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VOYA

Voya Financial, Inc.

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3571
SEC CIK
0001535929
Parsed reports
897

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202602
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2020 Filed Feb 25, 2020 16:41 UTC
Port LarrySee Remarks
Exercise / conversionPerformance Stock Unit · Derivative 3,390 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001127602-20-007669 · form4.xml · derivative · entry 4

Port Larry · CIK 0001399491 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,913

Underlying: Common Stock · 5,085 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 16:41 UTC
Port LarrySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,637 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007669 · form4.xml · derivative · entry 3

Port Larry · CIK 0001399491 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,260

Underlying: Common Stock · 2,637 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 16:41 UTC
Port LarrySee Remarks
Tax withholdingCommon Stock 3,650 $63.19 $230,643.50
Disclosure

SEC source: 0001127602-20-007669 · form4.xml · nonDerivative · entry 2

Port Larry · CIK 0001399491 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,113

Read SEC document
February 21, 2020 Filed Feb 25, 2020 16:41 UTC
Port LarrySee Remarks
Exercise / conversionCommon Stock 7,722 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007669 · form4.xml · nonDerivative · entry 1

Port Larry · CIK 0001399491 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:46 UTC
Smith Michael SSee Remarks
Exercise / conversionPerformance Stock Unit · Derivative 25,004 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001127602-20-007679 · form4.xml · derivative · entry 4

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,038

Underlying: Common Stock · 37,506 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:46 UTC
Smith Michael SSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 18,432 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007679 · form4.xml · derivative · entry 3

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,186

Underlying: Common Stock · 18,432 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:46 UTC
Smith Michael SSee Remarks
Tax withholdingCommon Stock 29,702 $63.19 $1,876,869.38
Disclosure

SEC source: 0001127602-20-007679 · form4.xml · nonDerivative · entry 2

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,059

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:46 UTC
Smith Michael SSee Remarks
Exercise / conversionCommon Stock 55,938 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007679 · form4.xml · nonDerivative · entry 1

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:34 UTC
Nelson Charles PSee Remarks
Exercise / conversionPerformance Stock Unit · Derivative 25,735 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001127602-20-007648 · form4.xml · derivative · entry 4

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,393

Underlying: Common Stock · 38,602 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:34 UTC
Nelson Charles PSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 18,427 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007648 · form4.xml · derivative · entry 3

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,489

Underlying: Common Stock · 18,427 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:34 UTC
Nelson Charles PSee Remarks
Tax withholdingCommon Stock 23,182 $63.19 $1,464,870.58
Disclosure

SEC source: 0001127602-20-007648 · form4.xml · nonDerivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,607

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:34 UTC
Nelson Charles PSee Remarks
Exercise / conversionCommon Stock 57,029 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007648 · form4.xml · nonDerivative · entry 1

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 16:42 UTC GrantRestricted Stock Units · Derivative 9,735 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007276 · form4.xml · derivative · entry 3

Parent Margaret M. · CIK 0001687036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,531

Underlying: Common Stock · 9,735 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/3 on February 20, 2023.

F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/3 on February 20, 2023.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 16:42 UTC GrantPerformance Stock Unit · Derivative 12,856 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007276 · form4.xml · derivative · entry 2

Parent Margaret M. · CIK 0001687036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,467

Underlying: Common Stock · 12,856 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above.

F2 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 16:30 UTC
Ferrara NancySee Remarks
GrantRestricted Stock Units · Derivative 4,067 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007229 · form4.xml · derivative · entry 3

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,862

Underlying: Common Stock · 4,067 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/3 on February 20, 2023.

F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/3 on February 20, 2023.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 16:30 UTC
Ferrara NancySee Remarks
GrantPerformance Stock Unit · Derivative 5,371 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007229 · form4.xml · derivative · entry 2

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,439

Underlying: Common Stock · 5,371 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above.

F2 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 16:27 UTC GrantRestricted Stock Units · Derivative 1,988 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007220 · form4.xml · derivative · entry 3

Cobb Clyde Landon Jr. · CIK 0001626551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,905

Underlying: Common Stock · 1,988 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/3 on February 20, 2023.

F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/3 on February 20, 2023.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 16:27 UTC GrantPerformance Stock Unit · Derivative 1,757 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001127602-20-007220 · form4.xml · derivative · entry 2

Cobb Clyde Landon Jr. · CIK 0001626551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,117

Underlying: Common Stock · 1,757 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above.

F2 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:33 UTC GrantRestricted Stock Units · Derivative 17,824 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007238 · form4.xml · derivative · entry 3

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,686

Underlying: Common Stock · 17,824 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/3 on February 20, 2023.

F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/3 on February 20, 2023.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:33 UTC GrantPerformance Stock Unit · Derivative 23,539 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007238 · form4.xml · derivative · entry 2

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,053

Underlying: Common Stock · 23,539 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above.

F2 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 16:47 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 469 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007292 · form4.xml · derivative · entry 5

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,044

Underlying: Common Stock · 469 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · shares: FICA tax withholding on the grant of restricted stock units.

F6 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F6 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 16:47 UTC
SILVA KEVIN DSee Remarks
GrantRestricted Stock Units · Derivative 8,871 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007292 · form4.xml · derivative · entry 4

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,513

Underlying: Common Stock · 8,871 shares

Expires not disclosed

F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F5 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/3 on February 20, 2023.

F5 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/3 on February 20, 2023.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 16:47 UTC
SILVA KEVIN DSee Remarks
GrantPerformance Stock Unit · Derivative 11,716 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007292 · form4.xml · derivative · entry 3

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,404

Underlying: Common Stock · 11,716 shares

Expires not disclosed

F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above.

F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 16:47 UTC
SILVA KEVIN DSee Remarks
Tax withholdingCommon Stock 469 $63.62 $29,837.78
Disclosure

SEC source: 0001127602-20-007292 · form4.xml · nonDerivative · entry 2

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,924

F2 · shares: FICA tax withholding on the grant of restricted stock units.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 16:47 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionCommon Stock 469 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007292 · form4.xml · nonDerivative · entry 1

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: FICA tax withholding on the grant of restricted stock units.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 16:36 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 2,984 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007251 · form4.xml · derivative · entry 6

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,333

Underlying: Common Stock · 2,984 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · shares: FICA tax withholding on the grant of restricted stock units.

F6 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F6 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 16:36 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
GrantRestricted Stock Units · Derivative 62,668 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007251 · form4.xml · derivative · entry 5

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,317

Underlying: Common Stock · 62,668 shares

Expires not disclosed

F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F5 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/3 on February 20, 2023.

F5 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/3 on February 20, 2023.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 16:36 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
GrantPerformance Stock Unit · Derivative 82,761 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007251 · form4.xml · derivative · entry 4

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,182

Underlying: Common Stock · 82,761 shares

Expires not disclosed

F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above.

F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 16:36 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Tax withholdingCommon Stock 2,984 $63.62 $189,842.08
Disclosure

SEC source: 0001127602-20-007251 · form4.xml · nonDerivative · entry 2

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,373

F2 · shares: FICA tax withholding on the grant of restricted stock units.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 16:36 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Exercise / conversionCommon Stock 2,984 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007251 · form4.xml · nonDerivative · entry 1

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: FICA tax withholding on the grant of restricted stock units.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:39 UTC
Nelson Charles PSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 645 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007263 · form4.xml · derivative · entry 5

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,916

Underlying: Common Stock · 645 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · shares: FICA tax withholding on the grant of restricted stock units.

F6 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F6 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

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February 20, 2020 Filed Feb 24, 2020 21:39 UTC
Nelson Charles PSee Remarks
GrantRestricted Stock Units · Derivative 18,588 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007263 · form4.xml · derivative · entry 4

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,561

Underlying: Common Stock · 18,588 shares

Expires not disclosed

F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F5 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/3 on February 20, 2023.

F5 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/3 on February 20, 2023.

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February 20, 2020 Filed Feb 24, 2020 21:39 UTC
Nelson Charles PSee Remarks
GrantPerformance Stock Unit · Derivative 24,548 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007263 · form4.xml · derivative · entry 3

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,128

Underlying: Common Stock · 24,548 shares

Expires not disclosed

F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above.

F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above.

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February 20, 2020 Filed Feb 24, 2020 21:39 UTC
Nelson Charles PSee Remarks
Tax withholdingCommon Stock 645 $63.62 $41,034.90
Disclosure

SEC source: 0001127602-20-007263 · form4.xml · nonDerivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,760

F2 · shares: FICA tax withholding on the grant of restricted stock units.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:39 UTC
Nelson Charles PSee Remarks
Exercise / conversionCommon Stock 645 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007263 · form4.xml · nonDerivative · entry 1

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: FICA tax withholding on the grant of restricted stock units.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

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February 20, 2020 Filed Feb 24, 2020 16:44 UTC
Port LarrySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 290 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007285 · form4.xml · derivative · entry 5

Port Larry · CIK 0001399491 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,897

Underlying: Common Stock · 290 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F1 · shares: FICA tax withholding on the grant of restricted stock units.

F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 16:44 UTC
Port LarrySee Remarks
GrantRestricted Stock Units · Derivative 4,243 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007285 · form4.xml · derivative · entry 4

Port Larry · CIK 0001399491 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,187

Underlying: Common Stock · 4,243 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/2 on February 20, 2023.

F4 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/2 on February 20, 2023.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 16:44 UTC
Port LarrySee Remarks
GrantPerformance Stock Unit · Derivative 5,604 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007285 · form4.xml · derivative · entry 3

Port Larry · CIK 0001399491 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,303

Underlying: Common Stock · 5,604 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above.

F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 16:44 UTC
Port LarrySee Remarks
Tax withholdingCommon Stock 290 $63.62 $18,449.80
Disclosure

SEC source: 0001127602-20-007285 · form4.xml · nonDerivative · entry 2

Port Larry · CIK 0001399491 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,041

F1 · shares: FICA tax withholding on the grant of restricted stock units.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 16:44 UTC
Port LarrySee Remarks
Exercise / conversionCommon Stock 290 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007285 · form4.xml · nonDerivative · entry 1

Port Larry · CIK 0001399491 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: FICA tax withholding on the grant of restricted stock units.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:49 UTC
Smith Michael SSee Remarks
GrantRestricted Stock Units · Derivative 19,805 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007299 · form4.xml · derivative · entry 3

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,618

Underlying: Common Stock · 19,805 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/3 on February 20, 2023.

F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/3 on February 20, 2023.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:49 UTC
Smith Michael SSee Remarks
GrantPerformance Stock Unit · Derivative 26,154 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007299 · form4.xml · derivative · entry 2

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,042

Underlying: Common Stock · 26,154 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above.

F2 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:50 UTC GrantDeferred Fee Plan Issuer Stock Units · Derivative 178.337 $60.98 $10,874.99
Disclosure

SEC source: 0001127602-20-000204 · form4.xml · derivative · entry 2

GILLIS RUTH ANN M · CIK 0001185158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,665.231

Underlying: Common Stock · 178.337 shares

Expires not disclosed

F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F3 · balance_after: Includes dividend of 3.677 shares.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 19:34 UTC
Walsh Patricia JSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 4.51 $60.98 $275.02
Disclosure

SEC source: 0001127602-20-000941 · form4.xml · derivative · entry 2

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,677.819

Underlying: Common Stock · 4.51 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · balance_after: Includes dividend of 4.126 shares.

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December 31, 2019 Filed Jan 4, 2020 00:31 UTC
Nelson Charles PSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 5.986 $60.98 $365.03
Disclosure

SEC source: 0001127602-20-000939 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,462.615

Underlying: Common Stock · 5.986 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · balance_after: Includes dividend of 6.059 shares.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 16:36 UTC
Walsh Patricia JSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 4.748 $57.92 $275.00
Disclosure

SEC source: 0001127602-19-035205 · form4.xml · derivative · entry 2

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,669.183

Underlying: Common Stock · 4.748 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 21:46 UTC
Nelson Charles PSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 6.302 $57.92 $365.01
Disclosure

SEC source: 0001127602-19-035209 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,450.57

Underlying: Common Stock · 6.302 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
November 29, 2019 Filed Dec 2, 2019 16:37 UTC
Walsh Patricia JSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 4.719 $58.28 $275.02
Disclosure

SEC source: 0001127602-19-033991 · form4.xml · derivative · entry 2

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,664.435

Underlying: Common Stock · 4.719 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
November 29, 2019 Filed Dec 2, 2019 21:42 UTC
Nelson Charles PSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 6.263 $58.28 $365.01
Disclosure

SEC source: 0001127602-19-033994 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,444.268

Underlying: Common Stock · 6.263 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 16:58 UTC
Walsh Patricia JSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 4.748 $57.92 $275.00
Disclosure

SEC source: 0001127602-19-033045 · form4.xml · derivative · entry 2

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,659.716

Underlying: Common Stock · 4.748 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.