Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| VivoSim Labs, INC.ONVO · Entity 8386 | Chief Financial Officer | August 18, 2020 | August 18, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
VivoSim Labs, INC.
Report date August 18, 2020 · Filed August 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 221,743 |
Reported balance
After 2020-08-18 transaction · row 1
1 source rowRow 1 · 2020-08-18 · Tax withholding · Disposed 15,700 · Balance 221,743 F1: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in August 2016, June 2017 and May 2018, pursuant to the Reporting Person's agreement with the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in August 2016, June 2017 and May 2018, pursuant to the Reporting Person's agreement with the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 18, 2020 Filed Aug 18, 2020 22:25 UTC | VivoSim Labs, INC. ONVO · Entity 8386 | Tax withholdingCommon Stock | 15,700 | $0.57 | $8,936.44 |
DisclosureSEC source: 0001209191-20-047292 · doc4.xml · nonDerivative · entry 1 KUSSMAN CRAIG · CIK 0001197083 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,743 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in August 2016, June 2017 and May 2018, pursuant to the Reporting Person's agreement with the Issuer. Read SEC document |
| May 18, 2020 Filed May 20, 2020 22:28 UTC | VivoSim Labs, INC. ONVO · Entity 8386 | Tax withholdingCommon Stock | 18,030 | $0.51 | $9,253.00 |
DisclosureSEC source: 0001209191-20-031013 · doc4.xml · nonDerivative · entry 1 KUSSMAN CRAIG · CIK 0001197083 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,443 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in August 2016, June 2017 and May 2018, pursuant to the Reporting Person's agreement with the Issuer. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 00:28 UTC | VivoSim Labs, INC. ONVO · Entity 8386 | Tax withholdingCommon Stock | 17,100 | $0.32 | $5,461.74 |
DisclosureSEC source: 0001209191-20-011304 · doc4.xml · nonDerivative · entry 1 KUSSMAN CRAIG · CIK 0001197083 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,473 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in August 2016, June 2017 and May 2018, pursuant to the Reporting Person's agreement with the Issuer. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 22:23 UTC | VivoSim Labs, INC. ONVO · Entity 8386 | Tax withholdingCommon Stock | 14,410 | $0.45 | $6,474.41 |
DisclosureSEC source: 0001209191-19-057260 · doc4.xml · nonDerivative · entry 1 KUSSMAN CRAIG · CIK 0001197083 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,573 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in August 2016, June 2017 and May 2018, pursuant to the Reporting Person's agreement with the Issuer. Read SEC document |
| August 16, 2019 Filed Aug 19, 2019 22:23 UTC | VivoSim Labs, INC. ONVO · Entity 8386 | Tax withholdingCommon Stock | 14,750 | $0.29 | $4,212.60 |
DisclosureSEC source: 0001209191-19-046694 · doc4.xml · nonDerivative · entry 1 KUSSMAN CRAIG · CIK 0001197083 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,983 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in August 2016, June 2017 and May 2018, pursuant to the Reporting Person's agreement with the Issuer. Read SEC document |
| May 16, 2019 Filed May 20, 2019 21:46 UTC | VivoSim Labs, INC. ONVO · Entity 8386 | Tax withholdingCommon Stock | 15,155 | $0.97 | $14,700.35 |
DisclosureSEC source: 0001209191-19-031496 · doc4.xml · nonDerivative · entry 1 KUSSMAN CRAIG · CIK 0001197083 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,733 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in August 2016, June 2017 and May 2018, pursuant to the Reporting Person's agreement with the Issuer. F2 · balance_after: This number does not include 1,305,000 shares of common stock underlying outstanding options held by Mr. Kussman; post-transaction Mr. Kussman continues to beneficially own or have a right to acquire 1,606,733 shares of common stock. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:55 UTC | VivoSim Labs, INC. ONVO · Entity 8386 | Tax withholdingCommon Stock | 16,215 | $1.07 | $17,280.33 |
DisclosureSEC source: 0001209191-19-012226 · doc4.xml · nonDerivative · entry 1 KUSSMAN CRAIG · CIK 0001197083 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,888 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in August 2016, June 2017 and May 2018, pursuant to the Reporting Person's agreement with the Issuer. F2 · balance_after: This number does not include 1,305,000 shares of common stock underlying outstanding options held by Mr. Kussman; post-transaction Mr. Kussman continues to beneficially own or have a right to acquire 1,621,888 shares of common stock. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 22:46 UTC | VivoSim Labs, INC. ONVO · Entity 8386 | Tax withholdingCommon Stock | 14,720 | $1.07 | $15,710.66 |
DisclosureSEC source: 0001209191-18-059498 · doc4.xml · nonDerivative · entry 1 KUSSMAN CRAIG · CIK 0001197083 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,103 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in August 2016, June 2017 and May 2018, pursuant to the Reporting Person's agreement with the Issuer. F2 · balance_after: This number does not include 1,305,000 shares of common stock underlying outstanding options held by Mr. Kussman; post-transaction Mr. Kussman continues to beneficially own or have a right to acquire 1,638,103 shares of common stock. Read SEC document |
| August 16, 2018 Filed Aug 16, 2018 23:02 UTC | VivoSim Labs, INC. ONVO · Entity 8386 | Tax withholdingCommon Stock | 15,320 | $1.11 | $16,966.90 |
DisclosureSEC source: 0001209191-18-047201 · doc4.xml · nonDerivative · entry 1 KUSSMAN CRAIG · CIK 0001197083 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,823 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in August 2016, June 2017 and May 2018, pursuant to the Reporting Person's agreement with the Issuer. F2 · balance_after: This number does not include 1.305,000 shares of common stock underlying outstanding options held by Mr. Kussman; post-transaction Mr. Kussman continues to beneficially own or have a right to acquire 1,652,823 shares of common stock. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 23:02 UTC | VivoSim Labs, INC. ONVO · Entity 8386 | GrantStock Option (Right to Buy) · Derivative | 675,000 | $0.00 Strike: $1.14 | $0.00 |
DisclosureSEC source: 0001209191-18-047201 · doc4.xml · derivative · entry 2 KUSSMAN CRAIG · CIK 0001197083 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 675,000 Underlying: Common Stock · 675,000 shares Expires 2028-08-15 F3 · derivative.exercise_date: 25% of the option shares vest and become exercisable on August 15, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| May 24, 2018 Filed May 29, 2018 21:42 UTC | VivoSim Labs, INC. ONVO · Entity 8386 | GrantStock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $1.84 | $0.00 |
DisclosureSEC source: 0001209191-18-033925 · doc4.xml · derivative · entry 2 KUSSMAN CRAIG · CIK 0001197083 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2028-05-24 F4 · derivative.exercise_date: The option shares vest and become exercisable over 16 equal quarterly installments measured from May 15, 2018. Read SEC document |
| May 24, 2018 Filed May 29, 2018 21:42 UTC | VivoSim Labs, INC. ONVO · Entity 8386 | GrantCommon Stock | 74,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033925 · doc4.xml · nonDerivative · entry 1 KUSSMAN CRAIG · CIK 0001197083 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,143 F1 · security: Annual long-term equity award approved by the Compensation Committee of the Issuer's Board of Directors. F2 · shares: The shares represent a grant of Restricted Stock Units ("RSUs"). The RSUs represent a right to receive shares of the Issuer's common stock, at no additional conversion or exercise price. The RSUs vest and settle over 16 equal quarterly installments measured from May 15, 2018. F3 · balance_after: This number does not include 630,000 shares of common stock underlying outstanding options held by Mr. Kussman; post-transaction Mr. Kussman continues to beneficially own or have a right to acquire 993,143 shares of common stock. Read SEC document |
| May 16, 2018 Filed May 17, 2018 21:41 UTC | VivoSim Labs, INC. ONVO · Entity 8386 | Tax withholdingCommon Stock | 11,720 | $1.66 | $19,479.81 |
DisclosureSEC source: 0001209191-18-031109 · doc4.xml · nonDerivative · entry 1 KUSSMAN CRAIG · CIK 0001197083 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,763 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in August 2016 and June 2017, pursuant to the Reporting Person's agreement with the Issuer. F2 · balance_after: This number does not include 330,000 shares of common stock underlying oustanding options held by Mr. Kussman; post-transaction Mr. Kussman continues to beneficially own or have a right to acquire 618,763 shares of common stock. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 13:53 UTC | VivoSim Labs, INC. ONVO · Entity 8386 | Tax withholdingCommon Stock | 13,265 | $1.09 | $14,399.16 |
DisclosureSEC source: 0001209191-18-011102 · doc4.xml · nonDerivative · entry 1 KUSSMAN CRAIG · CIK 0001197083 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,483 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in August 2016 and June 2017, pursuant to the Reporting Person's agreement with the Issuer. F2 · balance_after: This number does not include 330,000 shares of common stock underlying oustanding options held by Mr. Kussman; post-transaction Mr. Kussman continues to beneficially own or have a right to acquire 630,483 shares of common stock. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 00:48 UTC | VivoSim Labs, INC. ONVO · Entity 8386 | Tax withholdingCommon Stock | 11,890 | $1.47 | $17,480.68 |
DisclosureSEC source: 0001209191-17-061327 · doc4.xml · nonDerivative · entry 1 KUSSMAN CRAIG · CIK 0001197083 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,748 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in August 2016 and June 2017, pursuant to the Reporting Person's agreement with the Issuer. F2 · balance_after: This number does not include 330,000 shares of common stock underlying oustanding options held by Mr. Kussman; post-transaction Mr. Kussman continues to beneficially own or have a right to acquire 643,748 shares of common stock. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 20:51 UTC | VivoSim Labs, INC. ONVO · Entity 8386 | Tax withholdingCommon Stock | 26,362 | $2.06 | $54,305.72 |
DisclosureSEC source: 0001209191-17-049424 · doc4.xml · nonDerivative · entry 1 KUSSMAN CRAIG · CIK 0001197083 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,638 F1 · shares: Represents the mandatory sale of shares to satisfy the Reporting Person's tax withholding obligations, in connection with the partial vesting and settlement of restricted stock units granted in August 2016 and June 2017, pursuant to the Reporting Person's agreement with the Issuer. F2 · balance_after: This number does not include 330,000 shares of common stock underlying oustanding options held by Mr. Kussman; post-transaction Mr. Kussman continues to beneficially own or have a right to acquire 655,638 shares of common stock. Read SEC document |
| June 27, 2017 Filed Jun 29, 2017 21:15 UTC | VivoSim Labs, INC. ONVO · Entity 8386 | GrantCommon Stock | 220,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-042353 · doc4.xml · nonDerivative · entry 1 KUSSMAN CRAIG · CIK 0001197083 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,000 F1 · security: Annual long-term equity award approved by the Compensation Committee of the Issuer's Board of Directors. F2 · shares: The shares represent a grant of Restricted Stock Units ("RSUs"). The RSUs represent a right to receive shares of the Issuer's common stock, at no additional conversion or exercise price. The RSUs vest and settle over 16 equal quarterly installments measured from May 15, 2017. F3 · balance_after: This number does not include 330,000 shares of common stock underlying oustanding options held by Mr. Kussman; post-transaction Mr. Kussman continues to beneficially own or have a right to acquire 682,00 shares of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.