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VOYA

Voya Financial, Inc.

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Tapewire entity
3571
SEC CIK
0001535929
Parsed reports
897

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202602
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2018 Filed Mar 9, 2018 01:32 UTC
Smith Michael SSee Remarks
Exercise / conversionCommon Stock 15,239 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-010838 · form4.xml · nonDerivative · entry 1

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
March 06, 2018 Filed Mar 9, 2018 01:29 UTC Exercise / conversionPerformance Stock Unit · Derivative 11,145 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001127602-18-010836 · form4.xml · derivative · entry 6

Karaoglan Alain M · CIK 0001574919 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,580

Underlying: Common Stock · 14,599 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
March 06, 2018 Filed Mar 9, 2018 01:29 UTC Exercise / conversionRestricted Stock Units · Derivative 9,119 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010836 · form4.xml · derivative · entry 5

Karaoglan Alain M · CIK 0001574919 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,759

Underlying: Common Stock · 9,119 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 06, 2018 Filed Mar 9, 2018 01:29 UTC Tax withholdingCommon Stock 12,625 $52.03 $656,878.75
Disclosure

SEC source: 0001127602-18-010836 · form4.xml · nonDerivative · entry 2

Karaoglan Alain M · CIK 0001574919 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,921

Read SEC document
March 06, 2018 Filed Mar 9, 2018 01:29 UTC Exercise / conversionCommon Stock 23,718 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-010836 · form4.xml · nonDerivative · entry 1

Karaoglan Alain M · CIK 0001574919 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
March 06, 2018 Filed Mar 9, 2018 01:24 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionPerformance Stock Unit · Derivative 3,902 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001127602-18-010834 · form4.xml · derivative · entry 7

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,336

Underlying: Common Stock · 5,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
March 06, 2018 Filed Mar 9, 2018 01:24 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 3,192 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010834 · form4.xml · derivative · entry 6

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,403

Underlying: Common Stock · 3,192 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 06, 2018 Filed Mar 9, 2018 01:24 UTC
SILVA KEVIN DSee Remarks
Tax withholdingCommon Stock 4,420 $52.03 $229,972.60
Disclosure

SEC source: 0001127602-18-010834 · form4.xml · nonDerivative · entry 2

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,157

Read SEC document
March 06, 2018 Filed Mar 9, 2018 01:24 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionCommon Stock 8,303 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-010834 · form4.xml · nonDerivative · entry 1

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
March 06, 2018 Filed Mar 9, 2018 01:16 UTC Exercise / conversionPerformance Stock Unit · Derivative 2,290 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001127602-18-010830 · form4.xml · derivative · entry 6

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,946

Underlying: Common Stock · 2,999 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
March 06, 2018 Filed Mar 9, 2018 01:16 UTC Exercise / conversionRestricted Stock Units · Derivative 8,821 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010830 · form4.xml · derivative · entry 5

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,850

Underlying: Common Stock · 8,821 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 06, 2018 Filed Mar 9, 2018 01:16 UTC Tax withholdingCommon Stock 5,362 $52.03 $278,984.86
Disclosure

SEC source: 0001127602-18-010830 · form4.xml · nonDerivative · entry 2

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,268

Read SEC document
March 06, 2018 Filed Mar 9, 2018 01:16 UTC Exercise / conversionCommon Stock 11,820 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-010830 · form4.xml · nonDerivative · entry 1

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
March 06, 2018 Filed Mar 9, 2018 01:11 UTC
Walsh Patricia JSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 326.459 $52.03 $16,985.66
Disclosure

SEC source: 0001127602-18-010826 · form4.xml · derivative · entry 3

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326.459

Underlying: Common Stock · 326.459 shares

Expires not disclosed

F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
March 06, 2018 Filed Mar 9, 2018 01:09 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 449.548 $52.03 $23,389.98
Disclosure

SEC source: 0001127602-18-010824 · form4.xml · derivative · entry 3

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,713.739

Underlying: Common Stock · 449.548 shares

Expires not disclosed

F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
March 06, 2018 Filed Mar 9, 2018 01:06 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Exercise / conversionPerformance Stock Unit · Derivative 26,534 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001127602-18-010822 · form4.xml · derivative · entry 7

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,549

Underlying: Common Stock · 34,759 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
March 06, 2018 Filed Mar 9, 2018 01:06 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 21,710 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010822 · form4.xml · derivative · entry 6

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,691

Underlying: Common Stock · 21,710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 06, 2018 Filed Mar 9, 2018 01:06 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Tax withholdingCommon Stock 30,055 $52.03 $1,563,761.65
Disclosure

SEC source: 0001127602-18-010822 · form4.xml · nonDerivative · entry 2

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,475

Read SEC document
March 06, 2018 Filed Mar 9, 2018 01:06 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Exercise / conversionCommon Stock 56,469 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-010822 · form4.xml · nonDerivative · entry 1

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 23:07 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 9.349 $51.02 $476.99
Disclosure

SEC source: 0001127602-18-009756 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,910.693

Underlying: Common Stock · 9.349 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
February 23, 2018 Filed Feb 23, 2018 21:06 UTC Tax withholdingCommon Stock 394 $50.87 $20,040.81
Disclosure

SEC source: 0001127602-18-008234 · form4.xml · nonDerivative · entry 2

Cobb Clyde Landon Jr. · CIK 0001626551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,226

Read SEC document
February 23, 2018 Filed Feb 24, 2018 02:00 UTC
SILVA KEVIN DSee Remarks
SaleCommon Stock 895 $50.77 $45,439.15
Disclosure

SEC source: 0001127602-18-008230 · form4.xml · nonDerivative · entry 3

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,274

Read SEC document
February 22, 2018 Filed Feb 23, 2018 21:28 UTC Exercise / conversionRestricted Stock Units · Derivative 2,827 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008250 · form4.xml · derivative · entry 5

Parent Margaret M. · CIK 0001687036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,311

Underlying: Common Stock · 2,827 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 21:28 UTC Tax withholdingCommon Stock 1,129 $50.71 $57,251.59
Disclosure

SEC source: 0001127602-18-008250 · form4.xml · nonDerivative · entry 2

Parent Margaret M. · CIK 0001687036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,054

Read SEC document
February 22, 2018 Filed Feb 23, 2018 21:28 UTC Exercise / conversionCommon Stock 2,827 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-008250 · form4.xml · nonDerivative · entry 1

Parent Margaret M. · CIK 0001687036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 21:14 UTC
Ferrara NancySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,932 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008240 · form4.xml · derivative · entry 5

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,371

Underlying: Common Stock · 1,932 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 21:14 UTC
Ferrara NancySee Remarks
Tax withholdingCommon Stock 545 $50.71 $27,636.95
Disclosure

SEC source: 0001127602-18-008240 · form4.xml · nonDerivative · entry 2

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,166

Read SEC document
February 22, 2018 Filed Feb 23, 2018 21:14 UTC
Ferrara NancySee Remarks
Exercise / conversionCommon Stock 1,932 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-008240 · form4.xml · nonDerivative · entry 1

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 21:06 UTC Exercise / conversionRestricted Stock Units · Derivative 901 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008234 · form4.xml · derivative · entry 5

Cobb Clyde Landon Jr. · CIK 0001626551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,537

Underlying: Common Stock · 901 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 21:06 UTC Exercise / conversionCommon Stock 901 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-008234 · form4.xml · nonDerivative · entry 1

Cobb Clyde Landon Jr. · CIK 0001626551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 22, 2018 Filed Feb 24, 2018 02:25 UTC
Walsh Patricia JSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 3,670 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008248 · form4.xml · derivative · entry 5

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,515

Underlying: Common Stock · 3,670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 22, 2018 Filed Feb 24, 2018 02:25 UTC
Walsh Patricia JSee Remarks
Tax withholdingCommon Stock 1,454 $50.71 $73,732.34
Disclosure

SEC source: 0001127602-18-008248 · form4.xml · nonDerivative · entry 2

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,521

Read SEC document
February 22, 2018 Filed Feb 24, 2018 02:25 UTC
Walsh Patricia JSee Remarks
Exercise / conversionCommon Stock 3,670 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-008248 · form4.xml · nonDerivative · entry 1

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 22, 2018 Filed Feb 24, 2018 02:23 UTC
Nelson Charles PCEO, Retirement
Exercise / conversionRestricted Stock Units · Derivative 6,762 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008246 · form4.xml · derivative · entry 5

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,638

Underlying: Common Stock · 6,762 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 22, 2018 Filed Feb 24, 2018 02:23 UTC
Nelson Charles PCEO, Retirement
Tax withholdingCommon Stock 2,131 $50.71 $108,063.01
Disclosure

SEC source: 0001127602-18-008246 · form4.xml · nonDerivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,999

Read SEC document
February 22, 2018 Filed Feb 24, 2018 02:23 UTC
Nelson Charles PCEO, Retirement
Exercise / conversionCommon Stock 6,762 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-008246 · form4.xml · nonDerivative · entry 1

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

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February 22, 2018 Filed Feb 24, 2018 02:19 UTC Exercise / conversionRestricted Stock Units · Derivative 3,688 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008244 · form4.xml · derivative · entry 5

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,586

Underlying: Common Stock · 3,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

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February 22, 2018 Filed Feb 24, 2018 02:19 UTC Tax withholdingCommon Stock 1,203 $50.71 $61,004.13
Disclosure

SEC source: 0001127602-18-008244 · form4.xml · nonDerivative · entry 2

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,870

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February 22, 2018 Filed Feb 24, 2018 02:19 UTC Exercise / conversionCommon Stock 3,688 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-008244 · form4.xml · nonDerivative · entry 1

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 22, 2018 Filed Feb 24, 2018 02:17 UTC
Smith Michael SSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 6,570 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008242 · form4.xml · derivative · entry 5

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,596

Underlying: Common Stock · 6,570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

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February 22, 2018 Filed Feb 24, 2018 02:17 UTC
Smith Michael SSee Remarks
Tax withholdingCommon Stock 3,535 $50.71 $179,259.85
Disclosure

SEC source: 0001127602-18-008242 · form4.xml · nonDerivative · entry 2

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,630

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February 22, 2018 Filed Feb 24, 2018 02:17 UTC
Smith Michael SSee Remarks
Exercise / conversionCommon Stock 6,570 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-008242 · form4.xml · nonDerivative · entry 1

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 22, 2018 Filed Feb 24, 2018 02:08 UTC Exercise / conversionRestricted Stock Units · Derivative 5,532 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008236 · form4.xml · derivative · entry 5

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,671

Underlying: Common Stock · 5,532 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 22, 2018 Filed Feb 24, 2018 02:08 UTC Tax withholdingCommon Stock 1,722 $50.71 $87,322.62
Disclosure

SEC source: 0001127602-18-008236 · form4.xml · nonDerivative · entry 2

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,810

Read SEC document
February 22, 2018 Filed Feb 24, 2018 02:08 UTC Exercise / conversionCommon Stock 5,532 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-008236 · form4.xml · nonDerivative · entry 1

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 22, 2018 Filed Feb 24, 2018 02:11 UTC Exercise / conversionRestricted Stock Units · Derivative 3,458 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008238 · form4.xml · derivative · entry 5

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,705

Underlying: Common Stock · 3,458 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 22, 2018 Filed Feb 24, 2018 02:11 UTC Tax withholdingCommon Stock 1,223 $50.71 $62,018.33
Disclosure

SEC source: 0001127602-18-008238 · form4.xml · nonDerivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,614

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February 22, 2018 Filed Feb 24, 2018 02:11 UTC Exercise / conversionCommon Stock 3,458 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-008238 · form4.xml · nonDerivative · entry 1

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 22, 2018 Filed Feb 24, 2018 02:03 UTC Exercise / conversionRestricted Stock Units · Derivative 8,763 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008232 · form4.xml · derivative · entry 3

Karaoglan Alain M · CIK 0001574919 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,878

Underlying: Common Stock · 8,763 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 22, 2018 Filed Feb 24, 2018 02:03 UTC Tax withholdingCommon Stock 4,686 $50.71 $237,627.06
Disclosure

SEC source: 0001127602-18-008232 · form4.xml · nonDerivative · entry 2

Karaoglan Alain M · CIK 0001574919 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,828

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.