,594,510

F1 · shares: Represents an award of restricted stock units that vest in full on the earlier of the day immediately preceding the date of the Issuer's first annual meeting of stockholders following the date of grant and June 24, 2022. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

F2 · ownership.nature: Each of Michael Farello and Scott Dahnke have entered into a Nominee and Indemnity Agreement, pursuant to which they have agreed to hold any equity awards granted to them for their service as directors of the Issuer as nominee for CGP2 Lone Star, L.P. ("CGP2 Lone Star"). Catterton Management Company, L.L.C., as manager of CGP2 Lone Star, may be deemed to share beneficial ownership of the equity awards held as nominee by Messrs. Farello and Dahnke. Each of them disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein, if any. Catterton Management Company, L.L.C. is separately filing a Form 3 to report the equity awards referenced herein.

F3 · ownership.nature: CGP2 Managers, L.L.C. ("CGP2 Managers") is the general partner for each of CGP2 Zoom Holding, L.P. ("CGP2 Zoom Holding") and CGP2 Lone Star. CGP3 Managers, L.L.C. ("CGP3 Managers") is the general partner of LCGP3 Accelerator, L.P. ("LCGP3 Accelerator"). As such, CGP2 Managers may be deemed to beneficially own the shares held of record by each of CGP2 Zoom Holding and CGP2 Lone Star, and CGP3 Managers may be deemed to beneficially own the shares held of record by LCGP3 Accelerator. J. Michael Chu and Scott A. Dahnke are the members of the managing board of each of CGP2 Managers, L.L.C. and CGP3 Managers, L.L.C. and as such may be deemed to share beneficial ownership of the securities held of record by each of the foregoing entities. Each of Mr. Chu and Mr. Dahnke disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Dahnke in his capacity as a director of the Issuer.

Read SEC document
June 24, 2021 Filed Jun 28, 2021 21:51 UTC GrantCommon Stock 2,367 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004535 · primarydocument.xml · nonDerivative · entry 1

O'Shaughnessy Laura · CIK 0001813477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,975

F1 · shares: Represents an award of restricted stock units that vest in full on the earlier of the day immediately preceding the date of the Issuer's first annual meeting of stockholders following the date of grant and June 24, 2022. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

F2 · balance_after: The securities reported herein have been adjusted to reflect a 2-for-1 forward stock split of the Issuer's common stock that occurred on June 11, 2020.

Read SEC document
June 24, 2021 Filed Jun 28, 2021 17:56 UTC GrantCommon Stock 2,367 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004538 · primarydocument.xml · nonDerivative · entry 1

Pretlow Paula B · CIK 0001688622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,736

F1 · shares: Represents an award of restricted stock units that vest in full on the earlier of the day immediately preceding the date of the Issuer's first annual meeting of stockholders following the date of grant and June 24, 2022. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

Read SEC document
June 24, 2021 Filed Jun 28, 2021 21:51 UTC
Lang Laura WDirector
GrantCommon Stock 2,367 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004534 · primarydocument.xml · nonDerivative · entry 1

Lang Laura W · CIK 0001296589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,975

F1 · shares: Represents an award of restricted stock units that vest in full on the earlier of the day immediately preceding the date of the Issuer's first annual meeting of stockholders following the date of grant and June 24, 2022. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

F2 · balance_after: The securities reported herein have been adjusted to reflect a 2-for-1 forward stock split of the Issuer's common stock that occurred on June 11, 2020.

Read SEC document
June 24, 2021 Filed Jun 28, 2021 17:52 UTC GrantCommon Stock 2,367 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004536 · primarydocument.xml · nonDerivative · entry 1

TERRELL FREDERICK · CIK 0001203688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,736

F1 · shares: Represents an award of restricted stock units that vest in full on the earlier of the day immediately preceding the date of the Issuer's first annual meeting of stockholders following the date of grant and June 24, 2022. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

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June 24, 2021 Filed Jun 28, 2021 21:56 UTC
Dahnke Scott ArnoldDirector · 10% owner
GrantCommon Stock 4,734 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004539 · primarydocument.xml · nonDerivative · entry 1

Dahnke Scott Arnold · CIK 0001545446 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Directly held by CGP2 Lone Star, L.P.

Disclosed balance after: 10,594,510

F1 · shares: Represents awards of restricted stock units that vest in full on the earlier of the day immediately preceding the date of the Issuer's first annual meeting of stockholders following the date of grant and June 24, 2022. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

F2 · ownership.nature: Each of Michael Farello and Scott Dahnke have entered into a Nominee and Indemnity Agreement, pursuant to which they have agreed to hold any equity awards granted to them for their service as directors of the Issuer as nominee for CGP2 Lone Star, L.P. ("CGP2 Lone Star"). Catterton Management Company, L.L.C., as manager of CGP2 Lone Star, may be deemed to share beneficial ownership of the equity awards held as nominee by Messrs. Farello and Dahnke. Each of the foregoing entities and individuals disclaims beneficial ownership the shares underlying such equity awards except to the extent of their pecuniary interest therein, if any.

F3 · ownership.nature: CGP2 Managers, L.L.C. ("CGP2 Managers") is the general partner for each of CGP2 Zoom Holding, L.P. ("CGP2 Zoom Holding") and CGP2 Lone Star. CGP3 Managers, L.L.C. ("CGP3 Managers") is the general partner of LCGP3 Accelerator, L.P. ("LCGP3 Accelerator"). As such, CGP2 Managers may be deemed to beneficially own the shares held of record by each of CGP2 Zoom Holding and CGP2 Lone Star, and CGP3 Managers may be deemed to beneficially own the shares held of record by LCGP3 Accelerator. J. Michael Chu and Scott A. Dahnke are the members of the managing board of each of CGP2 Managers, L.L.C. and CGP3 Managers, L.L.C. and as such may be deemed to share beneficial ownership of the securities held of record by each of the foregoing entities. Each of Mr. Chu and Mr. Dahnke disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Dahnke in his capacity as a director of the Issuer.

Read SEC document
June 23, 2021 Filed Jun 25, 2021 20:28 UTC
Hennessy Paul J.Director · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 400 $0.00 Strike: $3.39 $0.00
Disclosure

SEC source: 0001562180-21-004501 · primarydocument.xml · derivative · entry 3

Hennessy Paul J. · CIK 0001637941 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250,662

Underlying: Common Stock · 400 shares

Expires 2026-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
June 23, 2021 Filed Jun 25, 2021 20:28 UTC
Hennessy Paul J.Director · Chief Executive Officer
SaleCommon Stock 400 $44.02 $17,606.00
Disclosure

SEC source: 0001562180-21-004501 · primarydocument.xml · nonDerivative · entry 2

Hennessy Paul J. · CIK 0001637941 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,378

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.02. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 23, 2021 Filed Jun 25, 2021 20:28 UTC
Hennessy Paul J.Director · Chief Executive Officer
Exercise / conversionCommon Stock 400 $3.39 $1,356.00
Disclosure

SEC source: 0001562180-21-004501 · primarydocument.xml · nonDerivative · entry 1

Hennessy Paul J. · CIK 0001637941 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 16:09 UTC
Stott Carol DeniseChief People & Culture Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 32,184 $0.00 Strike: $3.71 $0.00
Disclosure

SEC source: 0001562180-21-004353 · primarydocument.xml · derivative · entry 5

Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,816

Underlying: Common Stock · 32,184 shares

Expires 2027-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 16:09 UTC
Stott Carol DeniseChief People & Culture Officer
SaleCommon Stock 300 $42.43 $12,728.01
Disclosure

SEC source: 0001562180-21-004353 · primarydocument.xml · nonDerivative · entry 4

Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,229

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.26 to $42.58. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 16:09 UTC
Stott Carol DeniseChief People & Culture Officer
SaleCommon Stock 600 $41.45 $24,868.02
Disclosure

SEC source: 0001562180-21-004353 · primarydocument.xml · nonDerivative · entry 3

Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,529

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.01 to $41.92. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 16:09 UTC
Stott Carol DeniseChief People & Culture Officer
SaleCommon Stock 31,284 $40.39 $1,263,463.78
Disclosure

SEC source: 0001562180-21-004353 · primarydocument.xml · nonDerivative · entry 2

Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,129

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.97. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 16:09 UTC
Stott Carol DeniseChief People & Culture Officer
Exercise / conversionCommon Stock 32,184 $3.71 $119,402.64
Disclosure

SEC source: 0001562180-21-004353 · primarydocument.xml · nonDerivative · entry 1

Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 16:14 UTC
Jones David K.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $4.21 $0.00
Disclosure

SEC source: 0001562180-21-004178 · primarydocument.xml · derivative · entry 3

Jones David K. · CIK 0001520241 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 25,000 shares

Expires 2029-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is vested and exercisable as to 200,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on November 12, 2021.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 16:14 UTC
Jones David K.Chief Financial Officer
SaleCommon Stock 25,000 $43.38 $1,084,502.50
Disclosure

SEC source: 0001562180-21-004178 · primarydocument.xml · nonDerivative · entry 2

Jones David K. · CIK 0001520241 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,813

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.02 to $44.01. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 16:14 UTC
Jones David K.Chief Financial Officer
Exercise / conversionCommon Stock 25,000 $4.21 $105,250.00
Disclosure

SEC source: 0001562180-21-004178 · primarydocument.xml · nonDerivative · entry 1

Jones David K. · CIK 0001520241 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2021 Filed May 26, 2021 16:15 UTC SaleCommon Stock 1,838,704 $43.76 $80,461,687.04
Disclosure

SEC source: 0000899243-21-020736 · doc4.xml · nonDerivative · entry 1

CGP2 Lone Star, L.P. · CIK 0001814404 · 10% owner

CGP2 Zoom Holding, L.P. · CIK 0001814400 · 10% owner

LCGP3 Accelerator, L.P. · CIK 0001814403 · 10% owner

CGP2 Managers, L.L.C. · CIK 0001814377 · 10% owner

CGP3 Managers, L.L.C. · CIK 0001814388 · 10% owner

Chu James Michael · CIK 0001544498 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Directly held by LCGP3 Accelerator, L.P.

Disclosed balance after: 318,181

F1 · ownership.nature: CGP2 Managers, L.L.C. ("CGP2 Managers") is the general partner for each of CGP2 Zoom Holding, L.P. ("CGP2 Zoom Holding") and CGP2 Lone Star, L.P. ("CGP2 Lone Star"). CGP3 Managers, L.L.C. ("CGP3 Managers") is the general partner of LCGP3 Accelerator, L.P. ("LCGP3 Accelerator"). As such, CGP2 Managers may be deemed to beneficially own the shares held of record by each of CGP2 Zoom Holding and CGP2 Lone Star, and CGP3 Managers may be deemed to beneficially own the shares held of record by LCGP3 Accelerator. J. Michael Chu and Scott A. Dahnke are the members of the managing board of each of CGP2 Managers, L.L.C. and CGP3 Managers, L.L.C. and as such may be deemed to share beneficial ownership of the securities held of record by each of the foregoing entities. Each of Mr. Chu and Mr. Dahnke disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any.

F2 · ownership.nature: (Continued from Footnote 1) A Form 4 is being filed separately by Mr. Dahnke in his capacity as a director of the Issuer.

Read SEC document
May 24, 2021 Filed May 26, 2021 20:15 UTC
Dahnke Scott ArnoldDirector · 10% owner
SaleCommon Stock 1,838,704 $43.76 $80,461,687.04
Disclosure

SEC source: 0000899243-21-020735 · doc4.xml · nonDerivative · entry 1

Dahnke Scott Arnold · CIK 0001545446 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Directly held by LCGP3 Accelerator, L.P.

Disclosed balance after: 318,181

F1 · ownership.nature: CGP2 Managers, L.L.C. ("CGP2 Managers") is the general partner for each of CGP2 Zoom Holding, L.P. ("CGP2 Zoom Holding") and CGP2 Lone Star, L.P. ("CGP2 Lone Star"). CGP3 Managers, L.L.C. ("CGP3 Managers") is the general partner of LCGP3 Accelerator, L.P. ("LCGP3 Accelerator"). As such, CGP2 Managers may be deemed to beneficially own the shares held of record by each of CGP2 Zoom Holding and CGP2 Lone Star, and CGP3 Managers may be deemed to beneficially own the shares held of record by LCGP3 Accelerator. J. Michael Chu and Scott A. Dahnke are the members of the managing board of each of CGP2 Managers, L.L.C. and CGP3 Managers, L.L.C. and as such may be deemed to share beneficial ownership of the securities held of record by each of the foregoing entities. Each of Mr. Chu and Mr. Dahnke disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any.

Read SEC document
May 21, 2021 Filed May 25, 2021 20:30 UTC
Hennessy Paul J.Director · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $3.39 $0.00
Disclosure

SEC source: 0001562180-21-003729 · primarydocument.xml · derivative · entry 3

Hennessy Paul J. · CIK 0001637941 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,251,062

Underlying: Common Stock · 50,000 shares

Expires 2026-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
May 21, 2021 Filed May 25, 2021 20:30 UTC
Hennessy Paul J.Director · Chief Executive Officer
SaleCommon Stock 50,000 $44.10 $2,205,185.00
Disclosure

SEC source: 0001562180-21-003729 · primarydocument.xml · nonDerivative · entry 2

Hennessy Paul J. · CIK 0001637941 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,378

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.295. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 21, 2021 Filed May 25, 2021 20:30 UTC
Hennessy Paul J.Director · Chief Executive Officer
Exercise / conversionCommon Stock 50,000 $3.39 $169,500.00
Disclosure

SEC source: 0001562180-21-003729 · primarydocument.xml · nonDerivative · entry 1

Hennessy Paul J. · CIK 0001637941 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2021 Filed May 19, 2021 16:42 UTC
Stott Carol DeniseChief People & Culture Officer
SaleCommon Stock 7,126 $39.92 $284,502.70
Disclosure

SEC source: 0001562180-21-003602 · primarydocument.xml · nonDerivative · entry 2

Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,229

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.80 to $40.09. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 17, 2021 Filed May 19, 2021 16:42 UTC
Stott Carol DeniseChief People & Culture Officer
SaleCommon Stock 4,760 $39.42 $187,623.97
Disclosure

SEC source: 0001562180-21-003602 · primarydocument.xml · nonDerivative · entry 1

Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,355

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.80 to $39.79. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 07, 2021 Filed May 11, 2021 17:02 UTC
Jones David K.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $4.21 $0.00
Disclosure

SEC source: 0001562180-21-003399 · primarydocument.xml · derivative · entry 6

Jones David K. · CIK 0001520241 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 25,000 shares

Expires 2029-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option is vested and exercisable as to 200,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on November 12, 2021.

Read SEC document
May 07, 2021 Filed May 11, 2021 17:02 UTC
Jones David K.Chief Financial Officer
SaleCommon Stock 4,238 $43.44 $184,084.73
Disclosure

SEC source: 0001562180-21-003399 · primarydocument.xml · nonDerivative · entry 5

Jones David K. · CIK 0001520241 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,813

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.10 to $43.92. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 07, 2021 Filed May 11, 2021 17:02 UTC
Jones David K.Chief Financial Officer
SaleCommon Stock 4,888 $42.69 $208,650.15
Disclosure

SEC source: 0001562180-21-003399 · primarydocument.xml · nonDerivative · entry 4

Jones David K. · CIK 0001520241 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,051

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.10 to $43.09. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 07, 2021 Filed May 11, 2021 17:02 UTC
Jones David K.Chief Financial Officer
SaleCommon Stock 4,130 $41.30 $170,583.46
Disclosure

SEC source: 0001562180-21-003399 · primarydocument.xml · nonDerivative · entry 3

Jones David K. · CIK 0001520241 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,939

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.92 to $41.89 The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 07, 2021 Filed May 11, 2021 17:02 UTC
Jones David K.Chief Financial Officer
SaleCommon Stock 11,744 $40.35 $473,831.64
Disclosure

SEC source: 0001562180-21-003399 · primarydocument.xml · nonDerivative · entry 2

Jones David K. · CIK 0001520241 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,069

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.89 to $40.87. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 07, 2021 Filed May 11, 2021 17:02 UTC
Jones David K.Chief Financial Officer
Exercise / conversionCommon Stock 25,000 $4.21 $105,250.00
Disclosure

SEC source: 0001562180-21-003399 · primarydocument.xml · nonDerivative · entry 1

Jones David K. · CIK 0001520241 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2021 Filed Apr 28, 2021 16:55 UTC GrantCommon Stock 7,084 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002987 · primarydocument.xml · nonDerivative · entry 2

Pretlow Paula B · CIK 0001688622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,369

F2 · shares: Represents an award of restricted stock units, which will vest in three equal annual installments beginning on April 26, 2022. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

Read SEC document
April 26, 2021 Filed Apr 28, 2021 16:55 UTC GrantCommon Stock 285 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002987 · primarydocument.xml · nonDerivative · entry 1

Pretlow Paula B · CIK 0001688622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285

F1 · shares: Represents an award of restricted stock units that vest in full on June 23, 2021. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

Read SEC document
April 26, 2021 Filed Apr 28, 2021 16:55 UTC GrantCommon Stock 7,084 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002986 · primarydocument.xml · nonDerivative · entry 2

TERRELL FREDERICK · CIK 0001203688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,369

F2 · shares: Represents an award of restricted stock units, which will vest in three equal annual installments beginning on April 26, 2022. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

Read SEC document
April 26, 2021 Filed Apr 28, 2021 16:55 UTC GrantCommon Stock 285 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002986 · primarydocument.xml · nonDerivative · entry 1

TERRELL FREDERICK · CIK 0001203688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285

F1 · shares: Represents an award of restricted stock units that vest in full on June 23, 2021. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.