Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Voya Financial, Inc.VOYA · Entity 3571 | See Remarks | February 23, 2021 | February 24, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Voya Financial, Inc.
Report date February 23, 2021 · Filed February 24, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 23,358 |
Ending reported balance
After 2021-02-23 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-02-23 · Exercise / conversion · Acquired 7,587 · Balance 25,700 F1: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Row 2 · 2021-02-23 · Tax withholding · Disposed 2,342 · Balance 23,358 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,087 |
Reported balance
After 2021-02-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-02-23 · Exercise / conversion · Disposed 2,624 · Balance 8,087 F2: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. |
| Performance Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $1.50 | Direct | 13,039 |
Reported balance
After 2021-02-23 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-02-23 · Exercise / conversion · Disposed 3,309 · Balance 13,039 F3: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. |
Filing footnotes · ownership attribution and instrument terms
F1: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.
F2: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
F3: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2021 Filed Feb 24, 2021 16:25 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 3,309 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001127602-21-007608 · form4.xml · derivative · entry 4 Port Larry · CIK 0001399491 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,039 Underlying: Common Stock · 4,963 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 16:25 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 2,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-007608 · form4.xml · derivative · entry 3 Port Larry · CIK 0001399491 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,087 Underlying: Common Stock · 2,624 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 16:25 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 2,342 | $59.26 | $138,786.92 |
DisclosureSEC source: 0001127602-21-007608 · form4.xml · nonDerivative · entry 2 Port Larry · CIK 0001399491 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,358 Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 16:25 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 7,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-007608 · form4.xml · nonDerivative · entry 1 Port Larry · CIK 0001399491 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 16:49 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 274 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-007063 · form4.xml · derivative · entry 5 Port Larry · CIK 0001399491 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,711 Underlying: Common Stock · 274 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · shares: FICA tax withholding on the grant of restricted stock units. F6 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F6 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 16:49 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 5,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-007063 · form4.xml · derivative · entry 4 Port Larry · CIK 0001399491 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,985 Underlying: Common Stock · 5,725 shares Expires not disclosed F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F5 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 18, 2022, 1/3 on February 18, 2023 and 1/2 on February 18, 2024. F5 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 18, 2022, 1/3 on February 18, 2023 and 1/2 on February 18, 2024. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 16:49 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 7,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-007063 · form4.xml · derivative · entry 3 Port Larry · CIK 0001399491 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,348 Underlying: Common Stock · 7,435 shares Expires not disclosed F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F4 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 18, 2024) can range from 0% to 150% of the number presented above. F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 18, 2024) can range from 0% to 150% of the number presented above. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 16:49 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 274 | $56.59 | $15,505.66 |
DisclosureSEC source: 0001127602-21-007063 · form4.xml · nonDerivative · entry 2 Port Larry · CIK 0001399491 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,113 F2 · shares: FICA tax withholding on the grant of restricted stock units. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 16:49 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 274 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-007063 · form4.xml · nonDerivative · entry 1 Port Larry · CIK 0001399491 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: FICA tax withholding on the grant of restricted stock units. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 16:41 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 3,390 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001127602-20-007669 · form4.xml · derivative · entry 4 Port Larry · CIK 0001399491 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,913 Underlying: Common Stock · 5,085 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 16:41 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 2,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007669 · form4.xml · derivative · entry 3 Port Larry · CIK 0001399491 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,260 Underlying: Common Stock · 2,637 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 16:41 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 3,650 | $63.19 | $230,643.50 |
DisclosureSEC source: 0001127602-20-007669 · form4.xml · nonDerivative · entry 2 Port Larry · CIK 0001399491 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,113 Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 16:41 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 7,722 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007669 · form4.xml · nonDerivative · entry 1 Port Larry · CIK 0001399491 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 16:44 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 290 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007285 · form4.xml · derivative · entry 5 Port Larry · CIK 0001399491 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,897 Underlying: Common Stock · 290 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F1 · shares: FICA tax withholding on the grant of restricted stock units. F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 16:44 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 4,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007285 · form4.xml · derivative · entry 4 Port Larry · CIK 0001399491 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,187 Underlying: Common Stock · 4,243 shares Expires not disclosed F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F4 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/2 on February 20, 2023. F4 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/2 on February 20, 2023. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 16:44 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 5,604 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007285 · form4.xml · derivative · entry 3 Port Larry · CIK 0001399491 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,303 Underlying: Common Stock · 5,604 shares Expires not disclosed F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above. F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 16:44 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 290 | $63.62 | $18,449.80 |
DisclosureSEC source: 0001127602-20-007285 · form4.xml · nonDerivative · entry 2 Port Larry · CIK 0001399491 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,041 F1 · shares: FICA tax withholding on the grant of restricted stock units. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 16:44 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 290 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007285 · form4.xml · nonDerivative · entry 1 Port Larry · CIK 0001399491 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: FICA tax withholding on the grant of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.