Stefko David

SEC source: 0000950170-24-086588 · ownership.xml · nonDerivative · entry 1

Stefko David · CIK 0001652955 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,270

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on June 5, 2024 pursuant to the 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date. This transaction is inadvertently filed late.

SEC source: 0000950170-23-068348 · ownership.xml · nonDerivative · entry 2

Stefko David · CIK 0001652955 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,815

F2 · shares: These shares represent RSUs that were granted to the Reporting Person on December 1, 2023 pursuant to the 2013 Omnibus Incentive Plan of the Company. The RSUs convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The RSUs vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

SEC source: 0000950170-23-068348 · ownership.xml · nonDerivative · entry 1

Stefko David · CIK 0001652955 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,675

F1 · shares: Represents the forfeiture of (i) 15,625 restricted stock units ("RSUs") that were granted to the Reporting Person on May 26, 2021 and (ii) 11,719 RSUs that were granted to the Reporting Person on June 3, 2022, in each case pursuant to the 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"), in each case effective September 22, 2023, due to the Reporting Person's employment with the Company having terminated effective on the same date. The Reporting Person was appointed to the Company's board of directors (the "Board") on June 16, 2023 and currently serves as a non-employee member of the Board. The restricted stock units converted into shares of common stock of the Company on a one-for-one basis and were solely settled in common stock upon vesting. This transaction is inadvertently filed late.

SEC source: 0001209191-23-039800 · doc4.xml · nonDerivative · entry 4

Stefko David · CIK 0001652955 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,019

F3 · kind: These shares of common stock of Vince Holding Corp. were sold pursuant to a Rule 10b5-1 trading plan to satisfy tax witholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person.

F5 · price: The trade was entered into on June 23, 2023. The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $3.32 to $3.41. Upon request of the staff of the Securities and Exchange Commission, the Company or a stockholder of the Company, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-23-039800 · doc4.xml · nonDerivative · entry 3

Stefko David · CIK 0001652955 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,409

F3 · kind: These shares of common stock of Vince Holding Corp. were sold pursuant to a Rule 10b5-1 trading plan to satisfy tax witholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person.

F4 · price: The trade was entered into on June 22, 2023. The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $3.39 to $3.46. Upon request of the staff of the Securities and Exchange Commission, the Company or a stockholder of the Company, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-23-039800 · doc4.xml · nonDerivative · entry 2

Stefko David · CIK 0001652955 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,809

F1 · kind: These shares of common stock of Vince Holding Corp. were sold pursuant to a Rule 10b5-1 trading plan to satisfy tax witholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person. This transaction is inadvertently filed late.

F2 · price: The trade was entered into on June 21, 2023. The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $3.43 to $3.60. Upon request of the staff of the Securities and Exchange Commission, the Company or a stockholder of the Company, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-23-039800 · doc4.xml · nonDerivative · entry 1

Stefko David · CIK 0001652955 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,509

F1 · kind: These shares of common stock of Vince Holding Corp. were sold pursuant to a Rule 10b5-1 trading plan to satisfy tax witholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person. This transaction is inadvertently filed late.

SEC source: 0001209191-22-052864 · doc4.xml · nonDerivative · entry 1

Stefko David · CIK 0001652955 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,809

F1 · kind: These shares of common stock of Vince Holding Corp. (the "Company") were sold pursuant to a Rule 10b5-1 trading plan to satisfy tax witholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person.

F2 · price: The trade was entered into on October 3, 2022. The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $6.10 to $6.58. Upon request of the staff of the Securities and Exchange Commission, the Company or a stockholder of the Company, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-22-034313 · doc4.xml · nonDerivative · entry 2

Stefko David · CIK 0001652955 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,148

F1 · kind: These shares of common stock of Vince Holding Corp. (the "Company") were sold pursuant to a Rule 10b5-1 trading plan to satisfy tax witholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person.

F3 · price: The trade was entered into on June 2, 2022. The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $7.75 to $7.85. Upon request of the staff of the Securities and Exchange Commission, the Company or a stockholder of the Company, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-22-034313 · doc4.xml · nonDerivative · entry 1

Stefko David · CIK 0001652955 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,310

F1 · kind: These shares of common stock of Vince Holding Corp. (the "Company") were sold pursuant to a Rule 10b5-1 trading plan to satisfy tax witholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person.

F2 · price: The trade was entered into on June 1, 2022. The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $7.52 to $7.83. Upon request of the staff of the Securities and Exchange Commission, the Company or a stockholder of the Company, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-22-033263 · doc4.xml · nonDerivative · entry 4

Stefko David · CIK 0001652955 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,976

F3 · kind: These shares of common stock of Vince Holding Corp. were sold pursuant to a Rule 10b5-1 trading plan to satisfy tax witholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person.

F5 · price: The trade was entered into on May 31, 2022. The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $7.88 to $7.94. Upon request of the staff of the Securities and Exchange Commission, the Company or a stockholder of the Company, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-22-033263 · doc4.xml · nonDerivative · entry 3

Stefko David · CIK 0001652955 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,402

F3 · kind: These shares of common stock of Vince Holding Corp. were sold pursuant to a Rule 10b5-1 trading plan to satisfy tax witholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person.

F4 · price: The trade was entered into on May 27, 2022. The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $7.85 to $8.00. Upon request of the staff of the Securities and Exchange Commission, the Company or a stockholder of the Company, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-22-033263 · doc4.xml · nonDerivative · entry 2

Stefko David · CIK 0001652955 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,244

F1 · kind: This transaction is filed inadvertently late.

F2 · shares: Represents shares withheld by Vince Holding Corp. (the "Company") to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person.

SEC source: 0001209191-22-033263 · doc4.xml · nonDerivative · entry 1

Stefko David · CIK 0001652955 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,872

F1 · kind: This transaction is filed inadvertently late.

F2 · shares: Represents shares withheld by Vince Holding Corp. (the "Company") to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person.

SEC source: 0001209191-21-036366 · doc4.xml · nonDerivative · entry 1

Stefko David · CIK 0001652955 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,334

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on May 26, 2021 under the Amended and Restated 2013 Omnibus Incentive Plan of Vince Holding Corp. (the "Plan"). These restricted stock units convert into shares of common stock of Vince Holding Corp. on a one-for-one basis and are solely settled in common stock upon vesting. These restricted stock units vest over a four-year period with 25% vesting on each of the first, second, third and fourth anniversaries of the grant date, in each case subject to the Reporting Person's continued employment with Vince Holding Corp. through each such vesting date.

SEC source: 0001209191-21-031892 · doc4.xml · nonDerivative · entry 3

Stefko David · CIK 0001652955 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,084

F1 · kind: Represents shares sold to satisfy tax witholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person.

SEC source: 0001209191-21-031892 · doc4.xml · nonDerivative · entry 2

Stefko David · CIK 0001652955 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,120

F1 · kind: Represents shares sold to satisfy tax witholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person.

F3 · price: The trade was entered into on May 10, 2021. The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $11.76 to $12.06. Upon request of the staff of the Securities and Exchange Commission, the Company or a stockholder of the Company, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-031892 · doc4.xml · nonDerivative · entry 1

Stefko David · CIK 0001652955 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,941

F1 · kind: Represents shares sold to satisfy tax witholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person.

F2 · price: The trade was entered into on May 7, 2021. The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $11.67 to $12.23. Upon request of the staff of the Securities and Exchange Commission, the Company or a stockholder of the Company, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-20-052575 · doc4.xml · nonDerivative · entry 1

Stefko David · CIK 0001652955 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,741

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on September 30, 2020 under the Amended and Restated 2013 Omnibus Incentive Plan of Vince Holding Corp. (the "Plan"). These restricted stock units convert into shares of common stock of Vince Holding Corp. on a one-for-one basis and are solely settled in common stock upon vesting. These restricted stock units vest over a two-year period with 50% vesting on the first anniversary of the grant date and 50% vesting on the second anniversary of the grant date, in each case subject to the Reporting Person's continued employment with Vince Holding Corp. through each such vesting date.

SEC source: 0001209191-19-028530 · doc4.xml · nonDerivative · entry 1

Stefko David · CIK 0001652955 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,741

F1 · shares: Represents shares withheld by Vince Holding Corp. to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person.

SEC source: 0001209191-19-024615 · doc4.xml · nonDerivative · entry 1

Stefko David · CIK 0001652955 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,044

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on April 12, 2019 under the Amended and Restated 2013 Omnibus Incentive Plan of Vince Holding Corp. (the "Plan"). These restricted stock units convert into shares of common stock of Vince Holding Corp. on a one-for-one basis and are solely settled in common stock upon vesting. These restricted stock units vest over a four-year period with 25% vesting on each of the first, second, third and fourth anniversaries of the grant date, in each case subject to the Reporting Person's continued employment with Vince Holding Corp. through each such vesting date.

SEC source: 0001209191-18-033522 · doc4.xml · nonDerivative · entry 2

Stefko David · CIK 0001652955 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,419

F2 · shares: These shares represent restricted stock units that were granted to the Reporting Person under the Plan on May 25, 2018 in exchange for the stock options which were cancelled pursuant to the Company's option exchange program on May 24, 2018. These restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. These restricted stock units vest in the following manner: 10% on April 19, 2019; 20% on April 17, 2020; 25% on April 16, 2021; and 45% on April 15th, 2022, in each case subject to the Reporting Person's continued employment with the Company through each such vesting date.

SEC source: 0001209191-18-033522 · doc4.xml · nonDerivative · entry 1

Stefko David · CIK 0001652955 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,118

F1 · shares: These shares represent the restricted stock units which were granted to the Reporting Person on May 25, 2018 under the Amended and Restated 2013 Omnibus Incentive Plan (the "Plan") of Vince Holding Corp. (the "Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units will expire if they do not vest within two years of grant.

SEC source: 0001209191-18-033889 · doc4a.xml · nonDerivative · entry 2

Stefko David · CIK 0001652955 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,419

F2 · shares: These shares represent restricted stock units that were granted to the Reporting Person under the Plan on May 25, 2018 in exchange for the stock options which were cancelled pursuant to the Company's option exchange program on May 24, 2018. These restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. These restricted stock units vest in the following manner: 10% on April 19, 2019; 20% on April 17, 2020; 25% on April 16, 2021; and 45% on April 15th, 2022, in each case subject to the Reporting Person's continued employment with the Company through each such vesting date.

SEC source: 0001209191-18-033889 · doc4a.xml · nonDerivative · entry 1

Stefko David · CIK 0001652955 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,118

F1 · shares: These shares represent the restricted stock units which were granted to the Reporting Person on May 25, 2018 under the Amended and Restated 2013 Omnibus Incentive Plan (the "Plan") of Vince Holding Corp. (the "Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units will expire if they do not vest within two years of grant.

SEC source: 0001209191-18-033522 · doc4.xml · derivative · entry 4

Stefko David · CIK 0001652955 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,989 shares

Expires 2026-01-14

F3 · derivative.exercise_price: At the close of business on October 23, 2017, the Company effected a 1-for-10 reverse stock split (the "Reverse Stock Split"). The Company's common stock began trading on a split-adjusted basis when the market opened on October 24, 2017. Pursuant to the Reverse Stock Split, every 10 shares of the Company's issued and outstanding common stock were automatically converted into one share of common stock. All references to our common stock provided in this report have been adjusted to reflect the effect of the Reverse Stock Split.

F3 · shares: At the close of business on October 23, 2017, the Company effected a 1-for-10 reverse stock split (the "Reverse Stock Split"). The Company's common stock began trading on a split-adjusted basis when the market opened on October 24, 2017. Pursuant to the Reverse Stock Split, every 10 shares of the Company's issued and outstanding common stock were automatically converted into one share of common stock. All references to our common stock provided in this report have been adjusted to reflect the effect of the Reverse Stock Split.

F5 · price: On May 24, 2018, the Company cancelled, pursuant to the terms of its option exchange program, eligible stock options of the Reporting Person. In exchange, on May 25, 2018, the Reporting Person was granted replacement restricted stock units based on the exchange ratio of 1-to-1.7857.

F6 · derivative.exercise_date: These stock options were granted to the Reporting Person under the Plan to effect the adjustment of outstanding options that were granted to the Reporting Person on January 14, 2016, with the same terms as those original options. Prior to cancellation, the stock options were scheduled to vest over the course of four years, with 25% of the stock options granted to the Reporting Person vesting on each of the first, second, third and fourth anniversaries of the grant date, in each case subject to the Reporting Person's continued employment with the Company through each such vesting date.

SEC source: 0001209191-18-033522 · doc4.xml · derivative · entry 3

Stefko David · CIK 0001652955 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,989

Underlying: Common Stock · 22,500 shares

Expires 2026-01-14

F3 · derivative.exercise_price: At the close of business on October 23, 2017, the Company effected a 1-for-10 reverse stock split (the "Reverse Stock Split"). The Company's common stock began trading on a split-adjusted basis when the market opened on October 24, 2017. Pursuant to the Reverse Stock Split, every 10 shares of the Company's issued and outstanding common stock were automatically converted into one share of common stock. All references to our common stock provided in this report have been adjusted to reflect the effect of the Reverse Stock Split.

F3 · shares: At the close of business on October 23, 2017, the Company effected a 1-for-10 reverse stock split (the "Reverse Stock Split"). The Company's common stock began trading on a split-adjusted basis when the market opened on October 24, 2017. Pursuant to the Reverse Stock Split, every 10 shares of the Company's issued and outstanding common stock were automatically converted into one share of common stock. All references to our common stock provided in this report have been adjusted to reflect the effect of the Reverse Stock Split.

F5 · price: On May 24, 2018, the Company cancelled, pursuant to the terms of its option exchange program, eligible stock options of the Reporting Person. In exchange, on May 25, 2018, the Reporting Person was granted replacement restricted stock units based on the exchange ratio of 1-to-1.7857.

F4 · derivative.exercise_date: These stock options were granted on January 14, 2016 to the Reporting Person under the Plan. Prior to cancellation, the stock options were scheduled to vest over the course of four years, with 25% of the stock options granted to the Reporting Person vesting on each of the first, second, third and fourth anniversaries of the grant date, in each case subject to the Reporting Person's continued employment with the Company through each such vesting date.

SEC source: 0001209191-18-033889 · doc4a.xml · derivative · entry 4

Stefko David · CIK 0001652955 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,989 shares

Expires 2026-01-14

F3 · derivative.exercise_price: At the close of business on October 23, 2017, the Company effected a 1-for-10 reverse stock split (the "Reverse Stock Split"). The Company's common stock began trading on a split-adjusted basis when the market opened on October 24, 2017. Pursuant to the Reverse Stock Split, every 10 shares of the Company's issued and outstanding common stock were automatically converted into one share of common stock. All references to our common stock provided in this report have been adjusted to reflect the effect of the Reverse Stock Split.

F3 · shares: At the close of business on October 23, 2017, the Company effected a 1-for-10 reverse stock split (the "Reverse Stock Split"). The Company's common stock began trading on a split-adjusted basis when the market opened on October 24, 2017. Pursuant to the Reverse Stock Split, every 10 shares of the Company's issued and outstanding common stock were automatically converted into one share of common stock. All references to our common stock provided in this report have been adjusted to reflect the effect of the Reverse Stock Split.

F5 · price: On May 24, 2018, the Company cancelled, pursuant to the terms of its option exchange program, eligible stock options of the Reporting Person. In exchange, on May 25, 2018, the Reporting Person was granted replacement restricted stock units based on the exchange ratio of 1-to-1.7857.

F6 · derivative.exercise_date: These stock options were granted to the Reporting Person under the Plan to effect the adjustment of outstanding options that were granted to the Reporting Person on January 14, 2016, with the same terms as those original options. Prior to cancellation, the stock options were scheduled to vest over the course of four years, with 25% of the stock options granted to the Reporting Person vesting on each of the first, second, third and fourth anniversaries of the grant date, in each case subject to the Reporting Person's continued employment with the Company through each such vesting date.

SEC source: 0001209191-18-033889 · doc4a.xml · derivative · entry 3

Stefko David · CIK 0001652955 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,989

Underlying: Common Stock · 22,500 shares

Expires 2026-01-14

F3 · derivative.exercise_price: At the close of business on October 23, 2017, the Company effected a 1-for-10 reverse stock split (the "Reverse Stock Split"). The Company's common stock began trading on a split-adjusted basis when the market opened on October 24, 2017. Pursuant to the Reverse Stock Split, every 10 shares of the Company's issued and outstanding common stock were automatically converted into one share of common stock. All references to our common stock provided in this report have been adjusted to reflect the effect of the Reverse Stock Split.

F3 · shares: At the close of business on October 23, 2017, the Company effected a 1-for-10 reverse stock split (the "Reverse Stock Split"). The Company's common stock began trading on a split-adjusted basis when the market opened on October 24, 2017. Pursuant to the Reverse Stock Split, every 10 shares of the Company's issued and outstanding common stock were automatically converted into one share of common stock. All references to our common stock provided in this report have been adjusted to reflect the effect of the Reverse Stock Split.

F5 · price: On May 24, 2018, the Company cancelled, pursuant to the terms of its option exchange program, eligible stock options of the Reporting Person. In exchange, on May 25, 2018, the Reporting Person was granted replacement restricted stock units based on the exchange ratio of 1-to-1.7857.

F4 · derivative.exercise_date: These stock options were granted on January 14, 2016 to the Reporting Person under the Plan. Prior to cancellation, the stock options were scheduled to vest over the course of four years, with 25% of the stock options granted to the Reporting Person vesting on each of the first, second, third and fourth anniversaries of the grant date, in each case subject to the Reporting Person's continued employment with the Company through each such vesting date.

SEC source: 0001209191-18-024868 · doc4.xml · nonDerivative · entry 1

Stefko David · CIK 0001652955 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,493

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on April 12, 2018, pursuant to the Vince 2013 Omnibus Incentive Plan. The restricted stock units convert into shares of common stock of Vince Holding Corp. on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest in the following manner: 25% on April 19, 2019, 25% on April 17, 2020, 25% on April 16, 2021, and 25% on April 15th, 2022, in each case subject to the Reporting Person's continued employment with the Company through each such vesting date.

F2 · balance_after: At the close of business on October 23, 2017, the Company effected a 1-for-10 reverse stock split (the "Reverse Stock Split"). The Company's common stock began trading on a split-adjusted basis when the market opened on October 24, 2017. Pursuant to the Reverse Stock Split, every 10 shares of the Company's issued and outstanding common stock were automatically converted into one share of common stock. All references to our common stock provided in this report have been adjusted to reflect the effect of the Reverse Stock Split.

SEC source: 0000899243-17-021924 · doc4.xml · derivative · entry 2

Stefko David · CIK 0001652955 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 133,687 shares

Expires 2017-09-08

F1 · kind: Represents the exercise of subscription rights in Vince Holding Corp. ("Vince") rights offering by the Reporting Person, with each right entitling the holder to purchase 1.3475 shares of Vince common stock, resulting in the purchase by the Reporting Person of 133,687 shares of Vince common stock, including pursuant to the exercise of over-subscription rights.

SEC source: 0000899243-17-021924 · doc4.xml · nonDerivative · entry 1

Stefko David · CIK 0001652955 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,687

F1 · kind: Represents the exercise of subscription rights in Vince Holding Corp. ("Vince") rights offering by the Reporting Person, with each right entitling the holder to purchase 1.3475 shares of Vince common stock, resulting in the purchase by the Reporting Person of 133,687 shares of Vince common stock, including pursuant to the exercise of over-subscription rights.