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VOYA

Voya Financial, Inc.

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3571
SEC CIK
0001535929
Parsed reports
897

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202602
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 15, 2020 Filed Jul 16, 2020 20:06 UTC
Nelson Charles PSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 7.429 $49.13 $364.99
Disclosure

SEC source: 0001127602-20-021644 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,779.37

Underlying: Common Stock · 7.429 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 20:04 UTC
Nelson Charles PSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 7.824 $46.65 $364.99
Disclosure

SEC source: 0001127602-20-020645 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,771.941

Underlying: Common Stock · 7.824 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · balance_after: Includes dividend of 12.421 shares.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 21:42 UTC GrantDeferred Fee Plan Issuer Stock Units · Derivative 233.119 $46.65 $10,875.00
Disclosure

SEC source: 0001127602-20-021044 · form4.xml · derivative · entry 2

GILLIS RUTH ANN M · CIK 0001185158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,807.115

Underlying: Common Stock · 233.119 shares

Expires not disclosed

F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F3 · balance_after: Includes dividend of 8.512 shares.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:39 UTC
Biggar LynneDirector
GrantDeferred Fee Plan Issuer Stock Units · Derivative 777.063 $46.65 $36,249.99
Disclosure

SEC source: 0001127602-20-020942 · form4.xml · derivative · entry 1

Biggar Lynne · CIK 0001607084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,673.987

Underlying: Common Stock · 777.063 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · balance_after: Includes dividend of 2.966 shares.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:07 UTC
Nelson Charles PSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 7.72 $47.28 $365.00
Disclosure

SEC source: 0001127602-20-019770 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,751.696

Underlying: Common Stock · 7.72 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
May 29, 2020 Filed Jun 1, 2020 20:06 UTC
Nelson Charles PSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 8.102 $45.05 $365.00
Disclosure

SEC source: 0001127602-20-018237 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,743.976

Underlying: Common Stock · 8.102 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
May 21, 2020 Filed May 22, 2020 16:20 UTC GrantRestricted Stock Units · Derivative 3,300 $42.42 $139,986.00
Disclosure

SEC source: 0001127602-20-017766 · form4.xml · derivative · entry 2

ZWIENER DAVID K · CIK 0001029169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,025

Underlying: Common Stock · 3,300 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units will vest on May 21, 2021.

F2 · derivative.expiration_date: 100% of the restricted stock units will vest on May 21, 2021.

Read SEC document
May 21, 2020 Filed May 22, 2020 16:14 UTC GrantRestricted Stock Units · Derivative 3,300 $42.42 $139,986.00
Disclosure

SEC source: 0001127602-20-017749 · form4.xml · derivative · entry 1

GRISWELL J BARRY · CIK 0001166853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,025

Underlying: Common Stock · 3,300 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units will vest on May 21, 2021.

F2 · derivative.expiration_date: 100% of the restricted stock units will vest on May 21, 2021.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:18 UTC GrantRestricted Stock Units · Derivative 3,300 $42.42 $139,986.00
Disclosure

SEC source: 0001127602-20-017761 · form4.xml · derivative · entry 2

TRIPODI JOSEPH V · CIK 0001269275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,405

Underlying: Common Stock · 3,300 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units will vest on May 21, 2021.

F2 · derivative.expiration_date: 100% of the restricted stock units will vest on May 21, 2021.

Read SEC document
May 21, 2020 Filed May 22, 2020 16:16 UTC GrantRestricted Stock Units · Derivative 3,300 $42.42 $139,986.00
Disclosure

SEC source: 0001127602-20-017754 · form4.xml · derivative · entry 2

POLLITT BYRON H JR · CIK 0001228856 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,545

Underlying: Common Stock · 3,300 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: 100% of the restricted stock units will vest on May 21, 2021.

F3 · derivative.expiration_date: 100% of the restricted stock units will vest on May 21, 2021.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:12 UTC GrantRestricted Stock Units · Derivative 3,300 $42.42 $139,986.00
Disclosure

SEC source: 0001127602-20-017743 · form4.xml · derivative · entry 2

GILLIS RUTH ANN M · CIK 0001185158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,545

Underlying: Common Stock · 3,300 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: 100% of the restricted stock units will vest on May 21, 2021.

F3 · derivative.expiration_date: 100% of the restricted stock units will vest on May 21, 2021.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:09 UTC GrantRestricted Stock Units · Derivative 3,300 $42.42 $139,986.00
Disclosure

SEC source: 0001127602-20-017736 · form4.xml · derivative · entry 1

DeRose Kathleen · CIK 0001792603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,732

Underlying: Common Stock · 3,300 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units will vest on May 21, 2021.

F2 · derivative.expiration_date: 100% of the restricted stock units will vest on May 21, 2021.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:07 UTC
Chwick JaneDirector
GrantRestricted Stock Units · Derivative 3,300 $42.42 $139,986.00
Disclosure

SEC source: 0001127602-20-017729 · form4.xml · derivative · entry 1

Chwick Jane · CIK 0001589706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,001

Underlying: Common Stock · 3,300 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units will vest on May 21, 2021.

F2 · derivative.expiration_date: 100% of the restricted stock units will vest on May 21, 2021.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:04 UTC
Biggar LynneDirector
GrantRestricted Stock Units · Derivative 3,300 $42.42 $139,986.00
Disclosure

SEC source: 0001127602-20-017721 · form4.xml · derivative · entry 1

Biggar Lynne · CIK 0001607084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,714

Underlying: Common Stock · 3,300 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units will vest on May 21, 2021.

F2 · derivative.expiration_date: 100% of the restricted stock units will vest on May 21, 2021.

Read SEC document
May 15, 2020 Filed May 18, 2020 20:19 UTC
Nelson Charles PSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 8.953 $40.77 $365.01
Disclosure

SEC source: 0001127602-20-016910 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,735.874

Underlying: Common Stock · 8.953 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
April 30, 2020 Filed May 1, 2020 20:12 UTC
Nelson Charles PSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 8.08 $45.17 $364.97
Disclosure

SEC source: 0001127602-20-015025 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,726.921

Underlying: Common Stock · 8.08 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 20:19 UTC
Nelson Charles PSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 8.592 $42.48 $364.99
Disclosure

SEC source: 0001127602-20-013855 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,718.841

Underlying: Common Stock · 8.592 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 20:08 UTC GrantDeferred Fee Plan Issuer Stock Units · Derivative 893.958 $40.55 $36,250.00
Disclosure

SEC source: 0001127602-20-012438 · form4.xml · derivative · entry 2

GILLIS RUTH ANN M · CIK 0001185158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,565.484

Underlying: Common Stock · 893.958 shares

Expires not disclosed

F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F3 · balance_after: Includes dividend of 6.295 shares.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 20:10 UTC
Nelson Charles PSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 9.001 $40.55 $364.99
Disclosure

SEC source: 0001127602-20-012440 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,710.249

Underlying: Common Stock · 9.001 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · balance_after: Includes dividend of 9.309 shares.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 20:05 UTC
Biggar LynneDirector
GrantDeferred Fee Plan Issuer Stock Units · Derivative 893.958 $40.55 $36,250.00
Disclosure

SEC source: 0001127602-20-012435 · form4.xml · derivative · entry 1

Biggar Lynne · CIK 0001607084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 893.958

Underlying: Common Stock · 893.958 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 20:02 UTC
Nelson Charles PSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 8.284 $44.06 $364.99
Disclosure

SEC source: 0001127602-20-010767 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,691.939

Underlying: Common Stock · 8.284 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 20:03 UTC
Nelson Charles PSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 1,221.04 $47.23 $57,669.72
Disclosure

SEC source: 0001127602-20-010244 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,683.655

Underlying: Common Stock · 1,221.04 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 16:37 UTC Tax withholdingCommon Stock 2,957 $61.86 $182,921.20
Disclosure

SEC source: 0001127602-20-007657 · form4.xml · nonDerivative · entry 2

Cobb Clyde Landon Jr. · CIK 0001626551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,476

F2 · price: This transaction was executed in multiple trades at prices ranging from $61.8380 to $61.8700. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 16:39 UTC
SILVA KEVIN DSee Remarks
SaleCommon Stock 8,454 $61.36 $518,734.06
Disclosure

SEC source: 0001127602-20-007664 · form4.xml · nonDerivative · entry 3

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,379

F2 · price: This transaction was executed in multiple trades at prices ranging from $61.3470 to $61.3750. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 16:28 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
SaleCommon Stock 2,651 $61.59 $163,275.36
Disclosure

SEC source: 0001127602-20-007629 · form4.xml · nonDerivative · entry 5

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,457

F2 · kind: As previously disclosed on the Company's Form 8-K dated September 24, 2019, the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 3, 2019.

F5 · price: This transaction was executed in multiple trades at prices ranging from $61.1900 to $61.9200. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 16:28 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
SaleCommon Stock 4,575 $60.52 $276,878.54
Disclosure

SEC source: 0001127602-20-007629 · form4.xml · nonDerivative · entry 4

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,108

F2 · kind: As previously disclosed on the Company's Form 8-K dated September 24, 2019, the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 3, 2019.

F4 · price: This transaction was executed in multiple trades at prices ranging from $60.1400 to $61.1000. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 16:28 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
SaleCommon Stock 13,019 $59.63 $776,319.06
Disclosure

SEC source: 0001127602-20-007629 · form4.xml · nonDerivative · entry 3

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,683

F2 · kind: As previously disclosed on the Company's Form 8-K dated September 24, 2019, the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 3, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $59.1300 to $60.1150. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 16:43 UTC Exercise / conversionPerformance Stock Unit · Derivative 10,762 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001127602-20-007674 · form4.xml · derivative · entry 4

Parent Margaret M. · CIK 0001687036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,705

Underlying: Common Stock · 16,143 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 16:43 UTC Exercise / conversionRestricted Stock Units · Derivative 9,395 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007674 · form4.xml · derivative · entry 3

Parent Margaret M. · CIK 0001687036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,136

Underlying: Common Stock · 9,395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 16:43 UTC Tax withholdingCommon Stock 11,272 $63.19 $712,277.68
Disclosure

SEC source: 0001127602-20-007674 · form4.xml · nonDerivative · entry 2

Parent Margaret M. · CIK 0001687036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,505

Read SEC document
February 21, 2020 Filed Feb 25, 2020 16:43 UTC Exercise / conversionCommon Stock 25,538 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007674 · form4.xml · nonDerivative · entry 1

Parent Margaret M. · CIK 0001687036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 16:48 UTC
Ferrara NancySee Remarks
Exercise / conversionPerformance Stock Unit · Derivative 7,352 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001127602-20-007686 · form4.xml · derivative · entry 4

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,087

Underlying: Common Stock · 11,028 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 16:48 UTC
Ferrara NancySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 4,764 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007686 · form4.xml · derivative · entry 3

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,098

Underlying: Common Stock · 4,764 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 16:48 UTC
Ferrara NancySee Remarks
Tax withholdingCommon Stock 3,911 $63.19 $247,136.09
Disclosure

SEC source: 0001127602-20-007686 · form4.xml · nonDerivative · entry 2

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,465

Read SEC document
February 21, 2020 Filed Feb 25, 2020 16:48 UTC
Ferrara NancySee Remarks
Exercise / conversionCommon Stock 15,792 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007686 · form4.xml · nonDerivative · entry 1

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 16:37 UTC Exercise / conversionPerformance Stock Unit · Derivative 2,297 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001127602-20-007657 · form4.xml · derivative · entry 4

Cobb Clyde Landon Jr. · CIK 0001626551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,820

Underlying: Common Stock · 3,445 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 16:37 UTC Exercise / conversionRestricted Stock Units · Derivative 2,506 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007657 · form4.xml · derivative · entry 3

Cobb Clyde Landon Jr. · CIK 0001626551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,399

Underlying: Common Stock · 2,506 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 16:37 UTC Exercise / conversionCommon Stock 5,951 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007657 · form4.xml · nonDerivative · entry 1

Cobb Clyde Landon Jr. · CIK 0001626551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:32 UTC Exercise / conversionPerformance Stock Unit · Derivative 21,056 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001127602-20-007642 · form4.xml · derivative · entry 4

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,997

Underlying: Common Stock · 31,584 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:32 UTC Exercise / conversionRestricted Stock Units · Derivative 18,869 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007642 · form4.xml · derivative · entry 3

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,817

Underlying: Common Stock · 18,869 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:32 UTC Tax withholdingCommon Stock 20,448 $63.19 $1,292,109.12
Disclosure

SEC source: 0001127602-20-007642 · form4.xml · nonDerivative · entry 2

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,610

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:32 UTC Exercise / conversionCommon Stock 50,453 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007642 · form4.xml · nonDerivative · entry 1

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 16:39 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionPerformance Stock Unit · Derivative 14,919 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001127602-20-007664 · form4.xml · derivative · entry 5

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,485

Underlying: Common Stock · 22,378 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 16:39 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 10,299 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007664 · form4.xml · derivative · entry 4

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,745

Underlying: Common Stock · 10,299 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 16:39 UTC
SILVA KEVIN DSee Remarks
Tax withholdingCommon Stock 15,768 $63.19 $996,379.92
Disclosure

SEC source: 0001127602-20-007664 · form4.xml · nonDerivative · entry 2

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,833

Read SEC document
February 21, 2020 Filed Feb 25, 2020 16:39 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionCommon Stock 32,677 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007664 · form4.xml · nonDerivative · entry 1

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 16:28 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Exercise / conversionPerformance Stock Unit · Derivative 88,435 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001127602-20-007629 · form4.xml · derivative · entry 8

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,747

Underlying: Common Stock · 132,652 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F7 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F7 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 16:28 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 65,721 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007629 · form4.xml · derivative · entry 7

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,612

Underlying: Common Stock · 65,721 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F6 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F6 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 16:28 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Tax withholdingCommon Stock 105,044 $63.19 $6,637,730.36
Disclosure

SEC source: 0001127602-20-007629 · form4.xml · nonDerivative · entry 2

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,702

Read SEC document
February 21, 2020 Filed Feb 25, 2020 16:28 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Exercise / conversionCommon Stock 198,373 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007629 · form4.xml · nonDerivative · entry 1

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.