Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| VINCE HOLDING CORP.VNCE · Entity 6885 | See Remarks | April 17, 2020 | April 20, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
VINCE HOLDING CORP.
Report date April 17, 2020 · Filed April 20, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,444 |
Reported balance
After 2020-04-17 transaction · row 1
1 source rowRow 1 · 2020-04-17 · Tax withholding · Disposed 1,732 · Balance 27,444 F1: Represents shares withheld by Vince Holding Corp. to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld by Vince Holding Corp. to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 17, 2020 Filed Apr 20, 2020 21:23 UTC | VINCE HOLDING CORP. VNCE · Entity 6885 | Tax withholdingCommon Stock | 1,732 | $5.14 | $8,902.48 |
DisclosureSEC source: 0001209191-20-025122 · doc4.xml · nonDerivative · entry 1 Engebretson Mark · CIK 0001682199 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,444 F1 · shares: Represents shares withheld by Vince Holding Corp. to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| April 13, 2020 Filed Apr 14, 2020 20:52 UTC | VINCE HOLDING CORP. VNCE · Entity 6885 | Tax withholdingCommon Stock | 914 | $5.59 | $5,109.26 |
DisclosureSEC source: 0001209191-20-024370 · doc4.xml · nonDerivative · entry 1 Engebretson Mark · CIK 0001682199 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,176 F1 · shares: Represents shares withheld by Vince Holding Corp. (the "Company") to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person. F2 · price: Represents the closing price of the Company's common stock on the business day prior to the vesting date of the restricted stock units, which occurred on a Sunday. Read SEC document |
| April 22, 2019 Filed May 9, 2019 21:03 UTC | VINCE HOLDING CORP. VNCE · Entity 6885 | Tax withholdingCommon Stock | 1,563 | $13.00 | $20,319.00 |
DisclosureSEC source: 0001209191-19-028524 · doc4.xml · nonDerivative · entry 1 Engebretson Mark · CIK 0001682199 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,090 F1 · shares: Represents shares withheld by Vince Holding Corp. to satisfy tax withholding obligations on the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| April 12, 2019 Filed Apr 15, 2019 21:50 UTC | VINCE HOLDING CORP. VNCE · Entity 6885 | GrantCommon Stock | 9,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-024611 · doc4.xml · nonDerivative · entry 1 Engebretson Mark · CIK 0001682199 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,653 F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on April 12, 2019 under the Amended and Restated 2013 Omnibus Incentive Plan of Vince Holding Corp. (the "Plan"). These restricted stock units convert into shares of common stock of Vince Holding Corp. on a one-for-one basis and are solely settled in common stock upon vesting. These restricted stock units vest over a four-year period with 25% vesting on each of the first, second, third and fourth anniversaries of the grant date, in each case subject to the Reporting Person's continued employment with Vince Holding Corp. through each such vesting date. Read SEC document |
| May 25, 2018 Filed May 25, 2018 20:29 UTC | VINCE HOLDING CORP. VNCE · Entity 6885 | GrantRestricted Stock Units | 10,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033531 · doc4.xml · nonDerivative · entry 1 Engebretson Mark · CIK 0001682199 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,344 F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person under the Amended and Restated 2013 Omnibus Incentive Plan (the "Plan") of Vince Holding Corp. (the "Company") on May 25, 2018 in exchange for the stock options which were cancelled pursuant to the Company's option exchange program on May 24, 2018. These restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. These restricted stock units vest in the following manner: 10% on April 19, 2019; 20% on April 17, 2020; 25% on April 16, 2021; and 45% on April 15th, 2022, in each case subject to the Reporting Person's continued employment with the Company through each such vesting date. Read SEC document |
| May 25, 2018 Filed May 29, 2018 21:08 UTC Amendment | VINCE HOLDING CORP. VNCE · Entity 6885 | GrantRestricted Stock Units | 10,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033890 · doc4a.xml · nonDerivative · entry 1 Engebretson Mark · CIK 0001682199 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,344 F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person under the Amended and Restated 2013 Omnibus Incentive Plan (the "Plan") of Vince Holding Corp. (the "Company") on May 25, 2018 in exchange for the stock options which were cancelled pursuant to the Company's option exchange program on May 24, 2018. These restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. These restricted stock units vest in the following manner: 10% on April 19, 2019; 20% on April 17, 2020; 25% on April 16, 2021; and 45% on April 15th, 2022, in each case subject to the Reporting Person's continued employment with the Company through each such vesting date. Read SEC document |
| May 24, 2018 Filed May 25, 2018 20:29 UTC | VINCE HOLDING CORP. VNCE · Entity 6885 | Disposition to issuerEmployee Stock Option (Right to buy) · Derivative | 6,000 | Not disclosed Strike: $68.60 | Not disclosed |
DisclosureSEC source: 0001209191-18-033531 · doc4.xml · derivative · entry 2 Engebretson Mark · CIK 0001682199 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2026-09-01 F2 · derivative.exercise_price: At the close of business on October 23, 2017, the Company effected a 1-for-10 reverse stock split (the "Reverse Stock Split"). The Company's common stock began trading on a split-adjusted basis when the market opened on October 24, 2017. Pursuant to the Reverse Stock Split, every 10 shares of the Company's issued and outstanding common stock were automatically converted into one share of common stock. All references to our common stock provided in this report have been adjusted to reflect the effect of the Reverse Stock Split. F2 · shares: At the close of business on October 23, 2017, the Company effected a 1-for-10 reverse stock split (the "Reverse Stock Split"). The Company's common stock began trading on a split-adjusted basis when the market opened on October 24, 2017. Pursuant to the Reverse Stock Split, every 10 shares of the Company's issued and outstanding common stock were automatically converted into one share of common stock. All references to our common stock provided in this report have been adjusted to reflect the effect of the Reverse Stock Split. F4 · price: On May 24, 2018, the Company cancelled, pursuant to the terms of its option exchange program, eligible stock options of the Reporting Person. In exchange, on May 25, 2018, the Reporting Person was granted replacement restricted stock units based on the exchange ratio of 1-to-1.7857. F3 · derivative.exercise_date: These stock options were granted on September 1, 2016 to the Reporting Person under the Plan. Prior to cancellation, the stock options were scheduled to vest over the course of four years, with 25% of the stock options granted to the Reporting Person vesting on each of the first, second, third and fourth anniversaries of the grant date, in each case subject to the Reporting Person's continued employment with the Company through each such vesting date. Read SEC document |
| May 24, 2018 Filed May 29, 2018 21:08 UTC Amendment | VINCE HOLDING CORP. VNCE · Entity 6885 | Disposition to issuerEmployee Stock Option (Right to buy) · Derivative | 6,000 | Not disclosed Strike: $68.60 | Not disclosed |
DisclosureSEC source: 0001209191-18-033890 · doc4a.xml · derivative · entry 2 Engebretson Mark · CIK 0001682199 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2026-09-01 F2 · derivative.exercise_price: At the close of business on October 23, 2017, the Company effected a 1-for-10 reverse stock split (the "Reverse Stock Split"). The Company's common stock began trading on a split-adjusted basis when the market opened on October 24, 2017. Pursuant to the Reverse Stock Split, every 10 shares of the Company's issued and outstanding common stock were automatically converted into one share of common stock. All references to our common stock provided in this report have been adjusted to reflect the effect of the Reverse Stock Split. F2 · shares: At the close of business on October 23, 2017, the Company effected a 1-for-10 reverse stock split (the "Reverse Stock Split"). The Company's common stock began trading on a split-adjusted basis when the market opened on October 24, 2017. Pursuant to the Reverse Stock Split, every 10 shares of the Company's issued and outstanding common stock were automatically converted into one share of common stock. All references to our common stock provided in this report have been adjusted to reflect the effect of the Reverse Stock Split. F4 · price: On May 24, 2018, the Company cancelled, pursuant to the terms of its option exchange program, eligible stock options of the Reporting Person. In exchange, on May 25, 2018, the Reporting Person was granted replacement restricted stock units based on the exchange ratio of 1-to-1.7857. F3 · derivative.exercise_date: These stock options were granted on September 1, 2016 to the Reporting Person under the Plan. Prior to cancellation, the stock options were scheduled to vest over the course of four years, with 25% of the stock options granted to the Reporting Person vesting on each of the first, second, third and fourth anniversaries of the grant date, in each case subject to the Reporting Person's continued employment with the Company through each such vesting date. Read SEC document |
| April 12, 2018 Filed Apr 13, 2018 22:57 UTC | VINCE HOLDING CORP. VNCE · Entity 6885 | GrantCommon Stock, par value $0.01 | 11,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-024869 · doc4.xml · nonDerivative · entry 1 Engebretson Mark · CIK 0001682199 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,630 F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on April 12, 2018, pursuant to the Vince 2013 Omnibus Incentive Plan. The restricted stock units convert into shares of common stock of Vince Holding Corp. on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest in the following manner: 25% on April 19, 2019, 25% on April 17, 2020, 25% on April 16, 2021, and 25% on April 15th, 2022, in each case subject to the Reporting Person's continued employment with the Company through each such vesting date. F2 · balance_after: At the close of business on October 23, 2017, the Company effected a 1-for-10 reverse stock split (the "Reverse Stock Split"). The Company's common stock began trading on a split-adjusted basis when the market opened on October 24, 2017. Pursuant to the Reverse Stock Split, every 10 shares of the Company's issued and outstanding common stock were automatically converted into one share of common stock. All references to our common stock provided in this report have been adjusted to reflect the effect of the Reverse Stock Split. Read SEC document |
| September 01, 2016 Filed Sep 7, 2016 21:10 UTC | VINCE HOLDING CORP. VNCE · Entity 6885 | GrantEmployee Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $6.86 | $0.00 |
DisclosureSEC source: 0000899243-16-028618 · doc4.xml · derivative · entry 1 Engebretson Mark · CIK 0001682199 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2026-09-01 F1 · derivative.exercise_date: The options were granted on September 1, 2016 pursuant to the Vince 2013 Omnibus Incentive Plan. Such options shall vest over the course of four years, with 25% of the options granted to the Reporting Person vesting on each of the first, second, third and fourth anniversaries of the grant date, in each case subject to the Reporting Person's continued employment with Vince Holding Corp. through each such vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.