person · Reporting owner

DEMARTINI RICHARD M

Disclosed activity across 3 companies

Tapewire entity: 14074
SEC CIK: 0001189874

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
DHB Capital Corp.DHBCU · Entity 142068	Director · Co-Executive Chairman · 10% owner	March 01, 2021	March 01, 2021
Victory Capital Holdings, Inc.VCTR · Entity 3710	Director	October 12, 2026	October 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DHB Capital Corp.

Report date March 01, 2021 · Filed March 01, 2021

Jointly reported with DHB Capital LLC, Binderow Alex J., HURST ROBERT J/NY

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B Common StockSEC Table II · derivative / convertible security	Direct	Not disclosed	Reported balance Holding disclosure · report date 2021-03-01 · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-253093) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock upon the consummation of the issuer's initial business combination on a one-for-one basis, adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2: DHB Capital LLC (the "Sponsor") is the record holder of the shares of Class B common stock reported herein. Richard M. DeMartini, Robert J. Hurst, and Alex Binderow are the managing members of the Sponsor and have voting and investment discretion with respect to the securities held of record by the Sponsor. By virtue of these relationships, Messrs. DeMartini, Hurst, and Binderow may be deemed to have or share beneficial ownership of the securities held of record by the Sponsor. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-253093) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock upon the consummation of the issuer's initial business combination on a one-for-one basis, adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2: DHB Capital LLC (the "Sponsor") is the record holder of the shares of Class B common stock reported herein. Richard M. DeMartini, Robert J. Hurst, and Alex Binderow are the managing members of the Sponsor and have voting and investment discretion with respect to the securities held of record by the Sponsor. By virtue of these relationships, Messrs. DeMartini, Hurst, and Binderow may be deemed to have or share beneficial ownership of the securities held of record by the Sponsor. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Victory Capital Holdings, Inc.

Report date October 12, 2026 · Filed October 14, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	274,389	Reported balance After 2026-10-12 transaction · row 1 1 source row Row 1 · 2026-10-12 · Grant · Acquired 326 · Balance 274,389 F1: These shares of Common Stock were issued to Mr. DeMartini at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $28,750 (ii) Mr. DeMartini's election in lieu of director fees for service as the chairperson of the Company's Nominating, Governance and Sustainability Committee payable in cash in the amount of $5,000 and (iii) Mr. DeMartini's election in lieu of director fees for service Compensation Committee payable in cash in the amount of $2,500. The price is based on the closing price of the Company's shares on October 12, 2026.
Common StockSEC Table I · non-derivative	IndirectBy Spouse	27,841	Reported balance Holding disclosure · report date 2026-10-12 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 27,841
Common StockSEC Table I · non-derivative	IndirectSee Footnote	645,184	Reported balance Holding disclosure · report date 2026-10-12 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 645,184 F2: Includes Common Stock Shares held by The DeMartini 2018 Childrens Trust, a family trust in which the Reporting Person's spouse serves as the trustee and the Reporting Person has investment control. These shares were received pursuant to exempt prorata distributions from DeMartini Investors, L.P., of which The DeMartini 2018 Childrens Trust is a limited partner. The Reporting Person disclaims beneficial ownership of these Common Stock Shares except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: These shares of Common Stock were issued to Mr. DeMartini at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $28,750 (ii) Mr. DeMartini's election in lieu of director fees for service as the chairperson of the Company's Nominating, Governance and Sustainability Committee payable in cash in the amount of $5,000 and (iii) Mr. DeMartini's election in lieu of director fees for service Compensation Committee payable in cash in the amount of $2,500. The price is based on the closing price of the Company's shares on October 12, 2026.

F2: Includes Common Stock Shares held by The DeMartini 2018 Childrens Trust, a family trust in which the Reporting Person's spouse serves as the trustee and the Reporting Person has investment control. These shares were received pursuant to exempt prorata distributions from DeMartini Investors, L.P., of which The DeMartini 2018 Childrens Trust is a limited partner. The Reporting Person disclaims beneficial ownership of these Common Stock Shares except to the extent of his pecuniary interest therein.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BANK OF AMERICA CORP /DE/

Report date April 01, 2004 · Filed April 05, 2004

Section 16 reporting ended · disclosed 2004-04-05. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	162,826	Ending reported balance After 2004-04-01 transaction · row 5 5 source rows · reconciled sequence Row 1 · 2004-04-01 · Exercise / conversion · Acquired 158 · Balance 160,505 Row 2 · 2004-04-01 · Tax withholding · Disposed 158 · Balance 160,347 F1: Disposition of shares to the issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock whi ch is exempt under Rule 16b-3(e). Row 3 · 2004-04-01 · Exercise / conversion · Acquired 32,226 · Balance 192,573 Row 4 · 2004-04-01 · Tax withholding · Disposed 10,770 · Balance 181,803 F2: Disposition of shares to the issuer to satisfy the withholding obligation associated with the vesting of 32,226 restricted shares which is exempt under Rule 16b-3(e). Row 5 · 2004-04-01 · Tax withholding · Disposed 18,977 · Balance 162,826 F3: Disposition of shares to the issuer to satisfy the withholding obligation associated with the vesting of 54,767 restricted shares which is exempt under Rule 16b-3(e).
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $81.47 · Expires 2005-02-15	Direct	32,226	Reported balance After 2004-04-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2004-04-01 · Exercise / conversion · Disposed 158 · Balance 32,226 F4: These restricted stock units vest in three equal installments commencing February 15, 2002
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $81.47 · Expires 2005-02-15	Direct	0	Reported balance After 2004-04-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2004-04-01 · Exercise / conversion · Disposed 32,226 · Balance 0 F4: These restricted stock units vest in three equal installments commencing February 15, 2002

Filing footnotes · ownership attribution and instrument terms

F1: Disposition of shares to the issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock whi ch is exempt under Rule 16b-3(e).

F2: Disposition of shares to the issuer to satisfy the withholding obligation associated with the vesting of 32,226 restricted shares which is exempt under Rule 16b-3(e).

F3: Disposition of shares to the issuer to satisfy the withholding obligation associated with the vesting of 54,767 restricted shares which is exempt under Rule 16b-3(e).

F4: These restricted stock units vest in three equal installments commencing February 15, 2002

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
October 12, 2026 Filed Oct 14, 2026 21:15 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	GrantCommon Stock	326	$110.95	$36,169.70	Disclosure SEC source: 0001193125-26-421812 · ownership.xml · nonDerivative · entry 1 DEMARTINI RICHARD M · CIK 0001189874 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 274,389 F1 · price: These shares of Common Stock were issued to Mr. DeMartini at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $28,750 (ii) Mr. DeMartini's election in lieu of director fees for service as the chairperson of the Company's Nominating, Governance and Sustainability Committee payable in cash in the amount of $5,000 and (iii) Mr. DeMartini's election in lieu of director fees for service Compensation Committee payable in cash in the amount of $2,500. The price is based on the closing price of the Company's shares on October 12, 2026. Read SEC document
July 10, 2026 Filed Jul 14, 2026 21:17 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	GrantCommon Stock	392	$92.24	$36,158.08	Disclosure SEC source: 0001193125-26-303400 · ownership.xml · nonDerivative · entry 1 DEMARTINI RICHARD M · CIK 0001189874 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 274,063 F1 · price: These shares of Common Stock were issued to Mr. DeMartini at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $28,750 (ii) Mr. DeMartini's election in lieu of director fees for service as the chairperson of the Company's Nominating, Governance and Sustainability Committee payable in cash in the amount of $5,000 and (iii) Mr. DeMartini's election in lieu of director fees for service Compensation Committee payable in cash in the amount of $2,500. The price is based on the closing price of the Company's shares on July 10, 2026. Read SEC document
April 10, 2026 Filed Apr 14, 2026 21:08 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	GrantCommon Stock	534	$67.79	$36,199.86	Disclosure SEC source: 0001193125-26-155080 · ownership.xml · nonDerivative · entry 1 DEMARTINI RICHARD M · CIK 0001189874 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 273,671 F1 · price: These shares of Common Stock were issued to Mr. DeMartini at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $28,750 (ii) Mr. DeMartini's election in lieu of director fees for service as the chairperson of the Company's Nominating, Governance and Sustainability Committee payable in cash in the amount of $5,000 and (iii) Mr. DeMartini's election in lieu of director fees for service Compensation Committee payable in cash in the amount of $2,500. The price is based on the closing price of the Company's shares on April 10, 2026. Read SEC document
January 12, 2026 Filed Jan 14, 2026 22:50 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	GrantCommon Stock	525	$68.93	$36,188.25	Disclosure SEC source: 0001193125-26-013164 · ownership.xml · nonDerivative · entry 1 DEMARTINI RICHARD M · CIK 0001189874 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 273,137 F1 · price: These shares of Common Stock were issued to Mr. DeMartini at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $28,750 (ii) Mr. DeMartini's election in lieu of director fees for service as the chairperson of the Company's Nominating, Governance and Sustainability Committee payable in cash in the amount of $5,000 and (iii) Mr. DeMartini's election in lieu of director fees for service Compensation Committee payable in cash in the amount of $2,500. The price is based on the closing price of the Company's shares on January 12, 2026. Read SEC document
October 10, 2025 Filed Oct 15, 2025 01:31 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	GrantCommon Stock	549	$65.98	$36,223.02	Disclosure SEC source: 0001193125-25-239396 · ownership.xml · nonDerivative · entry 1 DEMARTINI RICHARD M · CIK 0001189874 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 272,612 F1 · price: These shares of Common Stock were issued to Mr. DeMartini at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $28,750 (ii) Mr. DeMartini's election in lieu of director fees for service as the chairperson of the Company's Nominating, Governance and Sustainability Committee payable in cash in the amount of $5,000 and (iii) Mr. DeMartini's election in lieu of director fees for service Compensation Committee payable in cash in the amount of $2,500. The price is based on the closing price of the Company's shares on October 10, 2025. Read SEC document
July 10, 2025 Filed Jul 14, 2025 20:15 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	GrantCommon Stock	547	$66.24	$36,233.28	Disclosure SEC source: 0000950170-25-095584 · ownership.xml · nonDerivative · entry 1 DEMARTINI RICHARD M · CIK 0001189874 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 201,026 F1 · price: These shares of Common Stock were issued to Mr. DeMartini at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $28,750 (ii) Mr. DeMartini's election in lieu of director fees for service as the chairperson of the Company's Nominating, Governance and Sustainability Committee payable in cash in the amount of $5,000 and (iii) Mr. DeMartini's election in lieu of director fees for service Compensation Committee payable in cash in the amount of $2,500. The price is based on the closing price of the Company's shares on July 10, 2025. Read SEC document
April 10, 2025 Filed Apr 14, 2025 23:16 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	GrantCommon Stock	670	$54.06	$36,220.20	Disclosure SEC source: 0000950170-25-053859 · ownership.xml · nonDerivative · entry 1 DEMARTINI RICHARD M · CIK 0001189874 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,479 F1 · price: These shares of Common Stock were issued to Mr. DeMartini at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $28,750 (ii) Mr. DeMartini's election in lieu of director fees for service as the chairperson of the Company's Nominating, Governance and Sustainability Committee payable in cash in the amount of $5,000 and (iii) Mr. DeMartini's election in lieu of director fees for service Compensation Committee payable in cash in the amount of $2,500. The price is based on the closing price of the Company's shares on April10, 2025. Read SEC document
January 10, 2025 Filed Jan 15, 2025 02:09 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	GrantCommon Stock	468	$61.36	$28,716.48	Disclosure SEC source: 0000950170-25-005572 · ownership.xml · nonDerivative · entry 1 DEMARTINI RICHARD M · CIK 0001189874 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 199,809 F1 · price: These shares of Common Stock were issued to Mr. DeMartini at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000 and (ii) Mr. DeMartini's election in lieu of director fees for service as the chairperson of the Company's Nominating, Governance and Sustainability Committee payable in cash in the amount of $3,750. The price is based on the closing price of the Company's shares on January 10, 2025. Read SEC document
November 12, 2024 Filed Nov 14, 2024 21:29 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	OtherCommon Stock	186,790	$64.74	$12,092,784.60	Disclosure SEC source: 0000950170-24-127111 · ownership.xml · nonDerivative · entry 1 DEMARTINI RICHARD M · CIK 0001189874 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 199,341 F1 · kind: Reflects the transfer of 186,790 shares of Common Stock by The DeMartini 2018 Childrens Trust to Mr. DeMartini. F2 · price: The price is based on the closing price of the Company's shares on November 12, 2024. Read SEC document
October 10, 2024 Filed Oct 15, 2024 20:40 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	GrantCommon Stock	501	$57.30	$28,707.30	Disclosure SEC source: 0000950170-24-114724 · ownership.xml · nonDerivative · entry 1 DEMARTINI RICHARD M · CIK 0001189874 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,551 F1 · price: These shares of Common Stock were issued to Mr. DeMartini at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000 and (ii) Mr. DeMartini's election in lieu of director fees for service as the chairperson of the Company's Nominating, Governance and Sustainability Committee payable in cash in the amount of $3,750. The price is based on the closing price of the Company's shares on October 10, 2024. Read SEC document
July 10, 2024 Filed Jul 12, 2024 14:16 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	GrantCommon Stock	598	$48.00	$28,704.00	Disclosure SEC source: 0000950170-24-083107 · ownership.xml · nonDerivative · entry 1 DEMARTINI RICHARD M · CIK 0001189874 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,050 F1 · price: These shares of Common Stock were issued to Mr. DeMartini at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000 and (ii) Mr. DeMartini's election in lieu of director fees for service as the chairperson of the Company's Nominating, Governance and Sustainability Committee payable in cash in the amount of $3,750. The price is based on the closing price of the Company's shares on July 10, 2024. Read SEC document
April 10, 2024 Filed Apr 12, 2024 21:33 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	GrantCommon Stock	659	$43.58	$28,719.22	Disclosure SEC source: 0000950170-24-044157 · ownership.xml · nonDerivative · entry 1 DEMARTINI RICHARD M · CIK 0001189874 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,452 F1 · price: These shares of Common Stock were issued to Mr. DeMartini at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000 and (ii) Mr. DeMartini's election in lieu of director fees for service as the chairperson of the Company's Nominating, Governance and Sustainability Committee payable in cash in the amount of $3,750. The price is based on the closing price of the Company's shares on April 10, 2024. Read SEC document
January 10, 2024 Filed Jan 13, 2024 00:00 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	GrantCommon Stock	871	$32.99	$28,734.29	Disclosure SEC source: 0001209191-24-001583 · doc4.xml · nonDerivative · entry 1 DEMARTINI RICHARD M · CIK 0001189874 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,793 F1 · price: These shares of Common Stock were issued to Mr. DeMartini at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000 and (ii) Mr. DeMartini's election in lieu of director fees for service as the chairperson of the Company's Nominating, Governance and Sustainability Committee payable in cash in the amount of $3,750. The price is based on the closing price of the Company's shares on January 10, 2024. Read SEC document
October 10, 2023 Filed Oct 13, 2023 00:24 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	GrantCommon Stock	903	$31.82	$28,733.46	Disclosure SEC source: 0001209191-23-052731 · doc4.xml · nonDerivative · entry 1 DEMARTINI RICHARD M · CIK 0001189874 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,922 F1 · price: These shares of Common Stock were issued to Mr. DeMartini at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000 and (ii) Mr. DeMartini's election in lieu of director fees for service as the chairperson of the Company's Nominating, Governance and Sustainability Committee payable in cash in the amount of $3,750. The price is based on the closing price of the Company's shares on October 10, 2023. Read SEC document
July 10, 2023 Filed Jul 12, 2023 23:30 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	GrantCommon Stock	897	$32.94	$29,547.18	Disclosure SEC source: 0001209191-23-042119 · doc4.xml · nonDerivative · entry 1 DEMARTINI RICHARD M · CIK 0001189874 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,019 F1 · price: These shares of Common Stock were issued to Mr. DeMartini at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $804 and (ii) Mr. DeMartini's election in lieu of director fees for service as a member of the Company's Compensation Committee payable in cash in the amount of $1,875 (iii) Mr. DeMartini's election in lieu of director fees for service as the chairperson of the Company's Nominating, Governance and Sustainability Committee payable in cash in the amount of $3,750. On May 9, 2023, Mr. DeMartini's service as a member of the Compensation Committee ended, and as such, his quarterly fees for service on the Compensation Committee were prorated from April 1, 2023 through May 9, 2023. The price is based on the closing price of the Company's shares on July 10, 2023. Read SEC document
April 10, 2023 Filed Apr 12, 2023 23:18 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	GrantCommon Stock	1,045	$29.30	$30,618.50	Disclosure SEC source: 0001209191-23-024181 · doc4.xml · nonDerivative · entry 1 DEMARTINI RICHARD M · CIK 0001189874 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,122 F1 · price: These shares of Common Stock were issued to Mr. DeMartini at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000 and (ii) Mr. DeMartini's election in lieu of director fees for service as a member of the Company's Compensation Committee payable in cash in the amount of $1,875 (iii) Mr. DeMartini's election in lieu of director fees for service as the chairperson of the Company's Nominating, Governance and Sustainability Committee payable in cash in the amount of $3,750. The price is based on the closing price of the Company's shares on April 10, 2023. Read SEC document
January 10, 2023 Filed Jan 12, 2023 22:09 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	GrantCommon Stock	924	$29.06	$26,851.44	Disclosure SEC source: 0001209191-23-003175 · doc4.xml · nonDerivative · entry 1 DEMARTINI RICHARD M · CIK 0001189874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,077 F1 · price: These shares of Common Stock were issued to Mr. DeMartini at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000 and (ii) Mr. DeMartini's election in lieu of director fees for service as a member of the Company's Compensation Committee payable in cash in the amount of $1,875. The price is based on the closing price of the Company's shares on January 10, 2023. Read SEC document
October 10, 2022 Filed Oct 12, 2022 23:26 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	GrantCommon Stock	1,049	$25.60	$26,854.40	Disclosure SEC source: 0001209191-22-053508 · doc4.xml · nonDerivative · entry 1 DEMARTINI RICHARD M · CIK 0001189874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,153 F1 · price: These shares of Common Stock were issued to Mr. DeMartini at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000 and (ii) Mr. DeMartini's election in lieu of director fees for service as a member of the Company's Compensation Committee. The price is based on the closing price of the Company's shares on October 10, 2022. Read SEC document
July 11, 2022 Filed Jul 14, 2022 01:18 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	GrantCommon Stock	1,098	$23.60	$25,912.80	Disclosure SEC source: 0001209191-22-042086 · doc4.xml · nonDerivative · entry 1 DEMARTINI RICHARD M · CIK 0001189874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,104 F1 · price: These shares of Common Stock were issued to Mr. DeMartini at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000 and (ii) Mr. DeMartini's election in lieu of director fees for service as a member of the Company's Compensation Committee (prorated from May 17, 2022 through June 30, 2022) payable in cash in the amount of $927. The price is based on the closing price of the Company's shares on July 11, 2022. Read SEC document
April 11, 2022 Filed Apr 13, 2022 20:59 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	GrantCommon Stock	933	$26.79	$24,995.07	Disclosure SEC source: 0001209191-22-024300 · doc4.xml · nonDerivative · entry 1 DEMARTINI RICHARD M · CIK 0001189874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,006 F1 · price: These shares of Common Stock were issued to Mr. DeMartini at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price is based on the closing price of the Company's shares on April 11, 2022. Read SEC document
January 10, 2022 Filed Jan 13, 2022 02:23 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	GrantCommon Stock	740	$33.74	$24,967.60	Disclosure SEC source: 0001209191-22-003139 · doc4.xml · nonDerivative · entry 1 DEMARTINI RICHARD M · CIK 0001189874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,073 F1 · price: These shares of Common Stock were issued to Mr. DeMartini at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price is based on the closing price of the Company's shares on January 10, 2022. Read SEC document
November 29, 2021 Filed Dec 2, 2021 00:36 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	OtherCommon Stock	15,288	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-067356 · doc4.xml · nonDerivative · entry 1 DEMARTINI RICHARD M · CIK 0001189874 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: Reflects a prorata distribution of shares of common stock of the Issuer ("Common Stock Shares") held by DeMartini Investors, L.P. to its limited partners for no consideration. F1 · shares: Reflects a prorata distribution of shares of common stock of the Issuer ("Common Stock Shares") held by DeMartini Investors, L.P. to its limited partners for no consideration. F1 · price: Reflects a prorata distribution of shares of common stock of the Issuer ("Common Stock Shares") held by DeMartini Investors, L.P. to its limited partners for no consideration. F2 · balance_after: Includes Common Stock Shares held by DeMartini Investors, L.P., an entity controlled by the Reporting Person. These shares were received pursuant to an exempt prorata distribution from Crestview Partners II GP, L.P., of which DeMartini Investors, L.P. is a limited partner. The Reporting Person disclaims beneficial ownership of these Common Stock Shares except to the extent of his pecuniary interest therein. F2 · ownership.nature: Includes Common Stock Shares held by DeMartini Investors, L.P., an entity controlled by the Reporting Person. These shares were received pursuant to an exempt prorata distribution from Crestview Partners II GP, L.P., of which DeMartini Investors, L.P. is a limited partner. The Reporting Person disclaims beneficial ownership of these Common Stock Shares except to the extent of his pecuniary interest therein. Read SEC document
November 24, 2021 Filed Nov 30, 2021 02:57 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	PurchaseCommon Stock	13,500	$35.30	$476,550.00	Disclosure SEC source: 0001209191-21-067070 · doc4.xml · nonDerivative · entry 1 DEMARTINI RICHARD M · CIK 0001189874 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 27,841 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $35.11 to $35.52, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document
November 23, 2021 Filed Nov 24, 2021 02:15 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	ConversionClass B Common Stock · Derivative	2,333	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-066670 · doc4.xml · derivative · entry 5 DEMARTINI RICHARD M · CIK 0001189874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On November 19, 2021, Victory Capital Holdings, Inc., the Company, held a special meeting of stockholders at which the stockholders approved an amendment to the Companys certificate of incorporation to convert all outstanding shares of Class B Common Stock into an equal number of shares of Class A Common Stock on a one-for-one basis, the Conversion. The Conversion was effective on November 23, 2021, upon the Companys filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F3 · shares: On November 19, 2021, Victory Capital Holdings, Inc., the Company, held a special meeting of stockholders at which the stockholders approved an amendment to the Companys certificate of incorporation to convert all outstanding shares of Class B Common Stock into an equal number of shares of Class A Common Stock on a one-for-one basis, the Conversion. The Conversion was effective on November 23, 2021, upon the Companys filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F3 · price: On November 19, 2021, Victory Capital Holdings, Inc., the Company, held a special meeting of stockholders at which the stockholders approved an amendment to the Companys certificate of incorporation to convert all outstanding shares of Class B Common Stock into an equal number of shares of Class A Common Stock on a one-for-one basis, the Conversion. The Conversion was effective on November 23, 2021, upon the Companys filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F3 · derivative.exercise_date: On November 19, 2021, Victory Capital Holdings, Inc., the Company, held a special meeting of stockholders at which the stockholders approved an amendment to the Companys certificate of incorporation to convert all outstanding shares of Class B Common Stock into an equal number of shares of Class A Common Stock on a one-for-one basis, the Conversion. The Conversion was effective on November 23, 2021, upon the Companys filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F3 · derivative.expiration_date: On November 19, 2021, Victory Capital Holdings, Inc., the Company, held a special meeting of stockholders at which the stockholders approved an amendment to the Companys certificate of incorporation to convert all outstanding shares of Class B Common Stock into an equal number of shares of Class A Common Stock on a one-for-one basis, the Conversion. The Conversion was effective on November 23, 2021, upon the Companys filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. Read SEC document
November 23, 2021 Filed Nov 24, 2021 02:15 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	PurchaseCommon Stock	14,341	$34.90	$500,500.90	Disclosure SEC source: 0001209191-21-066670 · doc4.xml · nonDerivative · entry 3 DEMARTINI RICHARD M · CIK 0001189874 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 14,341 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.61 to $34.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document
November 23, 2021 Filed Nov 24, 2021 02:15 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	ConversionCommon Stock	2,333	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-066670 · doc4.xml · nonDerivative · entry 2 DEMARTINI RICHARD M · CIK 0001189874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: On November 19, 2021, Victory Capital Holdings, Inc., the Company, held a special meeting of stockholders at which the stockholders approved an amendment to the Companys certificate of incorporation to convert all outstanding shares of Class B Common Stock into an equal number of shares of Class A Common Stock on a one-for-one basis, the Conversion. The Conversion was effective on November 23, 2021, upon the Companys filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F3 · shares: On November 19, 2021, Victory Capital Holdings, Inc., the Company, held a special meeting of stockholders at which the stockholders approved an amendment to the Companys certificate of incorporation to convert all outstanding shares of Class B Common Stock into an equal number of shares of Class A Common Stock on a one-for-one basis, the Conversion. The Conversion was effective on November 23, 2021, upon the Companys filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F3 · price: On November 19, 2021, Victory Capital Holdings, Inc., the Company, held a special meeting of stockholders at which the stockholders approved an amendment to the Companys certificate of incorporation to convert all outstanding shares of Class B Common Stock into an equal number of shares of Class A Common Stock on a one-for-one basis, the Conversion. The Conversion was effective on November 23, 2021, upon the Companys filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. Read SEC document
November 22, 2021 Filed Nov 24, 2021 02:15 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	OtherCommon Stock	102,239	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-066670 · doc4.xml · nonDerivative · entry 1 DEMARTINI RICHARD M · CIK 0001189874 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: Reflects a prorata distribution of shares of Class A Common Stock of the Issuer ("Class A Shares") held by DeMartini Investors, L.P. to its limited partners for no consideration. F1 · price: Reflects a prorata distribution of shares of Class A Common Stock of the Issuer ("Class A Shares") held by DeMartini Investors, L.P. to its limited partners for no consideration. F2 · ownership.nature: Includes Class A Shares held by DeMartini Investors, L.P., an entity controlled by the Reporting Person. These shares were received pursuant to an exempt prorata distribution from Crestview Partners II GP, L.P., of which DeMartini Investors, L.P. is a limited partner. The Reporting Person disclaims beneficial ownership of these Class A Shares to the extent of his pecuniary interest therein. Read SEC document
October 11, 2021 Filed Oct 13, 2021 19:58 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	GrantClass B Common Stock · Derivative	693	$36.03	$24,968.79	Disclosure SEC source: 0001209191-21-060349 · doc4.xml · derivative · entry 1 DEMARTINI RICHARD M · CIK 0001189874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,333 Underlying: Class A Common Stock · 693 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. DeMartini, shares of Class B Common Stock held by Mr. DeMartini will convert into Class A Common Stock. F2 · price: These shares of Class B Common Stock were issued to Mr. DeMartini at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price of the derivative security is based on the closing price of the Company's shares on October 11, 2021. F1 · derivative.exercise_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. DeMartini, shares of Class B Common Stock held by Mr. DeMartini will convert into Class A Common Stock. F1 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. DeMartini, shares of Class B Common Stock held by Mr. DeMartini will convert into Class A Common Stock. Read SEC document
July 12, 2021 Filed Jul 14, 2021 20:07 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	GrantClass B Common Stock · Derivative	757	$33.00	$24,981.00	Disclosure SEC source: 0001209191-21-046659 · doc4.xml · derivative · entry 1 DEMARTINI RICHARD M · CIK 0001189874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,640 Underlying: Class A Common Stock · 757 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. DeMartini, shares of Class B Common Stock held by Mr. DeMartini will convert into Class A Common Stock. F2 · price: These shares of Class B Common Stock were issued to Mr. DeMartini at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price of the derivative security is based on the closing price of the Company's shares on July 12, 2021. F1 · derivative.exercise_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. DeMartini, shares of Class B Common Stock held by Mr. DeMartini will convert into Class A Common Stock. F1 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. DeMartini, shares of Class B Common Stock held by Mr. DeMartini will convert into Class A Common Stock. Read SEC document
April 12, 2021 Filed Apr 14, 2021 12:57 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	GrantClass B Common Stock · Derivative	883	$28.31	$24,997.73	Disclosure SEC source: 0001209191-21-026567 · doc4.xml · derivative · entry 1 DEMARTINI RICHARD M · CIK 0001189874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 883 Underlying: Class A Common Stock · 883 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. DeMartini, shares of Class B Common Stock held by Mr. DeMartini will convert into Class A Common Stock. F2 · price: These shares of Class B Common Stock were issued to Mr. DeMartini at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price of the derivative security is based on the closing price of the Company's shares on April 12, 2021. F1 · derivative.exercise_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. DeMartini, shares of Class B Common Stock held by Mr. DeMartini will convert into Class A Common Stock. F1 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. DeMartini, shares of Class B Common Stock held by Mr. DeMartini will convert into Class A Common Stock. Read SEC document
January 11, 2021 Filed Jan 12, 2021 16:22 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	GrantClass B Common Stock · Derivative	1,063	$23.50	$24,980.50	Disclosure SEC source: 0000950103-21-000391 · dp144180_4-cp2gplp.xml · derivative · entry 2 Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner Binderow Alex J. · CIK 0001703019 · Director DEMARTINI RICHARD M · CIK 0001189874 · Director HURST ROBERT J/NY · CIK 0001090366 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,464 Underlying: Class A Common Stock · 1,063 shares Expires not disclosed F1 · security: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F1 · derivative.exercise_price: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F3 · shares: Reflects the issuance of 1,063 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on January 11, 2021. F3 · price: Reflects the issuance of 1,063 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on January 11, 2021. F1 · derivative.exercise_date: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F3 · derivative.exercise_date: Reflects the issuance of 1,063 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on January 11, 2021. F1 · derivative.expiration_date: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F3 · derivative.expiration_date: Reflects the issuance of 1,063 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on January 11, 2021. F1 · derivative.underlying_shares: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F5 · balance_after: Reflects Class B Shares directly beneficially owned by Mr. Hurst. F1 · ownership.nature: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F3 · ownership.nature: Reflects the issuance of 1,063 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on January 11, 2021. F5 · ownership.nature: Reflects Class B Shares directly beneficially owned by Mr. Hurst. F7 · ownership.nature: Alex J. Binderow, Richard M. DeMartini and Robert J. Hurst are each members of the Issuer's board of directors. Mr. Binderow was previously a partner of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities). Mr. DeMartini and Mr. Hurst are Vice Chairmen of Crestview L.L.C. and Crestview Advisors, L.L.C. F8 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Read SEC document
January 11, 2021 Filed Jan 12, 2021 16:22 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	GrantClass B Common Stock · Derivative	2,126	$23.50	$49,961.00	Disclosure SEC source: 0000950103-21-000391 · dp144180_4-cp2gplp.xml · derivative · entry 1 Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner Binderow Alex J. · CIK 0001703019 · Director DEMARTINI RICHARD M · CIK 0001189874 · Director HURST ROBERT J/NY · CIK 0001090366 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 35,262,064 Underlying: Class A Common Stock · 2,126 shares Expires not disclosed F1 · security: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F1 · derivative.exercise_price: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F2 · shares: Reflects the issuance of 1,063 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on January 11, 2021. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C. F2 · price: Reflects the issuance of 1,063 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on January 11, 2021. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C. F1 · derivative.exercise_date: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F2 · derivative.exercise_date: Reflects the issuance of 1,063 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on January 11, 2021. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C. F1 · derivative.expiration_date: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F2 · derivative.expiration_date: Reflects the issuance of 1,063 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on January 11, 2021. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C. F1 · derivative.underlying_shares: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F4 · balance_after: Reflects (i) Class B Shares beneficially owned by Crestview Victory, L.P. and (ii) Class B Shares beneficially owned by Crestview Advisors, L.L.C. (including those Class B Shares that were delivered pursuant to the assignment described in Footnote 2 above). F1 · ownership.nature: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F2 · ownership.nature: Reflects the issuance of 1,063 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on January 11, 2021. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C. F4 · ownership.nature: Reflects (i) Class B Shares beneficially owned by Crestview Victory, L.P. and (ii) Class B Shares beneficially owned by Crestview Advisors, L.L.C. (including those Class B Shares that were delivered pursuant to the assignment described in Footnote 2 above). F6 · ownership.nature: Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over the shares held directly by Crestview Victory, L.P.. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee. Crestview GP may be deemed to be the beneficial owner of the Class B Shares owned directly by Crestview Victory, L.P. F7 · ownership.nature: Alex J. Binderow, Richard M. DeMartini and Robert J. Hurst are each members of the Issuer's board of directors. Mr. Binderow was previously a partner of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities). Mr. DeMartini and Mr. Hurst are Vice Chairmen of Crestview L.L.C. and Crestview Advisors, L.L.C. F8 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Read SEC document
October 12, 2020 Filed Oct 14, 2020 17:07 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	GrantClass B Common Stock · Derivative	1,319	$18.94	$24,981.86	Disclosure SEC source: 0000950103-20-020038 · dp138676_4-cp2gplp.xml · derivative · entry 2 Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner Binderow Alex J. · CIK 0001703019 · Director DEMARTINI RICHARD M · CIK 0001189874 · Director HURST ROBERT J/NY · CIK 0001090366 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,401 Underlying: Class A Common Stock · 1,319 shares Expires not disclosed F1 · security: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F1 · derivative.exercise_price: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F3 · shares: Reflects the issuance of 1,319 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on October 12, 2020. F3 · price: Reflects the issuance of 1,319 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on October 12, 2020. F1 · derivative.exercise_date: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F3 · derivative.exercise_date: Reflects the issuance of 1,319 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on October 12, 2020. F1 · derivative.expiration_date: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F3 · derivative.expiration_date: Reflects the issuance of 1,319 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on October 12, 2020. F1 · derivative.underlying_shares: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F5 · balance_after: Reflects Class B Shares directly beneficially owned by Mr. Hurst. F1 · ownership.nature: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F3 · ownership.nature: Reflects the issuance of 1,319 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on October 12, 2020. F5 · ownership.nature: Reflects Class B Shares directly beneficially owned by Mr. Hurst. F7 · ownership.nature: Alex J. Binderow, Richard M. DeMartini and Robert J. Hurst are each members of the Issuer's board of directors. Mr. Binderow is a partner of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities). Mr. DeMartini is an indirect member of Crestview, L.L.C. and Crestview Advisors, L.L.C. Mr. Hurst is Vice Chairman of Crestview L.L.C. and Crestview Advisors, L.L.C. F8 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Read SEC document
October 12, 2020 Filed Oct 14, 2020 17:07 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	GrantClass B Common Stock · Derivative	2,638	$18.94	$49,963.72	Disclosure SEC source: 0000950103-20-020038 · dp138676_4-cp2gplp.xml · derivative · entry 1 Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner Binderow Alex J. · CIK 0001703019 · Director DEMARTINI RICHARD M · CIK 0001189874 · Director HURST ROBERT J/NY · CIK 0001090366 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 35,259,938 Underlying: Class A Common Stock · 2,638 shares Expires not disclosed F1 · security: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F1 · derivative.exercise_price: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F2 · shares: Reflects the issuance of 1,319 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on October 12, 2020. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C. F2 · price: Reflects the issuance of 1,319 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on October 12, 2020. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C. F1 · derivative.exercise_date: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F2 · derivative.exercise_date: Reflects the issuance of 1,319 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on October 12, 2020. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C. F1 · derivative.expiration_date: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F2 · derivative.expiration_date: Reflects the issuance of 1,319 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on October 12, 2020. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C. F1 · derivative.underlying_shares: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F4 · balance_after: Reflects (i) Class B Shares beneficially owned by Crestview Victory L.P. and (ii) Class B Shares beneficially owned by Crestview Advisors, L.L.C. (including those Class B Shares that were delivered pursuant to the assignment described in Footnote 2 above). F1 · ownership.nature: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F2 · ownership.nature: Reflects the issuance of 1,319 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on October 12, 2020. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C. F4 · ownership.nature: Reflects (i) Class B Shares beneficially owned by Crestview Victory L.P. and (ii) Class B Shares beneficially owned by Crestview Advisors, L.L.C. (including those Class B Shares that were delivered pursuant to the assignment described in Footnote 2 above). F6 · ownership.nature: Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over the shares held directly by Crestview Victory. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee. Crestview GP may be deemed to be the beneficial owner of the Class B Shares owned directly by Crestview Victory. F7 · ownership.nature: Alex J. Binderow, Richard M. DeMartini and Robert J. Hurst are each members of the Issuer's board of directors. Mr. Binderow is a partner of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities). Mr. DeMartini is an indirect member of Crestview, L.L.C. and Crestview Advisors, L.L.C. Mr. Hurst is Vice Chairman of Crestview L.L.C. and Crestview Advisors, L.L.C. F8 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Read SEC document
July 10, 2020 Filed Jul 14, 2020 16:13 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	GrantClass B Common Stock · Derivative	1,333	$18.75	$24,993.75	Disclosure SEC source: 0000950103-20-013625 · dp132212_4-cp2gplp.xml · derivative · entry 2 Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner Binderow Alex J. · CIK 0001703019 · Director DEMARTINI RICHARD M · CIK 0001189874 · Director HURST ROBERT J/NY · CIK 0001090366 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,082 Underlying: Class A Common Stock · 1,333 shares Expires not disclosed F1 · security: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F1 · derivative.exercise_price: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F3 · shares: Reflects the issuance of 1,333 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on July 10, 2020. F3 · price: Reflects the issuance of 1,333 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on July 10, 2020. F1 · derivative.exercise_date: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F3 · derivative.exercise_date: Reflects the issuance of 1,333 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on July 10, 2020. F1 · derivative.expiration_date: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F3 · derivative.expiration_date: Reflects the issuance of 1,333 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on July 10, 2020. F1 · derivative.underlying_shares: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F5 · balance_after: Reflects Class B Shares directly beneficially owned by Mr. Hurst. F1 · ownership.nature: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F3 · ownership.nature: Reflects the issuance of 1,333 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on July 10, 2020. F5 · ownership.nature: Reflects Class B Shares directly beneficially owned by Mr. Hurst. F7 · ownership.nature: Alex J. Binderow, Richard M. DeMartini and Robert J. Hurst are each members of the Issuer's board of directors. Mr. Binderow is a partner of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities). Mr. DeMartini is an indirect member of Crestview, L.L.C. and Crestview Advisors, L.L.C. Mr. Hurst is Vice Chairman of Crestview L.L.C. and Crestview Advisors, L.L.C. F8 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Read SEC document
July 10, 2020 Filed Jul 14, 2020 16:13 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	GrantClass B Common Stock · Derivative	2,666	$18.75	$49,987.50	Disclosure SEC source: 0000950103-20-013625 · dp132212_4-cp2gplp.xml · derivative · entry 1 Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner Binderow Alex J. · CIK 0001703019 · Director DEMARTINI RICHARD M · CIK 0001189874 · Director HURST ROBERT J/NY · CIK 0001090366 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 35,257,300 Underlying: Class A Common Stock · 2,666 shares Expires not disclosed F1 · security: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F1 · derivative.exercise_price: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F2 · shares: Reflects the issuance of 1,333 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on July 10, 2020. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C. F2 · price: Reflects the issuance of 1,333 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on July 10, 2020. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C. F1 · derivative.exercise_date: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F2 · derivative.exercise_date: Reflects the issuance of 1,333 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on July 10, 2020. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C. F1 · derivative.expiration_date: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F2 · derivative.expiration_date: Reflects the issuance of 1,333 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on July 10, 2020. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C. F1 · derivative.underlying_shares: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F4 · balance_after: Reflects (i) Class B Shares beneficially owned by Crestview Victory L.P. and (ii) Class B Shares beneficially owned by Crestview Advisors, L.L.C. (including those Class B Shares that were delivered pursuant to the assignment described in Footnote 2 above). F1 · ownership.nature: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F2 · ownership.nature: Reflects the issuance of 1,333 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on July 10, 2020. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C. F4 · ownership.nature: Reflects (i) Class B Shares beneficially owned by Crestview Victory L.P. and (ii) Class B Shares beneficially owned by Crestview Advisors, L.L.C. (including those Class B Shares that were delivered pursuant to the assignment described in Footnote 2 above). F6 · ownership.nature: Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over the shares held directly by Crestview Victory. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee. Crestview GP may be deemed to be the beneficial owner of the Class B Shares owned directly by Crestview Victory. F7 · ownership.nature: Alex J. Binderow, Richard M. DeMartini and Robert J. Hurst are each members of the Issuer's board of directors. Mr. Binderow is a partner of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities). Mr. DeMartini is an indirect member of Crestview, L.L.C. and Crestview Advisors, L.L.C. Mr. Hurst is Vice Chairman of Crestview L.L.C. and Crestview Advisors, L.L.C. F8 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Read SEC document
April 13, 2020 Filed Apr 15, 2020 16:28 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	GrantClass B Common Stock · Derivative	1,749	$14.29	$24,993.21	Disclosure SEC source: 0000950103-20-007560 · dp126105_4-cpiigplp.xml · derivative · entry 2 Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner Binderow Alex J. · CIK 0001703019 · Director DEMARTINI RICHARD M · CIK 0001189874 · Director HURST ROBERT J/NY · CIK 0001090366 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,749 Underlying: Class A Common Stock · 1,749 shares Expires not disclosed F1 · security: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F1 · derivative.exercise_price: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F3 · shares: Reflects the issuance of 1,749 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's board of directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on April 13, 2020. F3 · price: Reflects the issuance of 1,749 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's board of directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on April 13, 2020. F1 · derivative.exercise_date: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F3 · derivative.exercise_date: Reflects the issuance of 1,749 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's board of directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on April 13, 2020. F1 · derivative.expiration_date: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F3 · derivative.expiration_date: Reflects the issuance of 1,749 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's board of directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on April 13, 2020. F1 · derivative.underlying_shares: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F1 · ownership.nature: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F3 · ownership.nature: Reflects the issuance of 1,749 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's board of directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on April 13, 2020. F5 · ownership.nature: Reflects Class B Shares directly beneficially owned by Mr. Hurst. F7 · ownership.nature: Alex J. Binderow, Richard M. DeMartini and Robert J. Hurst are each members of the Issuer's board of directors. Mr. Binderow is a partner of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities). Mr. DeMartini is an indirect member of Crestview, L.L.C. and Crestview Advisors, L.L.C. Mr. Hurst is Vice Chairman of Crestview L.L.C. and Crestview Advisors, L.L.C. F8 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Read SEC document
April 13, 2020 Filed Apr 15, 2020 16:28 UTC	Victory Capital Holdings, Inc. VCTR · Entity 3710	GrantClass B Common Stock · Derivative	3,498	$14.29	$49,986.42	Disclosure SEC source: 0000950103-20-007560 · dp126105_4-cpiigplp.xml · derivative · entry 1 Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner Binderow Alex J. · CIK 0001703019 · Director DEMARTINI RICHARD M · CIK 0001189874 · Director HURST ROBERT J/NY · CIK 0001090366 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 35,254,634 Underlying: Class A Common Stock · 3,498 shares Expires not disclosed F1 · security: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F1 · derivative.exercise_price: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F2 · shares: Reflects the issuance of 1,749 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's board of directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on April 13, 2020. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C. F2 · price: Reflects the issuance of 1,749 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's board of directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on April 13, 2020. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C. F1 · derivative.exercise_date: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F2 · derivative.exercise_date: Reflects the issuance of 1,749 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's board of directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on April 13, 2020. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C. F1 · derivative.expiration_date: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F2 · derivative.expiration_date: Reflects the issuance of 1,749 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's board of directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on April 13, 2020. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C. F1 · derivative.underlying_shares: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F1 · ownership.nature: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation. F2 · ownership.nature: Reflects the issuance of 1,749 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's board of directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on April 13, 2020. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C. F4 · ownership.nature: Reflects (i) Class B Shares beneficially owned by Crestview Victory L.P. and (ii) Class B Shares beneficially owned by Crestview Advisors, L.L.C. that were delivered pursuant to the assignment described in Footnote 2 above. F6 · ownership.nature: Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over the shares held directly by Crestview Victory. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee. Crestview GP may be deemed to be the beneficial owner of the Class B Shares owned directly by Crestview Victory. F7 · ownership.nature: Alex J. Binderow, Richard M. DeMartini and Robert J. Hurst are each members of the Issuer's board of directors. Mr. Binderow is a partner of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities). Mr. DeMartini is an indirect member of Crestview, L.L.C. and Crestview Advisors, L.L.C. Mr. Hurst is Vice Chairman of Crestview L.L.C. and Crestview Advisors, L.L.C. F8 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Read SEC document
April 01, 2004 Filed Apr 5, 2004 15:19 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Exercise / conversionRestricted Stock Units · Derivative	32,226	$81.47 Strike: $81.47	$2,625,452.22	Disclosure SEC source: 0000070858-04-000220 · doc4.xml · derivative · entry 7 DEMARTINI RICHARD M · CIK 0001189874 · President, Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,226 shares Expires 2005-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These restricted stock units vest in three equal installments commencing February 15, 2002 Read SEC document
April 01, 2004 Filed Apr 5, 2004 15:19 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Exercise / conversionRestricted Stock Units · Derivative	158	$81.47 Strike: $81.47	$12,872.26	Disclosure SEC source: 0000070858-04-000220 · doc4.xml · derivative · entry 6 DEMARTINI RICHARD M · CIK 0001189874 · President, Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,226 Underlying: Common Stock · 158 shares Expires 2005-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These restricted stock units vest in three equal installments commencing February 15, 2002 Read SEC document
April 01, 2004 Filed Apr 5, 2004 15:19 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Tax withholdingCommon Stock	18,977	$81.47	$1,546,056.19	Disclosure SEC source: 0000070858-04-000220 · doc4.xml · nonDerivative · entry 5 DEMARTINI RICHARD M · CIK 0001189874 · President, Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,826 F3 · kind: Disposition of shares to the issuer to satisfy the withholding obligation associated with the vesting of 54,767 restricted shares which is exempt under Rule 16b-3(e). Read SEC document
April 01, 2004 Filed Apr 5, 2004 15:19 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Tax withholdingCommon Stock	10,770	$81.47	$877,431.90	Disclosure SEC source: 0000070858-04-000220 · doc4.xml · nonDerivative · entry 4 DEMARTINI RICHARD M · CIK 0001189874 · President, Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,803 F2 · kind: Disposition of shares to the issuer to satisfy the withholding obligation associated with the vesting of 32,226 restricted shares which is exempt under Rule 16b-3(e). Read SEC document
April 01, 2004 Filed Apr 5, 2004 15:19 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Exercise / conversionCommon Stock	32,226	$81.47	$2,625,452.22	Disclosure SEC source: 0000070858-04-000220 · doc4.xml · nonDerivative · entry 3 DEMARTINI RICHARD M · CIK 0001189874 · President, Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,573 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
April 01, 2004 Filed Apr 5, 2004 15:19 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Tax withholdingCommon Stock	158	$81.47	$12,872.26	Disclosure SEC source: 0000070858-04-000220 · doc4.xml · nonDerivative · entry 2 DEMARTINI RICHARD M · CIK 0001189874 · President, Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,347 F1 · kind: Disposition of shares to the issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock whi ch is exempt under Rule 16b-3(e). Read SEC document
April 01, 2004 Filed Apr 5, 2004 15:19 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Exercise / conversionCommon Stock	158	$81.47	$12,872.26	Disclosure SEC source: 0000070858-04-000220 · doc4.xml · nonDerivative · entry 1 DEMARTINI RICHARD M · CIK 0001189874 · President, Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,505 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 13, 2004 Filed Feb 18, 2004 19:19 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Exercise / conversionRestricted Stock Units · Derivative	158	$81.57 Strike: $81.57	$12,888.06	Disclosure SEC source: 0000070858-04-000116 · doc4.xml · derivative · entry 4 DEMARTINI RICHARD M · CIK 0001189874 · President, Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,384 Underlying: Common Stock · 158 shares Expires 2005-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Restricted Stock Units vest in three equal annual installments commencing on February 15, 2003. Read SEC document
February 13, 2004 Filed Feb 18, 2004 19:19 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Tax withholdingCommon Stock	158	$81.57	$12,888.06	Disclosure SEC source: 0000070858-04-000116 · doc4.xml · nonDerivative · entry 2 DEMARTINI RICHARD M · CIK 0001189874 · President, Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,347 F1 · kind: Disposition of shares to the issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock whi ch is exempt under Rule 16b-3(e). Read SEC document
February 13, 2004 Filed Feb 18, 2004 19:19 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Exercise / conversionCommon Stock	158	$81.57	$12,888.06	Disclosure SEC source: 0000070858-04-000116 · doc4.xml · nonDerivative · entry 1 DEMARTINI RICHARD M · CIK 0001189874 · President, Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,505 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 31, 2003 Filed Feb 18, 2004 19:19 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	OtherCommon Stock	1,284.02	$0.00	$0.00	Disclosure SEC source: 0000070858-04-000116 · doc4.xml · nonDerivative · entry 3 DEMARTINI RICHARD M · CIK 0001189874 · President, Asset Management 10b5-1 filing: Not disclosed Ownership: Indirect · Thrift Trust Disclosed balance after: 2,568.04 F2 · kind: Shares acquired were exempt acquisitions pursuant to Rule 16b-3(c) under the Bank of America Corporation 401-K Plan. F2 · price: Shares acquired were exempt acquisitions pursuant to Rule 16b-3(c) under the Bank of America Corporation 401-K Plan. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.