VNCE

SEC source: 0001209191-20-065061 · doc4.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,154

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on December 21, 2020 pursuant to the amended and restated 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest as follows: 50% on the the grant date and 50% on the first anniversary of the grant date.

SEC source: 0001209191-20-065063 · doc4.xml · nonDerivative · entry 1

Ulasewicz Eugenia · CIK 0001581916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,450

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on December 21, 2020 pursuant to the amended and restated 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest as follows: 50% on the grant date and 50% on the first anniversary of the grant date.

SEC source: 0001209191-20-065058 · doc4.xml · nonDerivative · entry 1

Kramer Robin S · CIK 0001787396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,998

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on December 21, 2020 pursuant to the amended and restated 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest as follows: 50% on the grant date and 50% on the first anniversary of the grant date.

SEC source: 0001209191-20-052575 · doc4.xml · nonDerivative · entry 1

Stefko David · CIK 0001652955 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,741

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on September 30, 2020 under the Amended and Restated 2013 Omnibus Incentive Plan of Vince Holding Corp. (the "Plan"). These restricted stock units convert into shares of common stock of Vince Holding Corp. on a one-for-one basis and are solely settled in common stock upon vesting. These restricted stock units vest over a two-year period with 50% vesting on the first anniversary of the grant date and 50% vesting on the second anniversary of the grant date, in each case subject to the Reporting Person's continued employment with Vince Holding Corp. through each such vesting date.

SEC source: 0001209191-20-044859 · doc4.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,147

F1 · price: The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $4.93 to $4.96. Upon request of the staff of the Securities and Exchange Commission, Vince Holding Corp. (the "Company") or the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-20-044859 · doc4.xml · nonDerivative · entry 2

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,147

F2 · shares: These shares represent restricted stock units that were granted to the Reporting Person on July 31, 2020 pursuant to the amended and restated 2013 Omnibus Incentive Plan of the Company. The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

SEC source: 0001209191-20-044867 · doc4.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,945

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on July 31, 2020 pursuant to the amended and restated 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

SEC source: 0001209191-20-044900 · doc4.xml · nonDerivative · entry 1

Kramer Robin S · CIK 0001787396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,081

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on July 31, 2020 pursuant to the amended and restated 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

SEC source: 0001209191-20-044861 · doc4.xml · nonDerivative · entry 1

Ulasewicz Eugenia · CIK 0001581916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,950

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on July 31, 2020 pursuant to the amended and restated 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

SEC source: 0001209191-20-042181 · doc4.xml · nonDerivative · entry 1

Fogel Marie · CIK 0001766449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,521

F1 · shares: Represents shares withheld by Vince Holding Corp. to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person.

SEC source: 0001209191-21-036356 · doc4.xml · nonDerivative · entry 1

Meiner Lee · CIK 0001779366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,763

F1 · shares: Represents shares withheld by Vince Holding Corp. to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person.

SEC source: 0001209191-20-025128 · doc4.xml · nonDerivative · entry 1

HOFFMAN BRENDAN · CIK 0001210695 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,743

F1 · shares: Represents shares withheld by Vince Holding Corp. to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person.

SEC source: 0001209191-20-025125 · doc4.xml · nonDerivative · entry 1

Fogel Marie · CIK 0001766449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,520

F1 · shares: Represents shares withheld by Vince Holding Corp. to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person.

SEC source: 0001209191-20-025122 · doc4.xml · nonDerivative · entry 1

Engebretson Mark · CIK 0001682199 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,444

F1 · shares: Represents shares withheld by Vince Holding Corp. to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person.

SEC source: 0001209191-20-024365 · doc4.xml · nonDerivative · entry 1

HOFFMAN BRENDAN · CIK 0001210695 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,299

F1 · shares: Represents shares withheld by Vince Holding Corp. (the "Company") to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person.

F2 · price: Represents the closing price of the Company's common stock on the business day prior to the vesting date of the restricted stock units, which occurred on a Sunday.

SEC source: 0001209191-20-024370 · doc4.xml · nonDerivative · entry 1

Engebretson Mark · CIK 0001682199 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,176

F1 · shares: Represents shares withheld by Vince Holding Corp. (the "Company") to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person.

F2 · price: Represents the closing price of the Company's common stock on the business day prior to the vesting date of the restricted stock units, which occurred on a Sunday.

SEC source: 0001209191-20-024367 · doc4.xml · nonDerivative · entry 1

Fogel Marie · CIK 0001766449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,514

F1 · shares: Represents shares withheld by Vince Holding Corp. (the "Company") to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person.

F2 · price: Represents the closing price of the Company's common stock on the business day prior to the vesting date of the restricted stock units, which occurred on a Sunday.

SEC source: 0001209191-19-060911 · doc4.xml · nonDerivative · entry 1

HOFFMAN BRENDAN · CIK 0001210695 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,711

F1 · price: The trade was entered into on December 17, 2019. The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $16.68 to $19.37. Upon request of the staff of the Securities and Exchange Commission, the Company or a stockholder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-19-053845 · doc4.xml · nonDerivative · entry 1

HOFFMAN BRENDAN · CIK 0001210695 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,711

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on October 22, 2019 under the Amended and Restated 2013 Omnibus Incentive Plan of Vince Holding Corp. (the "Plan"). These restricted stock units convert into shares of common stock of Vince Holding Corp. on a one-for-one basis and are solely settled in common stock upon vesting. These restricted stock units vest over a four-year period with 25% vesting on each of the first, second, third and fourth anniversaries of the grant date, in each case subject to the Reporting Person's continued employment with Vince Holding Corp. through each such vesting date.

SEC source: 0001209191-19-049018 · doc4.xml · nonDerivative · entry 1

Kramer Robin S · CIK 0001787396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,581

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on September 6, 2019 pursuant to the Vince Holding Corp. 2013 Omnibus Incentive Plan. The restricted stock units convert into shares of common stock of Vince Holding Corp. on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

SEC source: 0001209191-19-041857 · doc4.xml · nonDerivative · entry 1

Fogel Marie · CIK 0001766449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,481

F1 · price: The shares reported herein as being sold were sold at a range of between $14.15 and $14.25 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to Vince Holding Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.

SEC source: 0001209191-19-041857 · doc4.xml · nonDerivative · entry 2

Fogel Marie · CIK 0001766449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,472

F2 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person.

SEC source: 0001209191-19-037110 · doc4.xml · nonDerivative · entry 1

Meiner Lee · CIK 0001779366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on June 12, 2019 under the Amended and Restated 2013 Omnibus Incentive Plan of Vince Holding Corp. (the "Plan"). These restricted stock units convert into shares of common stock of Vince Holding Corp. on a one-for-one basis and are solely settled in common stock upon vesting. These restricted stock units vest over a four-year period with 25% vesting on each of the first, second, third and fourth anniversaries of the grant date, in each case subject to the Reporting Person's continued employment with Vince Holding Corp. through each such vesting date.

SEC source: 0001209191-19-044860 · doc4.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,647

F1 · date: This transaction is filed inadvertently late due to an administrative error.

F2 · shares: These shares represent restricted stock units that were granted to the Reporting Person on June 10, 2019 pursuant to the 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

SEC source: 0001209191-19-044856 · doc4.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,445

F1 · date: This transaction is filed inadvertently late due to an administrative error.

F2 · shares: These shares represent restricted stock units that were granted to the Reporting Person on June 10, 2019 pursuant to the 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

SEC source: 0001209191-19-044863 · doc4.xml · nonDerivative · entry 1

Ulasewicz Eugenia · CIK 0001581916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,450

F1 · date: This transaction is filed inadvertently late due to an administrative error.

F2 · shares: These shares represent restricted stock units that were granted to the Reporting Person on June 10, 2019 pursuant to the 2013 Omnibus Incentive Stock Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

SEC source: 0001209191-19-028534 · doc4.xml · nonDerivative · entry 1

Fogel Marie · CIK 0001766449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,606

SEC source: 0001209191-19-028530 · doc4.xml · nonDerivative · entry 1

Stefko David · CIK 0001652955 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,741

F1 · shares: Represents shares withheld by Vince Holding Corp. to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person.

SEC source: 0001209191-19-028527 · doc4.xml · nonDerivative · entry 1

HOFFMAN BRENDAN · CIK 0001210695 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,711

F1 · shares: Represents shares withheld by Vince Holding Corp. to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person.

SEC source: 0001209191-19-028534 · doc4.xml · nonDerivative · entry 2

Fogel Marie · CIK 0001766449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,312

F1 · shares: Represents shares withheld by Vince Holding Corp. to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person.

SEC source: 0001209191-19-028524 · doc4.xml · nonDerivative · entry 1

Engebretson Mark · CIK 0001682199 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,090

F1 · shares: Represents shares withheld by Vince Holding Corp. to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person.

SEC source: 0001209191-19-024615 · doc4.xml · nonDerivative · entry 1

Stefko David · CIK 0001652955 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,044

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on April 12, 2019 under the Amended and Restated 2013 Omnibus Incentive Plan of Vince Holding Corp. (the "Plan"). These restricted stock units convert into shares of common stock of Vince Holding Corp. on a one-for-one basis and are solely settled in common stock upon vesting. These restricted stock units vest over a four-year period with 25% vesting on each of the first, second, third and fourth anniversaries of the grant date, in each case subject to the Reporting Person's continued employment with Vince Holding Corp. through each such vesting date.

SEC source: 0001209191-19-024614 · doc4.xml · nonDerivative · entry 1

HOFFMAN BRENDAN · CIK 0001210695 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,696

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on April 12, 2019 under the Amended and Restated 2013 Omnibus Incentive Plan of Vince Holding Corp. (the "Plan"). These restricted stock units convert into shares of common stock of Vince Holding Corp. on a one-for-one basis and are solely settled in common stock upon vesting. These restricted stock units vest over a four-year period with 25% vesting on each of the first, second, third and fourth anniversaries of the grant date, in each case subject to the Reporting Person's continued employment with Vince Holding Corp. through each such vesting date.

SEC source: 0001209191-19-024612 · doc4.xml · nonDerivative · entry 1

Fogel Marie · CIK 0001766449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,285

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on April 12, 2019 under the Amended and Restated 2013 Omnibus Incentive Plan of Vince Holding Corp. (the "Plan"). These restricted stock units convert into shares of common stock of Vince Holding Corp. on a one-for-one basis and are solely settled in common stock upon vesting. These restricted stock units vest over a four-year period with 25% vesting on each of the first, second, third and fourth anniversaries of the grant date, in each case subject to the Reporting Person's continued employment with Vince Holding Corp. through each such vesting date.

SEC source: 0001209191-19-024611 · doc4.xml · nonDerivative · entry 1

Engebretson Mark · CIK 0001682199 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,653

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on April 12, 2019 under the Amended and Restated 2013 Omnibus Incentive Plan of Vince Holding Corp. (the "Plan"). These restricted stock units convert into shares of common stock of Vince Holding Corp. on a one-for-one basis and are solely settled in common stock upon vesting. These restricted stock units vest over a four-year period with 25% vesting on each of the first, second, third and fourth anniversaries of the grant date, in each case subject to the Reporting Person's continued employment with Vince Holding Corp. through each such vesting date.

SEC source: 0001209191-18-035349 · doc4.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,751

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on June 1, 2018 pursuant to the Vince Holding Corp. 2013 Omnibus Incentive Plan. The restricted stock units convert into shares of common stock of Vince Holding Corp. on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

SEC source: 0001209191-18-035353 · doc4.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,549

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on June 1, 2018 pursuant to the 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

F2 · balance_after: At the close of business on October 23, 2017, the Company effected a 1-for-10 reverse stock split (the "Reverse Stock Split"). The Company's common stock began trading on a split-adjusted basis when the market opened on October 24, 2017. Pursuant to the Reverse Stock Split, every 10 shares of the Company's issued and outstanding common stock were automatically converted into one share of common stock. All references to the Company's common stock provided in this report have been adjusted to reflect the effect of the Reverse Stock Split.

SEC source: 0001209191-18-035344 · doc4.xml · nonDerivative · entry 1

Ulasewicz Eugenia · CIK 0001581916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,554

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on June 1, 2018 pursuant to the 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

F2 · balance_after: At the close of business on October 23, 2017, the Company effected a 1-for-10 reverse stock split (the "Reverse Stock Split"). The Company's common stock began trading on a split-adjusted basis when the market opened on October 24, 2017. Pursuant to the Reverse Stock Split, every 10 shares of the Company's issued and outstanding common stock were automatically converted into one share of common stock. All references to the Company's common stock provided in this report have been adjusted to reflect the effect of the Reverse Stock Split.

SEC source: 0001209191-18-033522 · doc4.xml · nonDerivative · entry 2

Stefko David · CIK 0001652955 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,419

F2 · shares: These shares represent restricted stock units that were granted to the Reporting Person under the Plan on May 25, 2018 in exchange for the stock options which were cancelled pursuant to the Company's option exchange program on May 24, 2018. These restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. These restricted stock units vest in the following manner: 10% on April 19, 2019; 20% on April 17, 2020; 25% on April 16, 2021; and 45% on April 15th, 2022, in each case subject to the Reporting Person's continued employment with the Company through each such vesting date.

SEC source: 0001209191-18-033522 · doc4.xml · nonDerivative · entry 1

Stefko David · CIK 0001652955 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,118

F1 · shares: These shares represent the restricted stock units which were granted to the Reporting Person on May 25, 2018 under the Amended and Restated 2013 Omnibus Incentive Plan (the "Plan") of Vince Holding Corp. (the "Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units will expire if they do not vest within two years of grant.

SEC source: 0001209191-18-033523 · doc4.xml · nonDerivative · entry 2

HOFFMAN BRENDAN · CIK 0001210695 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,517

F2 · shares: These shares represent restricted stock units that were granted to the Reporting Person under the Plan on May 25, 2018 in exchange for the stock options which were cancelled pursuant to the Company's option exchange program on May 24, 2018. These restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. These restricted stock units vest in the following manner: 10% on April 19, 2019; 20% on April 17, 2020; 25% on April 16, 2021; and 45% on April 15, 2022, in each case subject to the Reporting Person's continued employment with the Company through each such vesting date.

SEC source: 0001209191-18-033523 · doc4.xml · nonDerivative · entry 1

HOFFMAN BRENDAN · CIK 0001210695 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,400

F1 · shares: These shares represent restricted stock units which were granted to the Reporting Person on May 25, 2018 under the Amended and Restated 2013 Omnibus Incentive Plan (the "Plan") of Vince Holding Corp. (the "Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest 100% upon the occurrence of certain change in control events, as defined under the applicable grant agreement. The restricted stock units will expire if they do not vest within two years of grant.

SEC source: 0001209191-18-033526 · doc4.xml · derivative · entry 6

Wallace Melissa · CIK 0001385827 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,997 shares

Expires 2026-06-02

F2 · derivative.exercise_price: At the close of business on October 23, 2017, the Company effected a 1-for-10 reverse stock split (the "Reverse Stock Split"). The Company's common stock began trading on a split-adjusted basis when the market opened on October 24, 2017. Pursuant to the Reverse Stock Split, every 10 shares of the Company's issued and outstanding common stock were automatically converted into one share of common stock. All references to our common stock provided in this report have been adjusted to reflect the effect of the Reverse Stock Split.

F2 · shares: At the close of business on October 23, 2017, the Company effected a 1-for-10 reverse stock split (the "Reverse Stock Split"). The Company's common stock began trading on a split-adjusted basis when the market opened on October 24, 2017. Pursuant to the Reverse Stock Split, every 10 shares of the Company's issued and outstanding common stock were automatically converted into one share of common stock. All references to our common stock provided in this report have been adjusted to reflect the effect of the Reverse Stock Split.

F4 · price: On May 24, 2018, the Company cancelled, pursuant to the terms of its option exchange program, eligible stock options of the Reporting Person. In exchange, on May 25, 2018, the Reporting Person was granted replacement restricted stock units based on the exchange ratio of 1-to-1.7857.

F6 · derivative.exercise_date: These stock options were granted on June 2, 2016 to the Reporting Person under the Plan. Prior to cancellation, the stock options were scheduled to vest over the course of four years, with 25% of the stock options granted to the Reporting Person vesting on each of the first, second, third and fourth anniversaries of the grant date, in each case subject to the Reporting Person's continued employment with the Company through each such vesting date.

SEC source: 0001209191-18-033526 · doc4.xml · derivative · entry 5

Wallace Melissa · CIK 0001385827 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,997

Underlying: Common Stock · 630 shares

Expires 2025-10-02

F2 · derivative.exercise_price: At the close of business on October 23, 2017, the Company effected a 1-for-10 reverse stock split (the "Reverse Stock Split"). The Company's common stock began trading on a split-adjusted basis when the market opened on October 24, 2017. Pursuant to the Reverse Stock Split, every 10 shares of the Company's issued and outstanding common stock were automatically converted into one share of common stock. All references to our common stock provided in this report have been adjusted to reflect the effect of the Reverse Stock Split.

F2 · shares: At the close of business on October 23, 2017, the Company effected a 1-for-10 reverse stock split (the "Reverse Stock Split"). The Company's common stock began trading on a split-adjusted basis when the market opened on October 24, 2017. Pursuant to the Reverse Stock Split, every 10 shares of the Company's issued and outstanding common stock were automatically converted into one share of common stock. All references to our common stock provided in this report have been adjusted to reflect the effect of the Reverse Stock Split.

F4 · price: On May 24, 2018, the Company cancelled, pursuant to the terms of its option exchange program, eligible stock options of the Reporting Person. In exchange, on May 25, 2018, the Reporting Person was granted replacement restricted stock units based on the exchange ratio of 1-to-1.7857.

F5 · derivative.exercise_date: These stock options were granted to the Reporting Person under the Plan to effect the adjustment of outstanding options that were granted to the Reporting Person on October 2, 2015, with the same terms as those original options. Prior to cancellation, the stock options were scheduled to vest over the course of four years, with 25% of the stock options granted to the Reporting Person vesting on each of the first, second, third and fourth anniversaries of the grant date, in each case subject to the Reporting Person's continued employment with the Company through each such vesting date.

SEC source: 0001209191-18-033526 · doc4.xml · derivative · entry 4

Wallace Melissa · CIK 0001385827 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,627

Underlying: Common Stock · 551 shares

Expires 2025-10-02

F2 · derivative.exercise_price: At the close of business on October 23, 2017, the Company effected a 1-for-10 reverse stock split (the "Reverse Stock Split"). The Company's common stock began trading on a split-adjusted basis when the market opened on October 24, 2017. Pursuant to the Reverse Stock Split, every 10 shares of the Company's issued and outstanding common stock were automatically converted into one share of common stock. All references to our common stock provided in this report have been adjusted to reflect the effect of the Reverse Stock Split.

F2 · shares: At the close of business on October 23, 2017, the Company effected a 1-for-10 reverse stock split (the "Reverse Stock Split"). The Company's common stock began trading on a split-adjusted basis when the market opened on October 24, 2017. Pursuant to the Reverse Stock Split, every 10 shares of the Company's issued and outstanding common stock were automatically converted into one share of common stock. All references to our common stock provided in this report have been adjusted to reflect the effect of the Reverse Stock Split.

F4 · price: On May 24, 2018, the Company cancelled, pursuant to the terms of its option exchange program, eligible stock options of the Reporting Person. In exchange, on May 25, 2018, the Reporting Person was granted replacement restricted stock units based on the exchange ratio of 1-to-1.7857.

F5 · derivative.exercise_date: These stock options were granted to the Reporting Person under the Plan to effect the adjustment of outstanding options that were granted to the Reporting Person on October 2, 2015, with the same terms as those original options. Prior to cancellation, the stock options were scheduled to vest over the course of four years, with 25% of the stock options granted to the Reporting Person vesting on each of the first, second, third and fourth anniversaries of the grant date, in each case subject to the Reporting Person's continued employment with the Company through each such vesting date.

SEC source: 0001209191-18-033526 · doc4.xml · derivative · entry 3

Wallace Melissa · CIK 0001385827 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,178

Underlying: Common Stock · 3,554 shares

Expires 2025-10-02

F2 · derivative.exercise_price: At the close of business on October 23, 2017, the Company effected a 1-for-10 reverse stock split (the "Reverse Stock Split"). The Company's common stock began trading on a split-adjusted basis when the market opened on October 24, 2017. Pursuant to the Reverse Stock Split, every 10 shares of the Company's issued and outstanding common stock were automatically converted into one share of common stock. All references to our common stock provided in this report have been adjusted to reflect the effect of the Reverse Stock Split.

F2 · shares: At the close of business on October 23, 2017, the Company effected a 1-for-10 reverse stock split (the "Reverse Stock Split"). The Company's common stock began trading on a split-adjusted basis when the market opened on October 24, 2017. Pursuant to the Reverse Stock Split, every 10 shares of the Company's issued and outstanding common stock were automatically converted into one share of common stock. All references to our common stock provided in this report have been adjusted to reflect the effect of the Reverse Stock Split.

F4 · price: On May 24, 2018, the Company cancelled, pursuant to the terms of its option exchange program, eligible stock options of the Reporting Person. In exchange, on May 25, 2018, the Reporting Person was granted replacement restricted stock units based on the exchange ratio of 1-to-1.7857.

F3 · derivative.exercise_date: These stock options were granted on October 2, 2015 to the Reporting Person under the Plan. Prior to cancellation, the stock options were scheduled to vest over the course of four years, with 25% of the stock options granted to the Reporting Person vesting on each of the first, second, third and fourth anniversaries of the grant date, in each case subject to the Reporting Person's continued employment with the Company through each such vesting date.

SEC source: 0001209191-18-033526 · doc4.xml · derivative · entry 2

Wallace Melissa · CIK 0001385827 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,732

Underlying: Common Stock · 3,110 shares

Expires 2025-10-02

F2 · derivative.exercise_price: At the close of business on October 23, 2017, the Company effected a 1-for-10 reverse stock split (the "Reverse Stock Split"). The Company's common stock began trading on a split-adjusted basis when the market opened on October 24, 2017. Pursuant to the Reverse Stock Split, every 10 shares of the Company's issued and outstanding common stock were automatically converted into one share of common stock. All references to our common stock provided in this report have been adjusted to reflect the effect of the Reverse Stock Split.

F2 · shares: At the close of business on October 23, 2017, the Company effected a 1-for-10 reverse stock split (the "Reverse Stock Split"). The Company's common stock began trading on a split-adjusted basis when the market opened on October 24, 2017. Pursuant to the Reverse Stock Split, every 10 shares of the Company's issued and outstanding common stock were automatically converted into one share of common stock. All references to our common stock provided in this report have been adjusted to reflect the effect of the Reverse Stock Split.

F4 · price: On May 24, 2018, the Company cancelled, pursuant to the terms of its option exchange program, eligible stock options of the Reporting Person. In exchange, on May 25, 2018, the Reporting Person was granted replacement restricted stock units based on the exchange ratio of 1-to-1.7857.

F3 · derivative.exercise_date: These stock options were granted on October 2, 2015 to the Reporting Person under the Plan. Prior to cancellation, the stock options were scheduled to vest over the course of four years, with 25% of the stock options granted to the Reporting Person vesting on each of the first, second, third and fourth anniversaries of the grant date, in each case subject to the Reporting Person's continued employment with the Company through each such vesting date.

SEC source: 0001209191-18-033526 · doc4.xml · nonDerivative · entry 1

Wallace Melissa · CIK 0001385827 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,675

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person under the Amended and Restated 2013 Omnibus Incentive Plan (the "Plan") of Vince Holding Corp. (the "Company") on May 25, 2018 in exchange for the stock options which were cancelled pursuant to the Company's option exchange program on May 24, 2018. These restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. These restricted stock units vest in the following manner: 10% on April 19, 2019; 20% on April 17, 2020; 25% on April 16, 2021; and 45% on April 15th, 2022, in each case subject to the Reporting Person's continued employment with the Company through each such vesting date.

SEC source: 0001209191-18-033531 · doc4.xml · nonDerivative · entry 1

Engebretson Mark · CIK 0001682199 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,344

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person under the Amended and Restated 2013 Omnibus Incentive Plan (the "Plan") of Vince Holding Corp. (the "Company") on May 25, 2018 in exchange for the stock options which were cancelled pursuant to the Company's option exchange program on May 24, 2018. These restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. These restricted stock units vest in the following manner: 10% on April 19, 2019; 20% on April 17, 2020; 25% on April 16, 2021; and 45% on April 15th, 2022, in each case subject to the Reporting Person's continued employment with the Company through each such vesting date.

SEC source: 0001209191-18-033889 · doc4a.xml · nonDerivative · entry 2

Stefko David · CIK 0001652955 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,419

F2 · shares: These shares represent restricted stock units that were granted to the Reporting Person under the Plan on May 25, 2018 in exchange for the stock options which were cancelled pursuant to the Company's option exchange program on May 24, 2018. These restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. These restricted stock units vest in the following manner: 10% on April 19, 2019; 20% on April 17, 2020; 25% on April 16, 2021; and 45% on April 15th, 2022, in each case subject to the Reporting Person's continued employment with the Company through each such vesting date.