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Keppler Adrian

Disclosed activity across 1 company

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34510
SEC CIK
0001988359

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Velo3D, Inc.VELO · Entity 5750DirectorSeptember 12, 2026September 15, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Velo3D, Inc.

Report date September 12, 2026 · Filed September 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect15,208 Reported balance After 2026-09-12 transaction · row 1
1 source row

Row 1 · 2026-09-12 · Exercise / conversion · Acquired 1,960 · Balance 15,208

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect5,883 Reported balance After 2026-09-12 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-12 · Exercise / conversion · Disposed 1,960 · Balance 5,883

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Velo3D, Inc. (the "Company"), granted under the Company's 2021 Equity Incentive Plan. The Compensation Committee (the "Committee") of the Board of Directors of the Company, in its sole discretion, may settle earned RSUs in cash, shares of common stock of the Company, or a combination of both.

F2: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 12, 2026, with the remainder of grant vesting on each subsequent quarter, December 12, 2026, March 12, 2027 and June 12, 2027, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Velo3D, Inc. (the "Company"), granted under the Company's 2021 Equity Incentive Plan. The Compensation Committee (the "Committee") of the Board of Directors of the Company, in its sole discretion, may settle earned RSUs in cash, shares of common stock of the Company, or a combination of both.

F2: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 12, 2026, with the remainder of grant vesting on each subsequent quarter, December 12, 2026, March 12, 2027 and June 12, 2027, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 12, 2026 Filed Sep 15, 2026 19:56 UTC Velo3D, Inc. VELO · Entity 5750 Exercise / conversionRestricted Stock Units · Derivative 1,960 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-391859 · ownership.xml · derivative · entry 2

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,883

Underlying: Common Stock · 1,960 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Velo3D, Inc. (the "Company"), granted under the Company's 2021 Equity Incentive Plan. The Compensation Committee (the "Committee") of the Board of Directors of the Company, in its sole discretion, may settle earned RSUs in cash, shares of common stock of the Company, or a combination of both.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 12, 2026, with the remainder of grant vesting on each subsequent quarter, December 12, 2026, March 12, 2027 and June 12, 2027, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 12, 2026, with the remainder of grant vesting on each subsequent quarter, December 12, 2026, March 12, 2027 and June 12, 2027, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
September 12, 2026 Filed Sep 15, 2026 19:56 UTC Velo3D, Inc. VELO · Entity 5750 Exercise / conversionCommon Stock 1,960 $10.53 $20,638.80
Disclosure

SEC source: 0001193125-26-391859 · ownership.xml · nonDerivative · entry 1

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2026 Filed Jun 30, 2026 20:55 UTC Velo3D, Inc. VELO · Entity 5750 Exercise / conversionRestricted Stock Units · Derivative 3,188 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-290762 · ownership.xml · derivative · entry 2

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,843

Underlying: Common Stock · 3,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Velo3D, Inc. (the "Company"), granted under the Company's 2021 Equity Incentive Plan. The Compensation Committee (the "Committee") of the Board of Directors of the Company, in its sole discretion, may settle earned RSUs in cash, shares of common stock of the Company, or a combination of both.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the grant vesting on September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the grant vesting on September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting

Read SEC document
June 27, 2026 Filed Jun 30, 2026 20:55 UTC Velo3D, Inc. VELO · Entity 5750 Exercise / conversionCommon Stock 3,188 $16.64 $53,048.32
Disclosure

SEC source: 0001193125-26-290762 · ownership.xml · nonDerivative · entry 1

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 27, 2026 Filed Mar 30, 2026 23:11 UTC Velo3D, Inc. VELO · Entity 5750 Exercise / conversionRestricted Stock Units · Derivative 3,188 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-132605 · ownership.xml · derivative · entry 2

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,188

Underlying: Common Stock · 3,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
March 27, 2026 Filed Mar 30, 2026 23:11 UTC Velo3D, Inc. VELO · Entity 5750 Exercise / conversionCommon Stock 3,188 $10.00 $31,880.00
Disclosure

SEC source: 0001193125-26-132605 · ownership.xml · nonDerivative · entry 1

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2025 Filed Dec 30, 2025 23:12 UTC Velo3D, Inc. VELO · Entity 5750 Exercise / conversionRestricted Stock Units · Derivative 3,188 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-337354 · ownership.xml · derivative · entry 2

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,376

Underlying: Common Stock · 3,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
December 27, 2025 Filed Dec 30, 2025 23:12 UTC Velo3D, Inc. VELO · Entity 5750 Exercise / conversionCommon Stock 3,188 $13.50 $43,038.00
Disclosure

SEC source: 0001193125-25-337354 · ownership.xml · nonDerivative · entry 1

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 27, 2025 Filed Oct 1, 2025 19:18 UTC Velo3D, Inc. VELO · Entity 5750 Exercise / conversionRestricted Stock Units · Derivative 3,188 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-226661 · ownership.xml · derivative · entry 2

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,564

Underlying: Common Stock · 3,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
September 27, 2025 Filed Oct 1, 2025 19:18 UTC Velo3D, Inc. VELO · Entity 5750 Exercise / conversionCommon Stock 3,188 $3.01 $9,595.88
Disclosure

SEC source: 0001193125-25-226661 · ownership.xml · nonDerivative · entry 1

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the 1-for-15 reverse stock split effected by the Issuer on July 25, 2025.

Read SEC document
June 27, 2025 Filed Sep 23, 2025 23:24 UTC Velo3D, Inc. VELO · Entity 5750 GrantRestricted Stock Units · Derivative 12,752 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-213752 · ownership.xml · derivative · entry 1

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,752

Underlying: Common Stock · 12,752 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, and March 27, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, and March 27, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · balance_after: Reflects the 1-for-15 reverse stock split effected by the Issuer on July 25, 2025.

Read SEC document
June 12, 2025 Filed Jun 16, 2026 21:35 UTC Velo3D, Inc. VELO · Entity 5750 GrantRestricted Stock Units · Derivative 7,843 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-272948 · ownership.xml · derivative · entry 2

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,031

Underlying: Common Stock · 7,843 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Velo3D, Inc. (the "Company"), granted under the Company's 2021 Equity Incentive Plan. The Compensation Committee (the "Committee") of the Board of Directors of the Company, in its sole discretion, may settle earned RSUs in cash, shares of common stock of the Company, or a combination of both.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 12, 2026, with the remainder of grant vesting on each subsequent quarter, December 12, 2026, March 12, 2027 and June 12, 2027, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 12, 2026, with the remainder of grant vesting on each subsequent quarter, December 12, 2026, March 12, 2027 and June 12, 2027, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
June 10, 2025 Filed Jun 10, 2025 21:27 UTC Velo3D, Inc. VLDX · Entity 5750 Exercise / conversionRestricted Stock Units · Derivative 1,423 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-084479 · ownership.xml · derivative · entry 2

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,423 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · balance_after: Reflects Share Units Distributed till 6/10/25.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 22:45 UTC Velo3D, Inc. VLDX · Entity 5750 Exercise / conversionRestricted Stock Units · Derivative 1,423 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-038204 · ownership.xml · derivative · entry 2

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,423

Underlying: Common Stock · 1,423 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · balance_after: Reflects Share Units Distributed till 3/10/25.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 22:45 UTC Velo3D, Inc. VLDX · Entity 5750 GrantCommon Stock 1,423 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-038204 · ownership.xml · nonDerivative · entry 1

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,997

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · balance_after: Reflects Share Units Distributed till 3/10/25.

Read SEC document
March 10, 2025 Filed Jun 10, 2025 21:27 UTC Velo3D, Inc. VLDX · Entity 5750 GrantCommon Stock 1,423 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-084479 · ownership.xml · nonDerivative · entry 1

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,420

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · balance_after: Reflects Share Units Distributed till 6/10/25.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 23:47 UTC Velo3D, Inc. VLDX · Entity 5750 Exercise / conversionRestricted Stock Units · Derivative 1,423 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-135973 · ownership.xml · derivative · entry 2

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,846

Underlying: Common Stock · 1,423 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · balance_after: Reflects Share Units Distributed till 12/10/24. Updated error in reporting in Sep'24 Form 4.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 23:47 UTC Velo3D, Inc. VLDX · Entity 5750 GrantCommon Stock 1,423 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-135973 · ownership.xml · nonDerivative · entry 1

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,574

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · balance_after: Reflects Share Units Distributed till 12/10/24. Updated error in reporting in Sep'24 Form 4.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 23:24 UTC Velo3D, Inc. VLDX · Entity 5750 Exercise / conversionRestricted Stock Units · Derivative 1,423 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-106100 · ownership.xml · derivative · entry 2

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,269

Underlying: Common Stock · 1,423 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · balance_after: Reflects the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 23:24 UTC Velo3D, Inc. VLDX · Entity 5750 GrantCommon Stock 1,423 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-106100 · ownership.xml · nonDerivative · entry 1

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,845

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · balance_after: Reflects the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024.

Read SEC document
June 10, 2024 Filed Jun 25, 2024 20:45 UTC Velo3D, Inc. VLD · Entity 5750 GrantCommon Stock 199,236 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-001435 · form4.xml · nonDerivative · entry 1

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259,765

F1 · shares: Represents restricted stock units that vest in quarterly installments and settle in shares of stock on the applicable settlement date.

F2 · shares: Does not reflect the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024, which was subsequent to the date of the transaction reported on this Form 4.

F2 · balance_after: Does not reflect the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024, which was subsequent to the date of the transaction reported on this Form 4.

Read SEC document
June 08, 2024 Filed Jun 11, 2024 21:36 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 15,162 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-001339 · form4.xml · derivative · entry 2

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
June 08, 2024 Filed Jun 11, 2024 21:36 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 15,162 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-24-001339 · form4.xml · nonDerivative · entry 1

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
March 08, 2024 Filed Mar 13, 2024 01:08 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 15,122 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-007744 · form4-03132024_010305.xml · derivative · entry 2

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,162

Underlying: Common Stock · 15,122 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

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March 08, 2024 Filed Mar 13, 2024 01:08 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 15,122 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-007744 · form4-03132024_010305.xml · nonDerivative · entry 1

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

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December 08, 2023 Filed Dec 13, 2023 00:01 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Units · Derivative 15,122 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-058384 · doc4.xml · derivative · entry 2

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,284

Underlying: Common Stock · 15,122 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

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December 08, 2023 Filed Dec 13, 2023 00:01 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 15,122 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-058384 · doc4.xml · nonDerivative · entry 1

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement for no consideration.

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September 08, 2023 Filed Sep 11, 2023 22:30 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Units · Derivative 15,123 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-048996 · doc4.xml · derivative · entry 2

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,406

Underlying: Common Stock · 15,123 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

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September 08, 2023 Filed Sep 11, 2023 22:30 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 15,123 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-048996 · doc4.xml · nonDerivative · entry 1

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement for no consideration.

Read SEC document
August 01, 2023 Filed Aug 4, 2023 00:01 UTC Velo3D, Inc. VLD · Entity 5750 GrantRestricted Stock Unit (RSU) · Derivative 60,529 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-044550 · doc4.xml · derivative · entry 1

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,529

Underlying: Common Stock · 60,529 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall be 100% vested on August 1, 2024, subject to the continued service of the Reporting Person on such vesting date.

F2 · derivative.expiration_date: The RSUs shall be 100% vested on August 1, 2024, subject to the continued service of the Reporting Person on such vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.