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person · Reporting owner

HOFFMAN BRENDAN

Disclosed activity across 3 companies

Tapewire entity
83516
SEC CIK
0001210695

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PIER 1 IMPORTS INC/DEPIR · Entity 149624DirectorJune 19, 2019June 21, 2019
VINCE HOLDING CORP.VNCE · Entity 6885Director · Chief Executive Officer · 10% ownerJanuary 22, 2025February 06, 2025
WOLVERINE WORLD WIDE INC /DE/WWW · Entity 1665Director · President and CEOFebruary 09, 2023February 14, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PIER 1 IMPORTS INC/DE

Report date June 19, 2019 · Filed June 21, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
common stockSEC Table I · non-derivativeDirect267,967.67 Reported balance After 2019-06-19 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2019-06-19 · Grant · Acquired 153,846 · Balance 267,967.67

F1: Effective June 20, 2019, the Issuer effected a 1-for-20 reverse stock split of its common stock. Amounts shown on this Form 4 are pre-split. Following the reverse stock split, the reporting person beneficially owns 13,398 shares of the Issuer's common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Effective June 20, 2019, the Issuer effected a 1-for-20 reverse stock split of its common stock. Amounts shown on this Form 4 are pre-split. Following the reverse stock split, the reporting person beneficially owns 13,398 shares of the Issuer's common stock.

VINCE HOLDING CORP.

Report date January 22, 2025 · Filed February 06, 2025 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect27,042 Reported balance Holding disclosure · report date 2025-01-22 · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · Balance 27,042

F1: This amendment has been filed to correct the total amount of securities of Vince Holding Corp. (the "Company") directly owned by the Reporting Person as of January 22, 2025. In all other respects, the report is unchanged.

F2: These shares represent shares of common stock of the Company previously granted to the Reporting Person in connection with and during his prior employment by the Company betwen October 2015 and August 2020.

Common StockSEC Table I · non-derivativeIndirectP180 Vince Acquisition Co.8,228,731 Reported balance Holding disclosure · report date 2025-01-22 · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · Balance 8,228,731

F3: See Remarks - Footnote 2.

Filing footnotes · ownership attribution and instrument terms

F1: This amendment has been filed to correct the total amount of securities of Vince Holding Corp. (the "Company") directly owned by the Reporting Person as of January 22, 2025. In all other respects, the report is unchanged.

F2: These shares represent shares of common stock of the Company previously granted to the Reporting Person in connection with and during his prior employment by the Company betwen October 2015 and August 2020.

F3: See Remarks - Footnote 2.

WOLVERINE WORLD WIDE INC /DE/

Report date February 09, 2023 · Filed February 14, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect95,232 Ending reported balance After 2023-02-09 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2023-02-09 · Exercise / conversion · Acquired 9,936 · Balance 58,093

F1: Restricted stock units convert into shares of Common Stock on a one-for-one basis.

Row 2 · 2023-02-09 · Tax withholding · Disposed 5,199 · Balance 52,894

Row 3 · 2023-02-09 · Exercise / conversion · Acquired 10,658 · Balance 63,552

F1: Restricted stock units convert into shares of Common Stock on a one-for-one basis.

Row 4 · 2023-02-09 · Tax withholding · Disposed 5,473 · Balance 58,079

Row 5 · 2023-02-09 · Grant · Acquired 76,369 · Balance 134,448

Row 6 · 2023-02-09 · Tax withholding · Disposed 39,216 · Balance 95,232

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect29,808 Reported balance After 2023-02-09 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2023-02-09 · Exercise / conversion · Disposed 9,936 · Balance 29,808

F1: Restricted stock units convert into shares of Common Stock on a one-for-one basis.

F2: On February 9, 2021, the reporting person was granted 49,679 restricted stock units, vesting as follows, subject to the reporting person's continued employment: 20%, 20%, 30% and 30% on each of the first, second, third and fourth year anniversaries of the grant date, respectively.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect42,636 Reported balance After 2023-02-09 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2023-02-09 · Exercise / conversion · Disposed 10,658 · Balance 42,636

F1: Restricted stock units convert into shares of Common Stock on a one-for-one basis.

F3: On February 9, 2022, the reporting person was granted 53,294 restricted stock units, vesting as follows, subject to the reporting person's continued employment: 20%, 20%, 30% and 30% on each of the first, second, third and fourth year anniversaries of the grant date, respectively.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into shares of Common Stock on a one-for-one basis.

F2: On February 9, 2021, the reporting person was granted 49,679 restricted stock units, vesting as follows, subject to the reporting person's continued employment: 20%, 20%, 30% and 30% on each of the first, second, third and fourth year anniversaries of the grant date, respectively.

F3: On February 9, 2022, the reporting person was granted 53,294 restricted stock units, vesting as follows, subject to the reporting person's continued employment: 20%, 20%, 30% and 30% on each of the first, second, third and fourth year anniversaries of the grant date, respectively.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 09, 2023 Filed Feb 14, 2023 00:48 UTC WOLVERINE WORLD WIDE INC /DE/ WWW · Entity 1665 Exercise / conversionRestricted Stock Units · Derivative 10,658 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008899 · doc4.xml · derivative · entry 8

HOFFMAN BRENDAN · CIK 0001210695 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,636

Underlying: Common Stock · 10,658 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: On February 9, 2022, the reporting person was granted 53,294 restricted stock units, vesting as follows, subject to the reporting person's continued employment: 20%, 20%, 30% and 30% on each of the first, second, third and fourth year anniversaries of the grant date, respectively.

F3 · derivative.expiration_date: On February 9, 2022, the reporting person was granted 53,294 restricted stock units, vesting as follows, subject to the reporting person's continued employment: 20%, 20%, 30% and 30% on each of the first, second, third and fourth year anniversaries of the grant date, respectively.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 00:48 UTC WOLVERINE WORLD WIDE INC /DE/ WWW · Entity 1665 Exercise / conversionRestricted Stock Units · Derivative 9,936 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008899 · doc4.xml · derivative · entry 7

HOFFMAN BRENDAN · CIK 0001210695 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,808

Underlying: Common Stock · 9,936 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 9, 2021, the reporting person was granted 49,679 restricted stock units, vesting as follows, subject to the reporting person's continued employment: 20%, 20%, 30% and 30% on each of the first, second, third and fourth year anniversaries of the grant date, respectively.

F2 · derivative.expiration_date: On February 9, 2021, the reporting person was granted 49,679 restricted stock units, vesting as follows, subject to the reporting person's continued employment: 20%, 20%, 30% and 30% on each of the first, second, third and fourth year anniversaries of the grant date, respectively.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 00:48 UTC WOLVERINE WORLD WIDE INC /DE/ WWW · Entity 1665 Tax withholdingCommon Stock 39,216 $14.64 $574,122.24
Disclosure

SEC source: 0001209191-23-008899 · doc4.xml · nonDerivative · entry 6

HOFFMAN BRENDAN · CIK 0001210695 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,232

Read SEC document
February 09, 2023 Filed Feb 14, 2023 00:48 UTC WOLVERINE WORLD WIDE INC /DE/ WWW · Entity 1665 GrantCommon Stock 76,369 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008899 · doc4.xml · nonDerivative · entry 5

HOFFMAN BRENDAN · CIK 0001210695 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,448

Read SEC document
February 09, 2023 Filed Feb 14, 2023 00:48 UTC WOLVERINE WORLD WIDE INC /DE/ WWW · Entity 1665 Tax withholdingCommon Stock 5,473 $14.64 $80,124.72
Disclosure

SEC source: 0001209191-23-008899 · doc4.xml · nonDerivative · entry 4

HOFFMAN BRENDAN · CIK 0001210695 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,079

Read SEC document
February 09, 2023 Filed Feb 14, 2023 00:48 UTC WOLVERINE WORLD WIDE INC /DE/ WWW · Entity 1665 Exercise / conversionCommon Stock 10,658 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-008899 · doc4.xml · nonDerivative · entry 3

HOFFMAN BRENDAN · CIK 0001210695 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of Common Stock on a one-for-one basis.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 00:48 UTC WOLVERINE WORLD WIDE INC /DE/ WWW · Entity 1665 Tax withholdingCommon Stock 5,199 $14.64 $76,113.36
Disclosure

SEC source: 0001209191-23-008899 · doc4.xml · nonDerivative · entry 2

HOFFMAN BRENDAN · CIK 0001210695 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,894

Read SEC document
February 09, 2023 Filed Feb 14, 2023 00:48 UTC WOLVERINE WORLD WIDE INC /DE/ WWW · Entity 1665 Exercise / conversionCommon Stock 9,936 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-008899 · doc4.xml · nonDerivative · entry 1

HOFFMAN BRENDAN · CIK 0001210695 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of Common Stock on a one-for-one basis.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 21:59 UTC WOLVERINE WORLD WIDE INC /DE/ WWW · Entity 1665 GrantRestricted Stock Units · Derivative 115,462 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008454 · doc4.xml · derivative · entry 1

HOFFMAN BRENDAN · CIK 0001210695 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,462

Underlying: Common Stock · 115,462 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts into shares of Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest as follows, subject to the reporting person's continued employment: one-third on each of the first, second, and third year anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest as follows, subject to the reporting person's continued employment: one-third on each of the first, second, and third year anniversaries of the grant date.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 23:19 UTC WOLVERINE WORLD WIDE INC /DE/ WWW · Entity 1665 PurchaseCommon Stock 7,500 $10.25 $76,875.00
Disclosure

SEC source: 0001209191-22-061054 · doc4.xml · nonDerivative · entry 1

HOFFMAN BRENDAN · CIK 0001210695 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,157

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.21 to $10.30. The reporting person undertakes to provide to Wolverine World Wide, Inc., any security holder of Wolverine World Wide, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
October 26, 2022 Filed Oct 28, 2022 22:52 UTC WOLVERINE WORLD WIDE INC /DE/ WWW · Entity 1665 Exercise / conversionRestricted Stock Units · Derivative 9,546 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-054857 · doc4.xml · derivative · entry 6

HOFFMAN BRENDAN · CIK 0001210695 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,092

Underlying: Common Stock · 9,546 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converts into shares of Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest as follows, subject to the reporting person's continued employment: 25% on each of the first, second, third and fourth year anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest as follows, subject to the reporting person's continued employment: 25% on each of the first, second, third and fourth year anniversaries of the grant date.

Read SEC document
October 26, 2022 Filed Oct 28, 2022 22:52 UTC WOLVERINE WORLD WIDE INC /DE/ WWW · Entity 1665 Exercise / conversionRestricted Stock Units · Derivative 3,462 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-054857 · doc4.xml · derivative · entry 5

HOFFMAN BRENDAN · CIK 0001210695 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,386

Underlying: Common Stock · 3,462 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converts into shares of Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest as follows, subject to the reporting person's continued employment: 20%, 20%, 30% and 30% on each of the first, second, third and fourth year anniversaries of the grant date, respectively.

F2 · derivative.expiration_date: The restricted stock units vest as follows, subject to the reporting person's continued employment: 20%, 20%, 30% and 30% on each of the first, second, third and fourth year anniversaries of the grant date, respectively.

Read SEC document
October 26, 2022 Filed Oct 28, 2022 22:52 UTC WOLVERINE WORLD WIDE INC /DE/ WWW · Entity 1665 Tax withholdingCommon Stock 4,874 $17.09 $83,296.66
Disclosure

SEC source: 0001209191-22-054857 · doc4.xml · nonDerivative · entry 4

HOFFMAN BRENDAN · CIK 0001210695 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,657

Read SEC document
October 26, 2022 Filed Oct 28, 2022 22:52 UTC WOLVERINE WORLD WIDE INC /DE/ WWW · Entity 1665 Exercise / conversionCommon Stock 9,546 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-054857 · doc4.xml · nonDerivative · entry 3

HOFFMAN BRENDAN · CIK 0001210695 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Converts into shares of Common Stock on a one-for-one basis.

Read SEC document
October 26, 2022 Filed Oct 28, 2022 22:52 UTC WOLVERINE WORLD WIDE INC /DE/ WWW · Entity 1665 Tax withholdingCommon Stock 1,768 $17.09 $30,215.12
Disclosure

SEC source: 0001209191-22-054857 · doc4.xml · nonDerivative · entry 2

HOFFMAN BRENDAN · CIK 0001210695 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,985

Read SEC document
October 26, 2022 Filed Oct 28, 2022 22:52 UTC WOLVERINE WORLD WIDE INC /DE/ WWW · Entity 1665 Exercise / conversionCommon Stock 3,462 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-054857 · doc4.xml · nonDerivative · entry 1

HOFFMAN BRENDAN · CIK 0001210695 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Converts into shares of Common Stock on a one-for-one basis.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 02:42 UTC WOLVERINE WORLD WIDE INC /DE/ WWW · Entity 1665 PurchaseCommon Stock 5,000 $21.65 $108,250.00
Disclosure

SEC source: 0001209191-22-017747 · doc4.xml · nonDerivative · entry 1

HOFFMAN BRENDAN · CIK 0001210695 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,291

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.61 to $21.65. The Reporting Person undertakes to provide to Wolverine World Wide, Inc., any security holder of Wolverine World Wide, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.

Read SEC document
February 09, 2022 Filed Feb 12, 2022 00:06 UTC WOLVERINE WORLD WIDE INC /DE/ WWW · Entity 1665 GrantRestricted Stock Units · Derivative 53,294 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009021 · doc4.xml · derivative · entry 6

HOFFMAN BRENDAN · CIK 0001210695 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,294

Underlying: Common Stock · 53,294 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into shares of Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest as follows, subject to the reporting person's continued employment: 20%, 20%, 30% and 30% on each of the first, second, third and fourth year anniversaries of the grant date, respectively.

F3 · derivative.expiration_date: The restricted stock units vest as follows, subject to the reporting person's continued employment: 20%, 20%, 30% and 30% on each of the first, second, third and fourth year anniversaries of the grant date, respectively.

Read SEC document
February 09, 2022 Filed Feb 12, 2022 00:06 UTC WOLVERINE WORLD WIDE INC /DE/ WWW · Entity 1665 Exercise / conversionRestricted Stock Units · Derivative 9,935 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009021 · doc4.xml · derivative · entry 5

HOFFMAN BRENDAN · CIK 0001210695 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,744

Underlying: Common Stock · 9,935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 9, 2021, the reporting person was granted 49,679 restricted stock units, vesting as follows, subject to the reporting person's continued employment: 20%, 20%, 30% and 30% on each of the first, second, third and fourth year anniversaries of the grant date, respectively.

F2 · derivative.expiration_date: On February 9, 2021, the reporting person was granted 49,679 restricted stock units, vesting as follows, subject to the reporting person's continued employment: 20%, 20%, 30% and 30% on each of the first, second, third and fourth year anniversaries of the grant date, respectively.

Read SEC document
February 09, 2022 Filed Feb 12, 2022 00:06 UTC WOLVERINE WORLD WIDE INC /DE/ WWW · Entity 1665 Tax withholdingCommon Stock 16,894 $27.02 $456,475.88
Disclosure

SEC source: 0001209191-22-009021 · doc4.xml · nonDerivative · entry 4

HOFFMAN BRENDAN · CIK 0001210695 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,291

Read SEC document
February 09, 2022 Filed Feb 12, 2022 00:06 UTC WOLVERINE WORLD WIDE INC /DE/ WWW · Entity 1665 GrantCommon Stock 31,796 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009021 · doc4.xml · nonDerivative · entry 3

HOFFMAN BRENDAN · CIK 0001210695 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,185

Read SEC document
February 09, 2022 Filed Feb 12, 2022 00:06 UTC WOLVERINE WORLD WIDE INC /DE/ WWW · Entity 1665 Tax withholdingCommon Stock 5,331 $27.02 $144,043.62
Disclosure

SEC source: 0001209191-22-009021 · doc4.xml · nonDerivative · entry 2

HOFFMAN BRENDAN · CIK 0001210695 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,389

Read SEC document
February 09, 2022 Filed Feb 12, 2022 00:06 UTC WOLVERINE WORLD WIDE INC /DE/ WWW · Entity 1665 Exercise / conversionCommon Stock 9,935 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-009021 · doc4.xml · nonDerivative · entry 1

HOFFMAN BRENDAN · CIK 0001210695 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of Common Stock on a one-for-one basis.

Read SEC document
October 26, 2021 Filed Oct 28, 2021 20:56 UTC WOLVERINE WORLD WIDE INC /DE/ WWW · Entity 1665 Exercise / conversionRestricted Stock Units · Derivative 9,545 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061908 · doc4.xml · derivative · entry 6

HOFFMAN BRENDAN · CIK 0001210695 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,638

Underlying: Common Stock · 9,545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest as follows, subject to the reporting person's continued employment: 25% on each of the first, second, third and fourth year anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest as follows, subject to the reporting person's continued employment: 25% on each of the first, second, third and fourth year anniversaries of the grant date.

Read SEC document
October 26, 2021 Filed Oct 28, 2021 20:56 UTC WOLVERINE WORLD WIDE INC /DE/ WWW · Entity 1665 Exercise / conversionRestricted Stock Units · Derivative 3,462 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061908 · doc4.xml · derivative · entry 5

HOFFMAN BRENDAN · CIK 0001210695 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,848

Underlying: Common Stock · 3,462 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest as follows, subject to the reporting person's continued employment: 20%, 20%, 30% and 30% on each of the first, second, third and fourth year anniversaries of the grant date, respectively.

F2 · derivative.expiration_date: The restricted stock units vest as follows, subject to the reporting person's continued employment: 20%, 20%, 30% and 30% on each of the first, second, third and fourth year anniversaries of the grant date, respectively.

Read SEC document
October 26, 2021 Filed Oct 28, 2021 20:56 UTC WOLVERINE WORLD WIDE INC /DE/ WWW · Entity 1665 Tax withholdingCommon Stock 4,675 $33.00 $154,275.00
Disclosure

SEC source: 0001209191-21-061908 · doc4.xml · nonDerivative · entry 4

HOFFMAN BRENDAN · CIK 0001210695 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,785

Read SEC document
October 26, 2021 Filed Oct 28, 2021 20:56 UTC WOLVERINE WORLD WIDE INC /DE/ WWW · Entity 1665 Exercise / conversionCommon Stock 9,545 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-061908 · doc4.xml · nonDerivative · entry 3

HOFFMAN BRENDAN · CIK 0001210695 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of Common Stock on a one-for-one basis.

Read SEC document
October 26, 2021 Filed Oct 28, 2021 20:56 UTC WOLVERINE WORLD WIDE INC /DE/ WWW · Entity 1665 Tax withholdingCommon Stock 1,696 $33.00 $55,968.00
Disclosure

SEC source: 0001209191-21-061908 · doc4.xml · nonDerivative · entry 2

HOFFMAN BRENDAN · CIK 0001210695 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,915

Read SEC document
October 26, 2021 Filed Oct 28, 2021 20:56 UTC WOLVERINE WORLD WIDE INC /DE/ WWW · Entity 1665 Exercise / conversionCommon Stock 3,462 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-061908 · doc4.xml · nonDerivative · entry 1

HOFFMAN BRENDAN · CIK 0001210695 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of Common Stock on a one-for-one basis.

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February 09, 2021 Filed Feb 11, 2021 21:19 UTC WOLVERINE WORLD WIDE INC /DE/ WWW · Entity 1665 GrantRestricted Stock Units · Derivative 49,679 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-009665 · doc4.xml · derivative · entry 3

HOFFMAN BRENDAN · CIK 0001210695 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,679

Underlying: Common Stock · 49,679 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts into shares of Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest as follows, subject to the reporting person's continued employment: 20%, 20%, 30% and 30% on each of the first, second, third and fourth year anniversaries of the grant date, respectively.

F2 · derivative.expiration_date: The restricted stock units vest as follows, subject to the reporting person's continued employment: 20%, 20%, 30% and 30% on each of the first, second, third and fourth year anniversaries of the grant date, respectively.

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February 09, 2021 Filed Feb 11, 2021 21:19 UTC WOLVERINE WORLD WIDE INC /DE/ WWW · Entity 1665 Tax withholdingCommon Stock 1,691 $34.22 $57,866.02
Disclosure

SEC source: 0001209191-21-009665 · doc4.xml · nonDerivative · entry 2

HOFFMAN BRENDAN · CIK 0001210695 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,149

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February 09, 2021 Filed Feb 11, 2021 21:19 UTC WOLVERINE WORLD WIDE INC /DE/ WWW · Entity 1665 GrantCommon Stock 4,840 $34.22 $165,624.80
Disclosure

SEC source: 0001209191-21-009665 · doc4.xml · nonDerivative · entry 1

HOFFMAN BRENDAN · CIK 0001210695 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,840

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October 26, 2020 Filed Oct 27, 2020 20:35 UTC WOLVERINE WORLD WIDE INC /DE/ WWW · Entity 1665 GrantRestricted Stock Units · Derivative 38,183 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-055924 · doc4.xml · derivative · entry 2

HOFFMAN BRENDAN · CIK 0001210695 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,183

Underlying: Common Stock · 38,183 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts into shares of Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest as follows, subject to the reporting person's continued employment: 25% on each of the first, second, third and fourth year anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest as follows, subject to the reporting person's continued employment: 25% on each of the first, second, third and fourth year anniversaries of the grant date.

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October 26, 2020 Filed Oct 27, 2020 20:35 UTC WOLVERINE WORLD WIDE INC /DE/ WWW · Entity 1665 GrantRestricted Stock Units · Derivative 17,310 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-055924 · doc4.xml · derivative · entry 1

HOFFMAN BRENDAN · CIK 0001210695 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,310

Underlying: Common Stock · 17,310 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts into shares of Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest as follows, subject to the reporting person's continued employment: 20%, 20%, 30% and 30% on each of the first, second, third and fourth year anniversaries of the grant date, respectively.

F2 · derivative.expiration_date: The restricted stock units vest as follows, subject to the reporting person's continued employment: 20%, 20%, 30% and 30% on each of the first, second, third and fourth year anniversaries of the grant date, respectively.

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April 17, 2020 Filed Apr 20, 2020 17:26 UTC VINCE HOLDING CORP. VNCE · Entity 6885 Tax withholdingCommon Stock 10,556 $5.14 $54,257.84
Disclosure

SEC source: 0001209191-20-025128 · doc4.xml · nonDerivative · entry 1

HOFFMAN BRENDAN · CIK 0001210695 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,743

F1 · shares: Represents shares withheld by Vince Holding Corp. to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person.

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April 13, 2020 Filed Apr 14, 2020 16:47 UTC VINCE HOLDING CORP. VNCE · Entity 6885 Tax withholdingCommon Stock 3,412 $5.59 $19,073.08
Disclosure

SEC source: 0001209191-20-024365 · doc4.xml · nonDerivative · entry 1

HOFFMAN BRENDAN · CIK 0001210695 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,299

F1 · shares: Represents shares withheld by Vince Holding Corp. (the "Company") to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person.

F2 · price: Represents the closing price of the Company's common stock on the business day prior to the vesting date of the restricted stock units, which occurred on a Sunday.

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December 17, 2019 Filed Dec 17, 2019 17:04 UTC VINCE HOLDING CORP. VNCE · Entity 6885 PurchaseCommon Stock 20,000 $18.54 $370,800.00
Disclosure

SEC source: 0001209191-19-060911 · doc4.xml · nonDerivative · entry 1

HOFFMAN BRENDAN · CIK 0001210695 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,711

F1 · price: The trade was entered into on December 17, 2019. The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $16.68 to $19.37. Upon request of the staff of the Securities and Exchange Commission, the Company or a stockholder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.

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October 22, 2019 Filed Oct 23, 2019 16:39 UTC VINCE HOLDING CORP. VNCE · Entity 6885 GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-053845 · doc4.xml · nonDerivative · entry 1

HOFFMAN BRENDAN · CIK 0001210695 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,711

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on October 22, 2019 under the Amended and Restated 2013 Omnibus Incentive Plan of Vince Holding Corp. (the "Plan"). These restricted stock units convert into shares of common stock of Vince Holding Corp. on a one-for-one basis and are solely settled in common stock upon vesting. These restricted stock units vest over a four-year period with 25% vesting on each of the first, second, third and fourth anniversaries of the grant date, in each case subject to the Reporting Person's continued employment with Vince Holding Corp. through each such vesting date.

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June 19, 2019 Filed Jun 21, 2019 17:55 UTC PIER 1 IMPORTS INC/DE PIR · Entity 149624 Grantcommon stock 153,846 $0.00 $0.00
Disclosure

SEC source: 0001183887-19-000057 · edgar.xml · nonDerivative · entry 1

HOFFMAN BRENDAN · CIK 0001210695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,967.67

F1 · balance_after: Effective June 20, 2019, the Issuer effected a 1-for-20 reverse stock split of its common stock. Amounts shown on this Form 4 are pre-split. Following the reverse stock split, the reporting person beneficially owns 13,398 shares of the Issuer's common stock.

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April 22, 2019 Filed May 9, 2019 17:05 UTC VINCE HOLDING CORP. VNCE · Entity 6885 Tax withholdingCommon Stock 6,985 $13.00 $90,805.00
Disclosure

SEC source: 0001209191-19-028527 · doc4.xml · nonDerivative · entry 1

HOFFMAN BRENDAN · CIK 0001210695 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,711

F1 · shares: Represents shares withheld by Vince Holding Corp. to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person.

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April 12, 2019 Filed Apr 15, 2019 17:53 UTC VINCE HOLDING CORP. VNCE · Entity 6885 GrantCommon Stock 40,179 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-024614 · doc4.xml · nonDerivative · entry 1

HOFFMAN BRENDAN · CIK 0001210695 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,696

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on April 12, 2019 under the Amended and Restated 2013 Omnibus Incentive Plan of Vince Holding Corp. (the "Plan"). These restricted stock units convert into shares of common stock of Vince Holding Corp. on a one-for-one basis and are solely settled in common stock upon vesting. These restricted stock units vest over a four-year period with 25% vesting on each of the first, second, third and fourth anniversaries of the grant date, in each case subject to the Reporting Person's continued employment with Vince Holding Corp. through each such vesting date.

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June 26, 2018 Filed Jun 28, 2018 12:40 UTC PIER 1 IMPORTS INC/DE PIR · Entity 149624 Grantcommon stock 36,363 $0.00 $0.00
Disclosure

SEC source: 0001183887-18-000103 · edgar.xml · nonDerivative · entry 1

HOFFMAN BRENDAN · CIK 0001210695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,121.67

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May 25, 2018 Filed May 25, 2018 16:26 UTC VINCE HOLDING CORP. VNCE · Entity 6885 GrantRestricted Stock Units 105,117 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033523 · doc4.xml · nonDerivative · entry 2

HOFFMAN BRENDAN · CIK 0001210695 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,517

F2 · shares: These shares represent restricted stock units that were granted to the Reporting Person under the Plan on May 25, 2018 in exchange for the stock options which were cancelled pursuant to the Company's option exchange program on May 24, 2018. These restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. These restricted stock units vest in the following manner: 10% on April 19, 2019; 20% on April 17, 2020; 25% on April 16, 2021; and 45% on April 15, 2022, in each case subject to the Reporting Person's continued employment with the Company through each such vesting date.

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May 25, 2018 Filed May 25, 2018 16:26 UTC VINCE HOLDING CORP. VNCE · Entity 6885 GrantRestricted Stock Units 40,179 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033523 · doc4.xml · nonDerivative · entry 1

HOFFMAN BRENDAN · CIK 0001210695 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,400

F1 · shares: These shares represent restricted stock units which were granted to the Reporting Person on May 25, 2018 under the Amended and Restated 2013 Omnibus Incentive Plan (the "Plan") of Vince Holding Corp. (the "Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest 100% upon the occurrence of certain change in control events, as defined under the applicable grant agreement. The restricted stock units will expire if they do not vest within two years of grant.

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May 25, 2018 Filed May 29, 2018 17:09 UTC Amendment VINCE HOLDING CORP. VNCE · Entity 6885 GrantRestricted Stock Units 105,117 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033892 · doc4a.xml · nonDerivative · entry 2

HOFFMAN BRENDAN · CIK 0001210695 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,517

F2 · shares: These shares represent restricted stock units that were granted to the Reporting Person under the Plan on May 25, 2018 in exchange for the stock options which were cancelled pursuant to the Company's option exchange program on May 24, 2018. These restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. These restricted stock units vest in the following manner: 10% on April 19, 2019; 20% on April 17, 2020; 25% on April 16, 2021; and 45% on April 15, 2022, in each case subject to the Reporting Person's continued employment with the Company through each such vesting date.

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May 25, 2018 Filed May 29, 2018 17:09 UTC Amendment VINCE HOLDING CORP. VNCE · Entity 6885 GrantRestricted Stock Units 40,179 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033892 · doc4a.xml · nonDerivative · entry 1

HOFFMAN BRENDAN · CIK 0001210695 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,400

F1 · shares: These shares represent restricted stock units which were granted to the Reporting Person on May 25, 2018 under the Amended and Restated 2013 Omnibus Incentive Plan (the "Plan") of Vince Holding Corp. (the "Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest 100% upon the occurrence of certain change in control events, as defined under the applicable grant agreement. The restricted stock units will expire if they do not vest within two years of grant.

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May 24, 2018 Filed May 25, 2018 16:26 UTC VINCE HOLDING CORP. VNCE · Entity 6885 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 8,866 Not disclosed Strike: $56.10 Not disclosed
Disclosure

SEC source: 0001209191-18-033523 · doc4.xml · derivative · entry 4

HOFFMAN BRENDAN · CIK 0001210695 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,886 shares

Expires 2025-10-22

F4 · price: On May 24, 2018, the Company cancelled, pursuant to the terms of its option exchange program, eligible stock options of the Reporting Person. In exchange, on May 25, 2018, the Reporting Person was granted replacement restricted stock units based on the exchange ratio of 1-to-1.7857.

F5 · derivative.exercise_date: These stock options were granted to the Reporting Person under the Plan to effect the adjustment of outstanding options that were granted to the Reporting Person on October 22, 2015, with the same terms as those original options. Prior to cancellation, the stock options were scheduled to vest over the course of four years, with 25% of the stock options granted to the Reporting Person vesting on each of the first, second, third and fourth anniversaries of the grant date, in each case subject to the Reporting Person's continued employment with the Company through each such vesting date.

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May 24, 2018 Filed May 25, 2018 16:26 UTC VINCE HOLDING CORP. VNCE · Entity 6885 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 50,000 Not disclosed Strike: $39.90 Not disclosed
Disclosure

SEC source: 0001209191-18-033523 · doc4.xml · derivative · entry 3

HOFFMAN BRENDAN · CIK 0001210695 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,886

Underlying: Common Stock · 50,000 shares

Expires 2025-10-22

F4 · price: On May 24, 2018, the Company cancelled, pursuant to the terms of its option exchange program, eligible stock options of the Reporting Person. In exchange, on May 25, 2018, the Reporting Person was granted replacement restricted stock units based on the exchange ratio of 1-to-1.7857.

F3 · derivative.exercise_date: The stock options were granted on October 22, 2015 to the Reporting Person under the Plan. Prior to cancellation, the stock options were scheduled to vest over the course of four years, with 25% of the stock options granted to the Reporting Person vesting on each of the first, second, third and fourth anniversaries of the grant date, in each case subject to the Reporting Person's continued employment with the Company through each such vesting date.

Read SEC document
May 24, 2018 Filed May 29, 2018 17:09 UTC Amendment VINCE HOLDING CORP. VNCE · Entity 6885 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 8,866 Not disclosed Strike: $56.10 Not disclosed
Disclosure

SEC source: 0001209191-18-033892 · doc4a.xml · derivative · entry 4

HOFFMAN BRENDAN · CIK 0001210695 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,886 shares

Expires 2025-10-22

F4 · price: On May 24, 2018, the Company cancelled, pursuant to the terms of its option exchange program, eligible stock options of the Reporting Person. In exchange, on May 25, 2018, the Reporting Person was granted replacement restricted stock units based on the exchange ratio of 1-to-1.7857.

F5 · derivative.exercise_date: These stock options were granted to the Reporting Person under the Plan to effect the adjustment of outstanding options that were granted to the Reporting Person on October 22, 2015, with the same terms as those original options. Prior to cancellation, the stock options were scheduled to vest over the course of four years, with 25% of the stock options granted to the Reporting Person vesting on each of the first, second, third and fourth anniversaries of the grant date, in each case subject to the Reporting Person's continued employment with the Company through each such vesting date.

Read SEC document
May 24, 2018 Filed May 29, 2018 17:09 UTC Amendment VINCE HOLDING CORP. VNCE · Entity 6885 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 50,000 Not disclosed Strike: $39.90 Not disclosed
Disclosure

SEC source: 0001209191-18-033892 · doc4a.xml · derivative · entry 3

HOFFMAN BRENDAN · CIK 0001210695 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,886

Underlying: Common Stock · 50,000 shares

Expires 2025-10-22

F4 · price: On May 24, 2018, the Company cancelled, pursuant to the terms of its option exchange program, eligible stock options of the Reporting Person. In exchange, on May 25, 2018, the Reporting Person was granted replacement restricted stock units based on the exchange ratio of 1-to-1.7857.

F3 · derivative.exercise_date: The stock options were granted on October 22, 2015 to the Reporting Person under the Plan. Prior to cancellation, the stock options were scheduled to vest over the course of four years, with 25% of the stock options granted to the Reporting Person vesting on each of the first, second, third and fourth anniversaries of the grant date, in each case subject to the Reporting Person's continued employment with the Company through each such vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.