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VNCE

VINCE HOLDING CORP.

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6885
SEC CIK
0001579157
Parsed reports
192

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 28, 2026 Filed Apr 17, 2026 00:03 UTC
Okumura YujiChief Financial Officer
Tax withholdingCommon Stock 545 $1.99 $1,084.55
Disclosure

SEC source: 0001193125-26-159734 · ownership.xml · nonDerivative · entry 1

Okumura Yuji · CIK 0002062385 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,724

F1 · shares: Represents shares withheld by Vince Holding Corp. to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person. This transaction is filed inadvertently late.

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December 24, 2025 Filed Dec 29, 2025 21:30 UTC SaleCommon Stock 11,322 $4.34 $49,137.48
Disclosure

SEC source: 0001193125-25-335415 · ownership.xml · nonDerivative · entry 1

Ulasewicz Eugenia · CIK 0001581916 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 91,513

F1 · kind: These shares of common stock of Vince Holding Corp. (the "Company") were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 23, 2025.

F2 · price: The trade was entered into on December 24, 2025. The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $4.22 to $4.48. Upon request of the staff of the Securities and Exchange Commission, the Company or a stockholder of the Company, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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May 23, 2025 Filed Jun 6, 2025 20:10 UTC
Okumura YujiChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0000950170-25-083075 · ownership.xml · derivative · entry 1

Okumura Yuji · CIK 0002062385 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2035-05-23

F1 · derivative.exercise_date: The options were granted on May 23, 2025 pursuant to Vince Holding Corp.'s 2013 Omnibus Incentive Plan. Such options shall vest over the course of four years, with 25% of the options granted to the Reporting Person vesting on each of the first, second, third and fourth anniversaries of the grant date, in each case subject to the Reporting Person's continued employment with Vince Holding Corp. through each such vesting date. This transaction is filed inadvertently late.

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May 23, 2025 Filed Jun 6, 2025 16:10 UTC
Norton JillChief Commercial Officer
GrantEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0000950170-25-083077 · ownership.xml · derivative · entry 1

Norton Jill · CIK 0002054336 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2035-05-23

F1 · derivative.exercise_date: The options were granted on May 23, 2025 pursuant to Vince Holding Corp.'s 2013 Omnibus Incentive Plan. Such options shall vest over the course of four years, with 25% of the options granted to the Reporting Person vesting on each of the first, second, third and fourth anniversaries of the grant date, in each case subject to the Reporting Person's continued employment with Vince Holding Corp. through each such vesting date. This transaction is filed inadvertently late.

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May 23, 2025 Filed Jun 6, 2025 20:10 UTC
OKUMA AKIKOCAO & General Counsel
GrantEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0000950170-25-083076 · ownership.xml · derivative · entry 1

OKUMA AKIKO · CIK 0001857033 · CAO & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2035-05-23

F1 · derivative.exercise_date: The options were granted on May 23, 2025 pursuant to Vince Holding Corp.'s 2013 Omnibus Incentive Plan. Such options shall vest over the course of four years, with 25% of the options granted to the Reporting Person vesting on each of the first, second, third and fourth anniversaries of the grant date, in each case subject to the Reporting Person's continued employment with Vince Holding Corp. through each such vesting date. This transaction is filed inadvertently late.

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May 08, 2025 Filed May 9, 2025 18:26 UTC
Sun Cardinal, LLCFormer 10% Owner
SaleCommon Stock, par value $0.01 4,721 $1.66 $7,836.86
Disclosure

SEC source: 0000950170-25-068357 · ownership.xml · nonDerivative · entry 1

Sun Cardinal, LLC · CIK 0001591990 · Former 10% Owner

SUN CAPITAL PARTNERS V LP · CIK 0001391476 · 10% owner

SUN CAPITAL PARTNERS V, LTD. · CIK 0001456482 · 10% owner

Sun Capital Advisors V, L.P. · CIK 0001456479 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 925,993

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.65 to $1.68. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1 to this Form 4.

F2 · balance_after: Represents common stock owned of record by Sun Cardinal, LLC ("Sun Cardinal"). Sun Capital Partners V, L.P. ("SCP V") owns all of the ownership interests in Sun Cardinal. Sun Capital Partners V, Ltd. is the general partner of Sun Capital Advisors V, L.P., which is the general partner of SCP V. As a result, SCP V, Sun Capital Partners V, Ltd. and Sun Capital Advisors V, L.P. (collectively, the "Indirect Sun Owners") may be deemed to have indirect beneficial ownership of the securities owned by Sun Cardinal. Each Indirect Sun Owner expressly disclaims beneficial ownership of any securities in which it does not have a pecuniary interest.

F2 · ownership.nature: Represents common stock owned of record by Sun Cardinal, LLC ("Sun Cardinal"). Sun Capital Partners V, L.P. ("SCP V") owns all of the ownership interests in Sun Cardinal. Sun Capital Partners V, Ltd. is the general partner of Sun Capital Advisors V, L.P., which is the general partner of SCP V. As a result, SCP V, Sun Capital Partners V, Ltd. and Sun Capital Advisors V, L.P. (collectively, the "Indirect Sun Owners") may be deemed to have indirect beneficial ownership of the securities owned by Sun Cardinal. Each Indirect Sun Owner expressly disclaims beneficial ownership of any securities in which it does not have a pecuniary interest.

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May 08, 2025 Filed May 9, 2025 18:18 UTC
SCSF Cardinal, LLCFormer 10% Owner
SaleCommon Stock, par value $0.01 1,000 $1.68 $1,680.00
Disclosure

SEC source: 0000950170-25-068351 · ownership.xml · nonDerivative · entry 1

SCSF Cardinal, LLC · CIK 0001591946 · Former 10% Owner

Sun Capital Securities Offshore Fund, Ltd. · CIK 0001344696 · 10% owner

SUN CAPITAL SECURITIES FUND, LP · CIK 0001288467 · 10% owner

Sun Capital Securities, LLC · CIK 0001358622 · 10% owner

Sun Capital Securities Advisors, LP · CIK 0001358621 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 309,239

F1 · balance_after: Represents common stock owned of record by SCSF Cardinal, LLC ("SCSF Cardinal"). SCSF Cardinal is jointly owned by Sun Capital Securities Offshore Fund, Ltd. ("SCSF Offshore") and Sun Capital Securities Fund, L.P. ("SCSF LP"). Sun Cardinal Securities, LLC ("SCSF LLC") is the general partner of Sun Capital Securities Advisors, L.P. ("SCSF Advisors"), which is in turn the general partner of SCSF LP. As a result, SCSF LLC, SCSF Advisors, SCSF LP and SCSF Offshore (collectively, the "Indirect Sun Owners") may be deemed to have indirect beneficial ownership of the securities owned of record by SCSF Cardinal. Each Indirect Sun Owner expressly disclaims beneficial ownership of any securities in which it does not have a pecuniary interest.

F1 · ownership.nature: Represents common stock owned of record by SCSF Cardinal, LLC ("SCSF Cardinal"). SCSF Cardinal is jointly owned by Sun Capital Securities Offshore Fund, Ltd. ("SCSF Offshore") and Sun Capital Securities Fund, L.P. ("SCSF LP"). Sun Cardinal Securities, LLC ("SCSF LLC") is the general partner of Sun Capital Securities Advisors, L.P. ("SCSF Advisors"), which is in turn the general partner of SCSF LP. As a result, SCSF LLC, SCSF Advisors, SCSF LP and SCSF Offshore (collectively, the "Indirect Sun Owners") may be deemed to have indirect beneficial ownership of the securities owned of record by SCSF Cardinal. Each Indirect Sun Owner expressly disclaims beneficial ownership of any securities in which it does not have a pecuniary interest.

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May 08, 2025 Filed May 9, 2025 18:18 UTC
KROUSE RODGER RFormer 10% Owner
SaleCommon Stock, par value $0.01 7,525 $1.67 $12,566.75
Disclosure

SEC source: 0000950170-25-068350 · ownership.xml · nonDerivative · entry 2

KROUSE RODGER R · CIK 0001193057 · Former 10% Owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,247,767

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.65 to $1.71. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.

F1 · balance_after: 12,535 of the reported shares are owned of record by SK Financial Services, LLC ("SK Financial"). SK Financial is jointly owned by Sun Capital Partners V, L.P. ("SCP V"), Sun Capital Securities Offshore Fund, Ltd. ("SCSF Offshore") and Sun Capital Securities Fund, L.P. ("SCSF LP"). Through a revocable trust, each of Messrs. Rodger R. Krouse and Marc J. Leder own fifty percent (50%) of Sun Capital Partners V, Ltd., which is the general partner of Sun Capital Advisors V, L.P., which is the general partner of SCP V. Each of Messrs. Krouse and Leder also controls, through his revocable trust, 50% of the membership interest in Sun Capital Securities, LLC, which in turn is the general partner of Sun Capital Securities Advisors, L.P., which is in turn the general partner of SCSF LP. SCP V owns all of the ownership interests in Sun Cardinal, LLC ("Sun Cardinal").

F2 · balance_after: (Continued from footnote 1) SCSF Cardinal, LLC ("SCSF Cardinal") is jointly owned by SCSF Offshore and SCSF LP. As a result, Mr. Krouse may be deemed to have indirect beneficial ownership of the securities owned of record by Sun Cardinal, SCSF Cardinal and SK Financial. Mr. Krouse expressly disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

F1 · ownership.nature: 12,535 of the reported shares are owned of record by SK Financial Services, LLC ("SK Financial"). SK Financial is jointly owned by Sun Capital Partners V, L.P. ("SCP V"), Sun Capital Securities Offshore Fund, Ltd. ("SCSF Offshore") and Sun Capital Securities Fund, L.P. ("SCSF LP"). Through a revocable trust, each of Messrs. Rodger R. Krouse and Marc J. Leder own fifty percent (50%) of Sun Capital Partners V, Ltd., which is the general partner of Sun Capital Advisors V, L.P., which is the general partner of SCP V. Each of Messrs. Krouse and Leder also controls, through his revocable trust, 50% of the membership interest in Sun Capital Securities, LLC, which in turn is the general partner of Sun Capital Securities Advisors, L.P., which is in turn the general partner of SCSF LP. SCP V owns all of the ownership interests in Sun Cardinal, LLC ("Sun Cardinal").

F2 · ownership.nature: (Continued from footnote 1) SCSF Cardinal, LLC ("SCSF Cardinal") is jointly owned by SCSF Offshore and SCSF LP. As a result, Mr. Krouse may be deemed to have indirect beneficial ownership of the securities owned of record by Sun Cardinal, SCSF Cardinal and SK Financial. Mr. Krouse expressly disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

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May 08, 2025 Filed May 9, 2025 18:18 UTC
LEDER MARC JFormer 10% Owner
SaleCommon Stock, par value $0.01 7,525 $1.67 $12,566.75
Disclosure

SEC source: 0000950170-25-068349 · ownership.xml · nonDerivative · entry 2

LEDER MARC J · CIK 0001193052 · Former 10% Owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,247,767

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.65 to $1.71. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.

F1 · balance_after: 12,535 of the reported shares are owned of record by SK Financial Services, LLC ("SK Financial"). SK Financial is jointly owned by Sun Capital Partners V, L.P. ("SCP V"), Sun Capital Securities Offshore Fund, Ltd. ("SCSF Offshore") and Sun Capital Securities Fund, L.P. ("SCSF LP"). Through a revocable trust, each of Messrs. Rodger R. Krouse and Marc J. Leder own fifty percent (50%) of Sun Capital Partners V, Ltd., which is the general partner of Sun Capital Advisors V, L.P., which is the general partner of SCP V. Each of Messrs. Krouse and Leder also controls, through his revocable trust, 50% of the membership interest in Sun Capital Securities, LLC, which in turn is the general partner of Sun Capital Securities Advisors, L.P., which is in turn the general partner of SCSF LP. SCP V owns all of the ownership interests in Sun Cardinal, LLC ("Sun Cardinal").

F2 · balance_after: (Continued from footnote 1) SCSF Cardinal, LLC ("SCSF Cardinal") is jointly owned by SCSF Offshore and SCSF LP. As a result, Mr. Leder may be deemed to have indirect beneficial ownership of the securities owned of record by Sun Cardinal, SCSF Cardinal and SK Financial. Mr. Leder expressly disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

F1 · ownership.nature: 12,535 of the reported shares are owned of record by SK Financial Services, LLC ("SK Financial"). SK Financial is jointly owned by Sun Capital Partners V, L.P. ("SCP V"), Sun Capital Securities Offshore Fund, Ltd. ("SCSF Offshore") and Sun Capital Securities Fund, L.P. ("SCSF LP"). Through a revocable trust, each of Messrs. Rodger R. Krouse and Marc J. Leder own fifty percent (50%) of Sun Capital Partners V, Ltd., which is the general partner of Sun Capital Advisors V, L.P., which is the general partner of SCP V. Each of Messrs. Krouse and Leder also controls, through his revocable trust, 50% of the membership interest in Sun Capital Securities, LLC, which in turn is the general partner of Sun Capital Securities Advisors, L.P., which is in turn the general partner of SCSF LP. SCP V owns all of the ownership interests in Sun Cardinal, LLC ("Sun Cardinal").

F2 · ownership.nature: (Continued from footnote 1) SCSF Cardinal, LLC ("SCSF Cardinal") is jointly owned by SCSF Offshore and SCSF LP. As a result, Mr. Leder may be deemed to have indirect beneficial ownership of the securities owned of record by Sun Cardinal, SCSF Cardinal and SK Financial. Mr. Leder expressly disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

Read SEC document
May 08, 2025 Filed May 9, 2025 22:19 UTC SaleCommon Stock, par value $0.01 1,804 $1.71 $3,084.84
Disclosure

SEC source: 0000950170-25-068352 · ownership.xml · nonDerivative · entry 2

SK FINANCIAL SERVICES, LLC · CIK 0001637693 · Former 10% Owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,535

Read SEC document
May 07, 2025 Filed May 9, 2025 18:18 UTC
KROUSE RODGER RFormer 10% Owner
SaleCommon Stock, par value $0.01 7,641 $1.76 $13,448.16
Disclosure

SEC source: 0000950170-25-068350 · ownership.xml · nonDerivative · entry 1

KROUSE RODGER R · CIK 0001193057 · Former 10% Owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,255,292

F1 · balance_after: 12,535 of the reported shares are owned of record by SK Financial Services, LLC ("SK Financial"). SK Financial is jointly owned by Sun Capital Partners V, L.P. ("SCP V"), Sun Capital Securities Offshore Fund, Ltd. ("SCSF Offshore") and Sun Capital Securities Fund, L.P. ("SCSF LP"). Through a revocable trust, each of Messrs. Rodger R. Krouse and Marc J. Leder own fifty percent (50%) of Sun Capital Partners V, Ltd., which is the general partner of Sun Capital Advisors V, L.P., which is the general partner of SCP V. Each of Messrs. Krouse and Leder also controls, through his revocable trust, 50% of the membership interest in Sun Capital Securities, LLC, which in turn is the general partner of Sun Capital Securities Advisors, L.P., which is in turn the general partner of SCSF LP. SCP V owns all of the ownership interests in Sun Cardinal, LLC ("Sun Cardinal").

F2 · balance_after: (Continued from footnote 1) SCSF Cardinal, LLC ("SCSF Cardinal") is jointly owned by SCSF Offshore and SCSF LP. As a result, Mr. Krouse may be deemed to have indirect beneficial ownership of the securities owned of record by Sun Cardinal, SCSF Cardinal and SK Financial. Mr. Krouse expressly disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

F1 · ownership.nature: 12,535 of the reported shares are owned of record by SK Financial Services, LLC ("SK Financial"). SK Financial is jointly owned by Sun Capital Partners V, L.P. ("SCP V"), Sun Capital Securities Offshore Fund, Ltd. ("SCSF Offshore") and Sun Capital Securities Fund, L.P. ("SCSF LP"). Through a revocable trust, each of Messrs. Rodger R. Krouse and Marc J. Leder own fifty percent (50%) of Sun Capital Partners V, Ltd., which is the general partner of Sun Capital Advisors V, L.P., which is the general partner of SCP V. Each of Messrs. Krouse and Leder also controls, through his revocable trust, 50% of the membership interest in Sun Capital Securities, LLC, which in turn is the general partner of Sun Capital Securities Advisors, L.P., which is in turn the general partner of SCSF LP. SCP V owns all of the ownership interests in Sun Cardinal, LLC ("Sun Cardinal").

F2 · ownership.nature: (Continued from footnote 1) SCSF Cardinal, LLC ("SCSF Cardinal") is jointly owned by SCSF Offshore and SCSF LP. As a result, Mr. Krouse may be deemed to have indirect beneficial ownership of the securities owned of record by Sun Cardinal, SCSF Cardinal and SK Financial. Mr. Krouse expressly disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

Read SEC document
May 07, 2025 Filed May 9, 2025 18:18 UTC
LEDER MARC JFormer 10% Owner
SaleCommon Stock, par value $0.01 7,641 $1.76 $13,448.16
Disclosure

SEC source: 0000950170-25-068349 · ownership.xml · nonDerivative · entry 1

LEDER MARC J · CIK 0001193052 · Former 10% Owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,255,292

F1 · balance_after: 12,535 of the reported shares are owned of record by SK Financial Services, LLC ("SK Financial"). SK Financial is jointly owned by Sun Capital Partners V, L.P. ("SCP V"), Sun Capital Securities Offshore Fund, Ltd. ("SCSF Offshore") and Sun Capital Securities Fund, L.P. ("SCSF LP"). Through a revocable trust, each of Messrs. Rodger R. Krouse and Marc J. Leder own fifty percent (50%) of Sun Capital Partners V, Ltd., which is the general partner of Sun Capital Advisors V, L.P., which is the general partner of SCP V. Each of Messrs. Krouse and Leder also controls, through his revocable trust, 50% of the membership interest in Sun Capital Securities, LLC, which in turn is the general partner of Sun Capital Securities Advisors, L.P., which is in turn the general partner of SCSF LP. SCP V owns all of the ownership interests in Sun Cardinal, LLC ("Sun Cardinal").

F2 · balance_after: (Continued from footnote 1) SCSF Cardinal, LLC ("SCSF Cardinal") is jointly owned by SCSF Offshore and SCSF LP. As a result, Mr. Leder may be deemed to have indirect beneficial ownership of the securities owned of record by Sun Cardinal, SCSF Cardinal and SK Financial. Mr. Leder expressly disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

F1 · ownership.nature: 12,535 of the reported shares are owned of record by SK Financial Services, LLC ("SK Financial"). SK Financial is jointly owned by Sun Capital Partners V, L.P. ("SCP V"), Sun Capital Securities Offshore Fund, Ltd. ("SCSF Offshore") and Sun Capital Securities Fund, L.P. ("SCSF LP"). Through a revocable trust, each of Messrs. Rodger R. Krouse and Marc J. Leder own fifty percent (50%) of Sun Capital Partners V, Ltd., which is the general partner of Sun Capital Advisors V, L.P., which is the general partner of SCP V. Each of Messrs. Krouse and Leder also controls, through his revocable trust, 50% of the membership interest in Sun Capital Securities, LLC, which in turn is the general partner of Sun Capital Securities Advisors, L.P., which is in turn the general partner of SCSF LP. SCP V owns all of the ownership interests in Sun Cardinal, LLC ("Sun Cardinal").

F2 · ownership.nature: (Continued from footnote 1) SCSF Cardinal, LLC ("SCSF Cardinal") is jointly owned by SCSF Offshore and SCSF LP. As a result, Mr. Leder may be deemed to have indirect beneficial ownership of the securities owned of record by Sun Cardinal, SCSF Cardinal and SK Financial. Mr. Leder expressly disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

Read SEC document
May 07, 2025 Filed May 9, 2025 22:19 UTC SaleCommon Stock, par value $0.01 7,641 $1.76 $13,448.16
Disclosure

SEC source: 0000950170-25-068352 · ownership.xml · nonDerivative · entry 1

SK FINANCIAL SERVICES, LLC · CIK 0001637693 · Former 10% Owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,339

Read SEC document
March 28, 2025 Filed Mar 28, 2025 20:14 UTC
Okumura YujiInterim CFO
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-046789 · ownership.xml · nonDerivative · entry 1

Okumura Yuji · CIK 0002062385 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,269

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on March 28, 2025 pursuant to the 2023 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a four-year period: 25% on the first anniversary of the grant date, 25% on the second anniversary of the grant date, 25% on the third anniversary of the grant date, and the remaining 25% on the fourth anniversary of the grant date.

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January 22, 2025 Filed Jan 22, 2025 18:22 UTC
Szczepanski JohnChief Financial Officer
Tax withholdingCommon Stock 14,727 $2.35 $34,608.45
Disclosure

SEC source: 0000950170-25-007955 · ownership.xml · nonDerivative · entry 1

Szczepanski John · CIK 0002006687 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,364

F1 · shares: Represents shares withheld by Vince Holding Corp. (the "Company") to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person effective immediately following the acquisition by P-180 Vince Acquisition Co. from affiliates of Sun Capital Partners, Inc. of 8,481,318 shares of common stock of the Company on January 22, 2024.

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January 22, 2025 Filed Jan 22, 2025 23:20 UTC
Fogel MarieChief Merch and Mfct Officer
Tax withholdingCommon Stock 5,271 $2.35 $12,386.85
Disclosure

SEC source: 0000950170-25-007953 · ownership.xml · nonDerivative · entry 1

Fogel Marie · CIK 0001766449 · Chief Merch and Mfct Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,872

F1 · shares: Represents shares withheld by Vince Holding Corp. (the "Company") to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person effective immediately following the acquisition by P-180 Vince Acquisition Co. from affiliates of Sun Capital Partners, Inc. of 8,481,318 shares of common stock of the Company on January 22, 2024.

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January 22, 2025 Filed Jan 22, 2025 23:19 UTC
OKUMA AKIKOGeneral Counsel & Secretary
Tax withholdingCommon Stock 6,875 $2.35 $16,156.25
Disclosure

SEC source: 0000950170-25-007950 · ownership.xml · nonDerivative · entry 1

OKUMA AKIKO · CIK 0001857033 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,837

F1 · shares: Represents shares withheld by Vince Holding Corp. (the "Company") to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person effective immediately following the acquisition by P-180 Vince Acquisition Co. from affiliates of Sun Capital Partners, Inc. of 8,481,318 shares of common stock of the Company on January 22, 2024.

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January 22, 2025 Filed Jan 22, 2025 23:18 UTC
Meiner LeeChief People Officer
Tax withholdingCommon Stock 3,368 $2.35 $7,914.80
Disclosure

SEC source: 0000950170-25-007947 · ownership.xml · nonDerivative · entry 1

Meiner Lee · CIK 0001779366 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,208

F1 · shares: Represents shares withheld by Vince Holding Corp. (the "Company") to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person effective immediately following the acquisition by P-180 Vince Acquisition Co. from affiliates of Sun Capital Partners, Inc. of 8,481,318 shares of common stock of the Company on January 22, 2024.

Read SEC document
January 22, 2025 Filed Jan 24, 2025 16:05 UTC SaleCommon Stock, par value $0.01 5,319,565 $2.33 $12,394,586.45
Disclosure

SEC source: 0000950170-25-008777 · ownership.xml · nonDerivative · entry 1

Sun Cardinal, LLC · CIK 0001591990 · 10% owner

SUN CAPITAL PARTNERS V LP · CIK 0001391476 · 10% owner

SUN CAPITAL PARTNERS V, LTD. · CIK 0001456482 · 10% owner

Sun Capital Advisors V, L.P. · CIK 0001456479 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 930,714

F1 · kind: Represents the purchase by P180 Vince Acquisition Co. ("P180") of shares of Vince Holding Corp. ("Vince") common stock pursuant to that certain Stock and Loan Purchase Agreement by and among P180, Sun Cardinal, LLC ("Sun Cardinal"), SCSF Cardinal, LLC and SK Financial Services, LLC. P180 purchased a total of 6,250,279 shares from Sun Cardinal, a portion of which were held back by Sun Cardinal.

F2 · balance_after: Represents shares held back by Sun Cardinal. Such held back shares (or a portion thereof) may be transferred to P180 in the future subject to certain conditions set forth in the Stock and Loan Purchase Agreement.

F3 · balance_after: Represents common stock owned of record by Sun Cardinal. Sun Capital Partners V, L.P. ("SCP V") owns all of the ownership interests in Sun Cardinal. Sun Capital Partners V, Ltd. is the general partner of Sun Capital Advisors V, L.P., which is the general partner of SCP V. As a result, SCP V, Sun Capital Partners V, Ltd. and Sun Capital Advisors V, L.P. (collectively, the "Indirect Sun Owners") may be deemed to have indirect beneficial ownership of the securities owned by Sun Cardinal. Each Indirect Sun Owner expressly disclaims beneficial ownership of any securities in which it does not have a pecuniary interest.

F3 · ownership.nature: Represents common stock owned of record by Sun Cardinal. Sun Capital Partners V, L.P. ("SCP V") owns all of the ownership interests in Sun Cardinal. Sun Capital Partners V, Ltd. is the general partner of Sun Capital Advisors V, L.P., which is the general partner of SCP V. As a result, SCP V, Sun Capital Partners V, Ltd. and Sun Capital Advisors V, L.P. (collectively, the "Indirect Sun Owners") may be deemed to have indirect beneficial ownership of the securities owned by Sun Cardinal. Each Indirect Sun Owner expressly disclaims beneficial ownership of any securities in which it does not have a pecuniary interest.

Read SEC document
January 22, 2025 Filed Jan 24, 2025 16:05 UTC SaleCommon Stock, par value $0.01 1,773,193 $2.33 $4,131,539.69
Disclosure

SEC source: 0000950170-25-008772 · ownership.xml · nonDerivative · entry 1

SCSF Cardinal, LLC · CIK 0001591946 · 10% owner

Sun Capital Securities Offshore Fund, Ltd. · CIK 0001344696 · 10% owner

SUN CAPITAL SECURITIES FUND, LP · CIK 0001288467 · 10% owner

Sun Capital Securities, LLC · CIK 0001358622 · 10% owner

Sun Capital Securities Advisors, LP · CIK 0001358621 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 310,239

F1 · kind: Represents the purchase by P180 Vince Acquisition Co. ("P180") of shares of Vince Holding Corp. ("Vince") common stock pursuant to that certain Stock and Loan Purchase Agreement by and among P180, Sun Cardinal, LLC, SCSF Cardinal, LLC ("SCSF Cardinal") and SK Financial Services, LLC. P180 purchased a total of 2,083,432 shares from SCSF Cardinal, a portion of which were held back by SCSF Cardinal.

F2 · balance_after: Represents shares held back by SCSF Cardinal. Such held back shares (or a portion thereof) may be transferred to P180 in the future subject to certain conditions set forth in the Stock and Loan Purchase Agreement.

F3 · balance_after: Represents common stock owned of record by SCSF Cardinal. SCSF Cardinal is jointly owned by Sun Capital Securities Offshore Fund, Ltd. ("SCSF Offshore") and Sun Capital Securities Fund, L.P. ("SCSF LP"). Sun Cardinal Securities, LLC ("SCSF LLC") is the general partner of Sun Capital Securities Advisors, L.P. ("SCSF Advisors"), which is in turn the general partner of SCSF LP. As a result, SCSF LLC, SCSF Advisors, SCSF LP and SCSF Offshore (collectively, the "Indirect Sun Owners") may be deemed to have indirect beneficial ownership of the securities owned of record by SCSF Cardinal. Each Indirect Sun Owner expressly disclaims beneficial ownership of any securities in which it does not have a pecuniary interest.

F3 · ownership.nature: Represents common stock owned of record by SCSF Cardinal. SCSF Cardinal is jointly owned by Sun Capital Securities Offshore Fund, Ltd. ("SCSF Offshore") and Sun Capital Securities Fund, L.P. ("SCSF LP"). Sun Cardinal Securities, LLC ("SCSF LLC") is the general partner of Sun Capital Securities Advisors, L.P. ("SCSF Advisors"), which is in turn the general partner of SCSF LP. As a result, SCSF LLC, SCSF Advisors, SCSF LP and SCSF Offshore (collectively, the "Indirect Sun Owners") may be deemed to have indirect beneficial ownership of the securities owned of record by SCSF Cardinal. Each Indirect Sun Owner expressly disclaims beneficial ownership of any securities in which it does not have a pecuniary interest.

Read SEC document
January 22, 2025 Filed Jan 24, 2025 16:05 UTC SaleCommon Stock, par value $0.01 7,218,385 $2.33 $16,818,837.05
Disclosure

SEC source: 0000950170-25-008778 · ownership.xml · nonDerivative · entry 1

KROUSE RODGER R · CIK 0001193057 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,262,933

F1 · kind: Represents the purchase by P180 Vince Acquisition Co. ("P180") of shares of Vince Holding Corp. ("Vince") common stock pursuant to that certain Stock and Loan Purchase Agreement by and among P180, Sun Cardinal, LLC ("Sun Cardinal"), SCSF Cardinal, LLC ("SCSF Cardinal") and SK Financial Services, LLC ("SK Financial"). P180 purchased a total of 8,481,318 shares from Sun Cardinal, SCSF Cardinal and SK Financial, a portion of which were held back by Sun Cardinal, SCSF Cardinal and SK Financial.

F2 · balance_after: Represents shares held back by Sun Cardinal, SCSF Cardinal and SK Financial. Such held back shares (or a portion thereof) may be transferred to P180 in the future subject to certain conditions set forth in the Stock and Loan Purchase Agreement.

F3 · balance_after: 21,980 of the reported shares are owned of record by SK Financial. SK Financial is jointly owned by Sun Capital Partners V, L.P. ("SCP V"), Sun Capital Securities Offshore Fund, Ltd. ("SCSF Offshore") and Sun Capital Securities Fund, L.P. ("SCSF LP"). Through a revocable trust, each of Messrs. Rodger R. Krouse and Marc J. Leder own fifty percent (50%) of Sun Capital Partners V, Ltd., which is the general partner of Sun Capital Advisors V, L.P., which is the general partner of SCP V. Each of Messrs. Krouse and Leder also controls, through his revocable trust, 50% of the membership interest in Sun Capital Securities, LLC, which in turn is the general partner of Sun Capital Securities Advisors, L.P., which is in turn the general partner of SCSF LP. SCP V owns all of the ownership interests in Sun Cardinal.

F4 · balance_after: (Continued from footnote 2) SCSF Cardinal is jointly owned by SCSF Offshore and SCSF LP. As a result, Mr. Krouse may be deemed to have indirect beneficial ownership of the securities owned of record by Sun Cardinal, SCSF Cardinal and SK Financial. Mr. Krouse expressly disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

F3 · ownership.nature: 21,980 of the reported shares are owned of record by SK Financial. SK Financial is jointly owned by Sun Capital Partners V, L.P. ("SCP V"), Sun Capital Securities Offshore Fund, Ltd. ("SCSF Offshore") and Sun Capital Securities Fund, L.P. ("SCSF LP"). Through a revocable trust, each of Messrs. Rodger R. Krouse and Marc J. Leder own fifty percent (50%) of Sun Capital Partners V, Ltd., which is the general partner of Sun Capital Advisors V, L.P., which is the general partner of SCP V. Each of Messrs. Krouse and Leder also controls, through his revocable trust, 50% of the membership interest in Sun Capital Securities, LLC, which in turn is the general partner of Sun Capital Securities Advisors, L.P., which is in turn the general partner of SCSF LP. SCP V owns all of the ownership interests in Sun Cardinal.

F4 · ownership.nature: (Continued from footnote 2) SCSF Cardinal is jointly owned by SCSF Offshore and SCSF LP. As a result, Mr. Krouse may be deemed to have indirect beneficial ownership of the securities owned of record by Sun Cardinal, SCSF Cardinal and SK Financial. Mr. Krouse expressly disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

Read SEC document
January 22, 2025 Filed Jan 24, 2025 16:05 UTC
LEDER MARC J10% owner
SaleCommon Stock, par value $0.01 7,218,385 $2.33 $16,818,837.05
Disclosure

SEC source: 0000950170-25-008774 · ownership.xml · nonDerivative · entry 1

LEDER MARC J · CIK 0001193052 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,262,933

F1 · kind: Represents the purchase by P180 Vince Acquisition Co. ("P180") of shares of Vince Holding Corp. ("Vince") common stock pursuant to that certain Stock and Loan Purchase Agreement by and among P180, Sun Cardinal, LLC ("Sun Cardinal"), SCSF Cardinal, LLC ("SCSF Cardinal") and SK Financial Services, LLC ("SK Financial"). P180 purchased a total of 8,481,318 shares from Sun Cardinal, SCSF Cardinal and SK Financial, a portion of which were held back by Sun Cardinal, SCSF Cardinal and SK Financial.

F2 · balance_after: Represents shares held back by Sun Cardinal, SCSF Cardinal and SK Financial. Such held back shares (or a portion thereof) may be transferred to P180 in the future subject to certain conditions set forth in the Stock and Loan Purchase Agreement.

F3 · balance_after: 21,980 of the reported shares are owned of record by SK Financial. SK Financial is jointly owned by Sun Capital Partners V, L.P. ("SCP V"), Sun Capital Securities Offshore Fund, Ltd. ("SCSF Offshore") and Sun Capital Securities Fund, L.P. ("SCSF LP"). Through a revocable trust, each of Messrs. Rodger R. Krouse and Marc J. Leder own fifty percent (50%) of Sun Capital Partners V, Ltd., which is the general partner of Sun Capital Advisors V, L.P., which is the general partner of SCP V. Each of Messrs. Krouse and Leder also controls, through his revocable trust, 50% of the membership interest in Sun Capital Securities, LLC, which in turn is the general partner of Sun Capital Securities Advisors, L.P., which is in turn the general partner of SCSF LP. SCP V owns all of the ownership interests in Sun Cardinal.

F4 · balance_after: (Continued from footnote 2) SCSF Cardinal is jointly owned by SCSF Offshore and SCSF LP. As a result, Mr. Leder may be deemed to have indirect beneficial ownership of the securities owned of record by Sun Cardinal, SCSF Cardinal and SK Financial. Mr. Leder expressly disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

F3 · ownership.nature: 21,980 of the reported shares are owned of record by SK Financial. SK Financial is jointly owned by Sun Capital Partners V, L.P. ("SCP V"), Sun Capital Securities Offshore Fund, Ltd. ("SCSF Offshore") and Sun Capital Securities Fund, L.P. ("SCSF LP"). Through a revocable trust, each of Messrs. Rodger R. Krouse and Marc J. Leder own fifty percent (50%) of Sun Capital Partners V, Ltd., which is the general partner of Sun Capital Advisors V, L.P., which is the general partner of SCP V. Each of Messrs. Krouse and Leder also controls, through his revocable trust, 50% of the membership interest in Sun Capital Securities, LLC, which in turn is the general partner of Sun Capital Securities Advisors, L.P., which is in turn the general partner of SCSF LP. SCP V owns all of the ownership interests in Sun Cardinal.

F4 · ownership.nature: (Continued from footnote 2) SCSF Cardinal is jointly owned by SCSF Offshore and SCSF LP. As a result, Mr. Leder may be deemed to have indirect beneficial ownership of the securities owned of record by Sun Cardinal, SCSF Cardinal and SK Financial. Mr. Leder expressly disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

Read SEC document
January 22, 2025 Filed Jan 24, 2025 21:05 UTC SaleCommon Stock, par value $0.01 125,627 $2.33 $292,710.91
Disclosure

SEC source: 0000950170-25-008773 · ownership.xml · nonDerivative · entry 1

SK FINANCIAL SERVICES, LLC · CIK 0001637693 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,980

F1 · kind: Represents the purchase by P180 Vince Acquisition Co. ("P180") of shares of Vince Holding Corp. common stock pursuant to that certain Stock and Loan Purchase Agreement by and among P180, Sun Cardinal, LLC, SCSF Cardinal, LLC and SK Financial Services, LLC ("SK Financial"). P180 purchased a total of 147,607 shares from SK Financial, a portion of which were held back by SK Financial.

F2 · balance_after: Represents shares held back by SK Financial. Such held back shares (or a portion thereof) may be transferred to P180 in the future subject to certain conditions set forth in the Stock and Loan Purchase Agreement.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 16:13 UTC
Szczepanski JohnChief Financial Officer
Tax withholdingCommon Stock 4,909 $3.89 $19,096.01
Disclosure

SEC source: 0000950170-25-002094 · ownership.xml · nonDerivative · entry 1

Szczepanski John · CIK 0002006687 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,091

F1 · shares: Represents shares withheld by Vince Holding Corp. to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person.

Read SEC document
July 25, 2024 Filed Jul 25, 2024 16:46 UTC
Furie SimonDirector
GrantCommon Stock 43,352 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-086580 · ownership.xml · nonDerivative · entry 1

Furie Simon · CIK 0002029540 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,352

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on July 25, 2024 pursuant to the 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

Read SEC document
July 25, 2024 Filed Jul 25, 2024 16:41 UTC GrantCommon Stock 43,352 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-086570 · ownership.xml · nonDerivative · entry 1

Griffin Kelly · CIK 0002029469 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,352

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on July 25, 2024 pursuant to the 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 16:30 UTC GrantCommon Stock 45,455 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-070718 · ownership.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,408

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on June 5, 2024 pursuant to the 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:30 UTC GrantCommon Stock 45,455 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-070717 · ownership.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,456

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on June 5, 2024 pursuant to the 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:30 UTC GrantCommon Stock 45,455 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-070719 · ownership.xml · nonDerivative · entry 1

Ulasewicz Eugenia · CIK 0001581916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,835

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on June 5, 2024 pursuant to the 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:30 UTC GrantCommon Stock 45,455 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-070716 · ownership.xml · nonDerivative · entry 1

Kramer Robin S · CIK 0001787396 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,217

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on June 5, 2024 pursuant to the 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

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June 05, 2024 Filed Jul 25, 2024 16:48 UTC
Stefko DavidDirector · Interim CEO
GrantCommon Stock 45,455 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-086588 · ownership.xml · nonDerivative · entry 1

Stefko David · CIK 0001652955 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,270

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on June 5, 2024 pursuant to the 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date. This transaction is inadvertently filed late.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:44 UTC
Fogel MarieChief Merch and Mfct Officer
Tax withholdingCommon Stock 1,141 $1.77 $2,019.57
Disclosure

SEC source: 0000950170-24-069374 · ownership.xml · nonDerivative · entry 2

Fogel Marie · CIK 0001766449 · Chief Merch and Mfct Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,143

F2 · shares: Represents shares withheld by Vince Holding Corp. to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:43 UTC
Meiner LeeChief People Officer
Tax withholdingCommon Stock 709 $1.77 $1,254.93
Disclosure

SEC source: 0000950170-24-069371 · ownership.xml · nonDerivative · entry 2

Meiner Lee · CIK 0001779366 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,576

F2 · shares: Represents shares withheld by Vince Holding Corp. to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:40 UTC
OKUMA AKIKOGeneral Counsel & Secretary
Tax withholdingCommon Stock 737 $1.77 $1,304.49
Disclosure

SEC source: 0000950170-24-069367 · ownership.xml · nonDerivative · entry 2

OKUMA AKIKO · CIK 0001857033 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,712

F2 · shares: Represents shares withheld by Vince Holding Corp. to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person.

Read SEC document
May 26, 2024 Filed Jun 5, 2024 20:44 UTC
Fogel MarieChief Merch and Mfct Officer
Tax withholdingCommon Stock 2,622 $1.71 $4,483.62
Disclosure

SEC source: 0000950170-24-069374 · ownership.xml · nonDerivative · entry 1

Fogel Marie · CIK 0001766449 · Chief Merch and Mfct Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,284

F1 · kind: This transaction is filed inadvertently late.

F2 · shares: Represents shares withheld by Vince Holding Corp. to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person.

Read SEC document
May 26, 2024 Filed Jun 5, 2024 20:43 UTC
Meiner LeeChief People Officer
Tax withholdingCommon Stock 1,684 $1.71 $2,879.64
Disclosure

SEC source: 0000950170-24-069371 · ownership.xml · nonDerivative · entry 1

Meiner Lee · CIK 0001779366 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,285

F1 · kind: This transaction is filed inadvertently late.

F2 · shares: Represents shares withheld by Vince Holding Corp. to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person.

Read SEC document
May 26, 2024 Filed Jun 5, 2024 20:40 UTC
OKUMA AKIKOGeneral Counsel & Secretary
Tax withholdingCommon Stock 1,473 $1.71 $2,518.83
Disclosure

SEC source: 0000950170-24-069367 · ownership.xml · nonDerivative · entry 1

OKUMA AKIKO · CIK 0001857033 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,449

F1 · kind: This transaction is filed inadvertently late.

F2 · shares: Represents shares withheld by Vince Holding Corp. to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person.

Read SEC document
May 17, 2024 Filed May 28, 2024 21:59 UTC
OKUMA AKIKOGeneral Counsel & Secretary
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-065453 · ownership.xml · nonDerivative · entry 1

OKUMA AKIKO · CIK 0001857033 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,922

F1 · kind: This transaction is filed inadvertently late.

F2 · shares: These shares represent restricted stock units that were granted to the Reporting Person on May 17, 2024 pursuant to the 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a four-year period: 25% on the first anniversary of the grant date, 25% on the second anniversary of the grant date, 25% on the third anniversary of the grant date, and the remaining 25% on the fourth anniversary of the grant date.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 20:24 UTC
Szczepanski JohnChief Financial Officer
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-002246 · ownership.xml · nonDerivative · entry 1

Szczepanski John · CIK 0002006687 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on January 2, 2024 under the Amended and Restated 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a four-year period: 25% on the first anniversary of the grant date, 25% on the second anniversary of the grant date, 25% on the third anniversary of the grant date and the remaining 25% on the fourth anniversary of the grant date.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 18:41 UTC
Stefko DavidDirector
GrantCommon Stock 58,140 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-068348 · ownership.xml · nonDerivative · entry 2

Stefko David · CIK 0001652955 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,815

F2 · shares: These shares represent RSUs that were granted to the Reporting Person on December 1, 2023 pursuant to the 2013 Omnibus Incentive Plan of the Company. The RSUs convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The RSUs vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

Read SEC document
September 22, 2023 Filed Dec 5, 2023 18:41 UTC
Stefko DavidDirector
Disposition to issuerCommon Stock 27,344 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-068348 · ownership.xml · nonDerivative · entry 1

Stefko David · CIK 0001652955 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,675

F1 · shares: Represents the forfeiture of (i) 15,625 restricted stock units ("RSUs") that were granted to the Reporting Person on May 26, 2021 and (ii) 11,719 RSUs that were granted to the Reporting Person on June 3, 2022, in each case pursuant to the 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"), in each case effective September 22, 2023, due to the Reporting Person's employment with the Company having terminated effective on the same date. The Reporting Person was appointed to the Company's board of directors (the "Board") on June 16, 2023 and currently serves as a non-employee member of the Board. The restricted stock units converted into shares of common stock of the Company on a one-for-one basis and were solely settled in common stock upon vesting. This transaction is inadvertently filed late.

Read SEC document
September 14, 2023 Filed Sep 14, 2023 17:53 UTC PurchaseCommon Stock 1,000 $1.92 $1,920.00
Disclosure

SEC source: 0001209191-23-049471 · doc4.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,953

Read SEC document
July 07, 2023 Filed Jul 7, 2023 16:05 UTC PurchaseCommon Stock 1,000 $2.94 $2,940.00
Disclosure

SEC source: 0001209191-23-041783 · doc4.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,953

Read SEC document
June 29, 2023 Filed Jun 29, 2023 18:36 UTC
Schwefel JonathanDirector · Chief Executive Officer
PurchaseCommon Stock 2,475 $2.94 $7,276.50
Disclosure

SEC source: 0001209191-23-040224 · doc4.xml · nonDerivative · entry 1

Schwefel Jonathan · CIK 0001853882 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,653

F1 · price: The trade was entered into on June 29, 2023. The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $2.89 to $2.99. Upon request of the staff of the Securities and Exchange Commission, the Company or a stockholder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
June 28, 2023 Filed Jun 29, 2023 18:31 UTC PurchaseCommon Stock 5,000 $3.04 $15,200.00
Disclosure

SEC source: 0001209191-23-040219 · doc4.xml · nonDerivative · entry 1

MARDY MICHAEL J · CIK 0001237393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,953

Read SEC document
June 23, 2023 Filed Jun 26, 2023 19:06 UTC
Stefko DavidDirector
SaleCommon Stock 390 $3.37 $1,314.30
Disclosure

SEC source: 0001209191-23-039800 · doc4.xml · nonDerivative · entry 4

Stefko David · CIK 0001652955 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,019

F3 · kind: These shares of common stock of Vince Holding Corp. were sold pursuant to a Rule 10b5-1 trading plan to satisfy tax witholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person.

F5 · price: The trade was entered into on June 23, 2023. The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $3.32 to $3.41. Upon request of the staff of the Securities and Exchange Commission, the Company or a stockholder of the Company, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 21:09 UTC
Fogel MarieSee Remarks
SaleCommon Stock 318 $3.46 $1,100.28
Disclosure

SEC source: 0001209191-23-039447 · doc4.xml · nonDerivative · entry 1

Fogel Marie · CIK 0001766449 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,906

F1 · kind: These shares of common stock of Vince Holding Corp. were sold pursuant to a Rule 10b5-1 trading plan to satisfy tax witholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person.

F2 · price: The trade was entered into on June 22, 2023. The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $3.46 to $3.47. Upon request of the staff of the Securities and Exchange Commission, the Company or a stockholder of the Company, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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June 22, 2023 Filed Jun 26, 2023 19:06 UTC
Stefko DavidDirector
SaleCommon Stock 400 $3.41 $1,364.00
Disclosure

SEC source: 0001209191-23-039800 · doc4.xml · nonDerivative · entry 3

Stefko David · CIK 0001652955 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,409

F3 · kind: These shares of common stock of Vince Holding Corp. were sold pursuant to a Rule 10b5-1 trading plan to satisfy tax witholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person.

F4 · price: The trade was entered into on June 22, 2023. The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $3.39 to $3.46. Upon request of the staff of the Securities and Exchange Commission, the Company or a stockholder of the Company, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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June 21, 2023 Filed Jun 21, 2023 22:15 UTC
Fogel MarieSee Remarks
SaleCommon Stock 700 $3.49 $2,443.00
Disclosure

SEC source: 0001209191-23-038880 · doc4.xml · nonDerivative · entry 1

Fogel Marie · CIK 0001766449 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,224

F1 · kind: These shares of common stock of Vince Holding Corp. were sold pursuant to a Rule 10b5-1 trading plan to satisfy tax witholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person.

F2 · price: The trade was entered into on June 21, 2023. The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $3.43 to $3.66. Upon request of the staff of the Securities and Exchange Commission, the Company or a stockholder of the Company, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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June 21, 2023 Filed Jun 26, 2023 19:06 UTC
Stefko DavidDirector
SaleCommon Stock 700 $3.49 $2,443.00
Disclosure

SEC source: 0001209191-23-039800 · doc4.xml · nonDerivative · entry 2

Stefko David · CIK 0001652955 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,809

F1 · kind: These shares of common stock of Vince Holding Corp. were sold pursuant to a Rule 10b5-1 trading plan to satisfy tax witholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person. This transaction is inadvertently filed late.

F2 · price: The trade was entered into on June 21, 2023. The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $3.43 to $3.60. Upon request of the staff of the Securities and Exchange Commission, the Company or a stockholder of the Company, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.