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person · Reporting owner

MARDY MICHAEL J

Disclosed activity across 3 companies

Tapewire entity
60436
SEC CIK
0001237393

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EASTERN COEML · Entity 6456DirectorMarch 16, 2026March 17, 2026
VINCE HOLDING CORP.VNCE · Entity 6885DirectorJune 05, 2024June 07, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EASTERN CO

Report date March 16, 2026 · Filed March 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect18,065 Reported balance After 2026-03-16 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-03-16 · Purchase · Acquired 1,099 · Balance 18,065

F1: 1099 Shares issued under The Eastern Company Director's Fee Program pursuant to rule 16b-3(d). The price used to determine the number of shares is the price of the shares on March 13, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: 1099 Shares issued under The Eastern Company Director's Fee Program pursuant to rule 16b-3(d). The price used to determine the number of shares is the price of the shares on March 13, 2026.

VINCE HOLDING CORP.

Report date June 05, 2024 · Filed June 07, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect108,408 Reported balance After 2024-06-05 transaction · row 1
1 source row

Row 1 · 2024-06-05 · Grant · Acquired 45,455 · Balance 108,408

F1: These shares represent restricted stock units that were granted to the Reporting Person on June 5, 2024 pursuant to the 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: These shares represent restricted stock units that were granted to the Reporting Person on June 5, 2024 pursuant to the 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Lulu's Fashion Lounge Holdings, Inc.

Report date September 04, 2024 · Filed September 05, 2024

Section 16 reporting ended · disclosed 2024-09-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect106,384 Reported balance After 2024-09-04 transaction · row 1
1 source row

Row 1 · 2024-09-04 · Disposition to issuer · Disposed 45,513 · Balance 106,384

F1: On September 3, 2024, Lulu's Fashion Lounge Holdings, Inc.'s Compensation Committee approved the accelerated vesting of a portion of the reporting person's unvested restricted stock units ("RSUs") on a pro-rata basis reflecting his service through the effective date of his resignation, September 4, 2024. As a result, 45,513 unvested RSUs were forfeited as of September 4, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: On September 3, 2024, Lulu's Fashion Lounge Holdings, Inc.'s Compensation Committee approved the accelerated vesting of a portion of the reporting person's unvested restricted stock units ("RSUs") on a pro-rata basis reflecting his service through the effective date of his resignation, September 4, 2024. As a result, 45,513 unvested RSUs were forfeited as of September 4, 2024.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2026 Filed Mar 17, 2026 18:20 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Shares 1,099 $20.93 $23,002.07
Disclosure

SEC source: 0000031107-26-000020 · section16.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,065

F1 · security: 1099 Shares issued under The Eastern Company Director's Fee Program pursuant to rule 16b-3(d). The price used to determine the number of shares is the price of the shares on March 13, 2026.

Read SEC document
December 16, 2025 Filed Dec 17, 2025 21:31 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Shares 1,177 $19.55 $23,010.35
Disclosure

SEC source: 0000031107-25-000047 · section16.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,966

F1 · security: 1,177 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price on December 15, 2025.

Read SEC document
September 17, 2025 Filed Sep 17, 2025 20:55 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 921 $24.98 $23,006.58
Disclosure

SEC source: 0000031107-25-000013 · section16.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,789

F1 · security: 921 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price on September 15, 2025.

Read SEC document
June 17, 2025 Filed Jun 17, 2025 22:29 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 1,009 $23.36 $23,570.24
Disclosure

SEC source: 0001654954-25-007121 · section16.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,868

F1 · security: 1,009 Shares issued under The Eastern Company Director's Fee Program pursuant to rule 16b-3(d). The price used to determine the number of shares is the price of the shares on June 13, 2025.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 22:43 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 864 $26.62 $22,999.68
Disclosure

SEC source: 0001654954-25-002989 · section16.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,859

F1 · security: 864 Shares issued under The Eastern Company Director's Fee Program pursuant to rule 16b-3(d). The price used to determine the number of shares is the price of the shares on March 14, 2025.

Read SEC document
December 16, 2024 Filed Dec 18, 2024 20:52 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 707 $28.99 $20,495.93
Disclosure

SEC source: 0001654954-24-015704 · section16.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,995

F1 · security: 707 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on December 13, 2024.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 20:35 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 668 $31.46 $21,015.28
Disclosure

SEC source: 0001654954-24-012029 · section16.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,288

F1 · security: 668 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on September 13, 2024.

Read SEC document
September 04, 2024 Filed Sep 5, 2024 20:12 UTC Lulu's Fashion Lounge Holdings, Inc. LVLU · Entity 7397 Disposition to issuerCommon Stock 45,513 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-097374 · tm2423399-3_4seq1.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Former Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,384

F1 · shares: On September 3, 2024, Lulu's Fashion Lounge Holdings, Inc.'s Compensation Committee approved the accelerated vesting of a portion of the reporting person's unvested restricted stock units ("RSUs") on a pro-rata basis reflecting his service through the effective date of his resignation, September 4, 2024. As a result, 45,513 unvested RSUs were forfeited as of September 4, 2024.

Read SEC document
June 17, 2024 Filed Jun 18, 2024 19:43 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 774 $26.49 $20,503.26
Disclosure

SEC source: 0001654954-24-007908 · section16.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,620

F1 · security: 774 shares acquired under The Eastern Company Director's Fees Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on June 14, 2024.

Read SEC document
June 11, 2024 Filed Jun 12, 2024 20:09 UTC Lulu's Fashion Lounge Holdings, Inc. LVLU · Entity 7397 GrantCommon Stock 55,556 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-070837 · tm2416959-6_4seq1.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,897

F1 · shares: Represents restricted stock units, each of which represents a contingent right to receive one share of common stock, and which vest in full on June 10, 2025, subject to the director's continued service on Lulu's Fashion Lounge Holdings, Inc.'s Board of Directors.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 16:30 UTC VINCE HOLDING CORP. VNCE · Entity 6885 GrantCommon Stock 45,455 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-070718 · ownership.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,408

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on June 5, 2024 pursuant to the 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

Read SEC document
March 18, 2024 Filed Mar 19, 2024 21:56 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 701 $28.52 $19,992.52
Disclosure

SEC source: 0001654954-24-003382 · section16.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,846

F1 · security: 701 shares acquired under The Eastern Company Director's Fees Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on March 15, 2024.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:01 UTC Lulu's Fashion Lounge Holdings, Inc. LVLU · Entity 7397 PurchaseCommon Stock 1,000 $1.64 $1,640.00
Disclosure

SEC source: 0001104659-24-035513 · tm249018-1_4seq1.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,341

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.59 to $1.66. The Reporting Person undertakes to provide to Lulu's Fashion Lounge Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
December 19, 2023 Filed Dec 20, 2023 19:07 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 899 $22.80 $20,497.20
Disclosure

SEC source: 0001654954-23-015822 · section16.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,145

F1 · security: 899 shares acquired under The Eastern Comapny Director's Fees Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on December 15, 2023.

Read SEC document
September 18, 2023 Filed Sep 19, 2023 20:42 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 1,157 $18.58 $21,497.06
Disclosure

SEC source: 0001654954-23-012028 · section16.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,246

F1 · security: 1,157 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on September 15, 2023.

Read SEC document
September 14, 2023 Filed Sep 14, 2023 17:53 UTC VINCE HOLDING CORP. VNCE · Entity 6885 PurchaseCommon Stock 1,000 $1.92 $1,920.00
Disclosure

SEC source: 0001209191-23-049471 · doc4.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,953

Read SEC document
August 29, 2023 Filed Aug 29, 2023 20:55 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Shares 996 $18.02 $17,947.92
Disclosure

SEC source: 0001654954-23-011319 · section16.xml · nonDerivative · entry 2

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,089

Read SEC document
August 28, 2023 Filed Aug 29, 2023 20:55 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Shares 4 $18.10 $72.40
Disclosure

SEC source: 0001654954-23-011319 · section16.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,093

Read SEC document
August 23, 2023 Filed Aug 25, 2023 12:15 UTC Lulu's Fashion Lounge Holdings, Inc. LVLU · Entity 7397 PurchaseCommon Stock 10,000 $2.10 $21,000.00
Disclosure

SEC source: 0001104659-23-095122 · tm2324795-1_4seq1.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,341

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.02 to $2.12. The Reporting Person undertakes to provide to Lulu's Fashion Lounge Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 07, 2023 Filed Jul 7, 2023 16:05 UTC VINCE HOLDING CORP. VNCE · Entity 6885 PurchaseCommon Stock 1,000 $2.94 $2,940.00
Disclosure

SEC source: 0001209191-23-041783 · doc4.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,953

Read SEC document
June 28, 2023 Filed Jun 29, 2023 18:31 UTC VINCE HOLDING CORP. VNCE · Entity 6885 PurchaseCommon Stock 5,000 $3.04 $15,200.00
Disclosure

SEC source: 0001209191-23-040219 · doc4.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,953

Read SEC document
June 16, 2023 Filed Jun 20, 2023 19:35 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 1,053 $19.00 $20,007.00
Disclosure

SEC source: 0001654954-23-008199 · section16.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,089

F1 · security: 1,053 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on June 15, 2023.

Read SEC document
June 13, 2023 Filed Jun 14, 2023 21:24 UTC Lulu's Fashion Lounge Holdings, Inc. LVLU · Entity 7397 GrantCommon Stock 40,323 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-071273 · tm2318680-4_4.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,341

F1 · shares: Represents restricted stock units, each of which represents a contingent right to receive one share of common stock, and which vest in full on the earlier of (i) the first anniversary of the grant date or (ii) immediately before Lulu's Fashion Lounge Holdings, Inc.'s (the "Company") 2024 Annual Meeting of Stockholders, subject to the director's continued service on the Company's Board of Directors.

Read SEC document
June 07, 2023 Filed Jun 12, 2023 17:46 UTC VINCE HOLDING CORP. VNCE · Entity 6885 GrantCommon Stock 14,970 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-036443 · doc4.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,953

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on June 7, 2023 pursuant to the 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date. This transaction is inadvertently filed late.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 17:18 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 1,198 $15.86 $19,000.28
Disclosure

SEC source: 0001654954-23-003428 · section16.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,036

F1 · security: 1,198 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on March 15, 2023.

Read SEC document
March 17, 2023 Filed Mar 20, 2023 20:01 UTC Lulu's Fashion Lounge Holdings, Inc. LVLU · Entity 7397 PurchaseCommon Stock 10,000 $2.79 $27,900.00
Disclosure

SEC source: 0001104659-23-034434 · tm2310016-3_4seq1.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,018

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.69 to $2.81. The Reporting Person undertakes to provide to Lulu's Fashion Lounge Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Represents (a) 24,436 shares of common stock and (b) 20,582 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of common stock. 22.397 RSUs were granted on January 31, 2022 and vest in three, equal installments, of which 7,465 RSUs vested on January 31, 2023 and 14,932 RSUs will vest equally on January 31, 2024 and January 31, 2025, and 5,650 RSUs were granted on June 14, 2022 and vest in full on the earlier of (i) the first anniversary of the grant date or (ii) immediately before the next Annual Meeting immediately following the grant date.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 16:37 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Shares 1,000 $16.00 $16,000.00
Disclosure

SEC source: 0001654954-23-003109 · section16.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,838

Read SEC document
December 21, 2022 Filed Dec 22, 2022 16:06 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 838 $20.86 $17,480.68
Disclosure

SEC source: 0001654954-22-016847 · section16.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,838

F1 · security: 838 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on December 15, 2022.

Read SEC document
September 22, 2022 Filed Sep 23, 2022 16:30 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 1,000 $19.00 $19,000.00
Disclosure

SEC source: 0001654954-22-012904 · section16.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F1 · security: 1,000 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on September 15, 2022.

Read SEC document
August 22, 2022 Filed Aug 25, 2022 14:04 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 1,000 $20.50 $20,500.00
Disclosure

SEC source: 0001654954-22-011809 · section16.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
June 14, 2022 Filed Jun 15, 2022 21:06 UTC Lulu's Fashion Lounge Holdings, Inc. LVLU · Entity 7397 GrantCommon Stock 5,650 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-071504 · tm2218562-3_4seq1.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,018

F1 · shares: Represents restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of common stock, and which vest in full on the earlier of (i) the first anniversary of the grant date or (ii) immediately before the next Annual Meeting immediately following the grant date.

F2 · balance_after: Includes (a) 6,971 shares of common stock and (b) 22,397 RSUs, each of which represents a contingent right to receive one share of common stock. The award of 22,397 RSUs was granted on January 31, 2022 and will vest in three equal, annual installments beginning on January 31, 2023.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 18:38 UTC VINCE HOLDING CORP. VNCE · Entity 6885 GrantCommon Stock 9,375 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035198 · doc4.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,983

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on June 6, 2022 pursuant to the 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

Read SEC document
May 23, 2022 Filed May 25, 2022 00:09 UTC Lulu's Fashion Lounge Holdings, Inc. LVLU · Entity 7397 PurchaseCommon Stock 2,000 $11.96 $23,923.40
Disclosure

SEC source: 0001104659-22-064374 · tm2216833-1_4seq1.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,368

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.96 to $11.97. The Reporting Person undertakes to provide to Lulu's Fashion Lounge Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Represents (a) 2,000 shares of common stock and (b) 27,368 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of common stock. The award was granted on January 31, 2022, with 22,397 RSUs vesting in three equal, annual installments beginning on January 31, 2023 and 4,971 RSUs to vest in full on June 14, 2022.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 21:11 UTC Lulu's Fashion Lounge Holdings, Inc. LVLU · Entity 7397 GrantCommon Stock 4,971 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-010320 · tm225116-3_4seq1.xml · nonDerivative · entry 2

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,368

F2 · shares: Represents restricted stock units, each of which represent a contingent right to receive one share of common stock, and which will vest in full on June 14, 2022.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 21:11 UTC Lulu's Fashion Lounge Holdings, Inc. LVLU · Entity 7397 GrantCommon Stock 22,397 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-010320 · tm225116-3_4seq1.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,397

F1 · shares: Represents restricted stock units, each of which represent a contingent right to receive one share of common stock, and which will vest in three equal installments on each of the first, second and third anniversary of the grant date.

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December 14, 2021 Filed Dec 16, 2021 21:31 UTC VINCE HOLDING CORP. VNCE · Entity 6885 PurchaseCommon Stock 1,000 $9.70 $9,700.00
Disclosure

SEC source: 0001209191-21-070109 · doc4.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,608

F1 · price: The trade was entered into on December 14, 2021. The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $9.57 to $9.74. Upon request of the staff of the Securities and Exchange Commission, the Company or a stockholder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.

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September 01, 2021 Filed Nov 5, 2021 21:09 UTC VINCE HOLDING CORP. VNCE · Entity 6885 GrantCommon Stock 1,084 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-063292 · doc4.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,608

F1 · kind: This transaction is filed inadvertently late.

F2 · shares: These shares represent restricted stock units that were granted to the Reporting Person on September 1, 2021 pursuant to the amended and restated 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest as follows: 50% on the grant date and 50% on the first anniversary of the grant date.

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June 01, 2021 Filed Jun 3, 2021 19:11 UTC VINCE HOLDING CORP. VNCE · Entity 6885 GrantCommon Stock 6,585 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037925 · doc4.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,524

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on June 1, 2021 pursuant to the 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

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December 21, 2020 Filed Dec 23, 2020 18:00 UTC VINCE HOLDING CORP. VNCE · Entity 6885 GrantCommon Stock 3,792 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-065067 · doc4.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,939

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on December 21, 2020 pursuant to the 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest as follows: 50% on the grant date and 50% on the first anniversary of the grant date.

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August 04, 2020 Filed Aug 4, 2020 19:01 UTC VINCE HOLDING CORP. VNCE · Entity 6885 PurchaseCommon Stock 2,000 $4.96 $9,920.00
Disclosure

SEC source: 0001209191-20-044859 · doc4.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,147

F1 · price: The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $4.93 to $4.96. Upon request of the staff of the Securities and Exchange Commission, Vince Holding Corp. (the "Company") or the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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July 31, 2020 Filed Aug 4, 2020 19:01 UTC VINCE HOLDING CORP. VNCE · Entity 6885 GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-044859 · doc4.xml · nonDerivative · entry 2

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,147

F2 · shares: These shares represent restricted stock units that were granted to the Reporting Person on July 31, 2020 pursuant to the amended and restated 2013 Omnibus Incentive Plan of the Company. The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

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June 10, 2019 Filed Aug 6, 2019 17:20 UTC VINCE HOLDING CORP. VNCE · Entity 6885 GrantCommon Stock 5,896 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044860 · doc4.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,647

F1 · date: This transaction is filed inadvertently late due to an administrative error.

F2 · shares: These shares represent restricted stock units that were granted to the Reporting Person on June 10, 2019 pursuant to the 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

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June 01, 2018 Filed Jun 4, 2018 18:49 UTC VINCE HOLDING CORP. VNCE · Entity 6885 GrantCommon Stock 8,751 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-035349 · doc4.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,751

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on June 1, 2018 pursuant to the Vince Holding Corp. 2013 Omnibus Incentive Plan. The restricted stock units convert into shares of common stock of Vince Holding Corp. on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.