Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cepton, Inc.CPTN · Entity 84328 | Chief Financial Officer | May 22, 2023 | May 22, 2023 |
| Velo3D, Inc.VELO · Entity 5750 | CFO | December 31, 2025 | January 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cepton, Inc.
Report date May 22, 2023 · Filed May 22, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 648,307 |
Reported balance
After 2023-05-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-05-22 · Tax withholding · Disposed 84,001 · Balance 648,307 F1: Reflects shares of common stock withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person in connection with the vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares of common stock withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person in connection with the vesting of restricted stock units.
Velo3D, Inc.
Report date December 31, 2025 · Filed January 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,600 |
Ending reported balance
After 2025-12-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-12-31 · Exercise / conversion · Acquired 10,000 · Balance 17,178 Row 2 · 2025-12-31 · Tax withholding · Disposed 3,578 · Balance 13,600 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 54,930 |
Reported balance
After 2025-12-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-12-31 · Grant · Acquired 10,000 · Balance 54,930 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F2: Represents restricted stock units granted and vested immediately pursuant to Board approval. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 44,930 |
Reported balance
After 2025-12-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-12-31 · Exercise / conversion · Disposed 10,000 · Balance 44,930 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F2: Represents restricted stock units granted and vested immediately pursuant to Board approval. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.
F2: Represents restricted stock units granted and vested immediately pursuant to Board approval.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2025 Filed Jan 5, 2026 21:36 UTC | Velo3D, Inc. VELO · Entity 5750 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-002557 · ownership.xml · derivative · entry 4 Xu Hull Hou Jun · CIK 0001919152 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,930 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: Represents restricted stock units granted and vested immediately pursuant to Board approval. F2 · derivative.expiration_date: Represents restricted stock units granted and vested immediately pursuant to Board approval. Read SEC document |
| December 31, 2025 Filed Jan 5, 2026 21:36 UTC | Velo3D, Inc. VELO · Entity 5750 | GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-002557 · ownership.xml · derivative · entry 3 Xu Hull Hou Jun · CIK 0001919152 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,930 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: Represents restricted stock units granted and vested immediately pursuant to Board approval. F2 · derivative.expiration_date: Represents restricted stock units granted and vested immediately pursuant to Board approval. Read SEC document |
| December 31, 2025 Filed Jan 5, 2026 21:36 UTC | Velo3D, Inc. VELO · Entity 5750 | Tax withholdingCommon Stock | 3,578 | $14.57 | $52,131.46 |
DisclosureSEC source: 0001193125-26-002557 · ownership.xml · nonDerivative · entry 2 Xu Hull Hou Jun · CIK 0001919152 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,600 Read SEC document |
| December 31, 2025 Filed Jan 5, 2026 21:36 UTC | Velo3D, Inc. VELO · Entity 5750 | Exercise / conversionCommon Stock | 10,000 | $14.57 | $145,700.00 |
DisclosureSEC source: 0001193125-26-002557 · ownership.xml · nonDerivative · entry 1 Xu Hull Hou Jun · CIK 0001919152 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2025 Filed Nov 20, 2025 20:14 UTC | Velo3D, Inc. VELO · Entity 5750 | Exercise / conversionRestricted Stock Units · Derivative | 3,364 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-289619 · ownership.xml · derivative · entry 6 Xu Hull Hou Jun · CIK 0001919152 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,930 Underlying: Common Stock · 3,364 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F3 · derivative.exercise_date: The Restricted Stock Units (RSUs) will vest as follows: 25% will vest after one year starting in May 2025, with the remaining shares vesting quarterly over the following three years. This is contingent upon the continued service of the reporting person on each vesting date. F3 · derivative.expiration_date: The Restricted Stock Units (RSUs) will vest as follows: 25% will vest after one year starting in May 2025, with the remaining shares vesting quarterly over the following three years. This is contingent upon the continued service of the reporting person on each vesting date. Read SEC document |
| November 15, 2025 Filed Nov 20, 2025 20:14 UTC | Velo3D, Inc. VELO · Entity 5750 | Exercise / conversionRestricted Stock Units · Derivative | 119 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-289619 · ownership.xml · derivative · entry 5 Xu Hull Hou Jun · CIK 0001919152 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,294 Underlying: Common Stock · 119 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The Restricted Stock Units (RSUs) will vest as follows: 25% will vest after one year starting in April 2024, with the remaining shares vesting quarterly over the following three years. This is contingent upon the continued service of the reporting person on each vesting date. F2 · derivative.expiration_date: The Restricted Stock Units (RSUs) will vest as follows: 25% will vest after one year starting in April 2024, with the remaining shares vesting quarterly over the following three years. This is contingent upon the continued service of the reporting person on each vesting date. Read SEC document |
| November 15, 2025 Filed Nov 20, 2025 20:14 UTC | Velo3D, Inc. VELO · Entity 5750 | Tax withholdingCommon Stock | 1,204 | $4.66 | $5,610.64 |
DisclosureSEC source: 0001193125-25-289619 · ownership.xml · nonDerivative · entry 4 Xu Hull Hou Jun · CIK 0001919152 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,178 Read SEC document |
| November 15, 2025 Filed Nov 20, 2025 20:14 UTC | Velo3D, Inc. VELO · Entity 5750 | Exercise / conversionCommon Stock | 3,364 | $4.66 | $15,676.24 |
DisclosureSEC source: 0001193125-25-289619 · ownership.xml · nonDerivative · entry 3 Xu Hull Hou Jun · CIK 0001919152 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2025 Filed Nov 20, 2025 20:14 UTC | Velo3D, Inc. VELO · Entity 5750 | Tax withholdingCommon Stock | 43 | $4.66 | $200.38 |
DisclosureSEC source: 0001193125-25-289619 · ownership.xml · nonDerivative · entry 2 Xu Hull Hou Jun · CIK 0001919152 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,018 Read SEC document |
| November 15, 2025 Filed Nov 20, 2025 20:14 UTC | Velo3D, Inc. VELO · Entity 5750 | Exercise / conversionCommon Stock | 119 | $4.66 | $554.54 |
DisclosureSEC source: 0001193125-25-289619 · ownership.xml · nonDerivative · entry 1 Xu Hull Hou Jun · CIK 0001919152 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,061 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2025 Filed Oct 1, 2025 19:20 UTC | Velo3D, Inc. VELO · Entity 5750 | Exercise / conversionRestricted Stock Units · Derivative | 3,365 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-226667 · ownership.xml · derivative · entry 6 Xu Hull Hou Jun · CIK 0001919152 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,413 Underlying: Common Stock · 3,365 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F1 · date: The reporting person's restricted stock units were originally scheduled to vest on August 15, 2025. At the request of the issuer, the release and settlement of such shares was administratively delayed until August 25, 2025 in connection with the issuer's transition to the Nasdaq Capital Market. The transaction date reported reflects the actual release date. F5 · derivative.exercise_date: The Restricted Stock Units (RSUs) will vest as follows: 25% will vest after one year starting in May 2025, with the remaining shares vesting quarterly over the following three years. This is contingent upon the continued service of the reporting person on each vesting date. F5 · derivative.expiration_date: The Restricted Stock Units (RSUs) will vest as follows: 25% will vest after one year starting in May 2025, with the remaining shares vesting quarterly over the following three years. This is contingent upon the continued service of the reporting person on each vesting date. F7 · balance_after: Reflects an adjustment to a previously reported amount on 09/24/2025 from 64,442 to 48,413 due to a clerical error. Read SEC document |
| August 25, 2025 Filed Oct 1, 2025 19:20 UTC | Velo3D, Inc. VELO · Entity 5750 | Exercise / conversionRestricted Stock Units · Derivative | 119 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-226667 · ownership.xml · derivative · entry 5 Xu Hull Hou Jun · CIK 0001919152 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,778 Underlying: Common Stock · 119 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F1 · date: The reporting person's restricted stock units were originally scheduled to vest on August 15, 2025. At the request of the issuer, the release and settlement of such shares was administratively delayed until August 25, 2025 in connection with the issuer's transition to the Nasdaq Capital Market. The transaction date reported reflects the actual release date. F4 · derivative.exercise_date: The Restricted Stock Units (RSUs) will vest as follows: 25% will vest after one year starting in April 2024, with the remaining shares vesting quarterly over the following three years. This is contingent upon the continued service of the reporting person on each vesting date. F4 · derivative.expiration_date: The Restricted Stock Units (RSUs) will vest as follows: 25% will vest after one year starting in April 2024, with the remaining shares vesting quarterly over the following three years. This is contingent upon the continued service of the reporting person on each vesting date. F2 · balance_after: Reflects the 1-for-15 reverse stock split effected by the Issuer on July 25, 2025. F6 · balance_after: Reflects an adjustment to a previously reported amount on 09/24/2025 from 61,077 to 51,778 due to a clerical error. Read SEC document |
| August 25, 2025 Filed Oct 1, 2025 19:20 UTC | Velo3D, Inc. VELO · Entity 5750 | Tax withholdingCommon Stock | 1,204 | $3.89 | $4,683.56 |
DisclosureSEC source: 0001193125-25-226667 · ownership.xml · nonDerivative · entry 4 Xu Hull Hou Jun · CIK 0001919152 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,942 F1 · date: The reporting person's restricted stock units were originally scheduled to vest on August 15, 2025. At the request of the issuer, the release and settlement of such shares was administratively delayed until August 25, 2025 in connection with the issuer's transition to the Nasdaq Capital Market. The transaction date reported reflects the actual release date. Read SEC document |
| August 25, 2025 Filed Oct 1, 2025 19:20 UTC | Velo3D, Inc. VELO · Entity 5750 | Exercise / conversionCommon Stock | 3,365 | $3.89 | $13,089.85 |
DisclosureSEC source: 0001193125-25-226667 · ownership.xml · nonDerivative · entry 3 Xu Hull Hou Jun · CIK 0001919152 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,146 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The reporting person's restricted stock units were originally scheduled to vest on August 15, 2025. At the request of the issuer, the release and settlement of such shares was administratively delayed until August 25, 2025 in connection with the issuer's transition to the Nasdaq Capital Market. The transaction date reported reflects the actual release date. Read SEC document |
| August 25, 2025 Filed Oct 1, 2025 19:20 UTC | Velo3D, Inc. VELO · Entity 5750 | Tax withholdingCommon Stock | 43 | $3.89 | $167.27 |
DisclosureSEC source: 0001193125-25-226667 · ownership.xml · nonDerivative · entry 2 Xu Hull Hou Jun · CIK 0001919152 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,781 F1 · date: The reporting person's restricted stock units were originally scheduled to vest on August 15, 2025. At the request of the issuer, the release and settlement of such shares was administratively delayed until August 25, 2025 in connection with the issuer's transition to the Nasdaq Capital Market. The transaction date reported reflects the actual release date. Read SEC document |
| August 25, 2025 Filed Oct 1, 2025 19:20 UTC | Velo3D, Inc. VELO · Entity 5750 | Exercise / conversionCommon Stock | 119 | $3.89 | $462.91 |
DisclosureSEC source: 0001193125-25-226667 · ownership.xml · nonDerivative · entry 1 Xu Hull Hou Jun · CIK 0001919152 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The reporting person's restricted stock units were originally scheduled to vest on August 15, 2025. At the request of the issuer, the release and settlement of such shares was administratively delayed until August 25, 2025 in connection with the issuer's transition to the Nasdaq Capital Market. The transaction date reported reflects the actual release date. F2 · balance_after: Reflects the 1-for-15 reverse stock split effected by the Issuer on July 25, 2025. Read SEC document |
| August 15, 2025 Filed Sep 24, 2025 20:28 UTC | Velo3D, Inc. VELO · Entity 5750 | Exercise / conversionRestricted Stock Units · Derivative | 3,365 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-215469 · ownership.xml · derivative · entry 6 Xu Hull Hou Jun · CIK 0001919152 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,442 Underlying: Common Stock · 3,365 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F4 · derivative.exercise_date: The Restricted Stock Units (RSUs) will vest as follows: 25% will vest after one year starting in May 2025, with the remaining shares vesting quarterly over the following three years. This is contingent upon the continued service of the reporting person on each vesting date. F4 · derivative.expiration_date: The Restricted Stock Units (RSUs) will vest as follows: 25% will vest after one year starting in May 2025, with the remaining shares vesting quarterly over the following three years. This is contingent upon the continued service of the reporting person on each vesting date. Read SEC document |
| August 15, 2025 Filed Sep 24, 2025 20:28 UTC | Velo3D, Inc. VELO · Entity 5750 | Exercise / conversionRestricted Stock Units · Derivative | 119 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-215469 · ownership.xml · derivative · entry 5 Xu Hull Hou Jun · CIK 0001919152 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,077 Underlying: Common Stock · 119 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F3 · derivative.exercise_date: The Restricted Stock Units (RSUs) will vest as follows: 25% will vest after one year starting in April 2024, with the remaining shares vesting quarterly over the following three years. This is contingent upon the continued service of the reporting person on each vesting date. F3 · derivative.expiration_date: The Restricted Stock Units (RSUs) will vest as follows: 25% will vest after one year starting in April 2024, with the remaining shares vesting quarterly over the following three years. This is contingent upon the continued service of the reporting person on each vesting date. F2 · balance_after: Reflects the 1-for-15 reverse stock split effected by the Issuer on July 25, 2025. Read SEC document |
| August 15, 2025 Filed Sep 24, 2025 20:28 UTC | Velo3D, Inc. VELO · Entity 5750 | Tax withholdingRestricted Stock Units | 1,204 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-25-215469 · ownership.xml · nonDerivative · entry 4 Xu Hull Hou Jun · CIK 0001919152 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,942 F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| August 15, 2025 Filed Sep 24, 2025 20:28 UTC | Velo3D, Inc. VELO · Entity 5750 | Exercise / conversionRestricted Stock Units | 3,365 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-25-215469 · ownership.xml · nonDerivative · entry 3 Xu Hull Hou Jun · CIK 0001919152 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,146 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| August 15, 2025 Filed Sep 24, 2025 20:28 UTC | Velo3D, Inc. VELO · Entity 5750 | Tax withholdingRestricted Stock Units | 43 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-25-215469 · ownership.xml · nonDerivative · entry 2 Xu Hull Hou Jun · CIK 0001919152 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,781 F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| August 15, 2025 Filed Sep 24, 2025 20:28 UTC | Velo3D, Inc. VELO · Entity 5750 | Exercise / conversionRestricted Stock Units | 119 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-25-215469 · ownership.xml · nonDerivative · entry 1 Xu Hull Hou Jun · CIK 0001919152 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F2 · balance_after: Reflects the 1-for-15 reverse stock split effected by the Issuer on July 25, 2025. Read SEC document |
| May 15, 2025 Filed May 17, 2025 00:25 UTC | Velo3D, Inc. VLDX · Entity 5750 | Exercise / conversionRestricted stock unit · Derivative | 7,142 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-073875 · ownership.xml · derivative · entry 8 Xu Hull Hou Jun · CIK 0001919152 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,429 Underlying: Common Stock · 7,142 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F3 · derivative.exercise_date: The RSUs vest 25% @ 1 year starting May'25, Quarterly thereafter for 4 years, subject to the continued service of the reporting person on each vesting date F3 · derivative.expiration_date: The RSUs vest 25% @ 1 year starting May'25, Quarterly thereafter for 4 years, subject to the continued service of the reporting person on each vesting date Read SEC document |
| May 15, 2025 Filed May 17, 2025 00:25 UTC | Velo3D, Inc. VLDX · Entity 5750 | Exercise / conversionRestricted stock unit · Derivative | 50,468 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-073875 · ownership.xml · derivative · entry 7 Xu Hull Hou Jun · CIK 0001919152 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 757,032 Underlying: Common Stock · 50,468 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. F3 · derivative.exercise_date: The RSUs vest 25% @ 1 year starting May'25, Quarterly thereafter for 4 years, subject to the continued service of the reporting person on each vesting date F3 · derivative.expiration_date: The RSUs vest 25% @ 1 year starting May'25, Quarterly thereafter for 4 years, subject to the continued service of the reporting person on each vesting date Read SEC document |
| May 15, 2025 Filed May 17, 2025 00:25 UTC | Velo3D, Inc. VLDX · Entity 5750 | Tax withholdingCommon Stock | 2,934 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-073875 · ownership.xml · nonDerivative · entry 6 Xu Hull Hou Jun · CIK 0001919152 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,545 F2 · price: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability and broker fees with respect to the settlement of restricted stock units. Read SEC document |
| May 15, 2025 Filed May 17, 2025 00:25 UTC | Velo3D, Inc. VLDX · Entity 5750 | Exercise / conversionCommon Stock | 7,142 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-073875 · ownership.xml · nonDerivative · entry 5 Xu Hull Hou Jun · CIK 0001919152 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| May 15, 2025 Filed May 17, 2025 00:25 UTC | Velo3D, Inc. VLDX · Entity 5750 | Tax withholdingCommon Stock | 20,733 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-073875 · ownership.xml · nonDerivative · entry 4 Xu Hull Hou Jun · CIK 0001919152 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,337 F2 · price: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability and broker fees with respect to the settlement of restricted stock units. Read SEC document |
| May 15, 2025 Filed May 17, 2025 00:25 UTC | Velo3D, Inc. VLDX · Entity 5750 | Exercise / conversionCommon Stock | 50,468 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-073875 · ownership.xml · nonDerivative · entry 3 Xu Hull Hou Jun · CIK 0001919152 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,070 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| March 15, 2025 Filed May 17, 2025 00:25 UTC | Velo3D, Inc. VLDX · Entity 5750 | Tax withholdingCommon Stock | 4,604 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-073875 · ownership.xml · nonDerivative · entry 2 Xu Hull Hou Jun · CIK 0001919152 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,602 F2 · price: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability and broker fees with respect to the settlement of restricted stock units. Read SEC document |
| March 15, 2025 Filed May 17, 2025 00:25 UTC | Velo3D, Inc. VLDX · Entity 5750 | Exercise / conversionCommom Stock | 11,206 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-073875 · ownership.xml · nonDerivative · entry 1 Xu Hull Hou Jun · CIK 0001919152 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,206 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| April 24, 2024 Filed Apr 26, 2024 21:29 UTC | Velo3D, Inc. VLD · Entity 5750 | GrantRestricted Stock Unit (RSU) · Derivative | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011603 · form4-04262024_090453.xml · derivative · entry 1 Xu Hull · CIK 0001919152 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs vest as to 1/4th of the total grant on May 15, 2025, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date. F2 · derivative.expiration_date: The RSUs vest as to 1/4th of the total grant on May 15, 2025, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| May 22, 2023 Filed May 22, 2023 17:01 UTC | Cepton, Inc. CPTN · Entity 84328 | Tax withholdingCommon Stock | 84,001 | $0.37 | $31,080.37 |
DisclosureSEC source: 0001498233-23-000050 · wf-form4_168478928309388.xml · nonDerivative · entry 1 Xu Hull · CIK 0001919152 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 648,307 F1 · security: Reflects shares of common stock withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person in connection with the vesting of restricted stock units. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 17:18 UTC | Cepton, Inc. CPTN · Entity 84328 | GrantCommon Stock | 172,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-010383 · ownership.xml · nonDerivative · entry 1 Xu Hull · CIK 0001919152 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 732,308 F1 · security: The Issuer awarded the Reporting Person 172,308 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock, that will vest in three equal installments on February 20, 2024, February 20, 2025 and February 20, 2026, in each case subject to early termination and adjustment as provided in the applicable award agreement. Read SEC document |
| May 03, 2022 Filed May 5, 2022 20:11 UTC | Cepton, Inc. CPTN · Entity 84328 | GrantPerformance Stock Units · Derivative | 56,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-024329 · ownership.xml · derivative · entry 2 Xu Hull · CIK 0001919152 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,000 Underlying: Common Stock · 56,000 shares Expires 2025-02-11 F2 · security: The Issuer awarded the Reporting Person 56,000 performance-based stock units ("PSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The award will vest as to 30,000 of the PSUs if, at the close of regular trading for 20 trading days out of any period of 30 consecutive trading days, either (i) the Issuer's closing stock price (in regular trading) exceeds $15.00 per share or (ii) the Issuer's market capitalization exceeds $2.1 billion; and will vest as to the remaining 26,000 PSUs if, at the close of regular trading for 20 trading days out of any period of 30 consecutive trading days, either (i) the Issuer's closing stock price (in regular trading) exceeds $17.50 per share or (ii) the Issuer's market capitalization exceeds $2.5 billion, provided in each case that the applicable stock price or market capitalization goal must be achieved no later than February 10, 2025 for the applicable tranche to vest, and provided further that the vesting of each tranche is subject to the Reporting Person's continued employment with the Issuer through the day on which the applicable goal is achieved. F2 · derivative.exercise_price: The Issuer awarded the Reporting Person 56,000 performance-based stock units ("PSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The award will vest as to 30,000 of the PSUs if, at the close of regular trading for 20 trading days out of any period of 30 consecutive trading days, either (i) the Issuer's closing stock price (in regular trading) exceeds $15.00 per share or (ii) the Issuer's market capitalization exceeds $2.1 billion; and will vest as to the remaining 26,000 PSUs if, at the close of regular trading for 20 trading days out of any period of 30 consecutive trading days, either (i) the Issuer's closing stock price (in regular trading) exceeds $17.50 per share or (ii) the Issuer's market capitalization exceeds $2.5 billion, provided in each case that the applicable stock price or market capitalization goal must be achieved no later than February 10, 2025 for the applicable tranche to vest, and provided further that the vesting of each tranche is subject to the Reporting Person's continued employment with the Issuer through the day on which the applicable goal is achieved. F2 · derivative.exercise_date: The Issuer awarded the Reporting Person 56,000 performance-based stock units ("PSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The award will vest as to 30,000 of the PSUs if, at the close of regular trading for 20 trading days out of any period of 30 consecutive trading days, either (i) the Issuer's closing stock price (in regular trading) exceeds $15.00 per share or (ii) the Issuer's market capitalization exceeds $2.1 billion; and will vest as to the remaining 26,000 PSUs if, at the close of regular trading for 20 trading days out of any period of 30 consecutive trading days, either (i) the Issuer's closing stock price (in regular trading) exceeds $17.50 per share or (ii) the Issuer's market capitalization exceeds $2.5 billion, provided in each case that the applicable stock price or market capitalization goal must be achieved no later than February 10, 2025 for the applicable tranche to vest, and provided further that the vesting of each tranche is subject to the Reporting Person's continued employment with the Issuer through the day on which the applicable goal is achieved. Read SEC document |
| May 03, 2022 Filed May 5, 2022 20:11 UTC | Cepton, Inc. CPTN · Entity 84328 | GrantCommon Stock | 560,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-024329 · ownership.xml · nonDerivative · entry 1 Xu Hull · CIK 0001919152 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,000 F1 · security: The Issuer awarded the Reporting Person 560,000 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. 220,000 of the RSUs will vest on May 20, 2023, 220,000 of the RSUs will vest on May 20, 2024 and 120,000 RSUs will vest on May 20, 2025, in each case subject to early termination and adjustment as provided in the applicable award agreement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.