Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| VISA INC.V · Entity 495 | CHIEF FINANCIAL OFFICER | November 22, 2014 | January 09, 2015 |
| Voya Financial, Inc.VOYA · Entity 3571 | Director | May 25, 2023 | May 30, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
VISA INC.
Report date November 22, 2014 · Filed January 09, 2015 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance Share AwardSEC Table II · derivative / convertible security | Direct | 26,446 |
Reported balance
After 2014-11-22 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2014-11-22 · Grant · Acquired 26,446 · Balance 26,446 F1: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. F2: Represents performance share awards earned pursuant to the November 5, 2011 award under the Visa Inc. 2007 Equity Incentive Compensation Plan. The number of performance shares earned was determined on the basis of the applicable 3-year performance period. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value.
F2: Represents performance share awards earned pursuant to the November 5, 2011 award under the Visa Inc. 2007 Equity Incentive Compensation Plan. The number of performance shares earned was determined on the basis of the applicable 3-year performance period.
Voya Financial, Inc.
Report date May 25, 2023 · Filed May 30, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 24,766 |
Reported balance
After 2023-05-25 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-05-25 · Exercise / conversion · Acquired 20,766 · Balance 24,766 F1: These shares are held by The Pollitt Family Trust. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-05-25 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-05-25 · Exercise / conversion · Disposed 20,766 · Balance 0 F2: The stock units will vest based on their respective award agreements. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held by The Pollitt Family Trust.
F2: The stock units will vest based on their respective award agreements.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 25, 2023 Filed May 30, 2023 18:57 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 20,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017073 · form4.xml · derivative · entry 2 POLLITT BYRON H JR · CIK 0001228856 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,766 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The stock units will vest based on their respective award agreements. F2 · derivative.exercise_date: The stock units will vest based on their respective award agreements. F2 · derivative.expiration_date: The stock units will vest based on their respective award agreements. Read SEC document |
| May 25, 2023 Filed May 30, 2023 18:57 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 20,766 | $69.29 | $1,438,876.14 |
DisclosureSEC source: 0001127602-23-017073 · form4.xml · nonDerivative · entry 1 POLLITT BYRON H JR · CIK 0001228856 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 24,766 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: These shares are held by The Pollitt Family Trust. Read SEC document |
| May 26, 2022 Filed May 31, 2022 20:43 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 2,074 | $67.48 | $139,953.52 |
DisclosureSEC source: 0001127602-22-016074 · form4.xml · derivative · entry 2 POLLITT BYRON H JR · CIK 0001228856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,766 Underlying: Common Stock · 2,074 shares Expires not disclosed F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: 100% of the restricted stock units will vest on May 26, 2023. F3 · derivative.expiration_date: 100% of the restricted stock units will vest on May 26, 2023. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 16:10 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 2,147 | $65.18 | $139,941.46 |
DisclosureSEC source: 0001127602-21-018464 · form4.xml · derivative · entry 2 POLLITT BYRON H JR · CIK 0001228856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,692 Underlying: Common Stock · 2,147 shares Expires not disclosed F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: 100% of the restricted stock units will vest on May 27, 2022. F3 · derivative.expiration_date: 100% of the restricted stock units will vest on May 27, 2022. Read SEC document |
| May 21, 2020 Filed May 22, 2020 16:16 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 3,300 | $42.42 | $139,986.00 |
DisclosureSEC source: 0001127602-20-017754 · form4.xml · derivative · entry 2 POLLITT BYRON H JR · CIK 0001228856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,545 Underlying: Common Stock · 3,300 shares Expires not disclosed F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: 100% of the restricted stock units will vest on May 21, 2021. F3 · derivative.expiration_date: 100% of the restricted stock units will vest on May 21, 2021. Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 16:22 UTC | Voya Financial, Inc. VOYA · Entity 3571 | PurchaseCommon Stock | 500 | $48.61 | $24,307.00 |
DisclosureSEC source: 0001127602-19-026548 · form4.xml · nonDerivative · entry 2 POLLITT BYRON H JR · CIK 0001228856 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 4,000 F1 · balance_after: These shares are held by The Pollitt Family Trust. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 16:22 UTC | Voya Financial, Inc. VOYA · Entity 3571 | PurchaseCommon Stock | 500 | $49.99 | $24,995.00 |
DisclosureSEC source: 0001127602-19-026548 · form4.xml · nonDerivative · entry 1 POLLITT BYRON H JR · CIK 0001228856 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,500 F1 · balance_after: These shares are held by The Pollitt Family Trust. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 17:18 UTC | Voya Financial, Inc. VOYA · Entity 3571 | PurchaseCommon Stock | 500 | $50.99 | $25,495.00 |
DisclosureSEC source: 0001127602-19-020521 · form4.xml · nonDerivative · entry 2 POLLITT BYRON H JR · CIK 0001228856 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,000 F1 · balance_after: These shares are held by The Pollitt Family Trust. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 17:18 UTC | Voya Financial, Inc. VOYA · Entity 3571 | PurchaseCommon Stock | 500 | $51.52 | $25,760.00 |
DisclosureSEC source: 0001127602-19-020521 · form4.xml · nonDerivative · entry 1 POLLITT BYRON H JR · CIK 0001228856 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 2,500 F1 · balance_after: These shares are held by The Pollitt Family Trust. Read SEC document |
| May 23, 2019 Filed May 28, 2019 16:33 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 2,653 | $52.76 | $139,972.28 |
DisclosureSEC source: 0001127602-19-020016 · form4.xml · derivative · entry 2 POLLITT BYRON H JR · CIK 0001228856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,245 Underlying: Common Stock · 2,653 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: 100% of the restricted stock units will vest on May 23, 2020. F2 · derivative.expiration_date: 100% of the restricted stock units will vest on May 23, 2020. Read SEC document |
| May 30, 2018 Filed May 31, 2018 20:30 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 2,686 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019340 · form4.xml · derivative · entry 2 POLLITT BYRON H JR · CIK 0001228856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,592 Underlying: Common Stock · 2,686 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: 100% of the restricted stock units will vest on May 30, 2018. F2 · derivative.expiration_date: 100% of the restricted stock units will vest on May 30, 2018. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 21:42 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 3,029 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013619 · form4.xml · derivative · entry 2 POLLITT BYRON H JR · CIK 0001228856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,906 Underlying: Common Stock · 3,029 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: 100% of the restricted stock units will vest on March 31, 2018. F2 · derivative.expiration_date: 100% of the restricted stock units will vest on March 31, 2018. Read SEC document |
| November 30, 2014 Filed Dec 3, 2014 02:36 UTC | VISA INC. V · Entity 495 | Exercise / conversionPerformance Share Award · Derivative | 26,446 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-14-033997 · form4.xml · derivative · entry 5 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,446 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. F2 · derivative.exercise_date: Represents performance share awards earned pursuant to the November 5, 2011 award under the Visa Inc. 2007 Equity Incentive Compensation Plan. The number of performance shares earned was determined on the basis of the applicable 3-year performance period. F2 · derivative.expiration_date: Represents performance share awards earned pursuant to the November 5, 2011 award under the Visa Inc. 2007 Equity Incentive Compensation Plan. The number of performance shares earned was determined on the basis of the applicable 3-year performance period. Read SEC document |
| November 30, 2014 Filed Dec 3, 2014 02:36 UTC | VISA INC. V · Entity 495 | GrantPerformance Share Award · Derivative | 26,446 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-14-033997 · form4.xml · derivative · entry 4 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,446 Underlying: Common Stock · 26,446 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. F2 · derivative.exercise_date: Represents performance share awards earned pursuant to the November 5, 2011 award under the Visa Inc. 2007 Equity Incentive Compensation Plan. The number of performance shares earned was determined on the basis of the applicable 3-year performance period. F2 · derivative.expiration_date: Represents performance share awards earned pursuant to the November 5, 2011 award under the Visa Inc. 2007 Equity Incentive Compensation Plan. The number of performance shares earned was determined on the basis of the applicable 3-year performance period. Read SEC document |
| November 30, 2014 Filed Dec 3, 2014 02:36 UTC | VISA INC. V · Entity 495 | Tax withholdingClass A Common Stock | 13,800 | $258.19 | $3,563,022.00 |
DisclosureSEC source: 0001127602-14-033997 · form4.xml · nonDerivative · entry 2 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,102 Read SEC document |
| November 30, 2014 Filed Dec 3, 2014 02:36 UTC | VISA INC. V · Entity 495 | Exercise / conversionClass A Common Stock | 26,446 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-14-033997 · form4.xml · nonDerivative · entry 1 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. Read SEC document |
| November 22, 2014 Filed Jan 9, 2015 23:07 UTC Amendment | VISA INC. V · Entity 495 | GrantPerformance Share Award · Derivative | 26,446 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-15-001535 · form4a.xml · derivative · entry 1 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,446 Underlying: Common Stock · 26,446 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. F2 · derivative.exercise_date: Represents performance share awards earned pursuant to the November 5, 2011 award under the Visa Inc. 2007 Equity Incentive Compensation Plan. The number of performance shares earned was determined on the basis of the applicable 3-year performance period. F2 · derivative.expiration_date: Represents performance share awards earned pursuant to the November 5, 2011 award under the Visa Inc. 2007 Equity Incentive Compensation Plan. The number of performance shares earned was determined on the basis of the applicable 3-year performance period. Read SEC document |
| November 19, 2014 Filed Nov 22, 2014 00:24 UTC | VISA INC. V · Entity 495 | GrantEmployee Stock Option (Right to Buy) · Derivative | 14,812 | $0.00 Strike: $249.86 | $0.00 |
DisclosureSEC source: 0001127602-14-033188 · form4.xml · derivative · entry 8 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,812 Underlying: Common Stock · 14,812 shares Expires 2024-11-19 F2 · derivative.exercise_date: Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. Read SEC document |
| November 19, 2014 Filed Nov 22, 2014 00:24 UTC | VISA INC. V · Entity 495 | GrantRestricted Stock Units · Derivative | 2,837 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-14-033188 · form4.xml · derivative · entry 7 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,837 Underlying: Common Stock · 2,837 shares Expires 2024-11-19 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. Read SEC document |
| November 19, 2014 Filed Nov 22, 2014 00:24 UTC | VISA INC. V · Entity 495 | Exercise / conversionRestricted Stock Units · Derivative | 1,662 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-14-033188 · form4.xml · derivative · entry 6 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,325 Underlying: Common Stock · 1,662 shares Expires 2023-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. Read SEC document |
| November 19, 2014 Filed Nov 22, 2014 00:24 UTC | VISA INC. V · Entity 495 | Exercise / conversionRestricted Stock Units · Derivative | 2,174 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-14-033188 · form4.xml · derivative · entry 5 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,175 Underlying: Common Stock · 2,174 shares Expires 2022-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. Read SEC document |
| November 19, 2014 Filed Nov 22, 2014 00:24 UTC | VISA INC. V · Entity 495 | Tax withholdingClass A Common Stock | 4,341 | $249.86 | $1,084,642.26 |
DisclosureSEC source: 0001127602-14-033188 · form4.xml · nonDerivative · entry 3 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,456 Read SEC document |
| November 19, 2014 Filed Nov 22, 2014 00:24 UTC | VISA INC. V · Entity 495 | Exercise / conversionClass A Common Stock | 1,662 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-14-033188 · form4.xml · nonDerivative · entry 2 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. Read SEC document |
| November 19, 2014 Filed Nov 22, 2014 00:24 UTC | VISA INC. V · Entity 495 | Exercise / conversionClass A Common Stock | 2,174 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-14-033188 · form4.xml · nonDerivative · entry 1 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,135 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. Read SEC document |
| November 05, 2014 Filed Nov 7, 2014 22:43 UTC | VISA INC. V · Entity 495 | Exercise / conversionRestricted Stock Units · Derivative | 2,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-031608 · form4.xml · derivative · entry 4 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,250 shares Expires 2021-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. F2 · derivative.exercise_date: This restricted stock unit was granted on November 5, 2011. Read SEC document |
| November 05, 2014 Filed Nov 7, 2014 22:43 UTC | VISA INC. V · Entity 495 | Tax withholdingClass A Common Stock | 1,122 | $249.53 | $279,972.66 |
DisclosureSEC source: 0001127602-14-031608 · form4.xml · nonDerivative · entry 2 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,961 Read SEC document |
| November 05, 2014 Filed Nov 7, 2014 22:43 UTC | VISA INC. V · Entity 495 | Exercise / conversionClass A Common Stock | 2,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-031608 · form4.xml · nonDerivative · entry 1 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2014 Filed May 12, 2014 21:55 UTC | VISA INC. V · Entity 495 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 28,653 | $0.00 Strike: $79.80 | $0.00 |
DisclosureSEC source: 0001127602-14-017185 · form4.xml · derivative · entry 6 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,653 shares Expires 2020-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2014. F4 · derivative.exercise_date: This option was granted on November 5, 2010 and vested in three installments over a three-year period after the date of grant. Read SEC document |
| May 08, 2014 Filed May 12, 2014 21:55 UTC | VISA INC. V · Entity 495 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50,865 | $0.00 Strike: $79.59 | $0.00 |
DisclosureSEC source: 0001127602-14-017185 · form4.xml · derivative · entry 5 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,865 shares Expires 2019-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2014. F3 · derivative.exercise_date: This option was granted on November 5, 2009 and vested in three installments over a three-year period after the date of grant. Read SEC document |
| May 08, 2014 Filed May 12, 2014 21:55 UTC | VISA INC. V · Entity 495 | SaleClass A Common Stock | 79,518 | $210.00 | $16,698,780.00 |
DisclosureSEC source: 0001127602-14-017185 · form4.xml · nonDerivative · entry 4 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,833 F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2014. Read SEC document |
| May 08, 2014 Filed May 12, 2014 21:55 UTC | VISA INC. V · Entity 495 | Exercise / conversionClass A Common Stock | 28,653 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-017185 · form4.xml · nonDerivative · entry 3 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2014. Read SEC document |
| May 08, 2014 Filed May 12, 2014 21:55 UTC | VISA INC. V · Entity 495 | Exercise / conversionClass A Common Stock | 50,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-017185 · form4.xml · nonDerivative · entry 2 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,698 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2014. Read SEC document |
| March 06, 2014 Filed May 12, 2014 21:55 UTC | VISA INC. V · Entity 495 | GiftClass A Common Stock | 9,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-017185 · form4.xml · nonDerivative · entry 1 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · Pollitt Family Trust Disclosed balance after: 72,134 F1 · balance_after: Since the date of the reporting person's last ownership report, 4,792 shares which were previously held directly were transferred to the Pollitt Family Trust, of which Mr. Pollitt and his wife are the sole trustees and beneficiaries. Read SEC document |
| February 14, 2014 Filed Feb 19, 2014 22:59 UTC | VISA INC. V · Entity 495 | Tax withholdingClass A Common Stock | 3,885 | $226.00 | $878,010.00 |
DisclosureSEC source: 0001127602-14-007160 · form4.xml · nonDerivative · entry 1 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,625 Read SEC document |
| December 02, 2013 Filed Dec 4, 2013 00:40 UTC | VISA INC. V · Entity 495 | Tax withholdingClass A Common Stock | 8,877 | $203.46 | $1,806,114.42 |
DisclosureSEC source: 0001127602-13-033522 · form4.xml · nonDerivative · entry 4 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,642 Read SEC document |
| December 02, 2013 Filed Dec 4, 2013 00:40 UTC | VISA INC. V · Entity 495 | OtherClass A Common Stock | 3,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-033522 · form4.xml · nonDerivative · entry 3 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,519 Read SEC document |
| December 02, 2013 Filed Dec 4, 2013 00:40 UTC | VISA INC. V · Entity 495 | OtherClass A Common Stock | 3,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-033522 · form4.xml · nonDerivative · entry 2 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · Pollitt Family Trust Disclosed balance after: 68,610 Read SEC document |
| November 30, 2013 Filed Dec 4, 2013 00:40 UTC | VISA INC. V · Entity 495 | Exercise / conversionPerformance Share Award · Derivative | 17,009 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-033522 · form4.xml · derivative · entry 5 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,009 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. F2 · derivative.exercise_date: Represents performance share awards granted and earned pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The earned performance share award vested in two equal installments on November 30, 2012 and 2013, respectively. F2 · derivative.expiration_date: Represents performance share awards granted and earned pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The earned performance share award vested in two equal installments on November 30, 2012 and 2013, respectively. Read SEC document |
| November 30, 2013 Filed Dec 4, 2013 00:40 UTC | VISA INC. V · Entity 495 | Exercise / conversionClass A Common Stock | 17,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-033522 · form4.xml · nonDerivative · entry 1 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,746 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2013 Filed Nov 21, 2013 23:19 UTC | VISA INC. V · Entity 495 | OtherClass A Common Stock | 2,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-032533 · form4.xml · nonDerivative · entry 4 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,737 Read SEC document |
| November 21, 2013 Filed Nov 21, 2013 23:19 UTC | VISA INC. V · Entity 495 | OtherClass A Common Stock | 2,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-032533 · form4.xml · nonDerivative · entry 3 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · Pollitt Family Trust Disclosed balance after: 65,383 Read SEC document |
| November 19, 2013 Filed Nov 21, 2013 23:19 UTC | VISA INC. V · Entity 495 | GrantRestricted Stock Units · Derivative | 4,987 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-032533 · form4.xml · derivative · entry 7 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,987 Underlying: Common Stock · 4,987 shares Expires 2023-11-19 F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. Read SEC document |
| November 19, 2013 Filed Nov 21, 2013 23:19 UTC | VISA INC. V · Entity 495 | GrantEmployee Stock Option (Right to Buy) · Derivative | 22,676 | $0.00 Strike: $197.39 | $0.00 |
DisclosureSEC source: 0001127602-13-032533 · form4.xml · derivative · entry 6 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,676 Underlying: Common Stock · 22,676 shares Expires 2023-11-19 F3 · derivative.exercise_date: Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. Read SEC document |
| November 19, 2013 Filed Nov 21, 2013 23:19 UTC | VISA INC. V · Entity 495 | Exercise / conversionRestricted Stock Units · Derivative | 2,173 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-032533 · form4.xml · derivative · entry 5 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,349 Underlying: Common Stock · 2,173 shares Expires 2022-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. F2 · derivative.exercise_date: This restricted stock unit was granted on November 19, 2012. Read SEC document |
| November 19, 2013 Filed Nov 21, 2013 23:19 UTC | VISA INC. V · Entity 495 | Tax withholdingClass A Common Stock | 3,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-032533 · form4.xml · nonDerivative · entry 2 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,263 Read SEC document |
| November 19, 2013 Filed Nov 21, 2013 23:19 UTC | VISA INC. V · Entity 495 | Exercise / conversionClass A Common Stock | 2,173 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-032533 · form4.xml · nonDerivative · entry 1 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,786 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2013 Filed Nov 6, 2013 23:48 UTC | VISA INC. V · Entity 495 | Exercise / conversionRestricted Stock Units · Derivative | 2,249 | $0.00 Strike: $92.64 | $0.00 |
DisclosureSEC source: 0001127602-13-030841 · form4.xml · derivative · entry 7 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,250 Underlying: Common Stock · 2,249 shares Expires 2021-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. F4 · derivative.exercise_date: This restricted stock unit was granted on November 5, 2011. Read SEC document |
| November 05, 2013 Filed Nov 6, 2013 23:48 UTC | VISA INC. V · Entity 495 | Tax withholdingClass A Common Stock | 2,648 | $197.37 | $522,635.76 |
DisclosureSEC source: 0001127602-13-030841 · form4.xml · nonDerivative · entry 4 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,613 Read SEC document |
| November 05, 2013 Filed Nov 6, 2013 23:48 UTC | VISA INC. V · Entity 495 | Exercise / conversionClass A Common Stock | 2,249 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-030841 · form4.xml · nonDerivative · entry 3 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2013 Filed Nov 6, 2013 23:48 UTC | VISA INC. V · Entity 495 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 63,748 | $0.00 Strike: $56.47 | $0.00 |
DisclosureSEC source: 0001127602-13-030841 · form4.xml · derivative · entry 6 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 63,748 shares Expires 2018-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2013. F2 · derivative.exercise_date: This option was granted on November 5, 2008 and vested in three installments over a three-year period after the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.