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Nasdaq · USD

VELO

Velo3D, Inc.

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Tapewire entity
5750
SEC CIK
0001825079
Parsed reports
332

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2023 Filed Aug 24, 2023 01:05 UTC
McCombe William D.Director · Chief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,935 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047145 · doc4.xml · derivative · entry 4

McCombe William D. · CIK 0001878824 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,417

Underlying: Common Stock · 9,935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
August 15, 2023 Filed Aug 24, 2023 01:05 UTC
McCombe William D.Director · Chief Financial Officer
Exercise / conversionCommon Stock 20,795 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-047145 · doc4.xml · nonDerivative · entry 2

McCombe William D. · CIK 0001878824 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
August 15, 2023 Filed Aug 24, 2023 01:05 UTC
McCombe William D.Director · Chief Financial Officer
Exercise / conversionCommon Stock 9,935 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-047145 · doc4.xml · nonDerivative · entry 1

McCombe William D. · CIK 0001878824 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
August 15, 2023 Filed Aug 23, 2023 20:56 UTC
Buller BenyaminDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 38,941 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047143 · doc4.xml · derivative · entry 5

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,880

Underlying: Common Stock · 38,941 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

F4 · derivative.expiration_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
August 15, 2023 Filed Aug 23, 2023 20:56 UTC
Buller BenyaminDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 22,111 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047143 · doc4.xml · derivative · entry 4

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,998

Underlying: Common Stock · 22,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
August 15, 2023 Filed Aug 23, 2023 20:56 UTC
Buller BenyaminDirector · Chief Executive Officer
Exercise / conversionCommon Stock 38,941 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-047143 · doc4.xml · nonDerivative · entry 2

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,088,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
August 15, 2023 Filed Aug 23, 2023 20:56 UTC
Buller BenyaminDirector · Chief Executive Officer
Exercise / conversionCommon Stock 22,111 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-047143 · doc4.xml · nonDerivative · entry 1

Buller Benyamin · CIK 0001877725 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,049,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
August 15, 2023 Filed Aug 23, 2023 21:10 UTC
Youssef RenetteChief Marketing Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 20,795 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047147 · doc4.xml · derivative · entry 5

Youssef Renette · CIK 0001877726 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,588

Underlying: Common Stock · 20,795 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

F4 · derivative.expiration_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
August 15, 2023 Filed Aug 23, 2023 21:10 UTC
Youssef RenetteChief Marketing Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,935 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047147 · doc4.xml · derivative · entry 4

Youssef Renette · CIK 0001877726 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,417

Underlying: Common Stock · 9,935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
August 15, 2023 Filed Aug 23, 2023 21:10 UTC
Youssef RenetteChief Marketing Officer
Exercise / conversionCommon Stock 20,795 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-047147 · doc4.xml · nonDerivative · entry 2

Youssef Renette · CIK 0001877726 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
August 15, 2023 Filed Aug 23, 2023 21:10 UTC
Youssef RenetteChief Marketing Officer
Exercise / conversionCommon Stock 9,935 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-047147 · doc4.xml · nonDerivative · entry 1

Youssef Renette · CIK 0001877726 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
August 15, 2023 Filed Aug 24, 2023 22:11 UTC
Chung BernardVice President, Finance
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,804 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047242 · doc4.xml · derivative · entry 10

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,413

Underlying: Common Stock · 3,804 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vest in four equal quarterly installments on August 15, 2023, November 15, 2023, February 15, 2024 and May 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: The RSUs vest in four equal quarterly installments on August 15, 2023, November 15, 2023, February 15, 2024 and May 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
August 15, 2023 Filed Aug 24, 2023 22:11 UTC
Chung BernardVice President, Finance
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,841 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047242 · doc4.xml · derivative · entry 9

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,682

Underlying: Common Stock · 5,841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F5 · derivative.exercise_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

F5 · derivative.expiration_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
August 15, 2023 Filed Aug 24, 2023 22:11 UTC
Chung BernardVice President, Finance
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,841 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047242 · doc4.xml · derivative · entry 8

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,682

Underlying: Common Stock · 5,841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F5 · derivative.exercise_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

F5 · derivative.expiration_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
August 15, 2023 Filed Aug 24, 2023 22:11 UTC
Chung BernardVice President, Finance
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,662 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047242 · doc4.xml · derivative · entry 7

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,957

Underlying: Common Stock · 1,662 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
August 15, 2023 Filed Aug 24, 2023 22:11 UTC
Chung BernardVice President, Finance
Exercise / conversionCommon Stock 3,804 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-047242 · doc4.xml · nonDerivative · entry 4

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
August 15, 2023 Filed Aug 24, 2023 22:11 UTC
Chung BernardVice President, Finance
Exercise / conversionCommon Stock 5,841 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-047242 · doc4.xml · nonDerivative · entry 3

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
August 15, 2023 Filed Aug 24, 2023 22:11 UTC
Chung BernardVice President, Finance
Exercise / conversionCommon Stock 5,841 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-047242 · doc4.xml · nonDerivative · entry 2

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
August 15, 2023 Filed Aug 24, 2023 22:11 UTC
Chung BernardVice President, Finance
Exercise / conversionCommon Stock 1,662 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-047242 · doc4.xml · nonDerivative · entry 1

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
August 08, 2023 Filed Aug 24, 2023 22:11 UTC
Chung BernardVice President, Finance
GrantRestricted Stock Unit (RSU) · Derivative 15,217 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047242 · doc4.xml · derivative · entry 6

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,217

Underlying: Common Stock · 15,217 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vest in four equal quarterly installments on August 15, 2023, November 15, 2023, February 15, 2024 and May 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: The RSUs vest in four equal quarterly installments on August 15, 2023, November 15, 2023, February 15, 2024 and May 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
August 01, 2023 Filed Aug 4, 2023 00:01 UTC GrantRestricted Stock Unit (RSU) · Derivative 60,529 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-044550 · doc4.xml · derivative · entry 1

Keppler Adrian · CIK 0001988359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,529

Underlying: Common Stock · 60,529 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall be 100% vested on August 1, 2024, subject to the continued service of the Reporting Person on such vesting date.

F2 · derivative.expiration_date: The RSUs shall be 100% vested on August 1, 2024, subject to the continued service of the Reporting Person on such vesting date.

Read SEC document
June 26, 2023 Filed Jun 28, 2023 21:07 UTC GrantRestricted Stock Units · Derivative 72,542 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040117 · doc4.xml · derivative · entry 1

Idelchik Michael · CIK 0001877887 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,542

Underlying: Common Stock · 72,542 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
June 26, 2023 Filed Jun 28, 2023 21:16 UTC
SMITH ELLENDirector
GrantRestricted Stock Units · Derivative 72,542 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040123 · doc4.xml · derivative · entry 1

SMITH ELLEN · CIK 0001805612 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,542

Underlying: Common Stock · 72,542 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
June 26, 2023 Filed Jun 29, 2023 01:19 UTC GrantRestricted Stock Units · Derivative 72,542 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040125 · doc4.xml · derivative · entry 1

TOLEDANO GABRIELLE B · CIK 0001353810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,542

Underlying: Common Stock · 72,542 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
June 26, 2023 Filed Jun 28, 2023 21:01 UTC
BASS CARLDirector
GrantRestricted Stock Units · Derivative 72,542 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040114 · doc4.xml · derivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,542

Underlying: Common Stock · 72,542 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
June 26, 2023 Filed Jun 29, 2023 01:13 UTC GrantRestricted Stock Units · Derivative 72,542 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040121 · doc4.xml · derivative · entry 1

Pawlikowski Ellen M · CIK 0001751642 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,542

Underlying: Common Stock · 72,542 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
June 26, 2023 Filed Jun 29, 2023 01:10 UTC GrantRestricted Stock Units · Derivative 72,542 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040119 · doc4.xml · derivative · entry 1

Krause Stefan · CIK 0001823132 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,542

Underlying: Common Stock · 72,542 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

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June 26, 2023 Filed Jun 29, 2023 01:23 UTC GrantRestricted Stock Units · Derivative 72,542 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040127 · doc4.xml · derivative · entry 1

Walters Matthew Joseph · CIK 0001834455 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,542

Underlying: Common Stock · 72,542 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.

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June 14, 2023 Filed Jun 16, 2023 18:45 UTC SaleCommon Stock 54,385 $1.93 $105,050.07
Disclosure

SEC source: 0001209191-23-038086 · doc4.xml · nonDerivative · entry 2

Idelchik Michael · CIK 0001877887 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,165

F2 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2023.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.86 to $2.09 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 14, 2023 Filed Jun 16, 2023 22:53 UTC SaleCommon Stock 24,363 $1.93 $47,074.19
Disclosure

SEC source: 0001209191-23-038095 · doc4.xml · nonDerivative · entry 2

Pawlikowski Ellen M · CIK 0001751642 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,673

F2 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2023.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.87 to $2.09 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 14, 2023 Filed Jun 16, 2023 23:04 UTC SaleCommon Stock 21,754 $1.93 $42,030.90
Disclosure

SEC source: 0001209191-23-038102 · doc4.xml · nonDerivative · entry 2

Walters Matthew Joseph · CIK 0001834455 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 793,615

F2 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2023.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.86 to $2.09 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 08, 2023 Filed Jun 16, 2023 18:45 UTC Exercise / conversionRestricted Stock Units · Derivative 18,128 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038086 · doc4.xml · derivative · entry 3

Idelchik Michael · CIK 0001877887 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2022, with the remainder of grant vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2022, with the remainder of grant vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

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June 08, 2023 Filed Jun 16, 2023 18:45 UTC Exercise / conversionCommon Stock 18,128 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-038086 · doc4.xml · nonDerivative · entry 1

Idelchik Michael · CIK 0001877887 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 90,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
June 08, 2023 Filed Jun 16, 2023 18:56 UTC
SMITH ELLENDirector
Exercise / conversionRestricted Stock Units · Derivative 18,128 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038098 · doc4.xml · derivative · entry 2

SMITH ELLEN · CIK 0001805612 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2022, with the remainder of grant vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2022, with the remainder of grant vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

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June 08, 2023 Filed Jun 16, 2023 18:56 UTC
SMITH ELLENDirector
Exercise / conversionCommon Stock 18,128 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-038098 · doc4.xml · nonDerivative · entry 1

SMITH ELLEN · CIK 0001805612 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
June 08, 2023 Filed Jun 16, 2023 23:00 UTC Exercise / conversionRestricted Stock Units · Derivative 18,128 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038100 · doc4.xml · derivative · entry 2

TOLEDANO GABRIELLE B · CIK 0001353810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2022, with the remainder of grant vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2022, with the remainder of grant vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

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June 08, 2023 Filed Jun 16, 2023 23:00 UTC Exercise / conversionCommon Stock 18,128 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-038100 · doc4.xml · nonDerivative · entry 1

TOLEDANO GABRIELLE B · CIK 0001353810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
June 08, 2023 Filed Jun 16, 2023 18:37 UTC
BASS CARLDirector
Exercise / conversionRestricted Stock Units · Derivative 18,128 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038079 · doc4.xml · derivative · entry 2

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2022, with the remainder of grant vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2022, with the remainder of grant vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
June 08, 2023 Filed Jun 16, 2023 18:37 UTC
BASS CARLDirector
Exercise / conversionCommon Stock 18,128 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-038079 · doc4.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
June 08, 2023 Filed Jun 16, 2023 22:53 UTC Exercise / conversionRestricted Stock Units · Derivative 18,128 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038095 · doc4.xml · derivative · entry 3

Pawlikowski Ellen M · CIK 0001751642 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2022, with the remainder of grant vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2022, with the remainder of grant vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
June 08, 2023 Filed Jun 16, 2023 22:53 UTC Exercise / conversionCommon Stock 18,128 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-038095 · doc4.xml · nonDerivative · entry 1

Pawlikowski Ellen M · CIK 0001751642 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
June 08, 2023 Filed Jun 16, 2023 22:49 UTC Exercise / conversionRestricted Stock Units · Derivative 18,128 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038091 · doc4.xml · derivative · entry 2

Krause Stefan · CIK 0001823132 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2022, with the remainder of grant vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2022, with the remainder of grant vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
June 08, 2023 Filed Jun 16, 2023 22:49 UTC Exercise / conversionCommon Stock 18,128 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-038091 · doc4.xml · nonDerivative · entry 1

Krause Stefan · CIK 0001823132 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
June 08, 2023 Filed Jun 16, 2023 23:04 UTC Exercise / conversionRestricted Stock Units · Derivative 18,128 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038102 · doc4.xml · derivative · entry 3

Walters Matthew Joseph · CIK 0001834455 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2022, with the remainder of grant vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2022, with the remainder of grant vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

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June 08, 2023 Filed Jun 16, 2023 23:04 UTC Exercise / conversionCommon Stock 18,128 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-038102 · doc4.xml · nonDerivative · entry 1

Walters Matthew Joseph · CIK 0001834455 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 815,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
May 15, 2023 Filed May 17, 2023 01:25 UTC
Chung BernardVice President, Finance
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,841 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029993 · doc4.xml · derivative · entry 7

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,523

Underlying: Common Stock · 5,841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

F4 · derivative.expiration_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
May 15, 2023 Filed May 17, 2023 01:25 UTC
Chung BernardVice President, Finance
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,841 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029993 · doc4.xml · derivative · entry 6

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,523

Underlying: Common Stock · 5,841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

F4 · derivative.expiration_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
May 15, 2023 Filed May 17, 2023 01:25 UTC
Chung BernardVice President, Finance
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,662 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029993 · doc4.xml · derivative · entry 5

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,619

Underlying: Common Stock · 1,662 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

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May 15, 2023 Filed May 17, 2023 01:25 UTC
Chung BernardVice President, Finance
SaleCommon Stock 5,746 $1.86 $10,677.79
Disclosure

SEC source: 0001209191-23-029993 · doc4.xml · nonDerivative · entry 4

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,766

F2 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.

Read SEC document
May 15, 2023 Filed May 17, 2023 01:25 UTC
Chung BernardVice President, Finance
Exercise / conversionCommon Stock 5,841 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-029993 · doc4.xml · nonDerivative · entry 3

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.