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BASS CARL

Disclosed activity across 8 companies

Tapewire entity
30967
SEC CIK
0001221137

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Agile Growth Corp.AGGR · Entity 115503DirectorMarch 09, 2021March 09, 2021
Autodesk, Inc.ADSK · Entity 3027DirectorMarch 26, 2018March 27, 2018
BOX INCBOX · Entity 3932DirectorSeptember 09, 2021September 10, 2021
Ouster, Inc.OUST · Entity 4380DirectorMarch 11, 2021March 16, 2021
Planet Labs PBCPL · Entity 3716DirectorJuly 09, 2026July 10, 2026
Velo3D, Inc.VLDX · Entity 5750DirectorDecember 31, 2024January 10, 2025
Zendesk, Inc.ZEN · Entity 122051DirectorAugust 15, 2022August 17, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Agile Growth Corp.

Report date March 09, 2021 · Filed March 09, 2021

This filing explicitly reported no securities owned.

Autodesk, Inc.

Report date March 26, 2018 · Filed March 27, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect42,349 Last balance in matching sequence After 2018-03-26 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2018-03-26 · Grant · Acquired 63,108 · Balance 73,108

F1: Represents shares earned based upon attainment for Performance Stock Unit awards. 63,108 shares subject to three PSUs vested on attainment on March 26, 2018.

F2: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units.

Row 2 · 2018-03-26 · Tax withholding · Disposed 30,759 · Balance 42,349

F3: Shares withheld to cover taxes.

F2: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares earned based upon attainment for Performance Stock Unit awards. 63,108 shares subject to three PSUs vested on attainment on March 26, 2018.

F2: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units.

F3: Shares withheld to cover taxes.

BOX INC

Report date September 09, 2021 · Filed September 10, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect32,339 Reported balance After 2021-09-09 transaction · row 1
1 source row

Row 1 · 2021-09-09 · Grant · Acquired 7,949 · Balance 32,339

F1: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of September 9, 2022 or the Issuer's next annual meeting of stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of September 9, 2022 or the Issuer's next annual meeting of stockholders.

Ouster, Inc.

Report date March 11, 2021 · Filed March 16, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $12.00 · Expires 2030-10-01Direct1,614,492 Reported balance After 2021-03-11 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-03-11 · Grant · Acquired 1,614,492 · Balance 1,614,492

F1: Represents an award of stock options on March 11, 2021 (the "Grant Date"), which vests as to 20% of the stock options on each anniversary of February 15, 2021 (the "Bass Commencement Date"), subject to continued service; provided, however, that the stock options will only become exercisable in the event the closing trading price per share of Issuer's common stock equals or exceeds 130% of the exercise price per share of the stock options for 30 consecutive trading days (the "Stock Price Condition") and in the event the Stock Price Condition is not met on or prior to the fifth anniversary of the Grant Date, the stock options shall thereupon terminate for no consideration.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect807,246 Reported balance After 2021-03-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-03-11 · Grant · Acquired 807,246 · Balance 807,246

F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F3: The RSUs vest as to 20% of the total number of RSUs on the first five anniversaries of the Bass Commencement Date, subject to the reporting person's continued service through the applicable vesting date. The RSUs have no expiration date.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect807,246 Reported balance After 2021-03-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-03-11 · Grant · Acquired 807,246 · Balance 807,246

F4: Each performance stock unit ("PSU") represents a contingent right to receive one share of common stock.

F5: The PSUs vest as to 25% of the total number of RSUs upon on each of the following events, in each case subject to the reporting person's continued service through the applicable vesting date: (a) first time the closing trading price per share of Issuer's common stock exceeds 150% of the closing trading price per share of Issuer's common stock on the Grant Date (the "Grant Date FMV") on or after the first anniversary of the Grant Date; (b) 200% of the Grant Date FMV on or after the second anniversary of the Grant Date; (c) 250% of the Grant Date FMV on or after the third anniversary of the Grant Date; and (d) 300% of the Grant Date FMV on or after the fourth anniversary of the Grant Date. Any PSUs that have not vested as of the fifth anniversary of the Grant Date shall thereupon terminate for no consideration. The PSUs have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award of stock options on March 11, 2021 (the "Grant Date"), which vests as to 20% of the stock options on each anniversary of February 15, 2021 (the "Bass Commencement Date"), subject to continued service; provided, however, that the stock options will only become exercisable in the event the closing trading price per share of Issuer's common stock equals or exceeds 130% of the exercise price per share of the stock options for 30 consecutive trading days (the "Stock Price Condition") and in the event the Stock Price Condition is not met on or prior to the fifth anniversary of the Grant Date, the stock options shall thereupon terminate for no consideration.

F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F3: The RSUs vest as to 20% of the total number of RSUs on the first five anniversaries of the Bass Commencement Date, subject to the reporting person's continued service through the applicable vesting date. The RSUs have no expiration date.

F4: Each performance stock unit ("PSU") represents a contingent right to receive one share of common stock.

F5: The PSUs vest as to 25% of the total number of RSUs upon on each of the following events, in each case subject to the reporting person's continued service through the applicable vesting date: (a) first time the closing trading price per share of Issuer's common stock exceeds 150% of the closing trading price per share of Issuer's common stock on the Grant Date (the "Grant Date FMV") on or after the first anniversary of the Grant Date; (b) 200% of the Grant Date FMV on or after the second anniversary of the Grant Date; (c) 250% of the Grant Date FMV on or after the third anniversary of the Grant Date; and (d) 300% of the Grant Date FMV on or after the fourth anniversary of the Grant Date. Any PSUs that have not vested as of the fifth anniversary of the Grant Date shall thereupon terminate for no consideration. The PSUs have no expiration date.

Planet Labs PBC

Report date July 09, 2026 · Filed July 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect403,665 Reported balance After 2026-07-09 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-07-09 · Grant · Acquired 6,479 · Balance 403,665

F1: Includes 6,479 restricted stock units, each of which represent a contingent right to receive one share of issuer's Class A Common Stock ("RSUs"). The RSUs will fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the Issuer's next annual meeting of stockholders to occur following the grant, in either case, subject to continuous service through the vesting date.

Class A Common StockSEC Table I · non-derivativeDirect406,545 Reported balance After 2026-07-09 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-07-09 · Grant · Acquired 2,880 · Balance 406,545

F2: Includes 2,880 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.

F3: Includes (a) 2,880 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June; and (b) 6,479 RSUs which fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the issuer's next annual meeting of stockholders to occur following the grant. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 6,479 restricted stock units, each of which represent a contingent right to receive one share of issuer's Class A Common Stock ("RSUs"). The RSUs will fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the Issuer's next annual meeting of stockholders to occur following the grant, in either case, subject to continuous service through the vesting date.

F2: Includes 2,880 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.

F3: Includes (a) 2,880 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June; and (b) 6,479 RSUs which fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the issuer's next annual meeting of stockholders to occur following the grant. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.

Velo3D, Inc.

Report date December 31, 2024 · Filed January 10, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect61,053 Reported balance After 2024-12-31 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-12-31 · Grant · Acquired 10,623 · Balance 61,053

F1: Represents director retainer fees paid in stock.

F2: Represents the average closing price of the Issuer's common stock over the 30-day period ending on and including Dec 31, 2024, which price was used to calculate the number of shares issued to the Reporting Person.

F3: Reflects Share Units Distributed till 12/31/24

Filing footnotes · ownership attribution and instrument terms

F1: Represents director retainer fees paid in stock.

F2: Represents the average closing price of the Issuer's common stock over the 30-day period ending on and including Dec 31, 2024, which price was used to calculate the number of shares issued to the Reporting Person.

F3: Reflects Share Units Distributed till 12/31/24

Zendesk, Inc.

Report date August 15, 2022 · Filed August 17, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect17,486 Reported balance After 2022-08-15 transaction · row 1
1 source row

Row 1 · 2022-08-15 · Grant · Acquired 282 · Balance 17,486

F1: Pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Policy, the Reporting Person has elected to receive fully-vested restricted stock units in lieu of the retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The number of shares of common stock issuable pursuant to the restricted stock units represents the quotient of (i) one-quarter of all applicable annual retainer fees divided by (ii) the average closing price of the Issuer's common stock over the 30 trading days prior to the date of grant.

F2: Restricted stock units convert into common stock on a one-for-one basis.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Policy, the Reporting Person has elected to receive fully-vested restricted stock units in lieu of the retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The number of shares of common stock issuable pursuant to the restricted stock units represents the quotient of (i) one-quarter of all applicable annual retainer fees divided by (ii) the average closing price of the Issuer's common stock over the 30 trading days prior to the date of grant.

F2: Restricted stock units convert into common stock on a one-for-one basis.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HP INC

Report date September 26, 2017 · Filed September 28, 2017

Section 16 reporting ended · disclosed 2017-09-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect33,877 Reported balance After 2017-09-26 transaction · row 1
1 source row

Row 1 · 2017-09-26 · Exercise / conversion · Acquired 16,096 · Balance 33,877

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-09-26 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-09-26 · Exercise / conversion · Disposed 16,096 · Balance 0

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2: On 5/18/2017, the reporting person was granted 15,975 RSUs, all of which vested on 9/26/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 121 vested dividend equivalent rights.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2: On 5/18/2017, the reporting person was granted 15,975 RSUs, all of which vested on 9/26/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 121 vested dividend equivalent rights.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 09, 2026 Filed Jul 10, 2026 16:16 UTC Planet Labs PBC PL · Entity 3716 GrantClass A Common Stock 2,880 $0.00 $0.00
Disclosure

SEC source: 0001221137-26-000002 · ownership.xml · nonDerivative · entry 2

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 406,545

F2 · shares: Includes 2,880 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.

F3 · balance_after: Includes (a) 2,880 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June; and (b) 6,479 RSUs which fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the issuer's next annual meeting of stockholders to occur following the grant. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.

Read SEC document
July 09, 2026 Filed Jul 10, 2026 16:16 UTC Planet Labs PBC PL · Entity 3716 GrantClass A Common Stock 6,479 $0.00 $0.00
Disclosure

SEC source: 0001221137-26-000002 · ownership.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 403,665

F1 · shares: Includes 6,479 restricted stock units, each of which represent a contingent right to receive one share of issuer's Class A Common Stock ("RSUs"). The RSUs will fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the Issuer's next annual meeting of stockholders to occur following the grant, in either case, subject to continuous service through the vesting date.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 15:58 UTC Planet Labs PBC PL · Entity 3716 Exercise / conversionEarnout - Class A Shares · Derivative 19,916 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-039331 · ownership.xml · derivative · entry 2

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 19,916 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the issuance of earnout shares as a result of the achievement of the $21.00 stock price threshold.

F2 · derivative.exercise_date: Represents the issuance of earnout shares as a result of the achievement of the $21.00 stock price threshold.

F2 · derivative.expiration_date: Represents the issuance of earnout shares as a result of the achievement of the $21.00 stock price threshold.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 15:58 UTC Planet Labs PBC PL · Entity 3716 Exercise / conversionClass A Common Stock 19,916 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-039331 · ownership.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 397,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 32,468 RSUs which fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the issuer's next annual meeting of stockholders to occur following the grant. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.

Read SEC document
January 21, 2026 Filed Jan 23, 2026 18:19 UTC Planet Labs PBC PL · Entity 3716 Exercise / conversionEarnout - Class A Shares · Derivative 19,914 $0.00 $0.00
Disclosure

SEC source: 0001836833-26-000021 · ownership.xml · derivative · entry 2

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,916

Underlying: Class A Common Stock · 19,914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the issuance of earnout shares as a result of the achievement of the $19.00 stock price threshold. The remaining earnout shares will vest in one final installment if the closing price of the Class A Common Stock equals or exceeds $21.00 over any 20 trading days within any 30 day trading period prior to December 7, 2026, or if the Issuer consummates a change of control transaction prior to December 7, 2026 that entitles its stockholders to receive a per share consideration of at least $21.00.

F3 · shares: Due to an administrative error, the Form 4 previously filed on January 15, 2026 (the "Previous Form 4"), inadvertently reported the Table II, Column 5 Number of Derivative Securities Disposed in the incorrect Acquired (A) column instead of the correct Disposed (D) column. The previous Form 4 correctly reported the Number of Derivative Securities Beneficially Owned Following Reported Transaction and the other information therein despite this error.

F2 · derivative.exercise_date: Represents the issuance of earnout shares as a result of the achievement of the $19.00 stock price threshold. The remaining earnout shares will vest in one final installment if the closing price of the Class A Common Stock equals or exceeds $21.00 over any 20 trading days within any 30 day trading period prior to December 7, 2026, or if the Issuer consummates a change of control transaction prior to December 7, 2026 that entitles its stockholders to receive a per share consideration of at least $21.00.

F2 · derivative.expiration_date: Represents the issuance of earnout shares as a result of the achievement of the $19.00 stock price threshold. The remaining earnout shares will vest in one final installment if the closing price of the Class A Common Stock equals or exceeds $21.00 over any 20 trading days within any 30 day trading period prior to December 7, 2026, or if the Issuer consummates a change of control transaction prior to December 7, 2026 that entitles its stockholders to receive a per share consideration of at least $21.00.

Read SEC document
January 21, 2026 Filed Jan 23, 2026 18:19 UTC Planet Labs PBC PL · Entity 3716 Exercise / conversionClass A Common Stock 19,914 $0.00 $0.00
Disclosure

SEC source: 0001836833-26-000021 · ownership.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 377,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 32,468 RSUs which fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the issuer's next annual meeting of stockholders to occur following the grant. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.

Read SEC document
January 13, 2026 Filed Jan 15, 2026 18:18 UTC Planet Labs PBC PL · Entity 3716 Exercise / conversionEarnout - Class A Shares · Derivative 39,826 $0.00 $0.00
Disclosure

SEC source: 0001836833-26-000006 · ownership.xml · derivative · entry 2

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,830

Underlying: Class A Common Stock · 39,826 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the issuance of earnout shares as a result of the achievement of the $15.00 and $17.00 stock price thresholds. The remaining earnout shares will vest in two substantially equal installments if the closing price of the Class A Common Stock equals or exceeds $19.00 and $21.00 over any 20 trading days within any 30 day trading period prior to December 7, 2026, or if the Issuer consummates a change of control transaction prior to December 7, 2026 that entitles its stockholders to receive a per share consideration of at least $19.00 and $21.00.

F2 · derivative.exercise_date: Represents the issuance of earnout shares as a result of the achievement of the $15.00 and $17.00 stock price thresholds. The remaining earnout shares will vest in two substantially equal installments if the closing price of the Class A Common Stock equals or exceeds $19.00 and $21.00 over any 20 trading days within any 30 day trading period prior to December 7, 2026, or if the Issuer consummates a change of control transaction prior to December 7, 2026 that entitles its stockholders to receive a per share consideration of at least $19.00 and $21.00.

F2 · derivative.expiration_date: Represents the issuance of earnout shares as a result of the achievement of the $15.00 and $17.00 stock price thresholds. The remaining earnout shares will vest in two substantially equal installments if the closing price of the Class A Common Stock equals or exceeds $19.00 and $21.00 over any 20 trading days within any 30 day trading period prior to December 7, 2026, or if the Issuer consummates a change of control transaction prior to December 7, 2026 that entitles its stockholders to receive a per share consideration of at least $19.00 and $21.00.

Read SEC document
January 13, 2026 Filed Jan 15, 2026 18:18 UTC Planet Labs PBC PL · Entity 3716 Exercise / conversionClass A Common Stock 39,826 $0.00 $0.00
Disclosure

SEC source: 0001836833-26-000006 · ownership.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 357,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 32,468 RSUs which fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the issuer's next annual meeting of stockholders to occur following the grant. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.

Read SEC document
October 06, 2025 Filed Oct 8, 2025 17:01 UTC Planet Labs PBC PL · Entity 3716 Exercise / conversionStock Option (Right to Buy) · Derivative 376,748 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001836833-25-000128 · wk-form4_1759957286.xml · derivative · entry 3

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 376,748 shares

Expires 2026-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

F3 · derivative.expiration_date: As a result of an administrative error, the Form 4 previously filed with the Securities and Exchange Commission on December 9, 2021, mis-reported the expiration date as 5/4/31. The expiration date is corrected to 5/4/2026 on this Form 4.

Read SEC document
October 06, 2025 Filed Oct 8, 2025 17:01 UTC Planet Labs PBC PL · Entity 3716 SaleClass A Common Stock 376,748 $15.67 $5,903,264.41
Disclosure

SEC source: 0001836833-25-000128 · wk-form4_1759957286.xml · nonDerivative · entry 2

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,530

F1 · price: This transaction was executed in multiple trades at prices ranging from $15.55 to $15.85. The price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number shares sold at each separate price within the range.

Read SEC document
October 06, 2025 Filed Oct 8, 2025 17:01 UTC Planet Labs PBC PL · Entity 3716 Exercise / conversionClass A Common Stock 376,748 $2.33 $877,822.84
Disclosure

SEC source: 0001836833-25-000128 · wk-form4_1759957286.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 694,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 10, 2025 Filed Jul 10, 2025 17:16 UTC Planet Labs PBC PL · Entity 3716 GrantClass A Common Stock 32,468 $0.00 $0.00
Disclosure

SEC source: 0001836833-25-000089 · wk-form4_1752182197.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,530

F1 · shares: Includes 32,468 restricted stock units, each of which represent a contingent right to receive one share of issuer's Class A Common Stock ("RSUs"). The RSUs will fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the Issuer's next annual meeting of stockholders to occur following the grant, in either case, subject to continuous service through the vesting date.

F1 · balance_after: Includes 32,468 restricted stock units, each of which represent a contingent right to receive one share of issuer's Class A Common Stock ("RSUs"). The RSUs will fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the Issuer's next annual meeting of stockholders to occur following the grant, in either case, subject to continuous service through the vesting date.

Read SEC document
December 31, 2024 Filed Jan 10, 2025 19:36 UTC Velo3D, Inc. VLDX · Entity 5750 GrantCommon Stock 10,623 $0.91 $9,666.93
Disclosure

SEC source: 0000950170-25-004421 · ownership.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,053

F1 · shares: Represents director retainer fees paid in stock.

F2 · price: Represents the average closing price of the Issuer's common stock over the 30-day period ending on and including Dec 31, 2024, which price was used to calculate the number of shares issued to the Reporting Person.

F3 · balance_after: Reflects Share Units Distributed till 12/31/24

Read SEC document
December 10, 2024 Filed Dec 12, 2024 18:50 UTC Velo3D, Inc. VLDX · Entity 5750 GrantCommon Stock 1,423 $0.93 $1,323.39
Disclosure

SEC source: 0000950170-24-135977 · ownership.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,430

F1 · shares: Represents director retainer fees paid in stock.

F2 · price: Represents the average closing price of the Issuer's common stock over the 30-day period ending on and including Nov 30, 2024, which price was used to calculate the number of shares issued to the Reporting Person.

F3 · balance_after: Reflects Share Units Distributed till 12/10/24

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November 30, 2024 Filed Dec 4, 2024 13:48 UTC Velo3D, Inc. VLDX · Entity 5750 GrantCommon Stock 7,796 $1.24 $9,667.04
Disclosure

SEC source: 0000950170-24-133149 · ownership.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,276

F1 · shares: Represents director retainer fees paid in stock.

F2 · price: Represents the average closing price of the Issuer's common stock over the 30-day period ending on and including Nov 30, 2024, which price was used to calculate the number of shares issued to the Reporting Person.

Read SEC document
October 31, 2024 Filed Nov 5, 2024 14:59 UTC Velo3D, Inc. VLDX · Entity 5750 GrantCommon Stock 11,111 $0.87 $9,666.57
Disclosure

SEC source: 0000950170-24-121361 · ownership.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,926

F1 · shares: Represents director retainer fees paid in stock.

F2 · price: Represents the average closing price of the Issuer's common stock over the 30-day period ending on and including Oct 31, 2024, which price was used to calculate the number of shares issued to the Reporting Person.

Read SEC document
October 31, 2024 Filed Nov 6, 2024 18:26 UTC Amendment Velo3D, Inc. VLDX · Entity 5750 GrantCommon Stock 11,111 $0.87 $9,666.57
Disclosure

SEC source: 0000950170-24-122566 · ownership.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,481

F1 · shares: Represents director retainer fees paid in stock.

F2 · price: Represents the average closing price of the Issuer's common stock over the 30-day period ending on and including Oct 31, 2024, which price was used to calculate the number of shares issued to the Reporting Person.

Read SEC document
September 30, 2024 Filed Oct 7, 2024 14:17 UTC Velo3D, Inc. VLDX · Entity 5750 GrantCommon Stock 11,647 $0.72 $8,385.84
Disclosure

SEC source: 0000950170-24-113158 · ownership.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,793

F1 · shares: Represents director retainer fees paid in stock.

F2 · price: Represents the average closing price of the Issuer's common stock over the 30-day period ending on and including September 30, 2024, which price was used to calculate the number of shares issued to the Reporting Person.

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September 10, 2024 Filed Sep 12, 2024 19:34 UTC Velo3D, Inc. VLDX · Entity 5750 Exercise / conversionRestricted Stock Unit · Derivative 1,423 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-106123 · ownership.xml · derivative · entry 2

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,269

Underlying: Common Stock · 1,423 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 10, 2024, with the remainder of grant vesting on each subsequent December 10, 2024, March 10, 2025, and June 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 19:34 UTC Velo3D, Inc. VLDX · Entity 5750 GrantCommon Stock 1,423 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-106123 · ownership.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,146

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
August 31, 2024 Filed Sep 9, 2024 19:35 UTC Velo3D, Inc. VLD · Entity 5750 GrantCommon Stock 5,859 $1.24 $7,265.16
Disclosure

SEC source: 0000950170-24-104865 · ownership.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,723

F1 · shares: Represents director retainer fees paid in stock.

F2 · price: Represents the average closing price of the Issuer's common stock over the 30-day period ending on and including August 31, 2024, which price was used to calculate the number of shares issued to the Reporting Person.

Read SEC document
July 31, 2024 Filed Aug 7, 2024 16:05 UTC Velo3D, Inc. VLD · Entity 5750 GrantCommon Stock 3,222 $2.61 $8,409.42
Disclosure

SEC source: 0000950170-24-092757 · ownership.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,864

F1 · shares: Represents director retainer fees paid in stock.

F2 · price: Represents the average closing price of the Issuer's common stock over the 30-day period ending on and including July 31, 2024, which price was used to calculate the number of shares issued to the Reporting Person.

Read SEC document
July 11, 2024 Filed Jul 11, 2024 18:18 UTC Planet Labs PBC PL · Entity 3716 GrantClass A Common Stock 93,583 $0.00 $0.00
Disclosure

SEC source: 0001836833-24-000081 · wk-form4_1720736321.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,062

F1 · shares: Includes 93,583 restricted stock units, each of which represent a contingent right to receive one share of issuer's Class A Common Stock ("RSUs"). The RSUs will fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the Issuer's next annual meeting of stockholders to occur following the grant, in either case, subject to continuous service through the vesting date.

F1 · balance_after: Includes 93,583 restricted stock units, each of which represent a contingent right to receive one share of issuer's Class A Common Stock ("RSUs"). The RSUs will fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the Issuer's next annual meeting of stockholders to occur following the grant, in either case, subject to continuous service through the vesting date.

Read SEC document
June 30, 2024 Filed Jul 11, 2024 16:56 UTC Velo3D, Inc. VLD · Entity 5750 GrantCommon Stock 2,491 $3.34 $8,319.94
Disclosure

SEC source: 0000897069-24-001496 · form4.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,642

F1 · shares: Represents director retainer fees paid in stock.

F2 · price: Represents the average closing price of the Issuer's common stock over the 30-day period ending on and including June 30, 2024, which price was used to calculate the number of shares issued to the Reporting Person

F3 · balance_after: Reflects the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024.

Read SEC document
June 10, 2024 Filed Jun 25, 2024 16:54 UTC Velo3D, Inc. VLD · Entity 5750 GrantCommon Stock 199,236 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-001443 · form4.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 390,323

F1 · shares: Represents restricted stock units that vest in quarterly installments and settle in shares of stock on the applicable settlement date.

F2 · shares: Does not reflect the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024, which was subsequent to the date of the transaction reported on this Form 4.

F2 · balance_after: Does not reflect the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024, which was subsequent to the date of the transaction reported on this Form 4.

Read SEC document
June 08, 2024 Filed Jun 11, 2024 17:38 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 18,135 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-001341 · form4.xml · derivative · entry 2

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
June 08, 2024 Filed Jun 11, 2024 17:38 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 18,135 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-24-001341 · form4.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 17:05 UTC Velo3D, Inc. VLD · Entity 5750 GrantCommon Stock 46,032 $0.15 $6,904.80
Disclosure

SEC source: 0000897069-24-001303 · form4.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,952

F1 · shares: Represents director retainer fees paid in stock.

F2 · price: Represents the average closing price of the Issuer's common stock over the 30-day period ending on and including May 31, 2024, which price was used to calculate the number of shares issued to the Reporting Person.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 20:59 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 18,135 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-007740 · form4-03132024_120348.xml · derivative · entry 2

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,135

Underlying: Common Stock · 18,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 20:59 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 18,135 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-007740 · form4-03132024_120348.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 18:53 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Units · Derivative 18,136 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-058379 · doc4.xml · derivative · entry 2

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,270

Underlying: Common Stock · 18,136 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 18:53 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 18,136 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-058379 · doc4.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 18:12 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Units · Derivative 18,136 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-048982 · doc4.xml · derivative · entry 2

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,406

Underlying: Common Stock · 18,136 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 18:12 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 18,136 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-048982 · doc4.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
June 26, 2023 Filed Jun 28, 2023 21:01 UTC Velo3D, Inc. VLD · Entity 5750 GrantRestricted Stock Units · Derivative 72,542 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040114 · doc4.xml · derivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,542

Underlying: Common Stock · 72,542 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
June 08, 2023 Filed Jun 16, 2023 18:37 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Units · Derivative 18,128 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038079 · doc4.xml · derivative · entry 2

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2022, with the remainder of grant vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2022, with the remainder of grant vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
June 08, 2023 Filed Jun 16, 2023 18:37 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 18,128 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-038079 · doc4.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 18:50 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Units · Derivative 18,128 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017963 · doc4.xml · derivative · entry 2

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,128

Underlying: Common Stock · 18,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 18:50 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 18,128 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-017963 · doc4.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
December 08, 2022 Filed Dec 9, 2022 20:42 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Units · Derivative 18,128 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-060608 · doc4.xml · derivative · entry 2

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,256

Underlying: Common Stock · 18,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
December 08, 2022 Filed Dec 9, 2022 20:42 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 18,128 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-060608 · doc4.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 17:46 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Units · Derivative 18,129 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049564 · doc4.xml · derivative · entry 2

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,384

Underlying: Common Stock · 18,129 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 17:46 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 18,129 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-049564 · doc4.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:18 UTC Zendesk, Inc. ZEN · Entity 122051 GrantCommon Stock 282 Not disclosed Not disclosed
Disclosure

SEC source: 0001463172-22-000246 · wf-form4_166078546621268.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,486

F1 · shares: Pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Policy, the Reporting Person has elected to receive fully-vested restricted stock units in lieu of the retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The number of shares of common stock issuable pursuant to the restricted stock units represents the quotient of (i) one-quarter of all applicable annual retainer fees divided by (ii) the average closing price of the Issuer's common stock over the 30 trading days prior to the date of grant.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

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June 08, 2022 Filed Jun 9, 2022 18:40 UTC Velo3D, Inc. VLD · Entity 5750 GrantRestricted Stock Units · Derivative 72,513 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035594 · doc4.xml · derivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,513

Underlying: Common Stock · 72,513 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

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May 18, 2022 Filed May 20, 2022 20:16 UTC Zendesk, Inc. ZEN · Entity 122051 Exercise / conversionRestricted Stock Unit · Derivative 1,396 $0.00 $0.00
Disclosure

SEC source: 0001463172-22-000161 · wf-form4_165309215879169.xml · derivative · entry 2

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,396 shares

Expires 2028-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units grant fully vests on May 18, 2022 subject to the Reporting Person's continuous service to the Issuer through such date. Unvested units are subject to acceleration upon the occurrence of certain events.

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May 18, 2022 Filed May 20, 2022 20:16 UTC Zendesk, Inc. ZEN · Entity 122051 Exercise / conversionCommon Stock 1,396 Not disclosed Not disclosed
Disclosure

SEC source: 0001463172-22-000161 · wf-form4_165309215879169.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 16, 2022 Filed May 17, 2022 19:50 UTC Zendesk, Inc. ZEN · Entity 122051 GrantCommon Stock 178 Not disclosed Not disclosed
Disclosure

SEC source: 0001463172-22-000147 · wf-form4_165283137585728.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,808

F1 · shares: Pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Policy, the Reporting Person has elected to receive fully-vested restricted stock units in lieu of the retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The number of shares of common stock issuable pursuant to the restricted stock units represents the quotient of (i) one-quarter of all applicable annual retainer fees divided by (ii) the average closing price of the Issuer's common stock over the 30 trading days prior to the date of grant.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

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February 15, 2022 Filed Feb 17, 2022 18:45 UTC Zendesk, Inc. ZEN · Entity 122051 GrantCommon Stock 208 Not disclosed Not disclosed
Disclosure

SEC source: 0001463172-22-000039 · wf-form4_164514148035670.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,630

F1 · shares: Pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Policy, the Reporting Person has elected to receive fully-vested restricted stock units in lieu of the retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The number of shares of common stock issuable pursuant to the restricted stock units represents the quotient of (i) one-quarter of all applicable annual retainer fees divided by (ii) the average closing price of the Issuer's common stock over the 30 trading days prior to the date of grant.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

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December 07, 2021 Filed Dec 9, 2021 21:14 UTC Planet Labs PBC PL · Entity 3716 GrantStock Option (Right to Buy) · Derivative 376,748 Not disclosed Strike: $2.33 Not disclosed
Disclosure

SEC source: 0000899243-21-047634 · doc4.xml · derivative · entry 4

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,748

Underlying: Class A Common Stock · 376,748 shares

Expires 2031-05-04

F5 · price: At the closing of the Business Combination, each outstanding option to purchase Former Planet capital stock was converted into a right to receive a number of options to purchase Class A Common Stock based on the Exchange Ratio.

F7 · derivative.exercise_date: The option is fully vested and exercisable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.