Last 12 months
Inside the activity.
1 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2021 Filed Mar 10, 2021 21:48 UTC |
Miner Jeffrey N.Chief Scientific Officer
|
GrantStock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $10.27 | $0.00 |
DisclosureSEC source: 0000899243-21-010985 · doc4.xml · derivative · entry 2 Miner Jeffrey N. · CIK 0001824775 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2031-03-08 F2 · derivative.exercise_date: The option becomes exercisable, if at all, if the 45-day moving average closing price of Organovo Holdings, Inc.'s common stock on The Nasdaq Stock Market LLC exceeds $25.00 per share. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:48 UTC |
Miner Jeffrey N.Chief Scientific Officer
|
GrantStock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $10.27 | $0.00 |
DisclosureSEC source: 0000899243-21-010985 · doc4.xml · derivative · entry 1 Miner Jeffrey N. · CIK 0001824775 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2031-03-08 F1 · derivative.exercise_date: The option becomes exercisable, if at all, if the 45-day moving average closing price of Organovo Holdings, Inc.'s common stock on The Nasdaq Stock Market LLC exceeds $20.00 per share. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:46 UTC |
Murphy KeithDirector · Executive Chairman
|
GrantStock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $10.27 | $0.00 |
DisclosureSEC source: 0000899243-21-010982 · doc4.xml · derivative · entry 4 Murphy Keith · CIK 0001536583 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2031-03-08 F4 · derivative.exercise_date: The option becomes exercisable, if at all, if the 45-day moving average closing price of Organovo Holdings, Inc.'s common stock on The Nasdaq Stock Market LLC exceeds $25.00 per share. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:46 UTC |
Murphy KeithDirector · Executive Chairman
|
GrantStock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $10.27 | $0.00 |
DisclosureSEC source: 0000899243-21-010982 · doc4.xml · derivative · entry 3 Murphy Keith · CIK 0001536583 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2031-03-08 F3 · derivative.exercise_date: The option becomes exercisable, if at all, if the 45-day moving average closing price of Organovo Holdings, Inc.'s common stock on The Nasdaq Stock Market LLC exceeds $20.00 per share. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:46 UTC |
Murphy KeithDirector · Executive Chairman
|
GrantStock Option (Right to Buy) · Derivative | 45,000 | $0.00 Strike: $10.27 | $0.00 |
DisclosureSEC source: 0000899243-21-010982 · doc4.xml · derivative · entry 2 Murphy Keith · CIK 0001536583 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2031-03-08 F2 · derivative.exercise_date: 25% of the option shares vest and become exercisable on March 8, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:46 UTC |
Murphy KeithDirector · Executive Chairman
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-010982 · doc4.xml · nonDerivative · entry 1 Murphy Keith · CIK 0001536583 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,320 F1 · shares: The reported securities are represented by restricted stock units, 25% of which shall vest on March 8, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 19:20 UTC |
JURGENSEN THOMAS EGeneral Counsel & Secretary
|
GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $7.64 | $0.00 |
DisclosureSEC source: 0001209191-20-051049 · doc4.xml · derivative · entry 1 JURGENSEN THOMAS E · CIK 0001065164 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2030-09-15 F1 · derivative.exercise_date: 25% of the option shares vest and become exercisable on September 15, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 23:27 UTC |
STERN ADAM KDirector
|
GrantStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $7.64 | $0.00 |
DisclosureSEC source: 0001209191-20-051053 · doc4.xml · derivative · entry 1 STERN ADAM K · CIK 0001403497 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2030-09-15 F1 · derivative.exercise_date: The option shares vest and become exercisable over 12 equal quarterly installments measured from September 15, 2020. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 23:25 UTC |
Murphy KeithDirector · Executive Chairman
|
GrantStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $7.64 | $0.00 |
DisclosureSEC source: 0001209191-20-051052 · doc4.xml · derivative · entry 2 Murphy Keith · CIK 0001536583 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2030-09-15 F2 · derivative.exercise_date: The option shares vest and become exercisable over 12 equal quarterly installments measured from September 15, 2020. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 23:25 UTC |
Murphy KeithDirector · Executive Chairman
|
GrantStock Option (Right to Buy) · Derivative | 130,000 | $0.00 Strike: $7.64 | $0.00 |
DisclosureSEC source: 0001209191-20-051052 · doc4.xml · derivative · entry 1 Murphy Keith · CIK 0001536583 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Underlying: Common Stock · 130,000 shares Expires 2030-09-15 F1 · derivative.exercise_date: 25% of the option shares vest and become exercisable on September 15, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 23:23 UTC |
Miner Jeffrey N.Chief Scientific Officer
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $7.64 | $0.00 |
DisclosureSEC source: 0001209191-20-051051 · doc4.xml · derivative · entry 1 Miner Jeffrey N. · CIK 0001824775 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2030-09-15 F1 · derivative.exercise_date: 25% of the option shares vest and become exercisable on September 15, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 23:22 UTC |
Milhous Alison TjosvoldDirector
|
GrantStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $7.64 | $0.00 |
DisclosureSEC source: 0001209191-20-051050 · doc4.xml · derivative · entry 1 Milhous Alison Tjosvold · CIK 0001824808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2030-09-15 F1 · derivative.exercise_date: The option shares vest and become exercisable over 12 equal quarterly installments measured from September 15, 2020. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 23:16 UTC |
Cohen Douglas JayDirector
|
GrantStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $7.64 | $0.00 |
DisclosureSEC source: 0001209191-20-051041 · doc4.xml · derivative · entry 1 Cohen Douglas Jay · CIK 0001824619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2030-09-15 F1 · derivative.exercise_date: The option shares vest and become exercisable over 12 equal quarterly installments measured from September 15, 2020. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 23:19 UTC |
Heberlig ChrisPresident and CFO
|
GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $7.64 | $0.00 |
DisclosureSEC source: 0001209191-20-051047 · doc4.xml · derivative · entry 1 Heberlig Chris · CIK 0001532217 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2030-09-15 F1 · derivative.exercise_date: 25% of the option shares vest and become exercisable on September 15, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 23:17 UTC |
Gobel DavidDirector
|
GrantStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $7.64 | $0.00 |
DisclosureSEC source: 0001209191-20-051045 · doc4.xml · derivative · entry 1 Gobel David · CIK 0001824996 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2030-09-15 F1 · derivative.exercise_date: The option shares vest and become exercisable over 12 equal quarterly installments measured from September 15, 2020. Read SEC document |
| September 15, 2020 Filed Dec 12, 2020 00:37 UTC Amendment |
Murphy KeithDirector · Executive Chairman
|
GrantStock Option (Right to Buy) · Derivative | 65,000 | $0.00 Strike: $7.64 | $0.00 |
DisclosureSEC source: 0000899243-20-033636 · doc4a.xml · derivative · entry 1 Murphy Keith · CIK 0001536583 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 65,000 shares Expires 2030-09-15 F1 · shares: As previously reported on a Form 4 filed on September 17, 2020 by the Reporting Person, the Reporting Person reported acquiring stock options to purchase 130,000 shares of common stock. However, Organovo Holdings, Inc. (the "Company") subsequently determined that stock options to purchase 65,000 shares of common stock under the Company's 2012 Equity Incentive Plan, as amended (the "Plan"), were not validly granted pursuant to the Plan because they exceeded the Plan limit on the number of stock options that may be granted to any one person during any calendar year. Accordingly, the attempted grant of these excess stock options was ineffective, and they were never granted to the Reporting Person. The Reporting Person is filing this amendment to report the correct amount of stock options acquired. F2 · derivative.exercise_date: 25% of the option shares vest and become exercisable on September 15, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| August 18, 2020 Filed Aug 18, 2020 22:25 UTC |
KUSSMAN CRAIGChief Financial Officer
|
Tax withholdingCommon Stock | 15,700 | $0.57 | $8,936.44 |
DisclosureSEC source: 0001209191-20-047292 · doc4.xml · nonDerivative · entry 1 KUSSMAN CRAIG · CIK 0001197083 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,743 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in August 2016, June 2017 and May 2018, pursuant to the Reporting Person's agreement with the Issuer. Read SEC document |
| August 18, 2020 Filed Aug 18, 2020 22:21 UTC |
Bush JenniferGeneral Counsel & Secretary
|
Tax withholdingCommon Stock | 10,900 | $0.57 | $6,204.28 |
DisclosureSEC source: 0001209191-20-047289 · doc4.xml · nonDerivative · entry 1 Bush Jennifer · CIK 0001621152 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,758 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in July 2016, June 2017 and May 2018, pursuant to the Reporting Person's agreement with the Issuer. Read SEC document |
| August 18, 2020 Filed Aug 18, 2020 22:23 UTC |
CROUCH TAYLORDirector · CEO & President
|
Tax withholdingCommon Stock | 5,510 | $0.57 | $3,136.29 |
DisclosureSEC source: 0001209191-20-047291 · doc4.xml · nonDerivative · entry 1 CROUCH TAYLOR · CIK 0001197086 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,144 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted May 2018, pursuant to the Reporting Person's agreement with the Issuer. Read SEC document |
| May 18, 2020 Filed May 20, 2020 22:28 UTC |
KUSSMAN CRAIGChief Financial Officer
|
Tax withholdingCommon Stock | 18,030 | $0.51 | $9,253.00 |
DisclosureSEC source: 0001209191-20-031013 · doc4.xml · nonDerivative · entry 1 KUSSMAN CRAIG · CIK 0001197083 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,443 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in August 2016, June 2017 and May 2018, pursuant to the Reporting Person's agreement with the Issuer. Read SEC document |
| May 18, 2020 Filed May 20, 2020 22:25 UTC |
CROUCH TAYLORDirector · CEO & President
|
Tax withholdingCommon Stock | 6,340 | $0.51 | $3,253.69 |
DisclosureSEC source: 0001209191-20-031012 · doc4.xml · nonDerivative · entry 1 CROUCH TAYLOR · CIK 0001197086 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,654 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted May 2018, pursuant to the Reporting Person's agreement with the Issuer. Read SEC document |
| May 18, 2020 Filed May 20, 2020 22:22 UTC |
Bush JenniferGeneral Counsel & Secretary
|
Tax withholdingCommon Stock | 14,630 | $0.51 | $7,508.12 |
DisclosureSEC source: 0001209191-20-031010 · doc4.xml · nonDerivative · entry 1 Bush Jennifer · CIK 0001621152 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,658 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in July 2016, June 2017 and May 2018, pursuant to the Reporting Person's agreement with the Issuer. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 00:28 UTC |
KUSSMAN CRAIGChief Financial Officer
|
Tax withholdingCommon Stock | 17,100 | $0.32 | $5,461.74 |
DisclosureSEC source: 0001209191-20-011304 · doc4.xml · nonDerivative · entry 1 KUSSMAN CRAIG · CIK 0001197083 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,473 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in August 2016, June 2017 and May 2018, pursuant to the Reporting Person's agreement with the Issuer. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 00:26 UTC |
CROUCH TAYLORDirector · CEO & President
|
Tax withholdingCommon Stock | 6,045 | $0.32 | $1,930.77 |
DisclosureSEC source: 0001209191-20-011302 · doc4.xml · nonDerivative · entry 1 CROUCH TAYLOR · CIK 0001197086 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,994 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted May 2018, pursuant to the Reporting Person's agreement with the Issuer. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 00:25 UTC |
Bush JenniferGeneral Counsel & Secretary
|
Tax withholdingCommon Stock | 13,850 | $0.32 | $4,423.69 |
DisclosureSEC source: 0001209191-20-011300 · doc4.xml · nonDerivative · entry 1 Bush Jennifer · CIK 0001621152 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,288 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in July 2016, June 2017 and May 2018, pursuant to the Reporting Person's agreement with the Issuer. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 22:22 UTC |
CROUCH TAYLORDirector · CEO & President
|
Tax withholdingCommon Stock | 5,075 | $0.45 | $2,280.20 |
DisclosureSEC source: 0001209191-19-057259 · doc4.xml · nonDerivative · entry 1 CROUCH TAYLOR · CIK 0001197086 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,039 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted May 2018, pursuant to the Reporting Person's agreement with the Issuer. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 22:23 UTC |
KUSSMAN CRAIGChief Financial Officer
|
Tax withholdingCommon Stock | 14,410 | $0.45 | $6,474.41 |
DisclosureSEC source: 0001209191-19-057260 · doc4.xml · nonDerivative · entry 1 KUSSMAN CRAIG · CIK 0001197083 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,573 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in August 2016, June 2017 and May 2018, pursuant to the Reporting Person's agreement with the Issuer. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 22:20 UTC |
Bush JenniferGeneral Counsel & Secretary
|
Tax withholdingCommon Stock | 11,695 | $0.45 | $5,254.56 |
DisclosureSEC source: 0001209191-19-057256 · doc4.xml · nonDerivative · entry 1 Bush Jennifer · CIK 0001621152 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,138 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in July 2016, June 2017 and May 2018, pursuant to the Reporting Person's agreement with the Issuer. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 22:54 UTC |
BEAVER CAROLYNDirector
|
GrantStock Option (Right to Buy) · Derivative | 52,000 | $0.00 Strike: $0.27 | $0.00 |
DisclosureSEC source: 0001209191-19-048953 · doc4.xml · derivative · entry 1 BEAVER CAROLYN · CIK 0001335581 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,000 Underlying: Common Stock · 52,000 shares Expires 2029-09-05 F1 · derivative.exercise_date: The option represents an automatic annual award granted pursuant to the Issuer's non-employee director compensation plan. The option shares vest and become exercisable in full on the earlier of (i) September 5, 2020 or (ii) immediately prior to commencement of the Issuer's next annual stockholder meeting. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 23:01 UTC |
Shapiro DavidDirector
|
GrantStock Option (Right to Buy) · Derivative | 52,000 | $0.00 Strike: $0.27 | $0.00 |
DisclosureSEC source: 0001209191-19-048964 · doc4.xml · derivative · entry 1 Shapiro David · CIK 0001559570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,000 Underlying: Common Stock · 52,000 shares Expires 2029-09-05 F1 · derivative.exercise_date: The option represents an automatic annual award granted pursuant to the Issuer's non-employee director compensation plan. The option shares vest and become exercisable in full on the earlier of (i) September 5, 2020 or (ii) immediately prior to commencement of the Issuer's next annual stockholder meeting. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 23:00 UTC |
Maroun Richard EDirector
|
GrantStock Option (Right to Buy) · Derivative | 52,000 | $0.00 Strike: $0.27 | $0.00 |
DisclosureSEC source: 0001209191-19-048962 · doc4.xml · derivative · entry 1 Maroun Richard E · CIK 0001364590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,000 Underlying: Common Stock · 52,000 shares Expires 2029-09-05 F1 · derivative.exercise_date: The option represents an automatic annual award granted pursuant to the Issuer's non-employee director compensation plan. The option shares vest and become exercisable in full on the earlier of (i) September 5, 2020 or (ii) immediately prior to commencement of the Issuer's next annual stockholder meeting. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 22:57 UTC |
Malloy KirkDirector
|
GrantStock Option (Right to Buy) · Derivative | 52,000 | $0.00 Strike: $0.27 | $0.00 |
DisclosureSEC source: 0001209191-19-048958 · doc4.xml · derivative · entry 1 Malloy Kirk · CIK 0001326794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,000 Underlying: Common Stock · 52,000 shares Expires 2029-09-05 F1 · derivative.exercise_date: The option represents an automatic annual award granted pursuant to the Issuer's non-employee director compensation plan. The option shares vest and become exercisable in full on the earlier of (i) September 5, 2020 or (ii) immediately prior to commencement of the Issuer's next annual stockholder meeting. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 22:56 UTC |
KESSEL MARKDirector
|
GrantStock Option (Right to Buy) · Derivative | 52,000 | $0.00 Strike: $0.27 | $0.00 |
DisclosureSEC source: 0001209191-19-048956 · doc4.xml · derivative · entry 1 KESSEL MARK · CIK 0001222013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,000 Underlying: Common Stock · 52,000 shares Expires 2029-09-05 F1 · derivative.exercise_date: The option represents an automatic annual award granted pursuant to the Issuer's non-employee director compensation plan. The option shares vest and become exercisable in full on the earlier of (i) September 5, 2020 or (ii) immediately prior to commencement of the Issuer's next annual stockholder meeting. Read SEC document |
| August 16, 2019 Filed Aug 19, 2019 22:18 UTC |
Bush JenniferGeneral Counsel & Secretary
|
Tax withholdingCommon Stock | 11,960 | $0.29 | $3,415.78 |
DisclosureSEC source: 0001209191-19-046689 · doc4.xml · nonDerivative · entry 1 Bush Jennifer · CIK 0001621152 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,833 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in July 2016, June 2017 and May 2018, pursuant to the Reporting Person's agreement with the Issuer. Read SEC document |
| August 16, 2019 Filed Aug 19, 2019 22:21 UTC |
Gallant PaulGeneral Manager
|
Tax withholdingCommon Stock | 9,500 | $0.29 | $2,713.20 |
DisclosureSEC source: 0001209191-19-046691 · doc4.xml · nonDerivative · entry 1 Gallant Paul · CIK 0001651405 · General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,335 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in July 2016, June 2017 and May 2018, pursuant to the Reporting Person's agreement with the Issuer. Read SEC document |
| August 16, 2019 Filed Aug 19, 2019 22:22 UTC |
Hughes Steven GeorgeChief Medical Officer
|
SaleCommon Stock | 22,230 | $0.29 | $6,431.14 |
DisclosureSEC source: 0001209191-19-046693 · doc4.xml · nonDerivative · entry 1 Hughes Steven George · CIK 0001747528 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,484 F1 · price: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $0.2859 to $0.2921. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 16, 2019 Filed Aug 19, 2019 22:23 UTC |
KUSSMAN CRAIGChief Financial Officer
|
Tax withholdingCommon Stock | 14,750 | $0.29 | $4,212.60 |
DisclosureSEC source: 0001209191-19-046694 · doc4.xml · nonDerivative · entry 1 KUSSMAN CRAIG · CIK 0001197083 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,983 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in August 2016, June 2017 and May 2018, pursuant to the Reporting Person's agreement with the Issuer. Read SEC document |
| August 16, 2019 Filed Aug 19, 2019 22:20 UTC |
CROUCH TAYLORDirector · CEO & President
|
Tax withholdingCommon Stock | 5,300 | $0.29 | $1,513.68 |
DisclosureSEC source: 0001209191-19-046690 · doc4.xml · nonDerivative · entry 1 CROUCH TAYLOR · CIK 0001197086 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,114 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted May 2018, pursuant to the Reporting Person's agreement with the Issuer. Read SEC document |
| July 08, 2019 Filed Jul 10, 2019 21:16 UTC |
BEAVER CAROLYNDirector
|
GrantStock Option (Right to Buy) · Derivative | 30,500 | $0.00 Strike: $0.49 | $0.00 |
DisclosureSEC source: 0001209191-19-041714 · doc4.xml · derivative · entry 2 BEAVER CAROLYN · CIK 0001335581 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,500 Underlying: Common Stock · 30,500 shares Expires 2029-07-08 F2 · derivative.exercise_date: The option shares vest and become exercisable in full immediately prior to commencement of the Issuer's next annual stockholder meeting. Read SEC document |
| July 08, 2019 Filed Jul 10, 2019 21:16 UTC |
BEAVER CAROLYNDirector
|
GrantStock Option (Right to Buy) · Derivative | 52,000 | $0.00 Strike: $0.49 | $0.00 |
DisclosureSEC source: 0001209191-19-041714 · doc4.xml · derivative · entry 1 BEAVER CAROLYN · CIK 0001335581 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,000 Underlying: Common Stock · 52,000 shares Expires 2029-07-08 F1 · derivative.exercise_date: The option shares vest and become exercisable over 12 equal quarterly installments measured from February 19, 2019. Read SEC document |
| May 16, 2019 Filed May 20, 2019 21:46 UTC |
KUSSMAN CRAIGChief Financial Officer
|
Tax withholdingCommon Stock | 15,155 | $0.97 | $14,700.35 |
DisclosureSEC source: 0001209191-19-031496 · doc4.xml · nonDerivative · entry 1 KUSSMAN CRAIG · CIK 0001197083 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,733 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in August 2016, June 2017 and May 2018, pursuant to the Reporting Person's agreement with the Issuer. F2 · balance_after: This number does not include 1,305,000 shares of common stock underlying outstanding options held by Mr. Kussman; post-transaction Mr. Kussman continues to beneficially own or have a right to acquire 1,606,733 shares of common stock. Read SEC document |
| May 16, 2019 Filed May 20, 2019 21:43 UTC |
CROUCH TAYLORDirector · CEO & President
|
Tax withholdingCommon Stock | 5,465 | $0.97 | $5,301.05 |
DisclosureSEC source: 0001209191-19-031491 · doc4.xml · nonDerivative · entry 1 CROUCH TAYLOR · CIK 0001197086 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,414 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted May 2018, pursuant to the Reporting Person's agreement with the Issuer. F2 · balance_after: This number does not include 4,038,212 shares of common stock underlying outstanding options held by Mr. Crouch; post-transaction Mr. Crouch continues to beneficially own or have a right to acquire 4,191,626 shares of common stock. Read SEC document |
| May 16, 2019 Filed May 20, 2019 21:45 UTC |
Gallant PaulGeneral Manager
|
Tax withholdingCommon Stock | 9,274 | $0.97 | $8,995.78 |
DisclosureSEC source: 0001209191-19-031494 · doc4.xml · nonDerivative · entry 1 Gallant Paul · CIK 0001651405 · General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,835 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in July 2016, June 2017 and May 2018, pursuant to the Reporting Person's agreement with the Issuer. F2 · balance_after: This number does not include 1,036,667 shares of common stock underlying outstanding options held by Mr. Gallant; post-transaction Mr. Gallant beneficially owns or has a right to acquire 1,237,502 shares of common stock. Read SEC document |
| May 16, 2019 Filed May 20, 2019 21:42 UTC |
Bush JenniferGeneral Counsel & Secretary
|
Tax withholdingCommon Stock | 12,275 | $0.97 | $11,906.75 |
DisclosureSEC source: 0001209191-19-031488 · doc4.xml · nonDerivative · entry 1 Bush Jennifer · CIK 0001621152 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,793 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in July 2016, June 2017 and May 2018, pursuant to the Reporting Person's agreement with the Issuer. F2 · balance_after: This number does not include 1,333,333 shares of common stock underlying outstanding options held by Ms. Bush; post-transaction Ms. Bush beneficially owns or has a right to acquire 1,589,126 shares of common stock. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:54 UTC |
Gallant PaulGeneral Manager
|
Tax withholdingCommon Stock | 10,410 | $1.07 | $11,093.94 |
DisclosureSEC source: 0001209191-19-012225 · doc4.xml · nonDerivative · entry 1 Gallant Paul · CIK 0001651405 · General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,109 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in July 2016, June 2017 and May 2018, pursuant to the Reporting Person's agreement with the Issuer. F2 · balance_after: This number does not include 1,036,667 shares of common stock underlying outstanding options held by Mr. Gallant; post-transaction Mr. Gallant beneficially owns or has a right to acquire 1,246,776 shares of common stock. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:55 UTC |
KUSSMAN CRAIGChief Financial Officer
|
Tax withholdingCommon Stock | 16,215 | $1.07 | $17,280.33 |
DisclosureSEC source: 0001209191-19-012226 · doc4.xml · nonDerivative · entry 1 KUSSMAN CRAIG · CIK 0001197083 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,888 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in August 2016, June 2017 and May 2018, pursuant to the Reporting Person's agreement with the Issuer. F2 · balance_after: This number does not include 1,305,000 shares of common stock underlying outstanding options held by Mr. Kussman; post-transaction Mr. Kussman continues to beneficially own or have a right to acquire 1,621,888 shares of common stock. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:53 UTC |
CROUCH TAYLORDirector · CEO & President
|
Tax withholdingCommon Stock | 5,665 | $1.07 | $6,037.19 |
DisclosureSEC source: 0001209191-19-012222 · doc4.xml · nonDerivative · entry 1 CROUCH TAYLOR · CIK 0001197086 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,879 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted May 2018, pursuant to the Reporting Person's agreement with the Issuer. F2 · balance_after: This number does not include 4,038,212 shares of common stock underlying outstanding options held by Mr. Crouch; post-transaction Mr. Crouch continues to beneficially own or have a right to acquire 4,197,091 shares of common stock. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:52 UTC |
Bush JenniferGeneral Counsel & Secretary
|
Tax withholdingCommon Stock | 13,520 | $1.07 | $14,408.26 |
DisclosureSEC source: 0001209191-19-012219 · doc4.xml · nonDerivative · entry 1 Bush Jennifer · CIK 0001621152 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,068 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in July 2016, June 2017 and May 2018, pursuant to the Reporting Person's agreement with the Issuer. F2 · balance_after: This number does not include 1,333,333 shares of common stock underlying outstanding options held by Ms. Bush; post-transaction Ms. Bush beneficially owns or has a right to acquire 1,601,401 shares of common stock. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:34 UTC |
Shapiro DavidDirector
|
GrantStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $1.01 | $0.00 |
DisclosureSEC source: 0001209191-18-061278 · doc4.xml · derivative · entry 2 Shapiro David · CIK 0001559570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2028-12-04 F2 · derivative.exercise_date: The option shares vest and become exercisable in full on the earlier of (i) December 4, 2019 or (ii) immediately prior to commencement of the Issuer's next annual stockholder meeting. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:34 UTC |
Shapiro DavidDirector
|
GrantStock Option (Right to Buy) · Derivative | 46,500 | $0.00 Strike: $1.01 | $0.00 |
DisclosureSEC source: 0001209191-18-061278 · doc4.xml · derivative · entry 1 Shapiro David · CIK 0001559570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,500 Underlying: Common Stock · 46,500 shares Expires 2028-12-04 F1 · derivative.exercise_date: The option shares vest and become exercisable over 12 equal quarterly installments measured from December 4, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.