Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2022 Filed Feb 15, 2022 21:48 UTC |
Steelberg ChadDirector · See Remarks · 10% owner
|
OtherCommon Stock Purchase Warrant (right to buy) · Derivative | 5,386 | $0.00 Strike: $13.61 | $0.00 |
DisclosureSEC source: 0000899243-22-006557 · doc4.xml · derivative · entry 15 Steelberg Chad · CIK 0001704669 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The C&CS Family Trust dated September 7, 2012 Disclosed balance after: 5,386 Underlying: Common Stock · 5,386 shares Expires 2027-05-11 F7 · derivative.underlying_shares: Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 21:48 UTC |
Steelberg ChadDirector · See Remarks · 10% owner
|
OtherCommon Stock Purchase Warrant (right to buy) · Derivative | 5,386 | $0.00 Strike: $13.61 | $0.00 |
DisclosureSEC source: 0000899243-22-006557 · doc4.xml · derivative · entry 14 Steelberg Chad · CIK 0001704669 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The C&CS Family Trust dated September 7, 2012 Disclosed balance after: 5,386 Underlying: Common Stock · 5,386 shares Expires 2027-05-11 F7 · derivative.underlying_shares: Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 21:48 UTC |
Steelberg ChadDirector · See Remarks · 10% owner
|
OtherCommon Stock Purchase Warrant (right to buy) · Derivative | 5,389 | $0.00 Strike: $13.61 | $0.00 |
DisclosureSEC source: 0000899243-22-006557 · doc4.xml · derivative · entry 13 Steelberg Chad · CIK 0001704669 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The C&CS Family Trust dated September 7, 2012 Disclosed balance after: 5,389 Underlying: Common Stock · 5,389 shares Expires 2027-04-17 F7 · derivative.underlying_shares: Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 21:48 UTC |
Steelberg ChadDirector · See Remarks · 10% owner
|
OtherCommon Stock Purchase Warrant (right to buy) · Derivative | 5,389 | $0.00 Strike: $13.61 | $0.00 |
DisclosureSEC source: 0000899243-22-006557 · doc4.xml · derivative · entry 12 Steelberg Chad · CIK 0001704669 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The C&CS Family Trust dated September 7, 2012 Disclosed balance after: 5,389 Underlying: Common Stock · 5,389 shares Expires 2027-03-24 F7 · derivative.underlying_shares: Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 21:48 UTC |
Steelberg ChadDirector · See Remarks · 10% owner
|
OtherCommon Stock Purchase Warrant (right to buy) · Derivative | 19,591 | $0.00 Strike: $13.61 | $0.00 |
DisclosureSEC source: 0000899243-22-006557 · doc4.xml · derivative · entry 11 Steelberg Chad · CIK 0001704669 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Steel Veritone Fund I, LLC Disclosed balance after: 0 Underlying: Common Stock · 19,591 shares Expires 2027-05-11 F7 · derivative.underlying_shares: Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 21:48 UTC |
Steelberg ChadDirector · See Remarks · 10% owner
|
OtherCommon Stock Purchase Warrant (right to buy) · Derivative | 19,591 | $0.00 Strike: $13.61 | $0.00 |
DisclosureSEC source: 0000899243-22-006557 · doc4.xml · derivative · entry 10 Steelberg Chad · CIK 0001704669 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Steel Veritone Fund I, LLC Disclosed balance after: 0 Underlying: Common Stock · 19,591 shares Expires 2027-05-11 F7 · derivative.underlying_shares: Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 21:48 UTC |
Steelberg ChadDirector · See Remarks · 10% owner
|
OtherCommon Stock Purchase Warrant (right to buy) · Derivative | 19,590 | $0.00 Strike: $13.61 | $0.00 |
DisclosureSEC source: 0000899243-22-006557 · doc4.xml · derivative · entry 9 Steelberg Chad · CIK 0001704669 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Steel Veritone Fund I, LLC Disclosed balance after: 0 Underlying: Common Stock · 19,590 shares Expires 2027-04-17 F7 · derivative.underlying_shares: Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 21:48 UTC |
Steelberg ChadDirector · See Remarks · 10% owner
|
OtherCommon Stock Purchase Warrant (right to buy) · Derivative | 19,590 | $0.00 Strike: $13.61 | $0.00 |
DisclosureSEC source: 0000899243-22-006557 · doc4.xml · derivative · entry 8 Steelberg Chad · CIK 0001704669 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Steel Veritone Fund I, LLC Disclosed balance after: 0 Underlying: Common Stock · 19,590 shares Expires 2027-03-24 F7 · derivative.underlying_shares: Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 21:48 UTC |
Steelberg ChadDirector · See Remarks · 10% owner
|
OtherCommon Stock | 59,629 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-006557 · doc4.xml · nonDerivative · entry 3 Steelberg Chad · CIK 0001704669 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The C&CS Family Trust dated September 7, 2012 Disclosed balance after: 59,629 F2 · balance_after: Reporting person is the trustee of The C&CS Family Trust dated September 7, 2012 and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person received the shares upon distribution of shares held by Steel Veritone Fund I, LLC (the "Fund"), which reporting person previously reported beneficial ownership of 215,921 shares owned by the Fund. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F2 · ownership.nature: Reporting person is the trustee of The C&CS Family Trust dated September 7, 2012 and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person received the shares upon distribution of shares held by Steel Veritone Fund I, LLC (the "Fund"), which reporting person previously reported beneficial ownership of 215,921 shares owned by the Fund. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 21:48 UTC |
Steelberg ChadDirector · See Remarks · 10% owner
|
OtherCommon Stock | 215,921 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-006557 · doc4.xml · nonDerivative · entry 2 Steelberg Chad · CIK 0001704669 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Steel Veritone Fund I, LLC Disclosed balance after: 0 Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 02:48 UTC |
Steelberg RyanDirector · President · 10% owner
|
OtherCommon Stock Purchase Warrant (right to buy) · Derivative | 5,387 | $0.00 Strike: $13.61 | $0.00 |
DisclosureSEC source: 0000899243-22-006558 · doc4.xml · derivative · entry 12 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The RSS Living Trust dated April 6, 2012 Disclosed balance after: 5,387 Underlying: Common Stock · 5,387 shares Expires 2027-05-11 F4 · derivative.underlying_shares: Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 02:48 UTC |
Steelberg RyanDirector · President · 10% owner
|
OtherCommon Stock Purchase Warrant (right to buy) · Derivative | 5,387 | $0.00 Strike: $13.61 | $0.00 |
DisclosureSEC source: 0000899243-22-006558 · doc4.xml · derivative · entry 11 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The RSS Living Trust dated April 6, 2012 Disclosed balance after: 5,387 Underlying: Common Stock · 5,387 shares Expires 2027-05-11 F4 · derivative.underlying_shares: Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 02:48 UTC |
Steelberg RyanDirector · President · 10% owner
|
OtherCommon Stock Purchase Warrant (right to buy) · Derivative | 5,388 | $0.00 Strike: $13.61 | $0.00 |
DisclosureSEC source: 0000899243-22-006558 · doc4.xml · derivative · entry 10 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The RSS Living Trust dated April 6, 2012 Disclosed balance after: 5,388 Underlying: Common Stock · 5,388 shares Expires 2027-04-17 F4 · derivative.underlying_shares: Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 02:48 UTC |
Steelberg RyanDirector · President · 10% owner
|
OtherCommon Stock Purchase Warrant (right to buy) · Derivative | 5,388 | $0.00 Strike: $13.61 | $0.00 |
DisclosureSEC source: 0000899243-22-006558 · doc4.xml · derivative · entry 9 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The RSS Living Trust dated April 6, 2012 Disclosed balance after: 5,388 Underlying: Common Stock · 5,388 shares Expires 2027-03-24 F4 · derivative.underlying_shares: Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 02:48 UTC |
Steelberg RyanDirector · President · 10% owner
|
OtherCommon Stock Purchase Warrant (right to buy) · Derivative | 19,591 | $0.00 Strike: $13.61 | $0.00 |
DisclosureSEC source: 0000899243-22-006558 · doc4.xml · derivative · entry 8 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Steel Veritone Fund I, LLC Disclosed balance after: 0 Underlying: Common Stock · 19,591 shares Expires 2027-05-11 F4 · derivative.underlying_shares: Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 02:48 UTC |
Steelberg RyanDirector · President · 10% owner
|
OtherCommon Stock Purchase Warrant (right to buy) · Derivative | 19,591 | $0.00 Strike: $13.61 | $0.00 |
DisclosureSEC source: 0000899243-22-006558 · doc4.xml · derivative · entry 7 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Steel Veritone Fund I, LLC Disclosed balance after: 0 Underlying: Common Stock · 19,591 shares Expires 2027-05-11 F4 · derivative.underlying_shares: Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 02:48 UTC |
Steelberg RyanDirector · President · 10% owner
|
OtherCommon Stock Purchase Warrant (right to buy) · Derivative | 19,590 | $0.00 Strike: $13.61 | $0.00 |
DisclosureSEC source: 0000899243-22-006558 · doc4.xml · derivative · entry 6 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Steel Veritone Fund I, LLC Disclosed balance after: 0 Underlying: Common Stock · 19,590 shares Expires 2027-04-17 F4 · derivative.underlying_shares: Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 02:48 UTC |
Steelberg RyanDirector · President · 10% owner
|
OtherCommon Stock Purchase Warrant (right to buy) · Derivative | 19,590 | $0.00 Strike: $13.61 | $0.00 |
DisclosureSEC source: 0000899243-22-006558 · doc4.xml · derivative · entry 5 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Steel Veritone Fund I, LLC Disclosed balance after: 0 Underlying: Common Stock · 19,590 shares Expires 2027-03-24 F4 · derivative.underlying_shares: Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 02:48 UTC |
Steelberg RyanDirector · President · 10% owner
|
OtherCommon Stock | 58,487 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-006558 · doc4.xml · nonDerivative · entry 3 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The RSS Living Trust dated April 6, 2012 Disclosed balance after: 93,347 F2 · balance_after: Reporting person is the trustee of The RSS Living Trust dated April 6, 2012 and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person received the shares upon distribution of shares held by Steel Veritone Fund I, LLC (the "Fund"), which reporting person previously reported beneficial ownership of 215,921 shares owned by the Fund. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F2 · ownership.nature: Reporting person is the trustee of The RSS Living Trust dated April 6, 2012 and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person received the shares upon distribution of shares held by Steel Veritone Fund I, LLC (the "Fund"), which reporting person previously reported beneficial ownership of 215,921 shares owned by the Fund. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 02:48 UTC |
Steelberg RyanDirector · President · 10% owner
|
OtherCommon Stock | 215,921 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-006558 · doc4.xml · nonDerivative · entry 2 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Steel Veritone Fund I, LLC Disclosed balance after: 0 Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 21:48 UTC |
Steelberg ChadDirector · See Remarks · 10% owner
|
Tax withholdingCommon Stock | 89,168 | $17.23 | $1,536,364.64 |
DisclosureSEC source: 0000899243-22-006557 · doc4.xml · nonDerivative · entry 1 Steelberg Chad · CIK 0001704669 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,390 F1 · shares: Represents shares that were withheld for the payment of taxes in connection with the vesting of restricted stock units. Read SEC document |
| February 11, 2022 Filed Feb 16, 2022 02:48 UTC |
Steelberg RyanDirector · President · 10% owner
|
Tax withholdingCommon Stock | 63,176 | $17.23 | $1,088,522.48 |
DisclosureSEC source: 0000899243-22-006558 · doc4.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,656 F1 · shares: Represents shares that were withheld for the payment of taxes in connection with the vesting of restricted stock units. Read SEC document |
| January 08, 2022 Filed Jan 11, 2022 21:28 UTC |
Zemetra Michael LeonardEVP, CFO & Treasurer
|
Tax withholdingCommon Stock | 2,054 | $19.60 | $40,258.40 |
DisclosureSEC source: 0000899243-22-001661 · doc4.xml · nonDerivative · entry 2 Zemetra Michael Leonard · CIK 0001580591 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,619 F1 · shares: Represents shares that were withheld for the payment of taxes in connection with the vesting of restricted stock units. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:33 UTC |
Steelberg ChadDirector · See Remarks · 10% owner
|
Tax withholdingCommon Stock | 220,292 | $19.60 | $4,317,723.20 |
DisclosureSEC source: 0000899243-22-001665 · doc4.xml · nonDerivative · entry 1 Steelberg Chad · CIK 0001704669 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,607 F1 · shares: Represents shares that were withheld for the payment of taxes in connection with the vesting of restricted stock units. Read SEC document |
| January 07, 2022 Filed Jan 12, 2022 02:28 UTC |
Steelberg RyanDirector · President · 10% owner
|
Tax withholdingCommon Stock | 114,400 | $19.60 | $2,242,240.00 |
DisclosureSEC source: 0000899243-22-001662 · doc4.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,655 F1 · shares: Represents shares that were withheld for the payment of taxes in connection with the vesting of restricted stock units. Read SEC document |
| January 07, 2022 Filed Jan 21, 2022 20:52 UTC Amendment |
Steelberg ChadDirector · See Remarks · 10% owner
|
Tax withholdingCommon Stock | 202,341 | $19.60 | $3,965,883.60 |
DisclosureSEC source: 0000899243-22-002934 · doc4a.xml · nonDerivative · entry 1 Steelberg Chad · CIK 0001704669 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,558 F1 · shares: Represents shares that were withheld for the payment of taxes in connection with the vesting of restricted stock units. This amendment is being filed to correct the number of shares withheld. Read SEC document |
| January 07, 2022 Filed Jan 22, 2022 01:49 UTC Amendment |
Steelberg RyanDirector · President · 10% owner
|
Tax withholdingCommon Stock | 98,223 | $19.60 | $1,925,170.80 |
DisclosureSEC source: 0000899243-22-002932 · doc4a.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,832 F1 · shares: Represents shares that were withheld for the payment of taxes in connection with the vesting of restricted stock units. This amendment is being filed to correct the number of shares withheld. Read SEC document |
| December 28, 2021 Filed Jan 11, 2022 21:28 UTC |
Zemetra Michael LeonardEVP, CFO & Treasurer
|
Tax withholdingCommon Stock | 6,916 | $23.06 | $159,482.96 |
DisclosureSEC source: 0000899243-22-001661 · doc4.xml · nonDerivative · entry 1 Zemetra Michael Leonard · CIK 0001580591 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,673 F1 · shares: Represents shares that were withheld for the payment of taxes in connection with the vesting of restricted stock units. Read SEC document |
| November 19, 2021 Filed Nov 24, 2021 01:30 UTC |
Steelberg RyanDirector · President · 10% owner
|
PurchaseCommon Stock | 2,763 | $28.47 | $78,651.83 |
DisclosureSEC source: 0000899243-21-045900 · doc4.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Living Trust Disclosed balance after: 34,860 F1 · ownership.nature: Shares are held by reporting person as trustee of a living trust. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 17:21 UTC |
GRAZIADIO G LOUIS IIIDirector
|
GrantStock Option (right to buy) · Derivative | 1,765 | $0.00 Strike: $20.98 | $0.00 |
DisclosureSEC source: 0001593968-21-001724 · primary_01.xml · derivative · entry 15 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,765 Underlying: Common Stock · 1,765 shares Expires 2031-06-24 F12 · derivative.exercise_date: Stock option was granted to reporting person pursuant to the automatic grant provisions of the issuer's 2017 Stock Incentive Plan, and will vest on the earlier of (i) June 24, 2022, and (ii) the day immediately preceding the date of the issuer's 2022 annual meeting of stockholders. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 17:21 UTC |
GRAZIADIO G LOUIS IIIDirector
|
GrantCommon Stock | 3,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-001724 · primary_01.xml · nonDerivative · entry 1 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,858 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 3,575 shares of the issuer's common stock, which have been granted to reporting person pursuant to the automatic grant provisions of the issuer's 2017 Stock Incentive Plan. All such restricted stock units will vest on the earlier of (i) June 24, 2022, and (ii) the day immediately preceding the date of the issuer's 2022 annual meeting of stockholders. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:18 UTC |
Taketa Richard HDirector
|
GrantStock Option (right to buy) · Derivative | 2,117 | $0.00 Strike: $20.98 | $0.00 |
DisclosureSEC source: 0001593968-21-001722 · primary_01.xml · derivative · entry 3 Taketa Richard H · CIK 0001772375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,117 Underlying: Common Stock · 2,117 shares Expires 2031-06-24 F3 · derivative.exercise_date: Stock option was granted to reporting person pursuant to the automatic grant provisions of the issuer's 2017 Stock Incentive Plan, and will vest on the earlier of (i) June 24, 2022, and (ii) the day immediately preceding the date of the issuer's 2022 annual meeting of stockholders. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:18 UTC |
Taketa Richard HDirector
|
GrantCommon Stock | 3,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-001722 · primary_01.xml · nonDerivative · entry 1 Taketa Richard H · CIK 0001772375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,869 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 3,575 shares of the issuer's common stock, which have been granted to reporting person pursuant to the automatic grant provisions of the issuer's 2017 Stock Incentive Plan. All such restricted stock units will vest on the earlier of (i) June 24, 2022, and (ii) the day immediately preceding the date of the issuer's 2022 annual meeting of stockholders. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:20 UTC |
KURTZ KNUTE P.Director
|
GrantStock Option (right to buy) · Derivative | 2,117 | $0.00 Strike: $20.98 | $0.00 |
DisclosureSEC source: 0001593968-21-001723 · primary_01.xml · derivative · entry 2 KURTZ KNUTE P. · CIK 0001709018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,117 Underlying: Common Stock · 2,117 shares Expires 2031-06-24 F2 · derivative.exercise_date: Stock option was granted to reporting person pursuant to the automatic grant provisions of the issuer's 2017 Stock Incentive Plan, and will vest on the earlier of (i) June 24, 2022, and (ii) the day immediately preceding the date of the issuer's 2022 annual meeting of stockholders. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:20 UTC |
KURTZ KNUTE P.Director
|
GrantCommon Stock | 3,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-001723 · primary_01.xml · nonDerivative · entry 1 KURTZ KNUTE P. · CIK 0001709018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,017 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 3,575 shares of the issuer's common stock, which have been granted to reporting person pursuant to the automatic grant provisions of the issuer's 2017 Stock Incentive Plan. All such restricted stock units will vest on the earlier of (i) June 24, 2022, and (ii) the day immediately preceding the date of the issuer's 2022 annual meeting of stockholders. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:14 UTC |
Gehl Jeff PatrickDirector
|
GrantStock Option (right to buy) · Derivative | 1,941 | $0.00 Strike: $20.98 | $0.00 |
DisclosureSEC source: 0001593968-21-001720 · primary_01.xml · derivative · entry 4 Gehl Jeff Patrick · CIK 0001705527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,941 Underlying: Common Stock · 1,941 shares Expires 2031-06-24 F4 · derivative.exercise_date: Stock option was granted to reporting person pursuant to the automatic grant provisions of the issuer's 2017 Stock Incentive Plan, and will vest on the earlier of (i) June 24, 2022, and (ii) the day immediately preceding the date of the issuer's 2022 annual meeting of stockholders. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:14 UTC |
Gehl Jeff PatrickDirector
|
GrantCommon Stock | 3,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-001720 · primary_01.xml · nonDerivative · entry 1 Gehl Jeff Patrick · CIK 0001705527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,441 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 3,575 shares of the issuer's common stock, which have been granted to reporting person pursuant to the automatic grant provisions of the issuer's 2017 Stock Incentive Plan. All such restricted stock units will vest on the earlier of (i) June 24, 2022, and (ii) the day immediately preceding the date of the issuer's 2022 annual meeting of stockholders. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:17 UTC |
Nayyar Nayaki RDirector
|
GrantStock Option (right to buy) · Derivative | 1,765 | $0.00 Strike: $20.98 | $0.00 |
DisclosureSEC source: 0001593968-21-001721 · primary_01.xml · derivative · entry 2 Nayyar Nayaki R · CIK 0001756318 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,765 Underlying: Common Stock · 1,765 shares Expires 2031-06-24 F2 · derivative.exercise_date: Stock option was granted to reporting person pursuant to the automatic grant provisions of the issuer's 2017 Stock Incentive Plan, and will vest on the earlier of (i) June 24, 2022, and (ii) the day immediately preceding the date of the issuer's 2022 annual meeting of stockholders. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:17 UTC |
Nayyar Nayaki RDirector
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GrantCommon Stock | 3,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-001721 · primary_01.xml · nonDerivative · entry 1 Nayyar Nayaki R · CIK 0001756318 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,314 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 3,575 shares of the issuer's common stock, which have been granted to reporting person pursuant to the automatic grant provisions of the issuer's 2017 Stock Incentive Plan. All such restricted stock units will vest on the earlier of (i) June 24, 2022, and (ii) the day immediately preceding the date of the issuer's 2022 annual meeting of stockholders. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 20:01 UTC |
Steelberg ChadDirector · CEO, Chairman of the Board · 10% owner
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GrantCommon Stock | 179,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000472 · primary_01.xml · nonDerivative · entry 1 Steelberg Chad · CIK 0001704669 · Director · CEO, Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 681,899 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 179,845 shares of the issuer's common stock, which have been granted to reporting person pursuant to the terms of his Employment Agreement with the issuer. All such restricted stock units will vest on the first anniversary of the grant date, subject to the continuous service of reporting person with the issuer. Read SEC document |
| February 11, 2021 Filed Feb 13, 2021 00:59 UTC |
COYNE JEFFREY BEVP, General Counsel & Sec
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GrantCommon Stock | 9,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000471 · primary_01.xml · nonDerivative · entry 1 COYNE JEFFREY B · CIK 0001213184 · EVP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,010 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 9,689 shares of the issuer's common stock. All such restricted stock units will vest on the first anniversary of the grant date, subject to the continuous service of reporting person with the issuer. F2 · balance_after: Includes a total of 2,000 shares acquired by reporting person through the Employee Stock Purchase Plan of the issuer on July 31, 2020 and January 29, 2021. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 20:05 UTC |
Zemetra Michael LeonardEVP, CFO & Treasurer
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GrantCommon Stock | 9,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000474 · primary_01.xml · nonDerivative · entry 1 Zemetra Michael Leonard · CIK 0001580591 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,589 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 9,689 shares of the issuer's common stock, which have been granted to reporting person pursuant to the terms of his Employment Agreement with the issuer. All such restricted stock units will vest on the first anniversary of the grant date, subject to the continuous service of reporting person with the issuer. Read SEC document |
| February 11, 2021 Filed Feb 13, 2021 01:04 UTC |
Steelberg RyanDirector · President · 10% owner
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GrantCommon Stock | 127,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000473 · primary_01.xml · nonDerivative · entry 1 Steelberg Ryan · CIK 0001705446 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,055 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 127,422 shares of the issuer's common stock, which have been granted to reporting person pursuant to the terms of his Employment Agreement with the issuer. All such restricted stock units will vest on the first anniversary of the grant date, subject to the continuous service of reporting person with the issuer. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 16:46 UTC |
GRAZIADIO G LOUIS IIIDirector
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SaleCommon Stock | 1,666 | $36.40 | $60,642.40 |
DisclosureSEC source: 0001593968-21-000124 · primary_01.xml · nonDerivative · entry 14 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Graziadio Dynasty Trust II Disclosed balance after: 13,034 F1 · kind: Sale was effected pursuant to a Rule 10b5-1 trading plan established by the holder effective as of August 17, 2020. F11 · ownership.nature: These shares are owned by the Graziadio Dynasty Trust II for the benefit of reporting person. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 16:46 UTC |
GRAZIADIO G LOUIS IIIDirector
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SaleCommon Stock | 596 | $36.40 | $21,694.40 |
DisclosureSEC source: 0001593968-21-000124 · primary_01.xml · nonDerivative · entry 13 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Western Metals Corporation Disclosed balance after: 3,693 F1 · kind: Sale was effected pursuant to a Rule 10b5-1 trading plan established by the holder effective as of August 17, 2020. F10 · ownership.nature: These shares are owned by Western Metals Corporation ("Western Metals"), a corporation as to which GFT and Ginarra beneficially own a significant pecuniary interest and Mr. Graziadio is the president. Mr. Graziadio disclaims beneficial ownership of the shares owned by Western Metals except to the extent of his pecuniary interest in such shares. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 16:46 UTC |
GRAZIADIO G LOUIS IIIDirector
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SaleCommon Stock | 2,135 | $36.40 | $77,714.00 |
DisclosureSEC source: 0001593968-21-000124 · primary_01.xml · nonDerivative · entry 12 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Boss Holdings, Inc. Disclosed balance after: 59,271 F1 · kind: Sale was effected pursuant to a Rule 10b5-1 trading plan established by the holder effective as of August 17, 2020. F9 · ownership.nature: These shares are owned by Boss Holdings, Inc. ("Boss Holdings"), a corporation as to which Mr. Graziadio, GFT and Ginarra together are majority shareholders and Mr. Graziadio is chairman and chief executive officer. Mr. Graziadio disclaims beneficial ownership of the shares owned by Boss Holdings except to the extent of his pecuniary interest in such shares. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 16:46 UTC |
GRAZIADIO G LOUIS IIIDirector
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SaleCommon Stock | 166 | $36.40 | $6,042.40 |
DisclosureSEC source: 0001593968-21-000124 · primary_01.xml · nonDerivative · entry 11 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Disclosed balance after: 2,334 F1 · kind: Sale was effected pursuant to a Rule 10b5-1 trading plan established by the holder effective as of August 17, 2020. F8 · ownership.nature: These shares are owned by the George and Reva Graziadio Foundation (the "Foundation"), a charitable foundation established by the parents of Mr. Graziadio, as to which Mr. Graziadio has no pecuniary interest. Mr. Graziadio is one of three directors of the Foundation, does not have the right to control disposition of the shares owned by the Foundation and disclaims beneficial ownership of the shares owned by the Foundation as he has no pecuniary interest in such shares. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 16:46 UTC |
GRAZIADIO G LOUIS IIIDirector
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SaleCommon Stock | 258 | $36.40 | $9,391.20 |
DisclosureSEC source: 0001593968-21-000124 · primary_01.xml · nonDerivative · entry 10 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Marianna Trust Disclosed balance after: 4,517 F1 · kind: Sale was effected pursuant to a Rule 10b5-1 trading plan established by the holder effective as of August 17, 2020. F7 · ownership.nature: These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of the daughter of Mr. Graziadio, Marianna Graziadio ("Marianna Trust"). Mr. Graziadio is the trustee of the Marianna Trust, but disclaims beneficial ownership of the shares owned by the Marianna Trust except to the extent of the pecuniary interest of his daughter in such shares. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 16:46 UTC |
GRAZIADIO G LOUIS IIIDirector
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SaleCommon Stock | 258 | $36.40 | $9,391.20 |
DisclosureSEC source: 0001593968-21-000124 · primary_01.xml · nonDerivative · entry 9 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Gino Trust Disclosed balance after: 4,517 F1 · kind: Sale was effected pursuant to a Rule 10b5-1 trading plan established by the holder effective as of August 17, 2020. F6 · ownership.nature: These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of the son of Mr. Graziadio, George L. Graziadio IV ("Gino Trust"). Mr. Graziadio is the trustee of the Gino Trust, but disclaims beneficial ownership of the shares owned by the Gino Trust except to the extent of the pecuniary interest of his son in such shares. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 16:46 UTC |
GRAZIADIO G LOUIS IIIDirector
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SaleCommon Stock | 545 | $36.40 | $19,838.00 |
DisclosureSEC source: 0001593968-21-000124 · primary_01.xml · nonDerivative · entry 8 GRAZIADIO G LOUIS III · CIK 0001077131 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ginmarra Disclosed balance after: 16,091 F1 · kind: Sale was effected pursuant to a Rule 10b5-1 trading plan established by the holder effective as of August 17, 2020. F5 · ownership.nature: These shares are owned by Ginmarra Investors Fund 1 LLC ("Ginmarra"), a limited liability company majority owned by GFT and Ginarra and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims ownership of the shares owned by Ginmarra except to the extent of his pecuniary interest in such shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.