person · Reporting owner
Zemetra Michael Leonard
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LiveOne, Inc.LIVX · Entity 7199 | CFO & EVP | August 18, 2020 | August 29, 2020 |
| Veritone, Inc.VERI · Entity 6925 | EVP, CFO & TREASURER | February 19, 2026 | February 23, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LiveOne, Inc.
Report date August 18, 2020 · Filed August 29, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 183,461 |
Ending reported balance
After 2020-08-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-08-18 · Exercise / conversion · Acquired 250,000 · Balance 266,667 F1: Restricted Stock Units convert into Common Stock on a one-for-one basis. Row 2 · 2020-08-18 · Other · Disposed 83,206 · Balance 183,461 F3: On August 18, 2020, these shares were sold by the Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs as reported in footnote 2. The sale price represents a weighted average price as multiple executions were involved in completing the sale transaction. Additional detail regarding the individual execution prices is available upon request. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-08-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-08-18 · Exercise / conversion · Disposed 250,000 · Balance 0 F1: Restricted Stock Units convert into Common Stock on a one-for-one basis. F2: These Restricted Stock Units (the "RSUs") were granted pursuant to the Reporting Person's Employment Agreement, dated as of April 13, 2018, as subsequently amended, and vested on April 13, 2020. Each vested RSU was settled by the Issuer in August 2020 by delivery to the Reporting Person of one share of the Issuer's common stock per RSU. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units convert into Common Stock on a one-for-one basis.
F2: These Restricted Stock Units (the "RSUs") were granted pursuant to the Reporting Person's Employment Agreement, dated as of April 13, 2018, as subsequently amended, and vested on April 13, 2020. Each vested RSU was settled by the Issuer in August 2020 by delivery to the Reporting Person of one share of the Issuer's common stock per RSU.
F3: On August 18, 2020, these shares were sold by the Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs as reported in footnote 2. The sale price represents a weighted average price as multiple executions were involved in completing the sale transaction. Additional detail regarding the individual execution prices is available upon request.
Veritone, Inc.
Report date February 19, 2026 · Filed February 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 400,981 |
Reported balance
After 2026-02-19 transaction · row 1
1 source rowRow 1 · 2026-02-19 · Grant · Acquired 137,500 · Balance 400,981 F1: Consists of RSUs representing the right to receive shares of the issuer's common stock upon vesting. One-third of the RSUs vest on each of January 1, 2027, January 1, 2028 and January 1, 2029, subject to the reporting person's continuous service with the issuer on each date. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of RSUs representing the right to receive shares of the issuer's common stock upon vesting. One-third of the RSUs vest on each of January 1, 2027, January 1, 2028 and January 1, 2029, subject to the reporting person's continuous service with the issuer on each date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 19, 2026 Filed Feb 23, 2026 18:00 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 137,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001580591-26-000005 · form4-02232026_060203.xml · nonDerivative · entry 1 Zemetra Michael Leonard · CIK 0001580591 · EVP, CFO & TREASURER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 400,981 F1 · shares: Consists of RSUs representing the right to receive shares of the issuer's common stock upon vesting. One-third of the RSUs vest on each of January 1, 2027, January 1, 2028 and January 1, 2029, subject to the reporting person's continuous service with the issuer on each date. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 21:55 UTC | Veritone, Inc. VERI · Entity 6925 | Tax withholdingCommon Stock | 35,981 | $4.79 | $172,348.99 |
DisclosureSEC source: 0001580591-26-000003 · form4-01072026_020123.xml · nonDerivative · entry 1 Zemetra Michael Leonard · CIK 0001580591 · EVP, CFO & TREASURER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 263,481 F1 · shares: Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. F2 · balance_after: Includes 5,000 shares acquired through the issuer's Employee Stock Purchase Plan. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 16:45 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 82,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-003740 · form4-02122025_090211.xml · nonDerivative · entry 1 Zemetra Michael Leonard · CIK 0001580591 · EVP, CFO & TREASURER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 294,462 F1 · shares: Consists of RSUs representing the right to receive shares of the issuer's common stock upon vesting. One-third of the RSUs vest on each of January 1, 2026, January 1, 2027 and January 1, 2028, subject to the reporting person's continuous service with the issuer on each date. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 21:53 UTC | Veritone, Inc. VERI · Entity 6925 | Tax withholdingCommon Stock | 26,885 | $3.20 | $86,032.00 |
DisclosureSEC source: 0001415889-25-000951 · form4-01072025_020158.xml · nonDerivative · entry 1 Zemetra Michael Leonard · CIK 0001580591 · EVP, CFO & TREASURER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,962 F1 · shares: Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. F2 · balance_after: Includes 2,448 shares of common stock held by the Reporting Person and inadvertently omitted from prior filings. Read SEC document |
| June 06, 2024 Filed Jun 7, 2024 17:00 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-016029 · form4-06072024_050605.xml · nonDerivative · entry 1 Zemetra Michael Leonard · CIK 0001580591 · EVP, CFO & TREASURER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 236,399 F1 · shares: Consists of restricted stock units ("RSUs") representing the right to receive shares of the issuer's common stock upon vesting. One-third of the RSUs vest on each of January 1, 2025, January 1, 2026 and January 1, 2027, subject to the reporting person's continuous service with the issuer on each date. Read SEC document |
| April 08, 2024 Filed Apr 10, 2024 18:13 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 72,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-010664 · form4-04102024_100408.xml · nonDerivative · entry 1 Zemetra Michael Leonard · CIK 0001580591 · EVP, CFO & TREASURER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 219,993 F1 · shares: Consists of restricted stock units ("RSUs") representing the right to receive shares of the issuer's common stock upon vesting. One-third of the RSUs vest on each of January 1, 2025, January 1, 2026 and January 1, 2027, subject to the reporting person's continuous service with the issuer on each date. Read SEC document |
| January 19, 2024 Filed Apr 19, 2024 16:51 UTC | Veritone, Inc. VERI · Entity 6925 | Tax withholdingCommon Stock | 9,714 | $1.69 | $16,416.66 |
DisclosureSEC source: 0001415889-24-011241 · form4-04192024_080400.xml · nonDerivative · entry 2 Zemetra Michael Leonard · CIK 0001580591 · EVP, CFO & TREASURER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 206,399 F1 · shares: Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| January 01, 2024 Filed Apr 19, 2024 16:51 UTC | Veritone, Inc. VERI · Entity 6925 | Tax withholdingCommon Stock | 3,880 | $1.81 | $7,022.80 |
DisclosureSEC source: 0001415889-24-011241 · form4-04192024_080400.xml · nonDerivative · entry 1 Zemetra Michael Leonard · CIK 0001580591 · EVP, CFO & TREASURER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,113 F1 · shares: Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 16:29 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 28,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039403 · doc4.xml · nonDerivative · entry 1 Zemetra Michael Leonard · CIK 0001580591 · EVP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 147,993 F1 · shares: Consists of restricted stock units ("RSUs") representing the right to receive shares of the issuer's common stock upon vesting. One-third of the RSUs vest on each of January 1, 2024, January 1, 2025 and January 1, 2026, subject to the reporting person's continuous service with the issuer on each date. Read SEC document |
| April 22, 2023 Filed Apr 25, 2023 16:08 UTC | Veritone, Inc. VERI · Entity 6925 | Tax withholdingCommon Stock | 1,244 | $5.06 | $6,294.64 |
DisclosureSEC source: 0001209191-23-025521 · doc4.xml · nonDerivative · entry 2 Zemetra Michael Leonard · CIK 0001580591 · EVP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,045 F3 · shares: Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 19:37 UTC | Veritone, Inc. VERI · Entity 6925 | Tax withholdingCommon Stock | 6,316 | $6.36 | $40,169.76 |
DisclosureSEC source: 0001209191-23-016525 · doc4.xml · nonDerivative · entry 1 Zemetra Michael Leonard · CIK 0001580591 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,597 F1 · shares: Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| January 19, 2023 Filed Jan 20, 2023 17:56 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 71,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004319 · doc4.xml · nonDerivative · entry 1 Zemetra Michael Leonard · CIK 0001580591 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,913 F1 · shares: Consists of restricted stock units ("RSUs") representing the right to receive shares of the issuer's common stock upon vesting. One-third of the RSUs vest on each of January 1, 2024, January 1, 2025 and January 1, 2026, subject to the reporting person's continuous service with the issuer on each date. Read SEC document |
| July 08, 2022 Filed Jul 12, 2022 16:59 UTC | Veritone, Inc. VERI · Entity 6925 | Tax withholdingCommon Stock | 1,729 | $7.48 | $12,932.92 |
DisclosureSEC source: 0000899243-22-025984 · doc4.xml · nonDerivative · entry 1 Zemetra Michael Leonard · CIK 0001580591 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,802 F1 · shares: Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| April 22, 2022 Filed Apr 25, 2023 16:08 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 3,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025521 · doc4.xml · nonDerivative · entry 1 Zemetra Michael Leonard · CIK 0001580591 · EVP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,289 F1 · shares: Consists of restricted stock units ("RSUs") representing the right to receive shares of the issuer's common stock upon vesting. The RSUs vested in full on April 22, 2023. F2 · balance_after: Represents the number of shares held as of April 22, 2023. Read SEC document |
| April 08, 2022 Filed Apr 12, 2022 21:25 UTC | Veritone, Inc. VERI · Entity 6925 | Tax withholdingCommon Stock | 1,729 | $15.66 | $27,076.14 |
DisclosureSEC source: 0000899243-22-014637 · doc4.xml · nonDerivative · entry 1 Zemetra Michael Leonard · CIK 0001580591 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,890 F1 · shares: Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| March 02, 2022 Filed May 11, 2022 21:35 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 15,641 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-017717 · doc4.xml · nonDerivative · entry 1 Zemetra Michael Leonard · CIK 0001580591 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,531 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting shares of the issuer's common stock. All such restricted stock units will vest on the first anniversary of the grant date, subject to the continuous service of reporting person with the issuer. Read SEC document |
| January 08, 2022 Filed Jan 11, 2022 21:28 UTC | Veritone, Inc. VERI · Entity 6925 | Tax withholdingCommon Stock | 2,054 | $19.60 | $40,258.40 |
DisclosureSEC source: 0000899243-22-001661 · doc4.xml · nonDerivative · entry 2 Zemetra Michael Leonard · CIK 0001580591 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,619 F1 · shares: Represents shares that were withheld for the payment of taxes in connection with the vesting of restricted stock units. Read SEC document |
| December 28, 2021 Filed Jan 11, 2022 21:28 UTC | Veritone, Inc. VERI · Entity 6925 | Tax withholdingCommon Stock | 6,916 | $23.06 | $159,482.96 |
DisclosureSEC source: 0000899243-22-001661 · doc4.xml · nonDerivative · entry 1 Zemetra Michael Leonard · CIK 0001580591 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,673 F1 · shares: Represents shares that were withheld for the payment of taxes in connection with the vesting of restricted stock units. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 20:05 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 9,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000474 · primary_01.xml · nonDerivative · entry 1 Zemetra Michael Leonard · CIK 0001580591 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,589 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 9,689 shares of the issuer's common stock, which have been granted to reporting person pursuant to the terms of his Employment Agreement with the issuer. All such restricted stock units will vest on the first anniversary of the grant date, subject to the continuous service of reporting person with the issuer. Read SEC document |
| October 08, 2020 Filed Oct 13, 2020 16:53 UTC | Veritone, Inc. VERI · Entity 6925 | GrantStock Option (right to buy) · Derivative | 120,000 | $0.00 Strike: $11.10 | $0.00 |
DisclosureSEC source: 0001593968-20-002021 · primary_01.xml · derivative · entry 3 Zemetra Michael Leonard · CIK 0001580591 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2030-10-08 F3 · derivative.exercise_date: Stock option will become exercisable in three equal tranches based on the achievement of stock price goals for the common stock of the issuer of $17.50 per share, $22.50 per share and $27.50 per share, respectively, subject to the continuous service of reporting person with the issuer. Read SEC document |
| October 08, 2020 Filed Oct 13, 2020 16:53 UTC | Veritone, Inc. VERI · Entity 6925 | GrantStock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $11.10 | $0.00 |
DisclosureSEC source: 0001593968-20-002021 · primary_01.xml · derivative · entry 2 Zemetra Michael Leonard · CIK 0001580591 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2030-10-08 F2 · derivative.exercise_date: 25% of the shares subject to the option will vest on the first anniversary of the grant date, and 1/36th of the remaining shares subject to the option will vest in monthly installments thereafter, subject to the continuous service of reporting person with the issuer. Read SEC document |
| October 08, 2020 Filed Oct 13, 2020 16:53 UTC | Veritone, Inc. VERI · Entity 6925 | GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-002021 · primary_01.xml · nonDerivative · entry 1 Zemetra Michael Leonard · CIK 0001580591 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,900 F1 · shares: Consists of restricted stock units representing the right to receive upon vesting a total of 40,000 shares of the issuer's common stock. 50% of such restricted stock units will vest on the first anniversary of the grant date, and the remaining 50% will vest in four equal quarterly installments over the next 12-month period thereafter, subject to the continuous service of reporting person with the issuer. Read SEC document |
| August 18, 2020 Filed Aug 29, 2020 01:31 UTC | LiveOne, Inc. LIVX · Entity 7199 | Exercise / conversionRestricted Stock Units · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-024423 · ownership.xml · derivative · entry 3 Zemetra Michael Leonard · CIK 0001580591 · CFO & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.001 par value · 250,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: These Restricted Stock Units (the "RSUs") were granted pursuant to the Reporting Person's Employment Agreement, dated as of April 13, 2018, as subsequently amended, and vested on April 13, 2020. Each vested RSU was settled by the Issuer in August 2020 by delivery to the Reporting Person of one share of the Issuer's common stock per RSU. F2 · derivative.expiration_date: These Restricted Stock Units (the "RSUs") were granted pursuant to the Reporting Person's Employment Agreement, dated as of April 13, 2018, as subsequently amended, and vested on April 13, 2020. Each vested RSU was settled by the Issuer in August 2020 by delivery to the Reporting Person of one share of the Issuer's common stock per RSU. Read SEC document |
| August 18, 2020 Filed Aug 29, 2020 01:31 UTC | LiveOne, Inc. LIVX · Entity 7199 | OtherCommon Stock, $0.001 par value | 83,206 | $2.81 | $233,808.86 |
DisclosureSEC source: 0001213900-20-024423 · ownership.xml · nonDerivative · entry 2 Zemetra Michael Leonard · CIK 0001580591 · CFO & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,461 F3 · shares: On August 18, 2020, these shares were sold by the Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs as reported in footnote 2. The sale price represents a weighted average price as multiple executions were involved in completing the sale transaction. Additional detail regarding the individual execution prices is available upon request. Read SEC document |
| August 18, 2020 Filed Aug 29, 2020 01:31 UTC | LiveOne, Inc. LIVX · Entity 7199 | Exercise / conversionCommon Stock, $0.001 par value | 250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-024423 · ownership.xml · nonDerivative · entry 1 Zemetra Michael Leonard · CIK 0001580591 · CFO & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis. Read SEC document |
| April 16, 2020 Filed Apr 18, 2020 00:00 UTC | LiveOne, Inc. LIVX · Entity 7199 | GrantRestricted Stock Units · Derivative | 300,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-009509 · ownership.xml · derivative · entry 1 Zemetra Michael Leonard · CIK 0001580591 · CFO & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock, $0.001 par value · 300,000 shares Expires not disclosed F1 · derivative.exercise_date: 162,500 of the Restricted Stock Units (the "RSUs") shall vest on the 13-month anniversary of April 1, 2020 (the "Initial Vesting Date") and the remaining RSUs shall vest thereafter on each successive monthly anniversary of the Initial Vesting Date in an amount of 12,500 RSUs each, with the last tranche to vest on April 13, 2022 (inclusive), subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date and subject to earlier vesting upon a Change of Control (as defined in the Reporting Person's Employment Agreement, dated as of April 13, 2018, as subsequently amended (the "EA")), or such other vesting acceleration conditions as set forth in the EA. Each vested RSU shall be settled by delivery to the Reporting Person of one share of the Issuer's common stock on the first to occur of: (i) the date of a Change of Control, (continued to Footnote 2) F2 · derivative.exercise_date: (continued from Footnote 1) (ii) the end of the Employment Period (as defined in the EA), if so elected by the Reporting Person, and (iii) the date of the Reporting Person's death or Disability (as defined in the EA). F1 · derivative.expiration_date: 162,500 of the Restricted Stock Units (the "RSUs") shall vest on the 13-month anniversary of April 1, 2020 (the "Initial Vesting Date") and the remaining RSUs shall vest thereafter on each successive monthly anniversary of the Initial Vesting Date in an amount of 12,500 RSUs each, with the last tranche to vest on April 13, 2022 (inclusive), subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date and subject to earlier vesting upon a Change of Control (as defined in the Reporting Person's Employment Agreement, dated as of April 13, 2018, as subsequently amended (the "EA")), or such other vesting acceleration conditions as set forth in the EA. Each vested RSU shall be settled by delivery to the Reporting Person of one share of the Issuer's common stock on the first to occur of: (i) the date of a Change of Control, (continued to Footnote 2) F2 · derivative.expiration_date: (continued from Footnote 1) (ii) the end of the Employment Period (as defined in the EA), if so elected by the Reporting Person, and (iii) the date of the Reporting Person's death or Disability (as defined in the EA). Read SEC document |
| January 10, 2019 Filed Jan 15, 2019 02:04 UTC | LiveOne, Inc. LIVX · Entity 7199 | PurchaseCommon Stock | 16,667 | $3.00 | $50,001.00 |
DisclosureSEC source: 0001213900-19-000703 · ownership.xml · nonDerivative · entry 1 Zemetra Michael Leonard · CIK 0001580591 · CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 F1 · price: The shares reported herein were acquired by the Reporting Person in a private transaction from an unrelated third party. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.