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Nasdaq · USD

VRM

Vroom, Inc.

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7212
SEC CIK
0001580864
Parsed reports
194

Last 12 months

Inside the activity.

2 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202601
Jun 202622
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 09, 2025 Filed Jun 10, 2025 00:38 UTC
Mudrick Jason10% owner
PurchaseCommon Stock 1,790 $27.99 $50,096.73
Disclosure

SEC source: 0001104659-25-057940 · tm2517530-1_4seq1.xml · nonDerivative · entry 3

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund III, L.P. · CIK 0002024855 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund III GP, LLC · CIK 0002051254 · 10% owner

Mudrick Distressed Opportunity SIF Master Fund, L.P. · CIK 0001875540 · 10% owner

Mudrick Distressed Opportunity SIF GP, LLC · CIK 0001959041 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Notes

Disclosed balance after: 3,963,589

F6 · shares: Represents shares of Common Stock purchased as follows: 118 by Drawdown III; 235 by SIF; and 1,437 by certain accounts managed by MCM.

F7 · price: The shares of Common Stock were purchased in multiple transactions at prices ranging from $27.72 to $28.00. The Reporting Persons undertake to provide to the Issuer, any security holder, and the SEC, as applicable, full information regarding the number of shares purchased and each price within the range upon request.

F8 · balance_after: Represents shares of Common Stock directly held as follows: 1,058,822 by Mudrick Distressed Opportunity Fund Global, L.P.; 725,385 by Mudrick Distressed Opportunity Drawdown Fund II, L.P.; 67,695 by Mudrick Distressed Opportunity Drawdown Fund II SC, L.P.; 44,505 by Drawdown III; 200,657 by Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P.; 182,454 by SIF; and 1,684,071 by certain accounts managed by MCM.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), Jason Mudrick, Mudrick Distressed Opportunity Drawdown Fund III, L.P. ("Drawdown III"), Mudrick Distressed Opportunity Drawdown Fund III GP, LLC ("Drawdown III GP"), Mudrick Distressed Opportunity SIF Master Fund, L.P. ("SIF"), and Mudrick Distressed Opportunity SIF GP, LLC ("SIF GP").

F6 · ownership.nature: Represents shares of Common Stock purchased as follows: 118 by Drawdown III; 235 by SIF; and 1,437 by certain accounts managed by MCM.

F10 · ownership.nature: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. Drawdown III GP is the general partner of Drawdown III and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown III. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL. SIF GP is the general partner of SIF and may be deemed to beneficially own the securities of the Issuer directly held by SIF.

F11 · ownership.nature: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, Drawdown III GP, MCM GP, DISL GP and SIF GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM.

F12 · ownership.nature: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests. The Reporting Persons are jointly filing this Form 3 pursuant to Rule 16a-3(j) under the Exchange Act. Exhibit List: Joint Filer Information. This filing shall not be deemed an admission that any of the Reporting Persons is subject to Section 16 of the Exchange Act.

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June 06, 2025 Filed Jun 10, 2025 00:38 UTC
Mudrick Jason10% owner
PurchaseCommon Stock 1,781 $27.99 $49,853.75
Disclosure

SEC source: 0001104659-25-057940 · tm2517530-1_4seq1.xml · nonDerivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund III, L.P. · CIK 0002024855 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund III GP, LLC · CIK 0002051254 · 10% owner

Mudrick Distressed Opportunity SIF Master Fund, L.P. · CIK 0001875540 · 10% owner

Mudrick Distressed Opportunity SIF GP, LLC · CIK 0001959041 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Notes

Disclosed balance after: 3,961,799

F4 · shares: Represents shares of Common Stock purchased as follows: 71 by Drawdown III; 197 by SIF; 1,513 by certain accounts managed by MCM.

F5 · price: The shares of Common Stock were purchased in multiple transactions at prices ranging from $27.87 to $28.00. The Reporting Persons undertake to provide to the Issuer, any security holder, and the SEC, as applicable, full information regarding the number of shares purchased and each price within the range upon request.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), Jason Mudrick, Mudrick Distressed Opportunity Drawdown Fund III, L.P. ("Drawdown III"), Mudrick Distressed Opportunity Drawdown Fund III GP, LLC ("Drawdown III GP"), Mudrick Distressed Opportunity SIF Master Fund, L.P. ("SIF"), and Mudrick Distressed Opportunity SIF GP, LLC ("SIF GP").

F4 · ownership.nature: Represents shares of Common Stock purchased as follows: 71 by Drawdown III; 197 by SIF; 1,513 by certain accounts managed by MCM.

F10 · ownership.nature: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. Drawdown III GP is the general partner of Drawdown III and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown III. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL. SIF GP is the general partner of SIF and may be deemed to beneficially own the securities of the Issuer directly held by SIF.

F11 · ownership.nature: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, Drawdown III GP, MCM GP, DISL GP and SIF GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM.

F12 · ownership.nature: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests. The Reporting Persons are jointly filing this Form 3 pursuant to Rule 16a-3(j) under the Exchange Act. Exhibit List: Joint Filer Information. This filing shall not be deemed an admission that any of the Reporting Persons is subject to Section 16 of the Exchange Act.

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June 05, 2025 Filed Jun 10, 2025 00:38 UTC
Mudrick Jason10% owner
PurchaseCommon Stock 999 $24.48 $24,450.53
Disclosure

SEC source: 0001104659-25-057940 · tm2517530-1_4seq1.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund III, L.P. · CIK 0002024855 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund III GP, LLC · CIK 0002051254 · 10% owner

Mudrick Distressed Opportunity SIF Master Fund, L.P. · CIK 0001875540 · 10% owner

Mudrick Distressed Opportunity SIF GP, LLC · CIK 0001959041 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Notes

Disclosed balance after: 3,960,018

F2 · shares: Represents shares of Common Stock purchased as follows: 40 by Drawdown III; 110 by SIF; 849 by certain accounts managed by MCM.

F3 · price: The shares of Common Stock were purchased in multiple transactions at prices ranging from $27.25 to $27.50. The Reporting Persons undertake to provide to the Issuer, any security holder, and the SEC, as applicable, full information regarding the number of shares purchased and each price within the range upon request.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), Jason Mudrick, Mudrick Distressed Opportunity Drawdown Fund III, L.P. ("Drawdown III"), Mudrick Distressed Opportunity Drawdown Fund III GP, LLC ("Drawdown III GP"), Mudrick Distressed Opportunity SIF Master Fund, L.P. ("SIF"), and Mudrick Distressed Opportunity SIF GP, LLC ("SIF GP").

F2 · ownership.nature: Represents shares of Common Stock purchased as follows: 40 by Drawdown III; 110 by SIF; 849 by certain accounts managed by MCM.

F10 · ownership.nature: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. Drawdown III GP is the general partner of Drawdown III and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown III. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL. SIF GP is the general partner of SIF and may be deemed to beneficially own the securities of the Issuer directly held by SIF.

F11 · ownership.nature: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, Drawdown III GP, MCM GP, DISL GP and SIF GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM.

F12 · ownership.nature: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests. The Reporting Persons are jointly filing this Form 3 pursuant to Rule 16a-3(j) under the Exchange Act. Exhibit List: Joint Filer Information. This filing shall not be deemed an admission that any of the Reporting Persons is subject to Section 16 of the Exchange Act.

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June 04, 2025 Filed Jun 4, 2025 22:29 UTC
Mudrick Jason10% owner
PurchaseCommon Stock 4,788 $25.80 $123,516.04
Disclosure

SEC source: 0001104659-25-056516 · tm2517145-1_4seq1.xml · nonDerivative · entry 3

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund III, L.P. · CIK 0002024855 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund III GP, LLC · CIK 0002051254 · 10% owner

Mudrick Distressed Opportunity SIF Master Fund, L.P. · CIK 0001875540 · 10% owner

Mudrick Distressed Opportunity SIF GP, LLC · CIK 0001959041 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Notes

Disclosed balance after: 3,959,019

F6 · shares: Represents shares of Common Stock purchased as follows: 191 by Drawdown III; 529 by SIF; and 4,068 by certain accounts managed by MCM.

F7 · price: The shares of Common Stock were purchased in multiple transactions at prices ranging from $25.00 to $26.00. The Reporting Persons undertake to provide to the Issuer, any security holder, and the SEC, as applicable, full information regarding the number of shares purchased and each price within the range upon request.

F8 · balance_after: Represents shares of Common Stock directly held as follows: 1,058,822 by Mudrick Distressed Opportunity Fund Global, L.P.; 725,385 by Mudrick Distressed Opportunity Drawdown Fund II, L.P.; 67,695 by Mudrick Distressed Opportunity Drawdown Fund II SC, L.P.; 44,276 by Drawdown III; 200,657 by Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P.; 181,912 by SIF; and 1,680,272 by certain accounts managed by MCM.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), Jason Mudrick, Mudrick Distressed Opportunity Drawdown Fund III, L.P. ("Drawdown III"), Mudrick Distressed Opportunity Drawdown Fund III GP, LLC ("Drawdown III GP"), Mudrick Distressed Opportunity SIF Master Fund, L.P. ("SIF"), and Mudrick Distressed Opportunity SIF GP, LLC ("SIF GP").

F6 · ownership.nature: Represents shares of Common Stock purchased as follows: 191 by Drawdown III; 529 by SIF; and 4,068 by certain accounts managed by MCM.

F10 · ownership.nature: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. Drawdown III GP is the general partner of Drawdown III and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown III. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL. SIF GP is the general partner of SIF and may be deemed to beneficially own the securities of the Issuer directly held by SIF.

F11 · ownership.nature: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, Drawdown III GP, MCM GP, DISL GP and SIF GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM.

F12 · ownership.nature: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests. The Reporting Persons are jointly filing this Form 3 pursuant to Rule 16a-3(j) under the Exchange Act. Exhibit List: Joint Filer Information. This filing shall not be deemed an admission that any of the Reporting Persons is subject to Section 16 of the Exchange Act.

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June 03, 2025 Filed Jun 4, 2025 22:29 UTC
Mudrick Jason10% owner
PurchaseCommon Stock 1,000 $24.88 $24,883.00
Disclosure

SEC source: 0001104659-25-056516 · tm2517145-1_4seq1.xml · nonDerivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund III, L.P. · CIK 0002024855 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund III GP, LLC · CIK 0002051254 · 10% owner

Mudrick Distressed Opportunity SIF Master Fund, L.P. · CIK 0001875540 · 10% owner

Mudrick Distressed Opportunity SIF GP, LLC · CIK 0001959041 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Notes

Disclosed balance after: 3,954,231

F4 · shares: Represents shares of Common Stock purchased as follows: 40 by Drawdown III; 110 by SIF; 850 by certain accounts managed by MCM.

F5 · price: The shares of Common Stock were purchased in multiple transactions at prices ranging from $24.50 to $25.00. The Reporting Persons undertake to provide to the Issuer, any security holder, and the SEC, as applicable, full information regarding the number of shares purchased and each price within the range upon request.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), Jason Mudrick, Mudrick Distressed Opportunity Drawdown Fund III, L.P. ("Drawdown III"), Mudrick Distressed Opportunity Drawdown Fund III GP, LLC ("Drawdown III GP"), Mudrick Distressed Opportunity SIF Master Fund, L.P. ("SIF"), and Mudrick Distressed Opportunity SIF GP, LLC ("SIF GP").

F4 · ownership.nature: Represents shares of Common Stock purchased as follows: 40 by Drawdown III; 110 by SIF; 850 by certain accounts managed by MCM.

F10 · ownership.nature: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. Drawdown III GP is the general partner of Drawdown III and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown III. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL. SIF GP is the general partner of SIF and may be deemed to beneficially own the securities of the Issuer directly held by SIF.

F11 · ownership.nature: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, Drawdown III GP, MCM GP, DISL GP and SIF GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM.

F12 · ownership.nature: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests. The Reporting Persons are jointly filing this Form 3 pursuant to Rule 16a-3(j) under the Exchange Act. Exhibit List: Joint Filer Information. This filing shall not be deemed an admission that any of the Reporting Persons is subject to Section 16 of the Exchange Act.

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June 02, 2025 Filed Jun 4, 2025 22:29 UTC
Mudrick Jason10% owner
PurchaseCommon Stock 1,000 $24.13 $24,129.00
Disclosure

SEC source: 0001104659-25-056516 · tm2517145-1_4seq1.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund III, L.P. · CIK 0002024855 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund III GP, LLC · CIK 0002051254 · 10% owner

Mudrick Distressed Opportunity SIF Master Fund, L.P. · CIK 0001875540 · 10% owner

Mudrick Distressed Opportunity SIF GP, LLC · CIK 0001959041 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Notes

Disclosed balance after: 3,953,231

F2 · shares: Represents shares of Common Stock purchased as follows: 40 by Drawdown III; 110 by SIF; 850 by certain accounts managed by MCM.

F3 · price: The shares of Common Stock were purchased in multiple transactions at prices ranging from $23.75 to $24.50. The Reporting Persons undertake to provide to the Issuer, any security holder, and the SEC, as applicable, full information regarding the number of shares purchased and each price within the range upon request.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), Jason Mudrick, Mudrick Distressed Opportunity Drawdown Fund III, L.P. ("Drawdown III"), Mudrick Distressed Opportunity Drawdown Fund III GP, LLC ("Drawdown III GP"), Mudrick Distressed Opportunity SIF Master Fund, L.P. ("SIF"), and Mudrick Distressed Opportunity SIF GP, LLC ("SIF GP").

F2 · ownership.nature: Represents shares of Common Stock purchased as follows: 40 by Drawdown III; 110 by SIF; 850 by certain accounts managed by MCM.

F10 · ownership.nature: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. Drawdown III GP is the general partner of Drawdown III and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown III. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL. SIF GP is the general partner of SIF and may be deemed to beneficially own the securities of the Issuer directly held by SIF.

F11 · ownership.nature: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, Drawdown III GP, MCM GP, DISL GP and SIF GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM.

F12 · ownership.nature: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests. The Reporting Persons are jointly filing this Form 3 pursuant to Rule 16a-3(j) under the Exchange Act. Exhibit List: Joint Filer Information. This filing shall not be deemed an admission that any of the Reporting Persons is subject to Section 16 of the Exchange Act.

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May 28, 2025 Filed May 30, 2025 18:37 UTC
Benzaquen Jacob ShlomoPrincipal Accounting Officer
SaleCommon Stock 8 $23.65 $189.20
Disclosure

SEC source: 0001562180-25-004270 · primarydocument.xml · nonDerivative · entry 1

Benzaquen Jacob Shlomo · CIK 0002068536 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,325

F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.3000 to $24.0100. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 28, 2025 Filed May 30, 2025 18:36 UTC
Corrales Anna-Lisa ChristinaCLO, CCO, Secretary
SaleCommon Stock 12 $23.65 $283.80
Disclosure

SEC source: 0001562180-25-004269 · primarydocument.xml · nonDerivative · entry 1

Corrales Anna-Lisa Christina · CIK 0002034984 · CLO, CCO, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,082

F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.3000 to $24.0100. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 15, 2025 Filed May 20, 2025 00:20 UTC
Corrales Anna-Lisa ChristinaCLO, CCO, Secretary
SaleCommon Stock 40 $26.88 $1,075.27
Disclosure

SEC source: 0001562180-25-004012 · primarydocument.xml · nonDerivative · entry 1

Corrales Anna-Lisa Christina · CIK 0002034984 · CLO, CCO, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,094

F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.7969 to $27.2700. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: As a result of the Issuer's emergence from bankruptcy on January 14, 2025 (the "Recapitalization"), a fractional share was previously rounded up to report a total of 31,095 shares. Thereafter, the fractional share was cancelled resulting in the adjusted balance of 31,094 shares.

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May 15, 2025 Filed May 19, 2025 20:12 UTC
Zakowicz AgnieszkaChief Financial Officer
SaleCommon Stock 383 $26.88 $10,295.73
Disclosure

SEC source: 0001562180-25-004009 · primarydocument.xml · nonDerivative · entry 1

Zakowicz Agnieszka · CIK 0001938556 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 597

F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.7969 to $27.2700. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 15, 2025 Filed May 20, 2025 00:16 UTC
Sandison JonathanCFO, Vroom and UACC
SaleCommon Stock 90 $26.88 $2,419.36
Disclosure

SEC source: 0001562180-25-004010 · primarydocument.xml · nonDerivative · entry 1

Sandison Jonathan · CIK 0002059222 · CFO, Vroom and UACC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,235

F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.7969 to $27.2700. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 24, 2025 Filed Apr 28, 2025 22:48 UTC
Patel NikulDirector
GrantCommon Stock 393 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-003274 · primarydocument.xml · nonDerivative · entry 2

Patel Nikul · CIK 0001615561 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,267

F2 · shares: Represents an award of restricted stock units that will vest on the earlier of the day immediately preceding the date of the first annual meeting of stockholders following the date of grant or the first anniversary of the date of grant, subject to the director continuing in service on the board through the vesting date.

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April 24, 2025 Filed Apr 28, 2025 22:48 UTC
Patel NikulDirector
GrantCommon Stock 2,874 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-003274 · primarydocument.xml · nonDerivative · entry 1

Patel Nikul · CIK 0001615561 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,874

F1 · shares: Represents an award of restricted stock units, which will vest in three equal annual installments beginning on April 24, 2026. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer, subject to the director continuing in service on the board through the vesting date.

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March 12, 2025 Filed Mar 15, 2025 00:47 UTC
Mudrick Jason10% owner
GrantCommon Stock 5,390 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-024085 · tm259256-1_4seq1.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · 10% owner

Mudrick GP, LLC · CIK 0001656059 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. · CIK 0001813394 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund III, L.P. · CIK 0002024855 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund III GP, LLC · CIK 0002051254 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Notes

Disclosed balance after: 5,390

F3 · shares: Represents restricted stock unit ("RSUs") awards with respect to Common Stock of the Issuer granted to Mr. Pietroforte under the Issuer's 2020 Incentive Award Plan (as amended, the "Plan"), of which 1,570 will vest on the earlier of (i) the day immediately preceding the date of the first annual meeting of stockholders following the date of grant and (ii) March 12, 2026, subject to Mr. Pietroforte's continuing in service on the Board through the vesting date, and 3,820 will vest in three equal installments on the first, second and third anniversary of the date Mr. Pietroforte joined the Board, in each case, subject to the terms of the Plan. Mr. Pietroforte has assigned all rights, title and interest in the RSUs (including the shares of Common Stock thereunder) granted to him to Mudrick Capital Management, L.P.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), Jason Mudrick , Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Distressed Opportunity Drawdown Fund III, L.P. ("Drawdown III"),

F2 · ownership.nature: Mudrick Distressed Opportunity Drawdown Fund III GP, LLC ("Drawdown III GP"), Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. ("DISL"), Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC ("DISL GP"), Mudrick Distressed Opportunity SIF Master Fund, L.P. ("SIF"), and Mudrick Distressed Opportunity SIF GP, LLC ("SIF GP") and Matthew Pietroforte, who is a member of the Issuer's board of directors ("Board") and a Managing Director and Senior Analyst at MCM.

F3 · ownership.nature: Represents restricted stock unit ("RSUs") awards with respect to Common Stock of the Issuer granted to Mr. Pietroforte under the Issuer's 2020 Incentive Award Plan (as amended, the "Plan"), of which 1,570 will vest on the earlier of (i) the day immediately preceding the date of the first annual meeting of stockholders following the date of grant and (ii) March 12, 2026, subject to Mr. Pietroforte's continuing in service on the Board through the vesting date, and 3,820 will vest in three equal installments on the first, second and third anniversary of the date Mr. Pietroforte joined the Board, in each case, subject to the terms of the Plan. Mr. Pietroforte has assigned all rights, title and interest in the RSUs (including the shares of Common Stock thereunder) granted to him to Mudrick Capital Management, L.P.

F7 · ownership.nature: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests. The Reporting Persons are jointly filing this Form 3 pursuant to Rule 16a-3(j) under the Exchange Act. Exhibit List: Joint Filer Information. This filing shall not be deemed an admission that any of the Reporting Persons is subject to Section 16 of the Exchange Act.

Read SEC document
March 12, 2025 Filed Mar 15, 2025 01:38 UTC
Corrales Anna-Lisa ChristinaCLO, CCO, Secretary
GrantWarrants (Right to buy) · Derivative 136 $60.95 Strike: $60.95 $8,289.20
Disclosure

SEC source: 0001562180-25-002434 · primarydocument.xml · derivative · entry 5

Corrales Anna-Lisa Christina · CIK 0002034984 · CLO, CCO, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136

Underlying: Common Stock · 136 shares

Expires 2030-01-14

F4 · shares: The warrants were issued to stockholders of the Issuer in connection with the Recapitalization. Each Warrant was immediately exercisable upon issuance.

Read SEC document
March 12, 2025 Filed Mar 15, 2025 01:38 UTC
Corrales Anna-Lisa ChristinaCLO, CCO, Secretary
GrantStock Options (Right to buy) · Derivative 5,000 $45.70 Strike: $45.70 $228,500.00
Disclosure

SEC source: 0001562180-25-002434 · primarydocument.xml · derivative · entry 4

Corrales Anna-Lisa Christina · CIK 0002034984 · CLO, CCO, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2035-03-12

F3 · derivative.exercise_date: Twenty-five percent of the shares of common stock that are subject to the option will vest on March 12, 2026 and the remaining Seventy-five percent will vest in three equal installments on each January 14, 2027, January 14, 2028, and January 14, 2029, in each case subject to Reporting Person's continued service on such date.

Read SEC document
March 12, 2025 Filed Mar 15, 2025 01:38 UTC
Corrales Anna-Lisa ChristinaCLO, CCO, Secretary
GrantStock Options (Right to buy) · Derivative 5,000 $60.95 Strike: $60.95 $304,750.00
Disclosure

SEC source: 0001562180-25-002434 · primarydocument.xml · derivative · entry 3

Corrales Anna-Lisa Christina · CIK 0002034984 · CLO, CCO, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2035-03-12

F3 · derivative.exercise_date: Twenty-five percent of the shares of common stock that are subject to the option will vest on March 12, 2026 and the remaining Seventy-five percent will vest in three equal installments on each January 14, 2027, January 14, 2028, and January 14, 2029, in each case subject to Reporting Person's continued service on such date.

Read SEC document
March 12, 2025 Filed Mar 15, 2025 01:38 UTC
Corrales Anna-Lisa ChristinaCLO, CCO, Secretary
GrantCommon Stock 30,473 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-002434 · primarydocument.xml · nonDerivative · entry 1

Corrales Anna-Lisa Christina · CIK 0002034984 · CLO, CCO, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,135

F1 · shares: Represents an award of restricted stock units which will vest in full on January 17, 2029, subject to the RSU holder's continued employment. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

F2 · balance_after: The number of shares of common stock in this Form 4 reflects the automatic conversion of the prior common stock at a ratio of 1-for-5 in connection with the Issuer's emergence from bankruptcy on January 12, 2025 (the "Recapitalization").

Read SEC document
March 12, 2025 Filed Mar 15, 2025 00:47 UTC GrantCommon Stock 5,390 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-024086 · tm259256-2_4seq1.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. · CIK 0001860577 · 10% owner

Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC · CIK 0001959099 · 10% owner

Mudrick Distressed Opportunity SIF Master Fund, L.P. · CIK 0001875540 · 10% owner

Mudrick Distressed Opportunity SIF GP, LLC · CIK 0001959041 · 10% owner

Pietroforte Matthew · CIK 0001926971 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Notes

Disclosed balance after: 5,390

F3 · shares: Represents restricted stock unit ("RSUs") awards with respect to Common Stock of the Issuer granted to Mr. Pietroforte under the Issuer's 2020 Incentive Award Plan (as amended, the "Plan"), of which 1,570 will vest on the earlier of (i) the day immediately preceding the date of the first annual meeting of stockholders following the date of grant and (ii) March 12, 2026, subject to Mr. Pietroforte's continuing in service on the Board through the vesting date, and 3,820 will vest in three equal installments on the first, second and third anniversary of the date Mr. Pietroforte joined the Board, in each case, subject to the terms of the Plan. Mr. Pietroforte has assigned all rights, title and interest in the RSUs (including the shares of Common Stock thereunder) granted to him to Mudrick Capital Management, L.P.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), Jason Mudrick , Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Distressed Opportunity Drawdown Fund III, L.P. ("Drawdown III"),

F2 · ownership.nature: Mudrick Distressed Opportunity Drawdown Fund III GP, LLC ("Drawdown III GP"), Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. ("DISL"), Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC ("DISL GP"), Mudrick Distressed Opportunity SIF Master Fund, L.P. ("SIF"), and Mudrick Distressed Opportunity SIF GP, LLC ("SIF GP") and Matthew Pietroforte, who is a member of the Issuer's board of directors ("Board") and a Managing Director and Senior Analyst at MCM.

F3 · ownership.nature: Represents restricted stock unit ("RSUs") awards with respect to Common Stock of the Issuer granted to Mr. Pietroforte under the Issuer's 2020 Incentive Award Plan (as amended, the "Plan"), of which 1,570 will vest on the earlier of (i) the day immediately preceding the date of the first annual meeting of stockholders following the date of grant and (ii) March 12, 2026, subject to Mr. Pietroforte's continuing in service on the Board through the vesting date, and 3,820 will vest in three equal installments on the first, second and third anniversary of the date Mr. Pietroforte joined the Board, in each case, subject to the terms of the Plan. Mr. Pietroforte has assigned all rights, title and interest in the RSUs (including the shares of Common Stock thereunder) granted to him to Mudrick Capital Management, L.P.

F7 · ownership.nature: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests. The Reporting Persons are jointly filing this Form 3 pursuant to Rule 16a-3(j) under the Exchange Act. Exhibit List: Joint Filer Information. This filing shall not be deemed an admission that any of the Reporting Persons is subject to Section 16 of the Exchange Act.

Read SEC document
March 12, 2025 Filed Mar 15, 2025 01:28 UTC GrantWarrants (Right to buy) · Derivative 264 $60.95 Strike: $60.95 $16,090.80
Disclosure

SEC source: 0001562180-25-002432 · primarydocument.xml · derivative · entry 2

O'Shaughnessy Laura · CIK 0001813477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264

Underlying: Common Stock · 264 shares

Expires 2025-01-15

F3 · shares: The warrants were issued to stockholders of the Issuer in connection with the Recapitalization. Each warrant was immediately exercisable upon issuance.

Read SEC document
March 12, 2025 Filed Mar 15, 2025 01:28 UTC GrantCommon Stock 3,820 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-002432 · primarydocument.xml · nonDerivative · entry 1

O'Shaughnessy Laura · CIK 0001813477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,328

F1 · shares: Represents an award of restricted stock units ("RSUs") that vests in full on the earlier of (i) the day immediately preceding the date of the Issuer's first annual meeting of stockholders following the date of grant and (ii) March 12, 2026. Each RSU represents a contingent right to receive one share of Common Stock of the Issuer.

F2 · balance_after: The number of shares of common stock in this Form 4 reflects the automatic conversion of the prior common stock at a ratio of 1-for-5 in connection with the Issuer's emergence from bankruptcy on January 12, 2025 (the "Recapitalization").

Read SEC document
March 12, 2025 Filed Mar 14, 2025 21:47 UTC GrantCommon Stock 3,820 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-002436 · primarydocument.xml · nonDerivative · entry 1

Pretlow Paula B · CIK 0001688622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,293

F1 · shares: Represents an award of restricted stock units ("RSUs") that vests in full on the earlier of (i) the day immediately preceding the date of the Issuer's first annual meeting of stockholders following the date of grant and (ii) March 12, 2026. Each RSU represents a contingent right to receive one share of Common Stock of the Issuer.

F2 · balance_after: The number of shares of common stock in this Form 4 reflects the automatic conversion of the prior common stock at a ratio of 1-for-5 in connection with the Issuer's emergence from bankruptcy on January 12, 2025 (the "Recapitalization").

Read SEC document
March 12, 2025 Filed Mar 15, 2025 01:07 UTC
Shortt Thomas HDirector · Chief Executive Officer
GrantStock Options (Right to buy) · Derivative 129,700 $45.70 Strike: $45.70 $5,927,290.00
Disclosure

SEC source: 0001562180-25-002419 · primarydocument.xml · derivative · entry 4

Shortt Thomas H · CIK 0001461101 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,700

Underlying: Common Stock · 129,700 shares

Expires 2035-03-12

F4 · derivative.exercise_date: Twenty-five percent of the shares of common stock that are subject to the option will vest on March 12, 2026 and the remaining Seventy-five percent will vest in three equal installments on each January 14, 2027, January 14, 2028, and January 14, 2029, in each case subject to Reporting Person's continued service on such date.

Read SEC document
March 12, 2025 Filed Mar 15, 2025 01:07 UTC
Shortt Thomas HDirector · Chief Executive Officer
GrantStock Options (Right to buy) · Derivative 129,700 $60.95 Strike: $60.95 $7,905,215.00
Disclosure

SEC source: 0001562180-25-002419 · primarydocument.xml · derivative · entry 3

Shortt Thomas H · CIK 0001461101 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,700

Underlying: Common Stock · 129,700 shares

Expires 2035-03-12

F4 · derivative.exercise_date: Twenty-five percent of the shares of common stock that are subject to the option will vest on March 12, 2026 and the remaining Seventy-five percent will vest in three equal installments on each January 14, 2027, January 14, 2028, and January 14, 2029, in each case subject to Reporting Person's continued service on such date.

Read SEC document
March 12, 2025 Filed Mar 15, 2025 01:07 UTC
Shortt Thomas HDirector · Chief Executive Officer
GrantCommon Stock 287,949 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-002419 · primarydocument.xml · nonDerivative · entry 1

Shortt Thomas H · CIK 0001461101 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 296,330

F1 · shares: Represents an award of restricted stock units RSUs, fifty percent of which will vest on January 16, 2029, and fifty percent of which will vest January 17, 2029, in each case subject to the Reporting Person's continued service on such date. Each RSU represents a contingent right to receive one share of common stock of the Issuer.

F2 · balance_after: The number of shares of common stock in this Form 4 reflect the automatic conversion of the prior common stock at a ratio of 1-for-5 in connection with the Issuer's emergence from bankruptcy on January 14, 2025, the Recapitalization.

Read SEC document
March 12, 2025 Filed Mar 15, 2025 01:46 UTC
Lang Laura WDirector
GrantWarrants (Right to buy) · Derivative 246 $60.95 Strike: $60.95 $14,993.70
Disclosure

SEC source: 0001562180-25-002435 · primarydocument.xml · derivative · entry 2

Lang Laura W · CIK 0001296589 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246

Underlying: Common Stock · 246 shares

Expires 2030-01-14

F3 · shares: The warrants were issued to stockholders of the Issuer in connection with the Recapitalization. Each warrant was immediately exercisable upon issuance.

Read SEC document
March 12, 2025 Filed Mar 15, 2025 01:46 UTC
Lang Laura WDirector
GrantCommon Stock 3,820 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-002435 · primarydocument.xml · nonDerivative · entry 1

Lang Laura W · CIK 0001296589 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,310

F1 · shares: Represents an award of restricted stock units ("RSUs") that vests in full on the earlier of (i) the day immediately preceding the date of the Issuer's first annual meeting of stockholders following the date of grant and (ii) March 12, 2026. Each RSU represents a contingent right to receive one share of Common Stock of the Issuer.

F2 · balance_after: The number of shares of common stock in this Form 4 reflects the automatic conversion of the prior common stock at a ratio of 1-for-5 in connection with the Issuer's emergence from bankruptcy on January 12, 2025 (the "Recapitalization").

Read SEC document
March 12, 2025 Filed Mar 15, 2025 01:59 UTC GrantWarrants (Right to buy) · Derivative 83 $60.95 Strike: $60.95 $5,058.85
Disclosure

SEC source: 0001562180-25-002440 · primarydocument.xml · derivative · entry 3

MYLOD ROBERT J JR · CIK 0001214607 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83

Underlying: Common Stock · 83 shares

Expires 2030-01-14

F3 · shares: The warrants were issued to stockholders of the Issuer in connection with the Recapitalization. Each warrant was immediately exercisable upon issuance.

Read SEC document
March 12, 2025 Filed Mar 15, 2025 01:59 UTC GrantCommon Stock 3,820 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-002440 · primarydocument.xml · nonDerivative · entry 1

MYLOD ROBERT J JR · CIK 0001214607 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,489

F1 · shares: Represents an award of restricted stock units ("RSUs") that vests in full on the earlier of (i) the day immediately preceding the date of the Issuer's first annual meeting of stockholders following the date of grant and (ii) March 12, 2026. Each RSU represents a contingent right to receive one share of Common Stock of the Issuer.

F2 · balance_after: The number of shares of common stock in this Form 4 reflects the automatic conversion of the prior common stock at a ratio of 1-for-5 in connection with the Issuer's emergence from bankruptcy on January 12, 2025 (the "Recapitalization").

Read SEC document
March 12, 2025 Filed Mar 14, 2025 21:50 UTC GrantCommon Stock 3,820 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-002438 · primarydocument.xml · nonDerivative · entry 1

Crow Timothy M · CIK 0001389396 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,452

F1 · shares: Represents an award of restricted stock units ("RSUs") that vests in full on the earlier of (i) the day immediately preceding the date of the Issuer's first annual meeting of stockholders following the date of grant and (ii) March 12, 2026. Each RSU represents a contingent right to receive one share of Common Stock of the Issuer.

F2 · balance_after: The number of shares of common stock in this Form 4 reflects the automatic conversion of the prior common stock at a ratio of 1-for-5 in connection with the Issuer's emergence from bankruptcy on January 12, 2025 (the "Recapitalization").

Read SEC document
March 12, 2025 Filed Mar 15, 2025 01:59 UTC GrantCommon Stock 3,820 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-002439 · primarydocument.xml · nonDerivative · entry 1

Krakowiak Robert R. · CIK 0001683084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,443

F1 · shares: Represents an award of restricted stock units ("RSUs") that vests in full on the earlier of (i) the day immediately preceding the date of the Issuer's first annual meeting of stockholders following the date of grant and (ii) March 12, 2026. Each RSU represents a contingent right to receive one share of Common Stock of the Issuer.

F2 · balance_after: Reflects adjustment of the exercise price pursuant to the automatic conversion of the Common Stock at a ratio of 1-for-5 effectuated by the Amended and Restated Certificate of Incorporation adopted by the Issuer on January 14, 2025.

Read SEC document
March 12, 2025 Filed Mar 15, 2025 01:50 UTC
Sandison JonathanChief Financial Officer, UACC
GrantStock Options (Right to buy) · Derivative 7,500 $45.70 Strike: $45.70 $342,750.00
Disclosure

SEC source: 0001562180-25-002437 · primarydocument.xml · derivative · entry 3

Sandison Jonathan · CIK 0002059222 · Chief Financial Officer, UACC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2035-03-12

F3 · derivative.exercise_date: Twenty-five percent of the shares of common stock that are subject to the option will vest on March 12, 2026 and the remaining Seventy-five percent will vest in three equal installments on each January 14, 2027, January 14, 2028, and January 14, 2029, in each case subject to Reporting Person's continued service on such date.

Read SEC document
March 12, 2025 Filed Mar 15, 2025 01:50 UTC
Sandison JonathanChief Financial Officer, UACC
GrantStock Options (Right to buy) · Derivative 7,500 $60.95 Strike: $60.95 $457,125.00
Disclosure

SEC source: 0001562180-25-002437 · primarydocument.xml · derivative · entry 2

Sandison Jonathan · CIK 0002059222 · Chief Financial Officer, UACC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2035-03-12

F3 · derivative.exercise_date: Twenty-five percent of the shares of common stock that are subject to the option will vest on March 12, 2026 and the remaining Seventy-five percent will vest in three equal installments on each January 14, 2027, January 14, 2028, and January 14, 2029, in each case subject to Reporting Person's continued service on such date.

Read SEC document
March 12, 2025 Filed Mar 15, 2025 01:50 UTC
Sandison JonathanChief Financial Officer, UACC
GrantCommon Stock 40,991 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-002437 · primarydocument.xml · nonDerivative · entry 1

Sandison Jonathan · CIK 0002059222 · Chief Financial Officer, UACC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,325

F1 · shares: Represents an award of restricted stock units that will vest in full on January 18, 2029, subject to the Reporting Person's continued service on such date. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · balance_after: The number of shares of common stock in this Form 4 reflects the automatic conversion of the prior common stock at a ratio of 1-for-5 in connection with the Issuer's emergence from bankruptcy on January 12, 2025 (the "Recapitalization").

Read SEC document
January 14, 2025 Filed Mar 14, 2025 21:47 UTC GrantWarrants (Right to buy) · Derivative 473 $60.95 Strike: $60.95 $28,829.35
Disclosure

SEC source: 0001562180-25-002436 · primarydocument.xml · derivative · entry 2

Pretlow Paula B · CIK 0001688622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 473

Underlying: Common Stock · 473 shares

Expires 2030-01-14

F3 · date: The warrants were issued to stockholders of the Issuer in connection with the Recapitalization. Each warrant was immediately exercisable upon issuance.

Read SEC document
January 14, 2025 Filed Mar 15, 2025 01:07 UTC
Shortt Thomas HDirector · Chief Executive Officer
GrantWarrants (Right to buy) · Derivative 214 $60.95 Strike: $60.95 $13,043.30
Disclosure

SEC source: 0001562180-25-002419 · primarydocument.xml · derivative · entry 2

Shortt Thomas H · CIK 0001461101 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214

Underlying: Common Stock · 214 shares

Expires 2030-01-14

F3 · date: The warrants were issued to stockholders of the Issuer in connection with the Recapitalization. Each Warrant was immediately exercisable upon issuance.

Read SEC document
January 14, 2025 Filed Mar 15, 2025 01:59 UTC GrantWarrants (Right to buy) · Derivative 89 $60.95 Strike: $60.95 $5,424.55
Disclosure

SEC source: 0001562180-25-002439 · primarydocument.xml · derivative · entry 2

Krakowiak Robert R. · CIK 0001683084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89

Underlying: Common Stock · 89 shares

Expires 2030-01-14

F3 · date: Represents the exchange of previously issued shares of Common Stock for issued Common Stock and warrants conducted as part of the 2025 recapitalization plan, with the warrants granting the holder the right to purchase additional shares at a predetermined price.

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January 14, 2025 Filed Mar 17, 2025 18:08 UTC
Zakowicz AgnieszkaChief Financial Officer
GrantWarrants (Right to buy) · Derivative 65 $60.95 Strike: $60.95 $3,961.75
Disclosure

SEC source: 0001562180-25-002485 · primarydocument.xml · derivative · entry 2

Zakowicz Agnieszka · CIK 0001938556 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65

Underlying: Common Stock · 65 shares

Expires 2030-01-14

F2 · shares: The warrants were issued to stockholders of the Issuer in connection with the Recapitalization. Each Warrant was immediately exercisable upon issuance.

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January 14, 2025 Filed Mar 20, 2025 20:13 UTC Amendment
Corrales Anna-Lisa ChristinaCLO, CCO, Secretary
GrantWarrants (Right to buy) · Derivative 136 $60.95 Strike: $60.95 $8,289.20
Disclosure

SEC source: 0001562180-25-002628 · primarydocument.xml · derivative · entry 1

Corrales Anna-Lisa Christina · CIK 0002034984 · CLO, CCO, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136

Underlying: Common Stock · 136 shares

Expires 2030-01-14

F1 · date: This amendment is being filed only to correct the grant date originally reported on the Form 4 filed on March 14, 2025.

F2 · shares: The warrants were issued to stockholders of the Issuer in connection with the Issuer's emergence from bankruptcy on January 14, 2025 (the "Recapitalization"). Each Warrant was immediately exercisable upon issuance.

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January 14, 2025 Filed Mar 20, 2025 20:16 UTC Amendment GrantWarrants (Right to buy) · Derivative 264 $60.95 Strike: $60.95 $16,090.80
Disclosure

SEC source: 0001562180-25-002630 · primarydocument.xml · derivative · entry 1

O'Shaughnessy Laura · CIK 0001813477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264

Underlying: Common Stock · 264 shares

Expires 2030-01-14

F1 · date: This amendment is being filed only to correct the grant date, date exercisable and expiration date originally reported on the Form 4 filed on March 14, 2025.

F2 · shares: The warrants were issued to stockholders of the Issuer in connection with the Issuer's emergence from bankruptcy on January 14, 2025 (the "Recapitalization"). Each Warrant was immediately exercisable upon issuance.

F1 · derivative.exercise_date: This amendment is being filed only to correct the grant date, date exercisable and expiration date originally reported on the Form 4 filed on March 14, 2025.

F1 · derivative.expiration_date: This amendment is being filed only to correct the grant date, date exercisable and expiration date originally reported on the Form 4 filed on March 14, 2025.

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January 14, 2025 Filed Mar 20, 2025 20:14 UTC Amendment
Lang Laura WDirector
GrantWarrants (Right to buy) · Derivative 246 $60.95 Strike: $60.95 $14,993.70
Disclosure

SEC source: 0001562180-25-002629 · primarydocument.xml · derivative · entry 1

Lang Laura W · CIK 0001296589 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246

Underlying: Common Stock · 246 shares

Expires 2030-01-14

F1 · date: This amendment is being filed only to correct the grant date originally reported on the Form 4 filed on March 14, 2025.

F2 · shares: The warrants were issued to stockholders of the Issuer in connection with the Issuer's emergence from bankruptcy on January 14, 2025 (the "Recapitalization"). Each Warrant was immediately exercisable upon issuance.

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January 14, 2025 Filed Mar 20, 2025 20:11 UTC Amendment GrantWarrants (Right to buy) · Derivative 13,171 $60.95 Strike: $60.95 $802,772.45
Disclosure

SEC source: 0001562180-25-002627 · primarydocument.xml · derivative · entry 2

MYLOD ROBERT J JR · CIK 0001214607 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Annox Capital, LLC

Disclosed balance after: 13,171

Underlying: Common Stock · 13,171 shares

Expires 2030-01-14

F1 · shares: This amendment is being filed to correct the grant date and the amount of shares originally reported on the Form 4 filed on March 14, 2025, as well as to report the warrants granted to Annox Capital, LLC, which are indirectly held by the Reporting Person.

F2 · shares: The warrants were issued to stockholders of the Issuer in connection with the Issuer's emergence from bankruptcy on January 14, 2025 (the "Recapitalization"). Each Warrant was immediately exercisable upon issuance.

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January 14, 2025 Filed Mar 20, 2025 20:11 UTC Amendment GrantWarrants (Right to buy) · Derivative 2,669 $60.95 Strike: $60.95 $162,675.55
Disclosure

SEC source: 0001562180-25-002627 · primarydocument.xml · derivative · entry 1

MYLOD ROBERT J JR · CIK 0001214607 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,669

Underlying: Common Stock · 2,669 shares

Expires 2030-01-14

F1 · date: This amendment is being filed to correct the grant date and the amount of shares originally reported on the Form 4 filed on March 14, 2025, as well as to report the warrants granted to Annox Capital, LLC, which are indirectly held by the Reporting Person.

F1 · shares: This amendment is being filed to correct the grant date and the amount of shares originally reported on the Form 4 filed on March 14, 2025, as well as to report the warrants granted to Annox Capital, LLC, which are indirectly held by the Reporting Person.

F2 · shares: The warrants were issued to stockholders of the Issuer in connection with the Issuer's emergence from bankruptcy on January 14, 2025 (the "Recapitalization"). Each Warrant was immediately exercisable upon issuance.

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November 27, 2024 Filed Dec 3, 2024 00:09 UTC PurchaseCommon Stock 50,000 $5.23 $261,730.00
Disclosure

SEC source: 0001562180-24-008074 · primarydocument.xml · nonDerivative · entry 1

MYLOD ROBERT J JR · CIK 0001214607 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Annox Capital, LLC

Disclosed balance after: 65,856

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.665 to $5.50. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: The number of securities reported herein reflects the effects of a 1-for-80 reverse stock split effected by the Issuer on February 13, 2024.

F3 · ownership.nature: The Reporting Person is the managing member of Annox Capital, LLC and as a result may be deemed to beneficially own the securities held of record by Annox Capital, LLC. The Reporting Person disclaims such beneficial ownership except to the extent of his pecuniary interest therein, if any.

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April 03, 2024 Filed Apr 5, 2024 18:14 UTC
Zakowicz AgnieszkaPrincipal Accounting Officer
SaleCommon Stock 5 $12.23 $61.17
Disclosure

SEC source: 0001562180-24-003333 · primarydocument.xml · nonDerivative · entry 1

Zakowicz Agnieszka · CIK 0001938556 · Principal Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,905

F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.22 to $12.305. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 03, 2024 Filed Apr 5, 2024 18:13 UTC
Stott Carol DeniseChief People & Culture Officer
SaleCommon Stock 35 $12.23 $428.21
Disclosure

SEC source: 0001562180-24-003332 · primarydocument.xml · nonDerivative · entry 1

Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,459

F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.22 to $12.305. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 03, 2024 Filed Apr 5, 2024 22:14 UTC
Moran PatriciaCLO & Secretary
SaleCommon Stock 58 $12.23 $709.61
Disclosure

SEC source: 0001562180-24-003334 · primarydocument.xml · nonDerivative · entry 1

Moran Patricia · CIK 0001605627 · CLO & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,787

F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.22 to $12.305. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 08, 2024 Filed Mar 12, 2024 21:44 UTC
Zakowicz AgnieszkaPrincipal Accounting Officer
GrantCommon Stock 266 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-002646 · primarydocument.xml · nonDerivative · entry 1

Zakowicz Agnieszka · CIK 0001938556 · Principal Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,910

F1 · shares: Represents an award of restricted stock units that vests in full on March 19, 2025, subject to the reporting person's continued employment. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

F2 · balance_after: On March 8, 2024, the board of directors of the Issuer amended the vesting schedule applicable to the award of (i) 562 restricted stock units originally granted on June 13, 2022, the unvested units of which will now vest on March 19, 2025; (ii) 1,750 restricted stock units originally granted on July 25, 2022, which will now vest in full on March 19, 2025; and (iii) 2,187 restricted stock units originally granted on March 20, 2023, which will now vest in full on March 19, 2025. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

F3 · balance_after: The number of securities reported herein reflects the effects of a 1-for-80 reverse stock split effected by the Issuer on February 13, 2024, which was exempt from reporting pursuant to Rule 16a-9.

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March 08, 2024 Filed Mar 12, 2024 21:44 UTC
Stott Carol DeniseChief People & Culture Officer
GrantCommon Stock 375 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-002645 · primarydocument.xml · nonDerivative · entry 1

Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,494

F1 · shares: Represents an award of restricted stock units that vests in full on March 17, 2025, subject to the reporting person's continued employment. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

F2 · balance_after: On March 8, 2024, the board of directors of the Issuer amended the vesting schedule applicable to the award of (i) 3,750 restricted stock units originally granted on May 20, 2022 and (ii) 3,750 restricted stock units originally granted on March 20, 2023, each of which will now vest in full on March 17, 2025. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

F3 · balance_after: The number of securities reported herein reflects the effects of a 1-for-80 reverse stock split effected by the Issuer on February 13, 2024, which was exempt from reporting pursuant to Rule16a-9.

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March 08, 2024 Filed Mar 13, 2024 01:43 UTC
Shortt Thomas HDirector · Chief Executive Officer
GrantCommon Stock 2,250 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-002642 · primarydocument.xml · nonDerivative · entry 1

Shortt Thomas H · CIK 0001461101 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,910

F1 · shares: Represents an award of restricted stock units that fifty percent of the RSUs will vest in full on March 19, 2025 and fifty percent of the RSUs will vest in full on March 20, 2025, subject to the reporting person's continued employment. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

F2 · balance_after: On March 8, 2024, the board of directors of the Issuer amended the vesting schedule applicable to the award of (i) 3,268 restricted stock units originally granted on January 3, 2022, the unvested units of which will now vest 50% on March 19, 2025 and 50% on March 20, 2025; (ii) 15,000 restricted stock units originally granted on May 9, 2022, which will now vest 50% on March 19, 2025 and 50% on March 20, 2025; and (iii) 22,500 restricted stock units originally granted on March 20, 2023, which will now vest 50% on March 19, 2025 and 50% on March 20, 2025. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

F3 · balance_after: The number of securities reported herein reflects the effects of a 1-for-80 reverse stock split effected by the Issuer on February 13, 2024, which was exempt from reporting pursuant to Rule 16a-9.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.