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VOYA

Voya Financial, Inc.

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3571
SEC CIK
0001535929
Parsed reports
897

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202602
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2017 Filed Apr 3, 2017 17:47 UTC GrantRestricted Stock Units · Derivative 3,029 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-013623 · form4.xml · derivative · entry 1

GRISWELL J BARRY · CIK 0001166853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,386

Underlying: Common Stock · 3,029 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units will vest on March 31, 2018.

F2 · derivative.expiration_date: 100% of the restricted stock units will vest on March 31, 2018.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 21:53 UTC GrantDeferred Fee Plan Issuer Stock Units · Derivative 246.97 $37.96 $9,374.98
Disclosure

SEC source: 0001127602-17-013631 · form4.xml · derivative · entry 3

GILLIS RUTH ANN M · CIK 0001185158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,479.427

Underlying: Common Stock · 246.97 shares

Expires not disclosed

F4 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F4 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F4 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 21:53 UTC GrantRestricted Stock Units · Derivative 3,029 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-013631 · form4.xml · derivative · entry 2

GILLIS RUTH ANN M · CIK 0001185158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,906

Underlying: Common Stock · 3,029 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: 100% of the restricted stock units will vest on March 31, 2018.

F3 · derivative.expiration_date: 100% of the restricted stock units will vest on March 31, 2018.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 21:51 UTC
Biggar LynneDirector
GrantRestricted Stock Units · Derivative 3,029 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-013629 · form4.xml · derivative · entry 1

Biggar Lynne · CIK 0001607084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,075

Underlying: Common Stock · 3,029 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units will vest on March 31, 2018.

F2 · derivative.expiration_date: 100% of the restricted stock units will vest on March 31, 2018.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 21:49 UTC
Chwick JaneDirector
GrantRestricted Stock Units · Derivative 3,029 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-013626 · form4.xml · derivative · entry 1

Chwick Jane · CIK 0001589706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,362

Underlying: Common Stock · 3,029 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units will vest on March 31, 2018.

F2 · derivative.expiration_date: 100% of the restricted stock units will vest on March 31, 2018.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 21:42 UTC GrantRestricted Stock Units · Derivative 3,029 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-013619 · form4.xml · derivative · entry 2

POLLITT BYRON H JR · CIK 0001228856 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,906

Underlying: Common Stock · 3,029 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units will vest on March 31, 2018.

F2 · derivative.expiration_date: 100% of the restricted stock units will vest on March 31, 2018.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 21:40 UTC GrantRestricted Stock Units · Derivative 3,029 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-013616 · form4.xml · derivative · entry 2

TRIPODI JOSEPH V · CIK 0001269275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,766

Underlying: Common Stock · 3,029 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units will vest on March 31, 2018.

F2 · derivative.expiration_date: 100% of the restricted stock units will vest on March 31, 2018.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 21:37 UTC GrantRestricted Stock Units · Derivative 3,029 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-013613 · form4.xml · derivative · entry 1

WRIGHT DEBORAH C · CIK 0001192501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,362

Underlying: Common Stock · 3,029 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units will vest on March 31, 2018.

F2 · derivative.expiration_date: 100% of the restricted stock units will vest on March 31, 2018.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 21:33 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 9.221 $37.96 $350.03
Disclosure

SEC source: 0001127602-17-013608 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,102.534

Underlying: Common Stock · 9.221 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 21:31 UTC PurchaseCommon Stock 824 $36.17 $29,801.20
Disclosure

SEC source: 0001127602-17-013605 · form4.xml · nonDerivative · entry 1

Karaoglan Alain M · CIK 0001574919 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,643

F1 · shares: These shares were purchased pursuant to the Voya Financial Employee Stock Purchase Plan ("ESPP").

Read SEC document
March 31, 2017 Filed Apr 5, 2017 21:10 UTC Amendment PurchaseCommon Stock 717 $36.17 $25,931.38
Disclosure

SEC source: 0001127602-17-014340 · form4a.xml · nonDerivative · entry 1

Karaoglan Alain M · CIK 0001574919 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,536

F1 · shares: Corrects an error in the number of shares acquired that was previously reported.

F2 · shares: These shares were purchased pursuant to the Voya Financial Employee Stock Purchase Plan ("ESPP").

Read SEC document
March 28, 2017 Filed Mar 28, 2017 21:47 UTC
SILVA KEVIN DSee Remarks
SaleCommon Stock 4,039 $37.29 $150,606.23
Disclosure

SEC source: 0001127602-17-013068 · form4.xml · nonDerivative · entry 3

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,681

F2 · shares: The shares being sold are vested equity awards granted in 2013 with respect to the 2012 performance year.

F3 · price: This transaction was executed in multiple trades at prices ranging from $37.2750 to $37.3050. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

Read SEC document
March 28, 2017 Filed Mar 28, 2017 22:05 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
SaleCommon Stock 8,559 $37.29 $319,156.55
Disclosure

SEC source: 0001127602-17-013085 · form4.xml · nonDerivative · entry 3

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,746

F2 · shares: The shares being sold are vested equity awards granted in 2013 with respect to the 2012 performance year.

F3 · price: This transaction was executed in multiple trades at prices ranging from $37.2873 to $37.3050. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a securityholder of the company, full information regarding the shares sold at each separate price.

Read SEC document
March 28, 2017 Filed Mar 28, 2017 21:58 UTC SaleCommon Stock 1,421 $37.31 $53,013.67
Disclosure

SEC source: 0001127602-17-013077 · form4.xml · nonDerivative · entry 3

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,379

F2 · shares: The shares being sold are vested equity awards granted in 2013 with respect to the 2012 performance year.

F3 · price: This transaction was executed in multiple trades at prices ranging from $37.2930 to $37.3200. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.

Read SEC document
March 28, 2017 Filed Mar 28, 2017 21:54 UTC SaleCommon Stock 4,632 $37.22 $172,388.22
Disclosure

SEC source: 0001127602-17-013074 · form4.xml · nonDerivative · entry 3

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: The shares being sold are vested equity awards granted in 2013 with respect to the 2012 performance year.

F3 · price: This transaction was executed in multiple trades at prices ranging from $37.2130 to $37.2350. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.

Read SEC document
March 28, 2017 Filed Mar 28, 2017 21:51 UTC SaleCommon Stock 5,405 $37.26 $201,410.30
Disclosure

SEC source: 0001127602-17-013071 · form4.xml · nonDerivative · entry 3

Karaoglan Alain M · CIK 0001574919 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,819

F2 · shares: The shares being sold are vested equity awards granted in 2013 with respect to the 2012 performance year.

Read SEC document
March 27, 2017 Filed Mar 28, 2017 21:47 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 9,144 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-013068 · form4.xml · derivative · entry 4

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,274

Underlying: Common Stock · 9,144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F4 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F4 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 27, 2017 Filed Mar 28, 2017 21:47 UTC
SILVA KEVIN DSee Remarks
Tax withholdingCommon Stock 5,105 $36.98 $188,782.90
Disclosure

SEC source: 0001127602-17-013068 · form4.xml · nonDerivative · entry 2

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,720

Read SEC document
March 27, 2017 Filed Mar 28, 2017 21:47 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionCommon Stock 9,144 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-013068 · form4.xml · nonDerivative · entry 1

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
March 27, 2017 Filed Mar 28, 2017 22:05 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 19,375 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-013085 · form4.xml · derivative · entry 5

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,514

Underlying: Common Stock · 19,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F4 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F4 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 27, 2017 Filed Mar 28, 2017 22:05 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Tax withholdingCommon Stock 10,816 $36.98 $399,975.68
Disclosure

SEC source: 0001127602-17-013085 · form4.xml · nonDerivative · entry 2

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,305

Read SEC document
March 27, 2017 Filed Mar 28, 2017 22:05 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Exercise / conversionCommon Stock 19,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-013085 · form4.xml · nonDerivative · entry 1

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
March 27, 2017 Filed Mar 28, 2017 22:01 UTC
Smith Michael SSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 8,403 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-013081 · form4.xml · derivative · entry 3

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,154

Underlying: Common Stock · 8,403 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 27, 2017 Filed Mar 28, 2017 22:01 UTC
Smith Michael SSee Remarks
Tax withholdingCommon Stock 4,691 $36.98 $173,473.18
Disclosure

SEC source: 0001127602-17-013081 · form4.xml · nonDerivative · entry 2

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,142

Read SEC document
March 27, 2017 Filed Mar 28, 2017 22:01 UTC
Smith Michael SSee Remarks
Exercise / conversionCommon Stock 8,403 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-013081 · form4.xml · nonDerivative · entry 1

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
March 27, 2017 Filed Mar 28, 2017 21:58 UTC Exercise / conversionRestricted Stock Units · Derivative 2,936 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-013077 · form4.xml · derivative · entry 4

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,506

Underlying: Common Stock · 2,936 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F4 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F4 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 27, 2017 Filed Mar 28, 2017 21:58 UTC Tax withholdingCommon Stock 1,515 $36.98 $56,024.70
Disclosure

SEC source: 0001127602-17-013077 · form4.xml · nonDerivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,800

Read SEC document
March 27, 2017 Filed Mar 28, 2017 21:58 UTC Exercise / conversionCommon Stock 2,936 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-013077 · form4.xml · nonDerivative · entry 1

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
March 27, 2017 Filed Mar 28, 2017 21:54 UTC Exercise / conversionRestricted Stock Units · Derivative 8,900 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-013074 · form4.xml · derivative · entry 4

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,162

Underlying: Common Stock · 8,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F4 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F4 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 27, 2017 Filed Mar 28, 2017 21:54 UTC Tax withholdingCommon Stock 4,268 $36.98 $157,830.64
Disclosure

SEC source: 0001127602-17-013074 · form4.xml · nonDerivative · entry 2

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,632

Read SEC document
March 27, 2017 Filed Mar 28, 2017 21:54 UTC Exercise / conversionCommon Stock 8,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-013074 · form4.xml · nonDerivative · entry 1

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
March 27, 2017 Filed Mar 28, 2017 21:51 UTC Exercise / conversionRestricted Stock Units · Derivative 12,236 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-013071 · form4.xml · derivative · entry 4

Karaoglan Alain M · CIK 0001574919 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,641

Underlying: Common Stock · 12,236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 27, 2017 Filed Mar 28, 2017 21:51 UTC Tax withholdingCommon Stock 6,831 $36.98 $252,610.38
Disclosure

SEC source: 0001127602-17-013071 · form4.xml · nonDerivative · entry 2

Karaoglan Alain M · CIK 0001574919 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,224

Read SEC document
March 27, 2017 Filed Mar 28, 2017 21:51 UTC Exercise / conversionCommon Stock 12,236 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-013071 · form4.xml · nonDerivative · entry 1

Karaoglan Alain M · CIK 0001574919 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 21:20 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 8.672 $40.36 $350.00
Disclosure

SEC source: 0001127602-17-011979 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,093.127

Underlying: Common Stock · 8.672 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
March 10, 2017 Filed Mar 10, 2017 21:19 UTC
SILVA KEVIN DSee Remarks
SaleCommon Stock 5,798 $40.93 $237,337.65
Disclosure

SEC source: 0001127602-17-011241 · form4.xml · nonDerivative · entry 1

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,681

Read SEC document
March 08, 2017 Filed Mar 9, 2017 02:26 UTC
SILVA KEVIN DSee Remarks
SaleCommon Stock 2,709 $41.64 $112,806.01
Disclosure

SEC source: 0001127602-17-010967 · form4.xml · nonDerivative · entry 5

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,479

F3 · price: This transaction was executed in multiple trades at prices ranging from $41.6010 to $41.6650. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.

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March 08, 2017 Filed Mar 9, 2017 02:23 UTC SaleCommon Stock 2,617 $41.46 $108,513.64
Disclosure

SEC source: 0001127602-17-010965 · form4.xml · nonDerivative · entry 5

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,379

F3 · price: This transaction was executed in multiple trades at prices ranging from $41.4500 to $41.4880. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.

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March 08, 2017 Filed Mar 9, 2017 02:18 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
SaleCommon Stock 2,529 $41.56 $105,103.72
Disclosure

SEC source: 0001127602-17-010961 · form4.xml · nonDerivative · entry 5

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,746

F3 · shares: The shares being sold are vested equity awards representing annual incentive payments made with respect to the 2013 performance year, which were mandatorily deferred pursuant to European executive compensation regulations.

F4 · price: This transaction was executed in multiple trades at prices ranging from $41.5400 to $41.6150. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.

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March 08, 2017 Filed Mar 9, 2017 02:10 UTC SaleCommon Stock 9,879 $41.38 $408,756.47
Disclosure

SEC source: 0001127602-17-010957 · form4.xml · nonDerivative · entry 6

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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March 08, 2017 Filed Mar 9, 2017 02:15 UTC SaleCommon Stock 12,122 $41.37 $501,466.53
Disclosure

SEC source: 0001127602-17-010959 · form4.xml · nonDerivative · entry 6

Karaoglan Alain M · CIK 0001574919 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,819

F4 · price: This transaction was executed in multiple trades at prices ranging from $41.3500 to $41.4500. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.

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March 08, 2017 Filed Mar 9, 2017 06:48 UTC
Ferrara NancySee Remarks
SaleCommon Stock 3,161 $41.53 $131,260.53
Disclosure

SEC source: 0001127602-17-010978 · form4.xml · nonDerivative · entry 5

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,779

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March 07, 2017 Filed Mar 8, 2017 21:35 UTC Exercise / conversionRestricted Stock Units · Derivative 1,169 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010970 · form4.xml · derivative · entry 3

Cobb Clyde Landon Jr. · CIK 0001626551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,043

Underlying: Common Stock · 1,169 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

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March 07, 2017 Filed Mar 8, 2017 21:35 UTC Tax withholdingCommon Stock 450 $41.39 $18,624.87
Disclosure

SEC source: 0001127602-17-010970 · form4.xml · nonDerivative · entry 2

Cobb Clyde Landon Jr. · CIK 0001626551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 719

F2 · price: This transaction was executed in multiple trades at prices ranging from $41.351 to $41.66. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.

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March 07, 2017 Filed Mar 8, 2017 21:35 UTC Exercise / conversionCommon Stock 1,169 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-010970 · form4.xml · nonDerivative · entry 1

Cobb Clyde Landon Jr. · CIK 0001626551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

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March 07, 2017 Filed Mar 9, 2017 02:29 UTC
Walsh Patricia JSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 3,767 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010969 · form4.xml · derivative · entry 3

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,042

Underlying: Common Stock · 3,767 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

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March 07, 2017 Filed Mar 9, 2017 02:29 UTC
Walsh Patricia JSee Remarks
Tax withholdingCommon Stock 1,553 $41.09 $63,812.77
Disclosure

SEC source: 0001127602-17-010969 · form4.xml · nonDerivative · entry 2

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,885

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March 07, 2017 Filed Mar 9, 2017 02:29 UTC
Walsh Patricia JSee Remarks
Exercise / conversionCommon Stock 3,767 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-010969 · form4.xml · nonDerivative · entry 1

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

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March 07, 2017 Filed Mar 9, 2017 02:26 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 9,819 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010967 · form4.xml · derivative · entry 8

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,418

Underlying: Common Stock · 9,819 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F4 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F4 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

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March 07, 2017 Filed Mar 9, 2017 02:26 UTC
SILVA KEVIN DSee Remarks
Tax withholdingCommon Stock 5,122 $41.09 $210,462.98
Disclosure

SEC source: 0001127602-17-010967 · form4.xml · nonDerivative · entry 4

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,188

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.