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Nasdaq · USD

VELO

Velo3D, Inc.

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Tapewire entity
5750
SEC CIK
0001825079
Parsed reports
332

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2025 Filed May 17, 2025 00:25 UTC Exercise / conversionRestricted stock unit · Derivative 7,142 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-073875 · ownership.xml · derivative · entry 8

Xu Hull Hou Jun · CIK 0001919152 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,429

Underlying: Common Stock · 7,142 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vest 25% @ 1 year starting May'25, Quarterly thereafter for 4 years, subject to the continued service of the reporting person on each vesting date

F3 · derivative.expiration_date: The RSUs vest 25% @ 1 year starting May'25, Quarterly thereafter for 4 years, subject to the continued service of the reporting person on each vesting date

Read SEC document
May 15, 2025 Filed May 17, 2025 00:25 UTC Exercise / conversionRestricted stock unit · Derivative 50,468 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-073875 · ownership.xml · derivative · entry 7

Xu Hull Hou Jun · CIK 0001919152 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 757,032

Underlying: Common Stock · 50,468 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vest 25% @ 1 year starting May'25, Quarterly thereafter for 4 years, subject to the continued service of the reporting person on each vesting date

F3 · derivative.expiration_date: The RSUs vest 25% @ 1 year starting May'25, Quarterly thereafter for 4 years, subject to the continued service of the reporting person on each vesting date

Read SEC document
May 15, 2025 Filed May 17, 2025 00:25 UTC Tax withholdingCommon Stock 2,934 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-073875 · ownership.xml · nonDerivative · entry 6

Xu Hull Hou Jun · CIK 0001919152 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,545

F2 · price: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability and broker fees with respect to the settlement of restricted stock units.

Read SEC document
May 15, 2025 Filed May 17, 2025 00:25 UTC Exercise / conversionCommon Stock 7,142 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-073875 · ownership.xml · nonDerivative · entry 5

Xu Hull Hou Jun · CIK 0001919152 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
May 15, 2025 Filed May 17, 2025 00:25 UTC Tax withholdingCommon Stock 20,733 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-073875 · ownership.xml · nonDerivative · entry 4

Xu Hull Hou Jun · CIK 0001919152 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,337

F2 · price: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability and broker fees with respect to the settlement of restricted stock units.

Read SEC document
May 15, 2025 Filed May 17, 2025 00:25 UTC Exercise / conversionCommon Stock 50,468 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-073875 · ownership.xml · nonDerivative · entry 3

Xu Hull Hou Jun · CIK 0001919152 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
March 15, 2025 Filed Apr 18, 2025 19:45 UTC Amendment
Kreger Bradley AllenDirector · COO
Exercise / conversionRestricted stock units · Derivative 16,333 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-055957 · ownership.xml · derivative · entry 9

Kreger Bradley Allen · CIK 0001739205 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 16,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F5 · derivative.exercise_date: 2024 one time retention bonus( one time vest)

F5 · derivative.expiration_date: 2024 one time retention bonus( one time vest)

Read SEC document
March 15, 2025 Filed Apr 18, 2025 19:45 UTC Amendment
Kreger Bradley AllenDirector · COO
SaleCommon Stock 6,710 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-055957 · ownership.xml · nonDerivative · entry 6

Kreger Bradley Allen · CIK 0001739205 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,720

F2 · price: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability and broker fees with respect to the settlement of restricted stock units.

Read SEC document
March 15, 2025 Filed Apr 18, 2025 19:45 UTC Amendment
Kreger Bradley AllenDirector · COO
Exercise / conversionCommon Stock 16,333 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-055957 · ownership.xml · nonDerivative · entry 5

Kreger Bradley Allen · CIK 0001739205 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
March 15, 2025 Filed Apr 18, 2025 15:32 UTC
Kreger Bradley AllenDirector · COO
Exercise / conversionRestricted stock units · Derivative 16,333 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-055835 · ownership.xml · derivative · entry 7

Kreger Bradley Allen · CIK 0001739205 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 16,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: 2024 one time retention bonus( one time vest)

F3 · derivative.expiration_date: 2024 one time retention bonus( one time vest)

Read SEC document
March 15, 2025 Filed Apr 18, 2025 15:32 UTC
Kreger Bradley AllenDirector · COO
SaleCommon Stock 6,710 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-055835 · ownership.xml · nonDerivative · entry 6

Kreger Bradley Allen · CIK 0001739205 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,623

F2 · price: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability and broker fees with respect to the settlement of restricted stock units.

Read SEC document
March 15, 2025 Filed Apr 18, 2025 15:32 UTC
Kreger Bradley AllenDirector · COO
Exercise / conversionCommon Stock 16,333 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-055835 · ownership.xml · nonDerivative · entry 3

Kreger Bradley Allen · CIK 0001739205 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
March 15, 2025 Filed May 17, 2025 00:25 UTC Tax withholdingCommon Stock 4,604 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-073875 · ownership.xml · nonDerivative · entry 2

Xu Hull Hou Jun · CIK 0001919152 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,602

F2 · price: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability and broker fees with respect to the settlement of restricted stock units.

Read SEC document
March 15, 2025 Filed May 17, 2025 00:25 UTC Exercise / conversionCommom Stock 11,206 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-073875 · ownership.xml · nonDerivative · entry 1

Xu Hull Hou Jun · CIK 0001919152 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
March 10, 2025 Filed Mar 11, 2025 19:03 UTC Exercise / conversionRestricted Stock Units · Derivative 1,423 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-037463 · ownership.xml · derivative · entry 2

Idelchik Michael · CIK 0001877887 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,423

Underlying: Common Stock · 1,423 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F4 · balance_after: Reflects the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024.

Read SEC document
March 10, 2025 Filed Mar 11, 2025 19:03 UTC GrantCommon Stock 1,423 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-037463 · ownership.xml · nonDerivative · entry 1

Idelchik Michael · CIK 0001877887 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,927

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · balance_after: Reflects Share Units Distributed till 3/10/25.

Read SEC document
March 10, 2025 Filed Mar 11, 2025 22:58 UTC Exercise / conversionRestricted Stock Units · Derivative 1,423 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-037458 · ownership.xml · derivative · entry 2

Krause Stefan · CIK 0001823132 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,423

Underlying: Common Stock · 1,423 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
March 10, 2025 Filed Mar 11, 2025 22:58 UTC GrantCommon Stock 1,423 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-037458 · ownership.xml · nonDerivative · entry 1

Krause Stefan · CIK 0001823132 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,412

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · balance_after: Reflects Share Units Distributed till 3/10/25

Read SEC document
March 10, 2025 Filed Mar 12, 2025 22:45 UTC Exercise / conversionRestricted Stock Units · Derivative 1,423 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-038204 · ownership.xml · derivative · entry 2

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,423

Underlying: Common Stock · 1,423 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · balance_after: Reflects Share Units Distributed till 3/10/25.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 22:45 UTC GrantCommon Stock 1,423 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-038204 · ownership.xml · nonDerivative · entry 1

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,997

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · balance_after: Reflects Share Units Distributed till 3/10/25.

Read SEC document
March 10, 2025 Filed Jun 10, 2025 21:27 UTC GrantCommon Stock 1,423 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-084479 · ownership.xml · nonDerivative · entry 1

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,420

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · balance_after: Reflects Share Units Distributed till 6/10/25.

Read SEC document
February 15, 2025 Filed Apr 18, 2025 19:45 UTC Amendment
Kreger Bradley AllenDirector · COO
Exercise / conversionRestricted stock · Derivative 1,439 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-055957 · ownership.xml · derivative · entry 8

Kreger Bradley Allen · CIK 0001739205 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,829

Underlying: common stock · 1,439 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vests as to 1/4th of the total grant on Nov15, 2024, and thereafter 1/12th of the total grant vests quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F4 · derivative.expiration_date: The RSUs vests as to 1/4th of the total grant on Nov15, 2024, and thereafter 1/12th of the total grant vests quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
February 15, 2025 Filed Apr 18, 2025 19:45 UTC Amendment
Kreger Bradley AllenDirector · COO
Exercise / conversionRestricted stock · Derivative 835 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-055957 · ownership.xml · derivative · entry 7

Kreger Bradley Allen · CIK 0001739205 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,672

Underlying: Common Stock · 835 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vests as to 1/4th of the total grant on February 15, 2024, and thereafter 1/12th of the total grant vests quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: The RSUs vests as to 1/4th of the total grant on February 15, 2024, and thereafter 1/12th of the total grant vests quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
February 15, 2025 Filed Apr 18, 2025 19:45 UTC Amendment
Kreger Bradley AllenDirector · COO
SaleCommon Stock 592 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-055957 · ownership.xml · nonDerivative · entry 4

Kreger Bradley Allen · CIK 0001739205 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,097

F2 · price: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability and broker fees with respect to the settlement of restricted stock units.

Read SEC document
February 15, 2025 Filed Apr 18, 2025 19:45 UTC Amendment
Kreger Bradley AllenDirector · COO
Exercise / conversionCommon Stock 1,439 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-055957 · ownership.xml · nonDerivative · entry 3

Kreger Bradley Allen · CIK 0001739205 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
February 15, 2025 Filed Apr 18, 2025 19:45 UTC Amendment
Kreger Bradley AllenDirector · COO
SaleCommon Stock 344 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-055957 · ownership.xml · nonDerivative · entry 2

Kreger Bradley Allen · CIK 0001739205 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,250

F2 · price: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability and broker fees with respect to the settlement of restricted stock units.

Read SEC document
February 15, 2025 Filed Apr 18, 2025 19:45 UTC Amendment
Kreger Bradley AllenDirector · COO
Exercise / conversionCommon Stock 835 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-055957 · ownership.xml · nonDerivative · entry 1

Kreger Bradley Allen · CIK 0001739205 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
February 15, 2025 Filed Apr 18, 2025 15:32 UTC
Kreger Bradley AllenDirector · COO
Exercise / conversionRestricted stock · Derivative 1,439 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-055835 · ownership.xml · derivative · entry 9

Kreger Bradley Allen · CIK 0001739205 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,829

Underlying: common stock · 1,439 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F5 · derivative.exercise_date: The RSUs vests as to 1/4th of the total grant on Nov15, 2024, and thereafter 1/12th of the total grant vests quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F5 · derivative.expiration_date: The RSUs vests as to 1/4th of the total grant on Nov15, 2024, and thereafter 1/12th of the total grant vests quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
February 15, 2025 Filed Apr 18, 2025 15:32 UTC
Kreger Bradley AllenDirector · COO
Exercise / conversionRestricted stock · Derivative 835 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-055835 · ownership.xml · derivative · entry 8

Kreger Bradley Allen · CIK 0001739205 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,672

Underlying: Common Stock · 835 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vests as to 1/4th of the total grant on February 15, 2024, and thereafter 1/12th of the total grant vests quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F4 · derivative.expiration_date: The RSUs vests as to 1/4th of the total grant on February 15, 2024, and thereafter 1/12th of the total grant vests quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
February 15, 2025 Filed Apr 18, 2025 15:32 UTC
Kreger Bradley AllenDirector · COO
SaleCommon Stock 592 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-055835 · ownership.xml · nonDerivative · entry 5

Kreger Bradley Allen · CIK 0001739205 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 847

F2 · price: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability and broker fees with respect to the settlement of restricted stock units.

Read SEC document
February 15, 2025 Filed Apr 18, 2025 15:32 UTC
Kreger Bradley AllenDirector · COO
SaleCommon Stock 344 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-055835 · ownership.xml · nonDerivative · entry 4

Kreger Bradley Allen · CIK 0001739205 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 491

F2 · price: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability and broker fees with respect to the settlement of restricted stock units.

Read SEC document
February 15, 2025 Filed Apr 18, 2025 15:32 UTC
Kreger Bradley AllenDirector · COO
Exercise / conversionCommon Stock 1,439 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-055835 · ownership.xml · nonDerivative · entry 2

Kreger Bradley Allen · CIK 0001739205 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
February 15, 2025 Filed Apr 18, 2025 15:32 UTC
Kreger Bradley AllenDirector · COO
Exercise / conversionCommon Stock 835 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-055835 · ownership.xml · nonDerivative · entry 1

Kreger Bradley Allen · CIK 0001739205 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
February 12, 2025 Filed May 12, 2025 18:13 UTC
Jeldi ArunDirector · CEO · 10% owner
Exercise / conversionRestricted stock unit · Derivative 754,934 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-069012 · ownership.xml · derivative · entry 1

Jeldi Arun · CIK 0002050529 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 754,934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: New hire RSU grant -The RSUs vests as to 1/4th of the total grant on February 15, 2025, and thereafter 1/12th of the total grant vests quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F2 · derivative.expiration_date: New hire RSU grant -The RSUs vests as to 1/4th of the total grant on February 15, 2025, and thereafter 1/12th of the total grant vests quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

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December 31, 2024 Filed Jan 10, 2025 19:27 UTC
SMITH ELLENDirector
GrantCommon Stock 5,495 $0.91 $5,000.45
Disclosure

SEC source: 0000950170-25-004407 · ownership.xml · nonDerivative · entry 1

SMITH ELLEN · CIK 0001805612 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,468

F1 · shares: Represents director retainer fees paid in stock.

F2 · price: Represents the average closing price of the Issuer's common stock over the 30-day period ending on and including Dec 31, 2024, which price was used to calculate the number of shares issued to the Reporting Person.

F3 · balance_after: Reflects Share Units Distributed till 12/31/24.

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December 31, 2024 Filed Jan 10, 2025 19:36 UTC
BASS CARLDirector
GrantCommon Stock 10,623 $0.91 $9,666.93
Disclosure

SEC source: 0000950170-25-004421 · ownership.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,053

F1 · shares: Represents director retainer fees paid in stock.

F2 · price: Represents the average closing price of the Issuer's common stock over the 30-day period ending on and including Dec 31, 2024, which price was used to calculate the number of shares issued to the Reporting Person.

F3 · balance_after: Reflects Share Units Distributed till 12/31/24

Read SEC document
December 18, 2024 Filed Dec 18, 2024 19:38 UTC Amendment
Kreger Bradley AllenDirector · CEO
Exercise / conversionRestricted stock units · Derivative 898 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-138080 · ownership.xml · derivative · entry 2

Kreger Bradley Allen · CIK 0001739205 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 898 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vest in 12 equal monthly installments over one year, beginning January 18, 2024, subject to the continuing service of the Reporting Person on each vesting date.

F2 · derivative.expiration_date: The RSUs vest in 12 equal monthly installments over one year, beginning January 18, 2024, subject to the continuing service of the Reporting Person on each vesting date.

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December 18, 2024 Filed Dec 18, 2024 19:38 UTC Amendment
Kreger Bradley AllenDirector · CEO
Exercise / conversionCommon Stock 898 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-138080 · ownership.xml · nonDerivative · entry 1

Kreger Bradley Allen · CIK 0001739205 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 23:47 UTC Exercise / conversionRestricted Stock Units · Derivative 1,423 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-135973 · ownership.xml · derivative · entry 2

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,846

Underlying: Common Stock · 1,423 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · balance_after: Reflects Share Units Distributed till 12/10/24. Updated error in reporting in Sep'24 Form 4.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 23:47 UTC GrantCommon Stock 1,423 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-135973 · ownership.xml · nonDerivative · entry 1

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,574

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · balance_after: Reflects Share Units Distributed till 12/10/24. Updated error in reporting in Sep'24 Form 4.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 19:09 UTC Exercise / conversionRestricted Stock Units · Derivative 1,423 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-135994 · ownership.xml · derivative · entry 2

Buller Benyamin · CIK 0001877725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,846

Underlying: Common Stock · 1,423 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · balance_after: Reflects the Share Units Distributed till 12/10/2024

Read SEC document
December 10, 2024 Filed Dec 12, 2024 19:09 UTC GrantCommon Stock 1,423 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-135994 · ownership.xml · nonDerivative · entry 1

Buller Benyamin · CIK 0001877725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,669

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · balance_after: Reflects the Share Units Distributed till 12/10/2024

Read SEC document
December 10, 2024 Filed Dec 12, 2024 18:38 UTC Exercise / conversionRestricted Stock Units · Derivative 1,423 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-135966 · ownership.xml · derivative · entry 2

Idelchik Michael · CIK 0001877887 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,846

Underlying: Common Stock · 1,423 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F4 · balance_after: Reflects the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 18:38 UTC GrantCommon Stock 1,423 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-135966 · ownership.xml · nonDerivative · entry 1

Idelchik Michael · CIK 0001877887 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,504

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · balance_after: Reflects Share Units Distributed till 12/10/24. Updated error in reporting in Sep'24 Form 4.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 18:59 UTC
SMITH ELLENDirector
GrantCommon Stock 1,423 $0.93 $1,323.39
Disclosure

SEC source: 0000950170-24-135981 · ownership.xml · nonDerivative · entry 1

SMITH ELLEN · CIK 0001805612 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,973

F1 · shares: Represents director retainer fees paid in stock.

F2 · price: Represents the average closing price of the Issuer's common stock over the 30-day period ending on and including Nov 30, 2024, which price was used to calculate the number of shares issued to the Reporting Person.

F3 · balance_after: Reflects Share Units Distributed till 12/10/24. Updated error in reporting in Sep'24 Form 4.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 23:30 UTC Exercise / conversionRestricted Stock Units · Derivative 1,423 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-135954 · ownership.xml · derivative · entry 2

TOLEDANO GABRIELLE B · CIK 0001353810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,846

Underlying: Common Stock · 1,423 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F4 · balance_after: Reflects the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 23:30 UTC GrantCommon Stock 1,423 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-135954 · ownership.xml · nonDerivative · entry 1

TOLEDANO GABRIELLE B · CIK 0001353810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,504

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · balance_after: Reflects Share Units Distributed till 12/10/24

Read SEC document
December 10, 2024 Filed Dec 12, 2024 18:50 UTC
BASS CARLDirector
GrantCommon Stock 1,423 $0.93 $1,323.39
Disclosure

SEC source: 0000950170-24-135977 · ownership.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,430

F1 · shares: Represents director retainer fees paid in stock.

F2 · price: Represents the average closing price of the Issuer's common stock over the 30-day period ending on and including Nov 30, 2024, which price was used to calculate the number of shares issued to the Reporting Person.

F3 · balance_after: Reflects Share Units Distributed till 12/10/24

Read SEC document
December 10, 2024 Filed Dec 12, 2024 23:42 UTC Exercise / conversionRestricted Stock Units · Derivative 1,423 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-135970 · ownership.xml · derivative · entry 2

Krause Stefan · CIK 0001823132 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,846

Underlying: Common Stock · 1,423 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 23:42 UTC GrantCommon Stock 1,423 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-135970 · ownership.xml · nonDerivative · entry 1

Krause Stefan · CIK 0001823132 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,989

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · balance_after: Reflects Share Units Distributed till 12/10/24

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.