VCTR

SEC source: 0001104659-22-094709 · tm2224577-2_4seq1.xml · nonDerivative · entry 1

RCP Lake Co-Invest, L.P. · CIK 0001606112 · 10% owner

RCP Co-Invest GP LLC · CIK 0001731555 · 10% owner

Reverence Capital Partners LLC · CIK 0001731602 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · SEE FOOTNOTES

Disclosed balance after: 1,620,765

F1 · kind: Reflects a pro rata distribution of shares of Class A Common Stock (the "reported securities") held by RCP LAKE CO-INVEST, L.P. to its limited partners for no consideration.

F1 · price: Reflects a pro rata distribution of shares of Class A Common Stock (the "reported securities") held by RCP LAKE CO-INVEST, L.P. to its limited partners for no consideration.

F2 · ownership.nature: The reported securities are owned directly by RCP LAKE CO-INVEST, L.P. The general partner of RCP LAKE CO-INVEST, L.P. is RCP CO-INVEST GP LLC. The managing member of RCP CO-INVEST GP LLC is REVERENCE CAPITAL PARTNERS LLC. Each of REVERENCE CAPITAL PARTNERS LLC and RCP CO-INVEST GP LLC may be deemed to have beneficial ownership of the reported securities owned directly by RCP LAKE CO-INVEST, L.P.

F3 · ownership.nature: The reported securities do not include 5,731,774 shares of Class A Common Stock held by certain affiliates of RCP LAKE CO-INVEST, L.P. (the "RCP Entities"). Decisions to vote or dispose of such shares require the approval of a majority of the three members of the investment committee for the RCP Entities and, accordingly, the Reporting Persons disclaim beneficial ownership of such shares.

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

SEC source: 0001209191-22-047609 · doc4.xml · derivative · entry 13

Policarpo Michael Dennis · CIK 0001730118 · President, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,613 shares

Expires 2027-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: As reported on the reporting person's Form 4s filed with the SEC on May 2, 2018 and January 13, 2020, shares totaling 2,998, 2,998 and 2,331 vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018, August 31, 2019 and September 22, 2019, respectively. As reported on the Form 3, 58,286 of the shares have vested or will vest based on the passage of time.

SEC source: 0001209191-22-047609 · doc4.xml · derivative · entry 12

Policarpo Michael Dennis · CIK 0001730118 · President, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 154,582 shares

Expires 2026-04-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: As reported on the reporting person's Form 4 filed with the SEC on May 2, 2018, 6,957 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 147,625 of the shares have vested or will vest based on the passage of time.

SEC source: 0001209191-22-047609 · doc4.xml · derivative · entry 11

Policarpo Michael Dennis · CIK 0001730118 · President, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,374 shares

Expires 2026-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: As reported on the reporting person's Form 4 filed with the SEC on May 2, 2018, 2,087 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 44,287 of the shares have vested or will vest based on the passage of time.

SEC source: 0001209191-22-047609 · doc4.xml · derivative · entry 10

Policarpo Michael Dennis · CIK 0001730118 · President, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,284 shares

Expires 2024-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: As reported on the reporting person's Form 4 filed with the SEC on May 2, 2018, 1,407 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 29,877 of the shares have vested or will vest based on the passage of time.

SEC source: 0001209191-22-047609 · doc4.xml · derivative · entry 9

Policarpo Michael Dennis · CIK 0001730118 · President, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,790 shares

Expires 2024-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: As reported on the reporting person's Form 4 filed with the SEC on May 2, 2018, 1,655 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 35,135 of the shares were fully vested.

SEC source: 0001209191-22-047609 · doc4.xml · derivative · entry 8

Policarpo Michael Dennis · CIK 0001730118 · President, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 179,719 shares

Expires 2023-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: As reported on the reporting person's Form 4 filed with the Securities and Exchange Commission (the "SEC") on May 2, 2018, 8,087 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the reporting person's Form 3 filed with the SEC on February 7, 2018, (the "Form 3"), 171,632 of the shares were fully vested.

SEC source: 0001209191-22-047609 · doc4.xml · nonDerivative · entry 7

Policarpo Michael Dennis · CIK 0001730118 · President, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,002,314

F1 · price: Represents shares withheld by VCTR to satisfy withholding taxes and option exercise price due in connection with the exercise of options on August 24, 2022. The net settlement price was the closing stock price on August 24, 2022.

SEC source: 0001209191-22-047609 · doc4.xml · nonDerivative · entry 6

Policarpo Michael Dennis · CIK 0001730118 · President, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,295,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-047609 · doc4.xml · nonDerivative · entry 5

Policarpo Michael Dennis · CIK 0001730118 · President, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,229,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-047609 · doc4.xml · nonDerivative · entry 4

Policarpo Michael Dennis · CIK 0001730118 · President, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-047609 · doc4.xml · nonDerivative · entry 3

Policarpo Michael Dennis · CIK 0001730118 · President, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,028,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-047609 · doc4.xml · nonDerivative · entry 2

Policarpo Michael Dennis · CIK 0001730118 · President, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 997,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-047609 · doc4.xml · nonDerivative · entry 1

Policarpo Michael Dennis · CIK 0001730118 · President, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 960,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-044351 · doc4.xml · derivative · entry 13

Brown David Craig · CIK 0001730370 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,503 shares

Expires 2027-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: As reported on the reporting person's Form 4s filed with the SEC on May 2, 2018 and January 13, 2020, 832, 832 and 647 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018, August 31, 2019 and September 22, 2019, respectively. As reported on the Form 3, 16,192 of the shares have vested or will vest based on the passage of time.

SEC source: 0001209191-22-044351 · doc4.xml · derivative · entry 12

Brown David Craig · CIK 0001730370 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 257,638 shares

Expires 2026-04-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: As reported on the reporting person's Form 4 filed with the SEC on May 2, 2018, 11,593 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 246,045 of the shares have vested or will vest based on the passage of time.

SEC source: 0001209191-22-044351 · doc4.xml · derivative · entry 11

Brown David Craig · CIK 0001730370 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 61,833 shares

Expires 2026-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: As reported on the reporting person's Form 4 filed with the SEC on May 2, 2018, 2,782 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 59,051 of the shares have vested or will vest based on the passage of time.

SEC source: 0001209191-22-044351 · doc4.xml · derivative · entry 10

Brown David Craig · CIK 0001730370 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,670 shares

Expires 2024-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: As reported on the reporting person's Form 4 filed with the SEC on May 2, 2018, 1,830 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 38,840 of the shares have vested or will vest based on the passage of time.

SEC source: 0001209191-22-044351 · doc4.xml · derivative · entry 9

Brown David Craig · CIK 0001730370 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 87,597 shares

Expires 2024-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: As reported on the reporting person's Form 4 filed with the SEC on May 2, 2018, 3,942 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 83,655 of the shares were fully vested.

SEC source: 0001209191-22-044351 · doc4.xml · derivative · entry 8

Brown David Craig · CIK 0001730370 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 385,112 shares

Expires 2023-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: As reported on the reporting person's Form 4 filed with the Securities and Exchange Commission (the "SEC") on May 2, 2018, 17,330 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the reporting person's Form 3 filed with the SEC on February 7, 2018, (the "Form 3"), 367,782 of the shares were fully vested.

SEC source: 0001209191-22-044351 · doc4.xml · nonDerivative · entry 7

Brown David Craig · CIK 0001730370 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,168,137

F1 · price: Represents shares withheld by VCTR to satisfy withholding taxes and option exercise price due in connection with the exercise of options on August 1, 2022. The net settlement price was the closing stock price on August 1, 2022.

SEC source: 0001209191-22-044351 · doc4.xml · nonDerivative · entry 6

Brown David Craig · CIK 0001730370 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,589,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-044351 · doc4.xml · nonDerivative · entry 5

Brown David Craig · CIK 0001730370 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,571,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-044351 · doc4.xml · nonDerivative · entry 4

Brown David Craig · CIK 0001730370 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,313,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-044351 · doc4.xml · nonDerivative · entry 3

Brown David Craig · CIK 0001730370 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,251,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-044351 · doc4.xml · nonDerivative · entry 2

Brown David Craig · CIK 0001730370 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,211,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-044351 · doc4.xml · nonDerivative · entry 1

Brown David Craig · CIK 0001730370 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,123,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-042088 · doc4.xml · nonDerivative · entry 1

HURST ROBERT J/NY · CIK 0001090366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,836

F1 · price: These shares of Class B Common Stock were issued to Mr. Hurst at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000 and (ii) Mr. Hurst's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $21,250. The price is based on the closing price of the Company's shares on July 11, 2022.

SEC source: 0001209191-22-042089 · doc4.xml · nonDerivative · entry 1

Rappaport Alan · CIK 0001495443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,554

F1 · price: These shares of Common Stock were issued to Mr. Rappaport at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000 and (ii) Mr. Rappaport's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $21,250 (iii) Mr. Rappaport's election in lieu of director fees for service as the chairperson of the Company's Compensation Committee payable in cash in the amount of $3,750. The price in each case is based on the closing price of the Company's shares on July 11, 2022.

SEC source: 0001209191-22-042085 · doc4.xml · nonDerivative · entry 1

Davanzo Lawrence · CIK 0001485162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,452

F1 · price: These shares of Common Stock were issued to Mr. Davanzo at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price is based on the closing price of the Company's shares on July 11, 2022.

SEC source: 0001209191-22-042086 · doc4.xml · nonDerivative · entry 1

DEMARTINI RICHARD M · CIK 0001189874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,104

F1 · price: These shares of Common Stock were issued to Mr. DeMartini at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000 and (ii) Mr. DeMartini's election in lieu of director fees for service as a member of the Company's Compensation Committee (prorated from May 17, 2022 through June 30, 2022) payable in cash in the amount of $927. The price is based on the closing price of the Company's shares on July 11, 2022.

SEC source: 0001209191-22-042091 · doc4.xml · nonDerivative · entry 1

HAWKES JAMES B · CIK 0001225368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,576

F1 · price: These shares of Common Stock were issued to Mr. Hawkes at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000 and (ii) Mr. Hawkes' election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $21,250 (iii) Mr. Hawkes' election in lieu of director fees for service as a member of the Company's Compensation Committee payable in cash in the amount of $1,875, (iv) Mr. Hawkes' election in lieu of director fees for service as a member of the Company's Nominating & Governance Committee payable in cash in the amount of $1,875. The price in each case is based on the closing price of the Company's shares on July 11, 2022.

SEC source: 0001209191-22-042087 · doc4.xml · nonDerivative · entry 1

Hirtler-Garvey Karin · CIK 0001336620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,383

F1 · price: These shares of Common Stock were issued to Ms. Hirtler-Garvey at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price is based on the closing price of the Company's shares on July 11, 2022.

SEC source: 0000950103-22-012340 · dp177009_4-cpiigplp.xml · nonDerivative · entry 1

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Delaney Robert V. Jr. · CIK 0001641555 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 28,071,549

F1 · shares: Reflects the issuance of 969 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of pro-rated quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $22,871. The price is based on the closing price of the Company's shares on July 11, 2022. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F1 · price: Reflects the issuance of 969 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of pro-rated quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $22,871. The price is based on the closing price of the Company's shares on July 11, 2022. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2 · balance_after: Includes shares held by Crestview Victory, L.P., Crestview Advisors, L.L.C. and Crestview Partners II GP, L.P. ("Crestview GP"). Crestview GP exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F1 · ownership.nature: Reflects the issuance of 969 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of pro-rated quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $22,871. The price is based on the closing price of the Company's shares on July 11, 2022. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2 · ownership.nature: Includes shares held by Crestview Victory, L.P., Crestview Advisors, L.L.C. and Crestview Partners II GP, L.P. ("Crestview GP"). Crestview GP exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F3 · ownership.nature: Mr. Delaney is a member of the Issuer's board of directors, and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview Partners II GP, L.P.) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

SEC source: 0001209191-22-042090 · doc4.xml · nonDerivative · entry 1

Binderow Alex J. · CIK 0001703019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,541

F1 · shares: These shares of Common Stock were issued to Mr. Binderow at the Company's election in lieu of quarterly director fees for service on the Company Board. On May 17, 2022, Mr. Binderow's term as a member of the Board ended, and as such, his quarterly director fees were prorated from April 1, 2022 through May 16, 2022. The price is based on the closing price of the Company's shares on July 11, 2022.

F1 · price: These shares of Common Stock were issued to Mr. Binderow at the Company's election in lieu of quarterly director fees for service on the Company Board. On May 17, 2022, Mr. Binderow's term as a member of the Board ended, and as such, his quarterly director fees were prorated from April 1, 2022 through May 16, 2022. The price is based on the closing price of the Company's shares on July 11, 2022.

SEC source: 0001209191-22-042084 · doc4.xml · nonDerivative · entry 1

Berlinski Milton R. · CIK 0001729927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,957

F1 · price: These shares of Common Stock were issued to Mr. Berlinski at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price is based on the closing price of the Company's shares on July 11, 2022.

SEC source: 0001209191-22-040946 · doc4.xml · derivative · entry 9

Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,668

Underlying: Common Stock · 82,442 shares

Expires 2026-04-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: As reported on the reporting person's Form 4 filed with the Securities and Exchange Commission on May 2, 2018, 9,273 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 196,837 of the shares have vested or will vest based on the passage of time.

SEC source: 0001209191-22-040946 · doc4.xml · derivative · entry 8

Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,034 shares

Expires 2026-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: As reported on the reporting person's Form 4 filed with the Securities and Exchange Commission on May 2, 2018, 813 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 17,221 of the shares have vested or will vest based on the passage of time.

SEC source: 0001209191-22-040946 · doc4.xml · derivative · entry 7

Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,027 shares

Expires 2025-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: As reported on the reporting person's Form 4 filed with the Securities and Exchange Commission on May 2, 2018, 1,126 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 23,901 of the shares have vested or will vest based on the passage of time.

SEC source: 0001209191-22-040946 · doc4.xml · derivative · entry 6

Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,083 shares

Expires 2024-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: As reported on the reporting person's Form 4 filed with the Securities and Exchange Commission on May 2, 2018, 3,380 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the reporting person's Form 3 filed with the Securities and Exchange Commission on February 7, 2018, as amended May 2, 2018 (the Form 3), 71,703 of the shares have vested or will vest based on the passage of time.

SEC source: 0001209191-22-040946 · doc4.xml · nonDerivative · entry 5

Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,239

F1 · shares: Represents shares withheld by VCTR to satisfy withholding taxes and option exercise price due in connection with the exercise of options on June 30, 2022. The net settlement price was the closing stock price on June 30, 2022.

F1 · price: Represents shares withheld by VCTR to satisfy withholding taxes and option exercise price due in connection with the exercise of options on June 30, 2022. The net settlement price was the closing stock price on June 30, 2022.

SEC source: 0001209191-22-040946 · doc4.xml · nonDerivative · entry 4

Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 571,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-040946 · doc4.xml · nonDerivative · entry 3

Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-040946 · doc4.xml · nonDerivative · entry 2

Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-040946 · doc4.xml · nonDerivative · entry 1

Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-037420 · doc4.xml · nonDerivative · entry 1

HAWKES JAMES B · CIK 0001225368 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 20,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.37 to $24.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: These securities are held by Mary Lou Hawkes 2012 Revocable U/A DTD 12/10/2012, a family trust in which the Reporting Person's spouse serves as the trustee and the Reporting Person has investment control. The Reporting Person disclaims beneficial ownership of these Common Stock Shares to the extent of his pecuniary interest therein.

SEC source: 0001209191-22-024309 · doc4.xml · nonDerivative · entry 1

HURST ROBERT J/NY · CIK 0001090366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,877

F1 · price: These shares of Class B Common Stock were issued to Mr. Hurst at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000 and (ii) Mr. Hurst's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $21,250. The price is based on the closing price of the Company's shares on April 11, 2022.

SEC source: 0001209191-22-024298 · doc4.xml · nonDerivative · entry 1

Davanzo Lawrence · CIK 0001485162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,393

F1 · price: These shares of Common Stock were issued to Mr. Davanzo at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price is based on the closing price of the Company's shares on April 11, 2022.

SEC source: 0001209191-22-024304 · doc4.xml · nonDerivative · entry 1

HAWKES JAMES B · CIK 0001225368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,458

F1 · price: These shares of Common Stock were issued to Mr. Hawkes at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000 and (ii) Mr. Hawkes' election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $21,250 (iii) Mr. Hawkes' election in lieu of director fees for service as a member of the Company's Compensation Committee payable in cash in the amount of $1,875, (iv) Mr. Hawkes' election in lieu of director fees for service as a member of the Company's Nominating & Governance Committee payable in cash in the amount of $1,875. The price in each case is based on the closing price of the Company's shares on April 11, 2022.

SEC source: 0001209191-22-024312 · doc4.xml · nonDerivative · entry 1

Rappaport Alan · CIK 0001495443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,436

F1 · price: These shares of Common Stock were issued to Mr. Rappaport at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000 and (ii) Mr. Rappaport's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $21,250 (iii) Mr. Rappaport's election in lieu of director fees for service as the chairperson of the Company's Compensation Committee payable in cash in the amount of $3,750. The price in each case is based on the closing price of the Company's shares on April 11, 2022.