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VOYA

Voya Financial, Inc.

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Tapewire entity
3571
SEC CIK
0001535929
Parsed reports
897

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202602
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2018 Filed Jun 1, 2018 21:34 UTC
Walsh Patricia JSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 5.295 $51.94 $275.02
Disclosure

SEC source: 0001127602-18-019563 · form4.xml · derivative · entry 2

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,132.07

Underlying: Common Stock · 5.295 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 21:31 UTC
Nelson Charles PSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 6.739 $51.94 $350.02
Disclosure

SEC source: 0001127602-18-019561 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,754.235

Underlying: Common Stock · 6.739 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 21:28 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 8.824 $51.94 $458.32
Disclosure

SEC source: 0001127602-18-019559 · form4.xml · derivative · entry 2

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,096.564

Underlying: Common Stock · 8.824 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 21:24 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 16.461 $51.94 $854.98
Disclosure

SEC source: 0001127602-18-019555 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,941.39

Underlying: Common Stock · 16.461 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
May 30, 2018 Filed May 31, 2018 16:51 UTC GrantRestricted Stock Units · Derivative 2,686 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019353 · form4.xml · derivative · entry 2

ZWIENER DAVID K · CIK 0001029169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,072

Underlying: Common Stock · 2,686 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units will vest on May 30, 2019.

F2 · derivative.expiration_date: 100% of the restricted stock units will vest on May 30, 2019.

Read SEC document
May 30, 2018 Filed May 31, 2018 16:37 UTC GrantRestricted Stock Units · Derivative 2,686 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019345 · form4.xml · derivative · entry 1

GRISWELL J BARRY · CIK 0001166853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,072

Underlying: Common Stock · 2,686 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units will vest on May 30, 2019.

F2 · derivative.expiration_date: 100% of the restricted stock units will vest on May 30, 2019.

Read SEC document
May 30, 2018 Filed May 31, 2018 21:23 UTC
Chwick JaneDirector
GrantRestricted Stock Units · Derivative 2,686 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019382 · form4.xml · derivative · entry 1

Chwick Jane · CIK 0001589706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,048

Underlying: Common Stock · 2,686 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units will vest on May 30, 2019

F2 · derivative.expiration_date: 100% of the restricted stock units will vest on May 30, 2019

Read SEC document
May 30, 2018 Filed May 31, 2018 21:11 UTC GrantRestricted Stock Units · Derivative 2,686 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019370 · form4.xml · derivative · entry 1

WRIGHT DEBORAH C · CIK 0001192501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,048

Underlying: Common Stock · 2,686 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units will vest on May 30, 2019.

F2 · derivative.expiration_date: 100% of the restricted stock units will vest on May 30, 2019.

Read SEC document
May 30, 2018 Filed May 31, 2018 21:08 UTC GrantRestricted Stock Units · Derivative 2,686 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019363 · form4.xml · derivative · entry 2

TRIPODI JOSEPH V · CIK 0001269275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,452

Underlying: Common Stock · 2,686 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units will vest on May 30, 2019.

F2 · derivative.expiration_date: 100% of the restricted stock units will vest on May 30, 2019.

Read SEC document
May 30, 2018 Filed May 31, 2018 21:05 UTC GrantRestricted Stock Units · Derivative 2,686 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019360 · form4.xml · derivative · entry 2

GILLIS RUTH ANN M · CIK 0001185158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,592

Underlying: Common Stock · 2,686 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units will vest on May 30, 2019.

F2 · derivative.expiration_date: 100% of the restricted stock units will vest on May 30, 2019.

Read SEC document
May 30, 2018 Filed May 31, 2018 21:02 UTC
Biggar LynneDirector
GrantRestricted Stock Units · Derivative 2,686 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019358 · form4.xml · derivative · entry 1

Biggar Lynne · CIK 0001607084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,761

Underlying: Common Stock · 2,686 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units will vest on May 30, 2019.

F2 · derivative.expiration_date: 100% of the restricted stock units will vest on May 30, 2019.

Read SEC document
May 30, 2018 Filed May 31, 2018 20:30 UTC GrantRestricted Stock Units · Derivative 2,686 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019340 · form4.xml · derivative · entry 2

POLLITT BYRON H JR · CIK 0001228856 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,592

Underlying: Common Stock · 2,686 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units will vest on May 30, 2018.

F2 · derivative.expiration_date: 100% of the restricted stock units will vest on May 30, 2018.

Read SEC document
May 15, 2018 Filed May 17, 2018 16:44 UTC
Ferrara NancySee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 7.52 $53.19 $399.99
Disclosure

SEC source: 0001127602-18-017912 · form4.xml · derivative · entry 2

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,937.573

Underlying: Common Stock · 7.52 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:48 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 16.075 $53.19 $855.03
Disclosure

SEC source: 0001127602-18-017917 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,924.929

Underlying: Common Stock · 16.075 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:41 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 8.617 $53.19 $458.34
Disclosure

SEC source: 0001127602-18-017909 · form4.xml · derivative · entry 2

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,087.74

Underlying: Common Stock · 8.617 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:37 UTC
Nelson Charles PSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 6.58 $53.19 $349.99
Disclosure

SEC source: 0001127602-18-017907 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,747.496

Underlying: Common Stock · 6.58 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:34 UTC
Walsh Patricia JSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 5.17 $53.19 $274.99
Disclosure

SEC source: 0001127602-18-017902 · form4.xml · derivative · entry 2

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,126.775

Underlying: Common Stock · 5.17 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
May 02, 2018 Filed May 3, 2018 22:05 UTC
Nelson Charles PSee Remarks
PurchaseCommon Stock 13,900 $50.25 $698,438.86
Disclosure

SEC source: 0001127602-18-016276 · form4.xml · nonDerivative · entry 3

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,815

F2 · price: This transaction was executed in multiple trades at prices ranging from $50.22 to $50.26. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:05 UTC
Nelson Charles PSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 5,465 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016276 · form4.xml · derivative · entry 7

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,800

Underlying: Common Stock · 5,465 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F7 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F7 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:05 UTC
Nelson Charles PSee Remarks
Exercise / conversionPerformance Stock Unit · Derivative 6,147 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016276 · form4.xml · derivative · entry 6

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,865

Underlying: Common Stock · 8,052 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. The number of shares of common stock delivered upon vesting is 131% of the performance stock units.

F4 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:05 UTC
Nelson Charles PSee Remarks
Exercise / conversionPerformance Stock Unit · Derivative 6,147 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016276 · form4.xml · derivative · entry 5

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,012

Underlying: Common Stock · 6,515 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. The number of shares of common stock delivered upon vesting is 106% of the performance stock units.

F4 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:05 UTC
Nelson Charles PSee Remarks
Exercise / conversionPerformance Stock Unit · Derivative 4,098 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016276 · form4.xml · derivative · entry 4

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,159

Underlying: Common Stock · 4,835 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. The number of shares of common stock delivered upon vesting is 118% of the performance stock units.

F4 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:05 UTC
Nelson Charles PSee Remarks
Tax withholdingCommon Stock 11,467 $51.51 $590,665.17
Disclosure

SEC source: 0001127602-18-016276 · form4.xml · nonDerivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,915

Read SEC document
May 01, 2018 Filed May 3, 2018 22:05 UTC
Nelson Charles PSee Remarks
Exercise / conversionCommon Stock 24,867 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-016276 · form4.xml · nonDerivative · entry 1

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
April 30, 2018 Filed May 1, 2018 17:11 UTC
Ferrara NancySee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 7.64 $52.35 $399.95
Disclosure

SEC source: 0001127602-18-015766 · form4.xml · derivative · entry 2

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,930.053

Underlying: Common Stock · 7.64 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
April 30, 2018 Filed May 1, 2018 21:21 UTC
Walsh Patricia JSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 5.253 $52.35 $274.99
Disclosure

SEC source: 0001127602-18-015779 · form4.xml · derivative · entry 2

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,121.605

Underlying: Common Stock · 5.253 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
April 30, 2018 Filed May 1, 2018 21:18 UTC
Nelson Charles PSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 6.685 $52.35 $349.96
Disclosure

SEC source: 0001127602-18-015774 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,740.916

Underlying: Common Stock · 6.685 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
April 30, 2018 Filed May 1, 2018 21:15 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 8.755 $52.35 $458.32
Disclosure

SEC source: 0001127602-18-015771 · form4.xml · derivative · entry 2

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,079.123

Underlying: Common Stock · 8.755 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
April 30, 2018 Filed May 1, 2018 21:08 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 16.332 $52.35 $854.98
Disclosure

SEC source: 0001127602-18-015763 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,908.854

Underlying: Common Stock · 16.332 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
April 13, 2018 Filed Apr 16, 2018 18:38 UTC
Ferrara NancySee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 7.816 $51.18 $400.02
Disclosure

SEC source: 0001127602-18-014683 · form4.xml · derivative · entry 2

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,922.413

Underlying: Common Stock · 7.816 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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April 13, 2018 Filed Apr 16, 2018 22:40 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 8.955 $51.18 $458.32
Disclosure

SEC source: 0001127602-18-014685 · form4.xml · derivative · entry 2

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,070.368

Underlying: Common Stock · 8.955 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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April 13, 2018 Filed Apr 16, 2018 22:35 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 16.705 $51.18 $854.96
Disclosure

SEC source: 0001127602-18-014681 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,892.522

Underlying: Common Stock · 16.705 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
April 13, 2018 Filed Apr 16, 2018 22:33 UTC
Walsh Patricia JSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 5.373 $51.18 $274.99
Disclosure

SEC source: 0001127602-18-014679 · form4.xml · derivative · entry 2

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,116.352

Underlying: Common Stock · 5.373 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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April 13, 2018 Filed Apr 16, 2018 22:31 UTC
Nelson Charles PSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 6.838 $51.18 $349.97
Disclosure

SEC source: 0001127602-18-014677 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,734.231

Underlying: Common Stock · 6.838 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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April 05, 2018 Filed Apr 5, 2018 21:28 UTC GrantCommon Stock 4,236 $50.50 $213,920.12
Disclosure

SEC source: 0001127602-18-014184 · form4.xml · nonDerivative · entry 1

GILLIS RUTH ANN M · CIK 0001185158 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 6,236

F1 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's husband. The reporting person is the trustee of the trust.

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March 29, 2018 Filed Apr 2, 2018 17:11 UTC
Ferrara NancySee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 7.92 $50.50 $399.96
Disclosure

SEC source: 0001127602-18-013356 · form4.xml · derivative · entry 2

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,914.597

Underlying: Common Stock · 7.92 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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March 29, 2018 Filed Apr 2, 2018 21:16 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 6.931 $50.50 $350.02
Disclosure

SEC source: 0001127602-18-013363 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,727.393

Underlying: Common Stock · 6.931 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 21:33 UTC GrantDeferred Fee Plan Issuer Stock Units · Derivative 185.644 $50.50 $9,375.02
Disclosure

SEC source: 0001127602-18-013390 · form4.xml · derivative · entry 3

GILLIS RUTH ANN M · CIK 0001185158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,111.802

Underlying: Common Stock · 185.644 shares

Expires not disclosed

F3 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F3 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F3 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

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March 29, 2018 Filed Apr 2, 2018 21:33 UTC OtherDeferred Fee Plan Issuer Stock Units · Derivative 4,236.347 $50.50 $213,935.52
Disclosure

SEC source: 0001127602-18-013390 · form4.xml · derivative · entry 2

GILLIS RUTH ANN M · CIK 0001185158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 926.158

Underlying: Common Stock · 4,236.347 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of common stock and is settled in cash. The stock units become payable in accordance with the terms of the deferred compensation plan.

F2 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of common stock and is settled in cash. The stock units become payable in accordance with the terms of the deferred compensation plan.

F2 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of common stock and is settled in cash. The stock units become payable in accordance with the terms of the deferred compensation plan.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 21:13 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 9.075 $50.50 $458.29
Disclosure

SEC source: 0001127602-18-013359 · form4.xml · derivative · entry 2

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,061.413

Underlying: Common Stock · 9.075 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 21:07 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 16.931 $50.50 $855.02
Disclosure

SEC source: 0001127602-18-013352 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,875.817

Underlying: Common Stock · 16.931 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 21:04 UTC
Walsh Patricia JSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 5.446 $50.50 $275.02
Disclosure

SEC source: 0001127602-18-013347 · form4.xml · derivative · entry 2

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,110.979

Underlying: Common Stock · 5.446 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 20:24 UTC
Walsh Patricia JSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 773.991 $53.44 $41,362.08
Disclosure

SEC source: 0001127602-18-012528 · form4.xml · derivative · entry 2

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,105.533

Underlying: Common Stock · 773.991 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 16:48 UTC
Ferrara NancySee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 7.394 $54.10 $400.02
Disclosure

SEC source: 0001127602-18-012072 · form4.xml · derivative · entry 2

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,905.325

Underlying: Common Stock · 7.394 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:07 UTC
Walsh Patricia JSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 5.083 $54.10 $274.99
Disclosure

SEC source: 0001127602-18-012098 · form4.xml · derivative · entry 2

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331.542

Underlying: Common Stock · 5.083 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:51 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 15.804 $54.10 $855.00
Disclosure

SEC source: 0001127602-18-012082 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,857.506

Underlying: Common Stock · 15.804 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:44 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 8.472 $54.10 $458.34
Disclosure

SEC source: 0001127602-18-012068 · form4.xml · derivative · entry 2

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,052.338

Underlying: Common Stock · 8.472 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:41 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 6.47 $54.10 $350.03
Disclosure

SEC source: 0001127602-18-012064 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,720.209

Underlying: Common Stock · 6.47 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 01:24 UTC
SILVA KEVIN DSee Remarks
SaleCommon Stock 5,480 $51.70 $283,316.00
Disclosure

SEC source: 0001127602-18-010834 · form4.xml · nonDerivative · entry 5

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,270

Read SEC document
March 07, 2018 Filed Mar 8, 2018 20:19 UTC
Ferrara NancySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 5,697 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010832 · form4.xml · derivative · entry 8

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,837

Underlying: Common Stock · 5,697 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.