Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Levere Holdings Corp.LVRA · Entity 121613 | See Remarks | March 18, 2021 | March 18, 2021 |
| Velo3D, Inc.VELO · Entity 5750 | Director | September 12, 2026 | September 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Levere Holdings Corp.
Report date March 18, 2021 · Filed March 18, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-03-18 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the Issuer's registration statement on Form S-1 (File No. 333-253105) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares will convert into Class A ordinary shares (which such Class A ordinary shares delivered upon conversion will not have any redemption rights or be entitled to liquidating distributions from the trust account if the Issuer fails to consummate an initial business combination) prior to, at the time of or after the Issuer's initial business combination, or earlier at the option of the holder thereof at a ratio such that the number of Class A ordinary shares issuable upon conversion of all Class B ordinary shares will equal, in the aggregate, F2: (Continued from Footnote 1) on an as-converted basis, 20% of the sum of (i) the total number of Class A ordinary shares issued and outstanding upon completion of the Issuer's public offering, plus (ii) the total number of Class A ordinary shares issued or deemed issued or issuable upon conversion or exercise of any equity-linked securities or rights issued or deemed issued by the Issuer in connection with or in relation to the consummation of the initial business combination, excluding any Class A ordinary shares or equity-linked securities exercisable for or convertible into Class A ordinary shares issued, deemed issued, or to be issued, to any seller in the initial business combination and any private placement warrants issued to the Issuer's sponsor, its affiliates or any member of the Issuer's management team upon conversion of working capital loans. In no event will the Class B ordinary shares convert into Class A ordinary shares at a rate of less than one-to-one. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the Issuer's registration statement on Form S-1 (File No. 333-253105) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares will convert into Class A ordinary shares (which such Class A ordinary shares delivered upon conversion will not have any redemption rights or be entitled to liquidating distributions from the trust account if the Issuer fails to consummate an initial business combination) prior to, at the time of or after the Issuer's initial business combination, or earlier at the option of the holder thereof at a ratio such that the number of Class A ordinary shares issuable upon conversion of all Class B ordinary shares will equal, in the aggregate,
F2: (Continued from Footnote 1) on an as-converted basis, 20% of the sum of (i) the total number of Class A ordinary shares issued and outstanding upon completion of the Issuer's public offering, plus (ii) the total number of Class A ordinary shares issued or deemed issued or issuable upon conversion or exercise of any equity-linked securities or rights issued or deemed issued by the Issuer in connection with or in relation to the consummation of the initial business combination, excluding any Class A ordinary shares or equity-linked securities exercisable for or convertible into Class A ordinary shares issued, deemed issued, or to be issued, to any seller in the initial business combination and any private placement warrants issued to the Issuer's sponsor, its affiliates or any member of the Issuer's management team upon conversion of working capital loans. In no event will the Class B ordinary shares convert into Class A ordinary shares at a rate of less than one-to-one.
Velo3D, Inc.
Report date September 12, 2026 · Filed September 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,370 |
Reported balance
After 2026-09-12 transaction · row 1
1 source rowRow 1 · 2026-09-12 · Exercise / conversion · Acquired 1,960 · Balance 15,370 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,883 |
Reported balance
After 2026-09-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-12 · Exercise / conversion · Disposed 1,960 · Balance 5,883 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Velo3D, Inc. (the "Company"), granted under the Company's 2021 Equity Incentive Plan. The Compensation Committee (the "Committee") of the Board of Directors of the Company, in its sole discretion, may settle earned RSUs in cash, shares of common stock of the Company, or a combination of both. F2: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 12, 2026, with the remainder of grant vesting on each subsequent quarter, December 12, 2026, March 12, 2027 and June 12, 2027, subject to the Reporting Person's continued service to the Issuer on each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Velo3D, Inc. (the "Company"), granted under the Company's 2021 Equity Incentive Plan. The Compensation Committee (the "Committee") of the Board of Directors of the Company, in its sole discretion, may settle earned RSUs in cash, shares of common stock of the Company, or a combination of both.
F2: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 12, 2026, with the remainder of grant vesting on each subsequent quarter, December 12, 2026, March 12, 2027 and June 12, 2027, subject to the Reporting Person's continued service to the Issuer on each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 12, 2026 Filed Sep 15, 2026 19:57 UTC | Velo3D, Inc. VELO · Entity 5750 | Exercise / conversionRestricted Stock Units · Derivative | 1,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-391860 · ownership.xml · derivative · entry 2 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,883 Underlying: Common Stock · 1,960 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Velo3D, Inc. (the "Company"), granted under the Company's 2021 Equity Incentive Plan. The Compensation Committee (the "Committee") of the Board of Directors of the Company, in its sole discretion, may settle earned RSUs in cash, shares of common stock of the Company, or a combination of both. F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 12, 2026, with the remainder of grant vesting on each subsequent quarter, December 12, 2026, March 12, 2027 and June 12, 2027, subject to the Reporting Person's continued service to the Issuer on each vesting date. F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 12, 2026, with the remainder of grant vesting on each subsequent quarter, December 12, 2026, March 12, 2027 and June 12, 2027, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| September 12, 2026 Filed Sep 15, 2026 19:57 UTC | Velo3D, Inc. VELO · Entity 5750 | Exercise / conversionCommon Stock | 1,960 | $10.53 | $20,638.80 |
DisclosureSEC source: 0001193125-26-391860 · ownership.xml · nonDerivative · entry 1 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 27, 2026 Filed Jun 30, 2026 20:56 UTC | Velo3D, Inc. VELO · Entity 5750 | Exercise / conversionRestricted Stock Units · Derivative | 3,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-290764 · ownership.xml · derivative · entry 2 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,843 Underlying: Common Stock · 3,188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Velo3D, Inc. (the "Company"), granted under the Company's 2021 Equity Incentive Plan. The Compensation Committee (the "Committee") of the Board of Directors of the Company, in its sole discretion, may settle earned RSUs in cash, shares of common stock of the Company, or a combination of both. F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the grant vesting September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026 subject to the Reporting Person's continued service to the Issuer on each vesting date. F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the grant vesting September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026 subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| June 27, 2026 Filed Jun 30, 2026 20:56 UTC | Velo3D, Inc. VELO · Entity 5750 | Exercise / conversionCommon Stock | 3,188 | $16.64 | $53,048.32 |
DisclosureSEC source: 0001193125-26-290764 · ownership.xml · nonDerivative · entry 1 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2026 Filed Jun 16, 2026 21:36 UTC | Velo3D, Inc. VELO · Entity 5750 | GrantRestricted Stock Units · Derivative | 7,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-272952 · ownership.xml · derivative · entry 2 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,031 Underlying: Common Stock · 7,843 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Velo3D, Inc. (the "Company"), granted under the Company's 2021 Equity Incentive Plan. The Compensation Committee (the "Committee") of the Board of Directors of the Company, in its sole discretion, may settle earned RSUs in cash, shares of common stock of the Company, or a combination of both. F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 12, 2026, with the remainder of grant vesting on each subsequent quarter, December 12, 2026, March 12, 2027 and June 12, 2027, subject to the Reporting Person's continued service to the Issuer on each vesting date. F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 12, 2026, with the remainder of grant vesting on each subsequent quarter, December 12, 2026, March 12, 2027 and June 12, 2027, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| March 27, 2026 Filed Mar 30, 2026 23:13 UTC | Velo3D, Inc. VELO · Entity 5750 | Exercise / conversionRestricted Stock Units · Derivative | 3,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-132611 · ownership.xml · derivative · entry 2 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,188 Underlying: Common Stock · 3,188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date. F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| March 27, 2026 Filed Mar 30, 2026 23:13 UTC | Velo3D, Inc. VELO · Entity 5750 | Exercise / conversionCommon Stock | 3,188 | $10.00 | $31,880.00 |
DisclosureSEC source: 0001193125-26-132611 · ownership.xml · nonDerivative · entry 1 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2025 Filed Dec 30, 2025 23:17 UTC | Velo3D, Inc. VELO · Entity 5750 | Exercise / conversionRestricted Stock Units · Derivative | 3,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-337359 · ownership.xml · derivative · entry 2 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,376 Underlying: Common Stock · 3,188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date. F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| December 27, 2025 Filed Dec 30, 2025 23:17 UTC | Velo3D, Inc. VELO · Entity 5750 | Exercise / conversionCommon Stock | 3,188 | $13.50 | $43,038.00 |
DisclosureSEC source: 0001193125-25-337359 · ownership.xml · nonDerivative · entry 1 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 27, 2025 Filed Oct 1, 2025 19:17 UTC | Velo3D, Inc. VELO · Entity 5750 | Exercise / conversionRestricted Stock Units · Derivative | 3,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-226659 · ownership.xml · derivative · entry 2 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,564 Underlying: Common Stock · 3,188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F3 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date. F3 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| September 27, 2025 Filed Oct 1, 2025 19:17 UTC | Velo3D, Inc. VELO · Entity 5750 | Exercise / conversionCommon Stock | 3,188 | $3.01 | $9,595.88 |
DisclosureSEC source: 0001193125-25-226659 · ownership.xml · nonDerivative · entry 1 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects the 1-for-15 reverse stock split effected by the Issuer on July 25, 2025. Read SEC document |
| June 27, 2025 Filed Sep 23, 2025 23:11 UTC | Velo3D, Inc. VELO · Entity 5750 | GrantRestricted Stock Units · Derivative | 12,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-213742 · ownership.xml · derivative · entry 1 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,752 Underlying: Common Stock · 12,752 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, and March 27, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date. F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, and March 27, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date. F3 · balance_after: Reflects the 1-for-15 reverse stock split effected by the Issuer on July 25, 2025. Read SEC document |
| June 10, 2025 Filed Jun 10, 2025 21:21 UTC | Velo3D, Inc. VLDX · Entity 5750 | Exercise / conversionRestricted Stock Units · Derivative | 1,423 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-084467 · ownership.xml · derivative · entry 2 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,423 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F3 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date. F3 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| June 10, 2025 Filed Jun 10, 2025 21:21 UTC | Velo3D, Inc. VLDX · Entity 5750 | Exercise / conversionCommon Stock | 1,423 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-084467 · ownership.xml · nonDerivative · entry 1 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F2 · balance_after: Reflects Share Units Distributed till 6/10/25 Read SEC document |
| March 10, 2025 Filed Mar 11, 2025 22:58 UTC | Velo3D, Inc. VLDX · Entity 5750 | Exercise / conversionRestricted Stock Units · Derivative | 1,423 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-037458 · ownership.xml · derivative · entry 2 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,423 Underlying: Common Stock · 1,423 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F3 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date. F3 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| March 10, 2025 Filed Mar 11, 2025 22:58 UTC | Velo3D, Inc. VLDX · Entity 5750 | GrantCommon Stock | 1,423 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-037458 · ownership.xml · nonDerivative · entry 1 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,412 F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F2 · balance_after: Reflects Share Units Distributed till 3/10/25 Read SEC document |
| December 10, 2024 Filed Dec 12, 2024 23:42 UTC | Velo3D, Inc. VLDX · Entity 5750 | Exercise / conversionRestricted Stock Units · Derivative | 1,423 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-135970 · ownership.xml · derivative · entry 2 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,846 Underlying: Common Stock · 1,423 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F3 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date. F3 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| December 10, 2024 Filed Dec 12, 2024 23:42 UTC | Velo3D, Inc. VLDX · Entity 5750 | GrantCommon Stock | 1,423 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-135970 · ownership.xml · nonDerivative · entry 1 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,989 F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F2 · balance_after: Reflects Share Units Distributed till 12/10/24 Read SEC document |
| September 10, 2024 Filed Sep 12, 2024 23:22 UTC | Velo3D, Inc. VLDX · Entity 5750 | Exercise / conversionRestricted Stock Units · Derivative | 1,423 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-106095 · ownership.xml · derivative · entry 2 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,269 Underlying: Common Stock · 1,423 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F3 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date. F3 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date. F2 · balance_after: Reflects the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024. Read SEC document |
| September 10, 2024 Filed Sep 12, 2024 23:22 UTC | Velo3D, Inc. VLDX · Entity 5750 | GrantCommon Stock | 1,423 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-106095 · ownership.xml · nonDerivative · entry 1 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,260 F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F2 · balance_after: Reflects the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024. Read SEC document |
| June 10, 2024 Filed Jun 25, 2024 20:47 UTC | Velo3D, Inc. VLD · Entity 5750 | GrantCommon Stock | 199,236 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-24-001437 · form4.xml · nonDerivative · entry 1 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 344,291 F1 · shares: Represents restricted stock units that vest in quarterly installments and settle in shares of stock on the applicable settlement date. F2 · shares: Does not reflect the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024, which was subsequent to the date of the transaction reported on this Form 4. F2 · balance_after: Does not reflect the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024, which was subsequent to the date of the transaction reported on this Form 4. Read SEC document |
| June 08, 2024 Filed Jun 11, 2024 21:40 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 18,135 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-24-001343 · form4.xml · derivative · entry 2 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,135 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| June 08, 2024 Filed Jun 11, 2024 21:40 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionCommon Stock | 18,135 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000897069-24-001343 · form4.xml · nonDerivative · entry 1 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| March 08, 2024 Filed Mar 13, 2024 01:12 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 18,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007746 · form4-03132024_010328.xml · derivative · entry 2 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,135 Underlying: Common Stock · 18,135 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| March 08, 2024 Filed Mar 13, 2024 01:12 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionCommon Stock | 18,135 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-007746 · form4-03132024_010328.xml · nonDerivative · entry 1 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 00:06 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionRestricted Stock Units · Derivative | 18,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058388 · doc4.xml · derivative · entry 2 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,270 Underlying: Common Stock · 18,136 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 00:06 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionCommon Stock | 18,136 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-058388 · doc4.xml · nonDerivative · entry 1 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,785 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| September 08, 2023 Filed Sep 11, 2023 22:41 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionRestricted Stock Units · Derivative | 18,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-048999 · doc4.xml · derivative · entry 2 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,406 Underlying: Common Stock · 18,136 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| September 08, 2023 Filed Sep 11, 2023 22:41 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionCommon Stock | 18,136 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-048999 · doc4.xml · nonDerivative · entry 1 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,649 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| June 26, 2023 Filed Jun 29, 2023 01:10 UTC | Velo3D, Inc. VLD · Entity 5750 | GrantRestricted Stock Units · Derivative | 72,542 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-040119 · doc4.xml · derivative · entry 1 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,542 Underlying: Common Stock · 72,542 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| June 08, 2023 Filed Jun 16, 2023 22:49 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionRestricted Stock Units · Derivative | 18,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-038091 · doc4.xml · derivative · entry 2 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,128 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2022, with the remainder of grant vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date. F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2022, with the remainder of grant vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| June 08, 2023 Filed Jun 16, 2023 22:49 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionCommon Stock | 18,128 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-038091 · doc4.xml · nonDerivative · entry 1 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| March 08, 2023 Filed Mar 11, 2023 00:00 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionRestricted Stock Units · Derivative | 18,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-017976 · doc4.xml · derivative · entry 2 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,128 Underlying: Common Stock · 18,128 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date. F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| March 08, 2023 Filed Mar 11, 2023 00:00 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionCommon Stock | 18,128 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-017976 · doc4.xml · nonDerivative · entry 1 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| December 08, 2022 Filed Dec 10, 2022 01:50 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionRestricted Stock Units · Derivative | 18,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060612 · doc4.xml · derivative · entry 2 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,256 Underlying: Common Stock · 18,128 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date. F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| December 08, 2022 Filed Dec 10, 2022 01:50 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionCommon Stock | 18,128 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-060612 · doc4.xml · nonDerivative · entry 1 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 21:58 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionRestricted Stock Units · Derivative | 18,129 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-049572 · doc4.xml · derivative · entry 2 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,384 Underlying: Common Stock · 18,129 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date. F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 21:58 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionCommon Stock | 18,129 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-049572 · doc4.xml · nonDerivative · entry 1 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| June 08, 2022 Filed Jun 9, 2022 22:52 UTC | Velo3D, Inc. VLD · Entity 5750 | GrantRestricted Stock Units · Derivative | 72,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-035599 · doc4.xml · derivative · entry 1 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,513 Underlying: Common Stock · 72,513 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date. F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| December 07, 2021 Filed Dec 10, 2021 01:52 UTC | Velo3D, Inc. VLD · Entity 5750 | GrantStock Option (right to buy Common Stock) · Derivative | 493,256 | $0.00 Strike: $6.63 | $0.00 |
DisclosureSEC source: 0001209191-21-068904 · doc4.xml · derivative · entry 1 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,256 Underlying: Common Stock · 493,256 shares Expires 2031-04-19 F1 · shares: Pursuant to the Business Combination Agreement, dated March 22, 2021 (the "Business Combination Agreement"), by and between JAWS Spitfire Acquisition Corporation, a Cayman Islands exempted company ("JAWS"), Spitfire Merger Sub, Inc., a Delaware corporation, and Velo3D, Inc., a Delaware corporation ("Velo3D"), the parties effected a business combination transaction ("Business Combination") on September 29, 2021. As a result of the Business Combination, Velo3D became a wholly owned subsidiary of JAWS. Velo3D was renamed "Velo3D US, Inc." and JAWS was renamed "Velo3D, Inc." ("New Velo3D"). Pursuant to the forfeiture provision in the Business Combination Agreement, the outstanding options of Velo3D were exchanged for comparable options of New Velo3D at the exchange ratio of 0.8149 to 1, subject to the same terms and conditions that applied to the original grant. F2 · derivative.exercise_date: The option vests as to 1/24th of the total shares monthly beginning February 16, 2021 until such time as the option is 100% vested, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| September 29, 2021 Filed Oct 2, 2021 01:55 UTC | Velo3D, Inc. VLD · Entity 5750 | GrantEarnout Rights · Derivative | 65,402 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-058691 · doc4.xml · derivative · entry 1 Krause Stefan · CIK 0001823132 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,402 Underlying: Common Stock · 65,402 shares Expires 2026-09-29 F1 · derivative.exercise_price: Pursuant to the earnout provisions in the Business Combination Agreement, dated March 22, 2021 (the "Business Combination Agreement"), the Reporting Person is entitled to receive shares of New Velo3D Common Stock if, from the closing of the transaction until the fifth anniversary thereof, the volume-weighted average price of the Common Stock equals or exceeds certain thresholds (the "Earnout Rights"). Of these Earnout Rights, one-half will be issued if the volume-weighted average price of the Common Stock equals or exceeds $12.50 for any 20 trading days within any 30-trading day period and one-half will be issued if the volume-weighted average price of the Common Stock equals or exceeds $15.00 for any 20 trading days within any 30-trading day period, in each case, subject to adjustment as provided in the Business Combination Agreement. F1 · price: Pursuant to the earnout provisions in the Business Combination Agreement, dated March 22, 2021 (the "Business Combination Agreement"), the Reporting Person is entitled to receive shares of New Velo3D Common Stock if, from the closing of the transaction until the fifth anniversary thereof, the volume-weighted average price of the Common Stock equals or exceeds certain thresholds (the "Earnout Rights"). Of these Earnout Rights, one-half will be issued if the volume-weighted average price of the Common Stock equals or exceeds $12.50 for any 20 trading days within any 30-trading day period and one-half will be issued if the volume-weighted average price of the Common Stock equals or exceeds $15.00 for any 20 trading days within any 30-trading day period, in each case, subject to adjustment as provided in the Business Combination Agreement. F1 · derivative.exercise_date: Pursuant to the earnout provisions in the Business Combination Agreement, dated March 22, 2021 (the "Business Combination Agreement"), the Reporting Person is entitled to receive shares of New Velo3D Common Stock if, from the closing of the transaction until the fifth anniversary thereof, the volume-weighted average price of the Common Stock equals or exceeds certain thresholds (the "Earnout Rights"). Of these Earnout Rights, one-half will be issued if the volume-weighted average price of the Common Stock equals or exceeds $12.50 for any 20 trading days within any 30-trading day period and one-half will be issued if the volume-weighted average price of the Common Stock equals or exceeds $15.00 for any 20 trading days within any 30-trading day period, in each case, subject to adjustment as provided in the Business Combination Agreement. F1 · balance_after: Pursuant to the earnout provisions in the Business Combination Agreement, dated March 22, 2021 (the "Business Combination Agreement"), the Reporting Person is entitled to receive shares of New Velo3D Common Stock if, from the closing of the transaction until the fifth anniversary thereof, the volume-weighted average price of the Common Stock equals or exceeds certain thresholds (the "Earnout Rights"). Of these Earnout Rights, one-half will be issued if the volume-weighted average price of the Common Stock equals or exceeds $12.50 for any 20 trading days within any 30-trading day period and one-half will be issued if the volume-weighted average price of the Common Stock equals or exceeds $15.00 for any 20 trading days within any 30-trading day period, in each case, subject to adjustment as provided in the Business Combination Agreement. F2 · balance_after: Reflects Earnout Rights acquired pursuant to the Business Combination. The transactions contemplated by the Business Combination Agreement closed on September 29, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.