Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Victory Capital Holdings, Inc.
Report date February 23, 2023 · Filed February 27, 2023
Section 16 reporting ended · disclosed 2023-02-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 431,422 |
Reported balance
After 2023-02-23 transaction · row 1
1 source rowRow 1 · 2023-02-23 · Sale · Disposed 12,500 · Balance 431,422 F1: These shares were sold in multiple transactions at prices ranging from $32.70 to $33.32, inclusive. The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold in multiple transactions at prices ranging from $32.70 to $33.32, inclusive. The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2023 Filed Feb 27, 2023 23:54 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | SaleCommon Stock | 12,500 | $33.13 | $414,125.00 |
DisclosureSEC source: 0001209191-23-013381 · doc4.xml · nonDerivative · entry 1 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 431,422 F1 · shares: These shares were sold in multiple transactions at prices ranging from $32.70 to $33.32, inclusive. The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F1 · price: These shares were sold in multiple transactions at prices ranging from $32.70 to $33.32, inclusive. The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:29 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | Exercise / conversionStock Option (right to buy) · Derivative | 39,968 | $0.00 Strike: $13.52 | $0.00 |
DisclosureSEC source: 0001209191-23-004745 · doc4.xml · derivative · entry 3 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,952 Underlying: Common Stock · 39,968 shares Expires 2027-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: As reported on the reporting person's Form 4 filed with the Securities and Exchange Commission on May 2, 2018, 12,490 of the shares vest based on the satisfaction of certain performance criteria, 4,496 of the shares were satisfied on April 30, 2018. As reported on the reporting person's Form 3 filed with the Securities and Exchange Commission on February 7, 2018, as amended May 2, 2018 (the Form 3), 87,430 of the shares have vested or will vest based on the passage of time. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:29 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | Tax withholdingCommon Stock | 29,048 | $29.51 | $857,206.48 |
DisclosureSEC source: 0001209191-23-004745 · doc4.xml · nonDerivative · entry 2 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,922 F1 · shares: Represents shares withheld by VCTR to satisfy withholding taxes and option exercise price due in connection with the exercise of options on January 20, 2023. The net settlement price was the closing stock price on January 20, 2023. F1 · price: Represents shares withheld by VCTR to satisfy withholding taxes and option exercise price due in connection with the exercise of options on January 20, 2023. The net settlement price was the closing stock price on January 20, 2023. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:29 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | Exercise / conversionCommon Stock | 39,968 | $13.52 | $540,367.36 |
DisclosureSEC source: 0001209191-23-004745 · doc4.xml · nonDerivative · entry 1 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2023 Filed Jan 5, 2023 01:05 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | Tax withholdingCommon Stock | 13,237 | $26.83 | $355,148.71 |
DisclosureSEC source: 0001209191-23-001466 · doc4.xml · nonDerivative · entry 1 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,002 F1 · shares: Represents shares withheld by VCTR to satisfy withholding taxes due in connection with the vesting of certain restricted shares granted to Mr. Cliff on January 1, 2018. Such restricted shares vested on January 1, 2023. The net settlement price was the closing stock price on December 30, 2022. F1 · price: Represents shares withheld by VCTR to satisfy withholding taxes due in connection with the vesting of certain restricted shares granted to Mr. Cliff on January 1, 2018. Such restricted shares vested on January 1, 2023. The net settlement price was the closing stock price on December 30, 2022. Read SEC document |
| June 30, 2022 Filed Jul 6, 2022 01:12 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | Exercise / conversionStock Option (right to buy) · Derivative | 82,442 | $0.00 Strike: $7.52 | $0.00 |
DisclosureSEC source: 0001209191-22-040946 · doc4.xml · derivative · entry 9 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,668 Underlying: Common Stock · 82,442 shares Expires 2026-04-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: As reported on the reporting person's Form 4 filed with the Securities and Exchange Commission on May 2, 2018, 9,273 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 196,837 of the shares have vested or will vest based on the passage of time. Read SEC document |
| June 30, 2022 Filed Jul 6, 2022 01:12 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | Exercise / conversionStock Option (right to buy) · Derivative | 18,034 | $0.00 Strike: $7.52 | $0.00 |
DisclosureSEC source: 0001209191-22-040946 · doc4.xml · derivative · entry 8 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,034 shares Expires 2026-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: As reported on the reporting person's Form 4 filed with the Securities and Exchange Commission on May 2, 2018, 813 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 17,221 of the shares have vested or will vest based on the passage of time. Read SEC document |
| June 30, 2022 Filed Jul 6, 2022 01:12 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | Exercise / conversionStock Option (right to buy) · Derivative | 25,027 | $0.00 Strike: $5.81 | $0.00 |
DisclosureSEC source: 0001209191-22-040946 · doc4.xml · derivative · entry 7 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,027 shares Expires 2025-10-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: As reported on the reporting person's Form 4 filed with the Securities and Exchange Commission on May 2, 2018, 1,126 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 23,901 of the shares have vested or will vest based on the passage of time. Read SEC document |
| June 30, 2022 Filed Jul 6, 2022 01:12 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | Exercise / conversionStock Option (right to buy) · Derivative | 75,083 | $0.00 Strike: $4.73 | $0.00 |
DisclosureSEC source: 0001209191-22-040946 · doc4.xml · derivative · entry 6 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,083 shares Expires 2024-09-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: As reported on the reporting person's Form 4 filed with the Securities and Exchange Commission on May 2, 2018, 3,380 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the reporting person's Form 3 filed with the Securities and Exchange Commission on February 7, 2018, as amended May 2, 2018 (the Form 3), 71,703 of the shares have vested or will vest based on the passage of time. Read SEC document |
| June 30, 2022 Filed Jul 6, 2022 01:12 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | Tax withholdingCommon Stock | 125,731 | $24.10 | $3,030,117.10 |
DisclosureSEC source: 0001209191-22-040946 · doc4.xml · nonDerivative · entry 5 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446,239 F1 · shares: Represents shares withheld by VCTR to satisfy withholding taxes and option exercise price due in connection with the exercise of options on June 30, 2022. The net settlement price was the closing stock price on June 30, 2022. F1 · price: Represents shares withheld by VCTR to satisfy withholding taxes and option exercise price due in connection with the exercise of options on June 30, 2022. The net settlement price was the closing stock price on June 30, 2022. Read SEC document |
| June 30, 2022 Filed Jul 6, 2022 01:12 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | Exercise / conversionCommon Stock | 82,442 | $7.52 | $619,963.84 |
DisclosureSEC source: 0001209191-22-040946 · doc4.xml · nonDerivative · entry 4 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 571,970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2022 Filed Jul 6, 2022 01:12 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | Exercise / conversionCommon Stock | 18,034 | $7.52 | $135,615.68 |
DisclosureSEC source: 0001209191-22-040946 · doc4.xml · nonDerivative · entry 3 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 489,528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2022 Filed Jul 6, 2022 01:12 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | Exercise / conversionCommon Stock | 25,027 | $5.81 | $145,406.87 |
DisclosureSEC source: 0001209191-22-040946 · doc4.xml · nonDerivative · entry 2 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2022 Filed Jul 6, 2022 01:12 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | Exercise / conversionCommon Stock | 75,083 | $4.73 | $355,142.59 |
DisclosureSEC source: 0001209191-22-040946 · doc4.xml · nonDerivative · entry 1 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2022 Filed Apr 5, 2022 00:40 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | Disposition to issuerCommon Stock | 12,973 | $28.87 | $374,530.51 |
DisclosureSEC source: 0001209191-22-022726 · doc4.xml · nonDerivative · entry 1 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,384 F1 · shares: Represents shares withheld by VCTR to satisfy withholding taxes due in connection with the vesting of certain restricted shares granted to Mr. Cliff on March 31, 2020 and March 31, 2019. Such restricted shares vested on March 31, 2022. The net settlement price was the closing stock price on March 31, 2022. F1 · price: Represents shares withheld by VCTR to satisfy withholding taxes due in connection with the vesting of certain restricted shares granted to Mr. Cliff on March 31, 2020 and March 31, 2019. Such restricted shares vested on March 31, 2022. The net settlement price was the closing stock price on March 31, 2022. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 22:18 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | Tax withholdingCommon Stock | 2,469 | $32.17 | $79,427.73 |
DisclosureSEC source: 0001209191-22-019299 · doc4.xml · nonDerivative · entry 1 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,044 F1 · shares: Represents shares withheld by VCTR to satisfy withholding taxes due in connection with the vesting of certain restricted shares granted to Mr. Cliff on March 15, 2021. Such restricted shares vested on March 15, 2022. The net settlement price was the closing stock price on March 15, 2022. F1 · price: Represents shares withheld by VCTR to satisfy withholding taxes due in connection with the vesting of certain restricted shares granted to Mr. Cliff on March 15, 2021. Such restricted shares vested on March 15, 2022. The net settlement price was the closing stock price on March 15, 2022. F2 · balance_after: "Amount of Securities Beneficially Owned" reflects a 1 share adjustment due to a change in state tax withholdings from the Form 4 originally filed on January 4, 2022. Updated information was not readily available at the time of the originally filed Form 4. The number of securities disposed of on the Form 4 changed immaterially from 14,595, as originally filed, to 14,596. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 13:17 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantCommon Stock | 23,313 | $32.17 | $749,979.21 |
DisclosureSEC source: 0001209191-22-019416 · doc4.xml · nonDerivative · entry 1 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,357 F1 · shares: Subject to certain exceptions, the shares of Common Stock vest as to 23,313 aggregate shares in equal installments on each of March 15, 2023 and March 15, 2024. F1 · price: Subject to certain exceptions, the shares of Common Stock vest as to 23,313 aggregate shares in equal installments on each of March 15, 2023 and March 15, 2024. Read SEC document |
| January 01, 2022 Filed Jan 5, 2022 02:07 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | Tax withholdingCommon Stock | 14,595 | $36.53 | $533,155.35 |
DisclosureSEC source: 0001209191-22-001234 · doc4.xml · nonDerivative · entry 1 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,514 F1 · shares: Represents shares withheld by VCTR to satisfy withholding taxes due in connection with the vesting of certain restricted shares granted to Mr. Cliff on January 1, 2018. Such restricted shares vested on January 1, 2022. The net settlement price was the closing stock price on December 31, 2021. F1 · price: Represents shares withheld by VCTR to satisfy withholding taxes due in connection with the vesting of certain restricted shares granted to Mr. Cliff on January 1, 2018. Such restricted shares vested on January 1, 2022. The net settlement price was the closing stock price on December 31, 2021. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 00:47 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass B Common Stock · Derivative | 377,387 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-066639 · doc4.xml · derivative · entry 2 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 377,387 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On November 19, 2021, Victory Capital Holdings, Inc., the Company, held a special meeting of stockholders at which the stockholders approved an amendment to the Companys certificate of incorporation to convert all outstanding shares of Class B Common Stock into an equal number of shares of Class A Common Stock on a one-for-one basis, the Conversion. The Conversion was effective on November 23, 2021, upon the Companys filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F1 · price: On November 19, 2021, Victory Capital Holdings, Inc., the Company, held a special meeting of stockholders at which the stockholders approved an amendment to the Companys certificate of incorporation to convert all outstanding shares of Class B Common Stock into an equal number of shares of Class A Common Stock on a one-for-one basis, the Conversion. The Conversion was effective on November 23, 2021, upon the Companys filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F1 · derivative.exercise_date: On November 19, 2021, Victory Capital Holdings, Inc., the Company, held a special meeting of stockholders at which the stockholders approved an amendment to the Companys certificate of incorporation to convert all outstanding shares of Class B Common Stock into an equal number of shares of Class A Common Stock on a one-for-one basis, the Conversion. The Conversion was effective on November 23, 2021, upon the Companys filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F1 · derivative.expiration_date: On November 19, 2021, Victory Capital Holdings, Inc., the Company, held a special meeting of stockholders at which the stockholders approved an amendment to the Companys certificate of incorporation to convert all outstanding shares of Class B Common Stock into an equal number of shares of Class A Common Stock on a one-for-one basis, the Conversion. The Conversion was effective on November 23, 2021, upon the Companys filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 00:47 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionCommon Stock | 377,387 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-066639 · doc4.xml · nonDerivative · entry 1 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,109 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On November 19, 2021, Victory Capital Holdings, Inc., the Company, held a special meeting of stockholders at which the stockholders approved an amendment to the Companys certificate of incorporation to convert all outstanding shares of Class B Common Stock into an equal number of shares of Class A Common Stock on a one-for-one basis, the Conversion. The Conversion was effective on November 23, 2021, upon the Companys filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F1 · acquired: On November 19, 2021, Victory Capital Holdings, Inc., the Company, held a special meeting of stockholders at which the stockholders approved an amendment to the Companys certificate of incorporation to convert all outstanding shares of Class B Common Stock into an equal number of shares of Class A Common Stock on a one-for-one basis, the Conversion. The Conversion was effective on November 23, 2021, upon the Companys filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 20:46 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | Tax withholdingClass B Common Stock · Derivative | 12,974 | $25.56 | $331,615.44 |
DisclosureSEC source: 0001209191-21-024124 · doc4.xml · derivative · entry 3 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,387 Underlying: Class A Common Stock · 12,974 shares Expires not disclosed F2 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F3 · derivative.exercise_price: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F3 · shares: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F4 · shares: Represents shares withheld by VCTR to satisfy withholding taxes due in connection with the vesting of certain restricted shares granted to Mr. Cliff on March 31, 2019 and March 31, 2020. Such restricted shares vested on March 31, 2021. The net settlement price was the closing stock price on March 31, 2021. F2 · derivative.exercise_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F3 · derivative.exercise_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F2 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F3 · derivative.expiration_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F3 · derivative.underlying_shares: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F4 · derivative.underlying_shares: Represents shares withheld by VCTR to satisfy withholding taxes due in connection with the vesting of certain restricted shares granted to Mr. Cliff on March 31, 2019 and March 31, 2020. Such restricted shares vested on March 31, 2021. The net settlement price was the closing stock price on March 31, 2021. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 00:23 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | Tax withholdingClass B Common Stock · Derivative | 33,785 | $26.10 | $881,788.50 |
DisclosureSEC source: 0001209191-21-021193 · doc4.xml · derivative · entry 1 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,147 Underlying: Class A Common Stock · 33,785 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock F2 · derivative.exercise_price: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F3 · shares: Represents shares withheld by VCTR to satisfy withholding taxes due in connection with the vesting of certain restricted shares granted to Mr. Cliff on March 31, 2017 and January 01, 2018. Such restricted shares vested on March 15, 2021. The net settlement price was the closing stock price on March 12, 2021. F1 · derivative.exercise_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock F2 · derivative.exercise_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F1 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock F2 · derivative.expiration_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F3 · derivative.underlying_shares: Represents shares withheld by VCTR to satisfy withholding taxes due in connection with the vesting of certain restricted shares granted to Mr. Cliff on March 31, 2017 and January 01, 2018. Such restricted shares vested on March 15, 2021. The net settlement price was the closing stock price on March 12, 2021. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 20:17 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantClass B Common Stock · Derivative | 14,936 | $26.78 | $399,986.08 |
DisclosureSEC source: 0001209191-21-021319 · doc4.xml · derivative · entry 1 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,083 Underlying: Class A Common Stock · 14,936 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock F2 · derivative.exercise_price: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F3 · shares: Subject to certain exceptions, the shares of Class B Common Stock vest as to 14,936 aggregate shares in equal installments on each of March 15, 2022, March 15, 2023 and March 15, 2024. F1 · derivative.exercise_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock F2 · derivative.exercise_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F1 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock F2 · derivative.expiration_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F3 · derivative.underlying_shares: Subject to certain exceptions, the shares of Class B Common Stock vest as to 14,936 aggregate shares in equal installments on each of March 15, 2022, March 15, 2023 and March 15, 2024. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 22:19 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | Tax withholdingClass B Common Stock · Derivative | 3,211 | $25.35 | $81,398.85 |
DisclosureSEC source: 0001209191-21-019851 · doc4.xml · derivative · entry 1 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,932 Underlying: Class A Common Stock · 3,211 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock F2 · derivative.exercise_price: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F3 · shares: Represents shares withheld by VCTR to satisfy withholding taxes due in connection with the vesting of certain restricted shares granted to Mr. Cliff on March 10, 2017. Such restricted shares vested on March 10, 2021. The net settlement price was the closing stock price on March 10, 2021. F1 · derivative.exercise_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock F2 · derivative.exercise_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F1 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock F2 · derivative.expiration_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F3 · derivative.underlying_shares: Represents shares withheld by VCTR to satisfy withholding taxes due in connection with the vesting of certain restricted shares granted to Mr. Cliff on March 10, 2017. Such restricted shares vested on March 10, 2021. The net settlement price was the closing stock price on March 10, 2021. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 22:42 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | Tax withholdingClass B Common Stock · Derivative | 31,202 | $24.81 | $774,121.62 |
DisclosureSEC source: 0001209191-21-001402 · doc4.xml · derivative · entry 1 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,143 Underlying: Class A Common Stock · 31,202 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock F2 · derivative.exercise_price: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F3 · shares: Represents shares withheld by VCTR to satisfy withholding taxes due in connection with the vesting of certain restricted shares granted to Mr. Cliff on January 1, 2018. Such restricted shares vested on January 1, 2021. The net settlement price was the closing stock price on December 31, 2020. F1 · derivative.exercise_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock F2 · derivative.exercise_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F1 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock F2 · derivative.expiration_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F3 · derivative.underlying_shares: Represents shares withheld by VCTR to satisfy withholding taxes due in connection with the vesting of certain restricted shares granted to Mr. Cliff on January 1, 2018. Such restricted shares vested on January 1, 2021. The net settlement price was the closing stock price on December 31, 2020. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 12:41 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | SaleClass B Common Stock · Derivative | 10,000 | $16.61 | $166,100.00 |
DisclosureSEC source: 0001209191-20-050791 · doc4.xml · derivative · entry 1 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,345 Underlying: Class A Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.exercise_price: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F3 · shares: These shares were sold in multiple transactions at prices ranging from $16.60 to $16.67, inclusive. The price reported in Column 8 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4. F3 · price: These shares were sold in multiple transactions at prices ranging from $16.60 to $16.67, inclusive. The price reported in Column 8 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4. F1 · derivative.exercise_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.exercise_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F1 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.expiration_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F3 · derivative.underlying_shares: These shares were sold in multiple transactions at prices ranging from $16.60 to $16.67, inclusive. The price reported in Column 8 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 12:40 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | SaleClass B Common Stock · Derivative | 9,856 | $17.02 | $167,749.12 |
DisclosureSEC source: 0001209191-20-050620 · doc4.xml · derivative · entry 1 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,345 Underlying: Class A Common Stock · 9,856 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.exercise_price: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F3 · shares: These shares were sold in multiple transactions at prices ranging from $16.96 to $17.20, inclusive. The price reported in Column 8 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4. F3 · price: These shares were sold in multiple transactions at prices ranging from $16.96 to $17.20, inclusive. The price reported in Column 8 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4. F1 · derivative.exercise_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.exercise_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F1 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.expiration_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F3 · derivative.underlying_shares: These shares were sold in multiple transactions at prices ranging from $16.96 to $17.20, inclusive. The price reported in Column 8 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4. Read SEC document |
| September 11, 2020 Filed Sep 14, 2020 23:05 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | SaleClass B Common Stock · Derivative | 15,000 | $16.58 | $248,700.00 |
DisclosureSEC source: 0001209191-20-050336 · doc4.xml · derivative · entry 1 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,201 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.exercise_price: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F3 · shares: These shares were sold in multiple transactions at prices ranging from $16.54 to $16.70, inclusive. The price reported in Column 8 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4. F3 · price: These shares were sold in multiple transactions at prices ranging from $16.54 to $16.70, inclusive. The price reported in Column 8 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4. F1 · derivative.exercise_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.exercise_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F1 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.expiration_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F3 · derivative.underlying_shares: These shares were sold in multiple transactions at prices ranging from $16.54 to $16.70, inclusive. The price reported in Column 8 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 12:36 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | SaleClass B Common Stock · Derivative | 3,989 | $17.28 | $68,929.92 |
DisclosureSEC source: 0001209191-20-050093 · doc4.xml · derivative · entry 1 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,201 Underlying: Class A Common Stock · 3,989 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.exercise_price: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F3 · shares: These shares were sold in multiple transactions at prices ranging from $17.22 to $17.35, inclusive. The price reported in Column 8 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4. F3 · price: These shares were sold in multiple transactions at prices ranging from $17.22 to $17.35, inclusive. The price reported in Column 8 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4. F1 · derivative.exercise_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.exercise_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F1 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.expiration_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F3 · derivative.underlying_shares: These shares were sold in multiple transactions at prices ranging from $17.22 to $17.35, inclusive. The price reported in Column 8 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4. Read SEC document |
| June 19, 2020 Filed Jun 22, 2020 20:15 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | SaleClass B Common Stock · Derivative | 1,058 | $16.50 | $17,457.00 |
DisclosureSEC source: 0001209191-20-038148 · doc4.xml · derivative · entry 1 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,190 Underlying: Class A Common Stock · 1,058 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.exercise_price: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F3 · shares: These shares were sold in multiple transactions, each at a price of $16.50. F1 · derivative.exercise_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.exercise_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F1 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.expiration_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F3 · derivative.underlying_shares: These shares were sold in multiple transactions, each at a price of $16.50. Read SEC document |
| June 02, 2020 Filed Apr 1, 2021 20:46 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass B Common Stock · Derivative | 722 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-024124 · doc4.xml · derivative · entry 2 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,361 Underlying: Class A Common Stock · 722 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On June 02, 2020, Mr. Cliff converted 40,625 shares of Class B Common Stock into 40,625 shares of Class A Common Stock, and, following such conversion, he sold 39,903 shares of Class A Common Stock. The sales were reported on the original Form 4's filed on June 22, 2020, September 11, 2020, September 14, 2020, September 16, 2020 and September 17, 2020. This amendment is being filed to reflect that Mr. Cliff continued to hold 722 shares of Class A Common Stock following such sales. F1 · kind: On June 02, 2020, Mr. Cliff converted 40,625 shares of Class B Common Stock into 40,625 shares of Class A Common Stock, and, following such conversion, he sold 39,903 shares of Class A Common Stock. The sales were reported on the original Form 4's filed on June 22, 2020, September 11, 2020, September 14, 2020, September 16, 2020 and September 17, 2020. This amendment is being filed to reflect that Mr. Cliff continued to hold 722 shares of Class A Common Stock following such sales. F1 · shares: On June 02, 2020, Mr. Cliff converted 40,625 shares of Class B Common Stock into 40,625 shares of Class A Common Stock, and, following such conversion, he sold 39,903 shares of Class A Common Stock. The sales were reported on the original Form 4's filed on June 22, 2020, September 11, 2020, September 14, 2020, September 16, 2020 and September 17, 2020. This amendment is being filed to reflect that Mr. Cliff continued to hold 722 shares of Class A Common Stock following such sales. F1 · price: On June 02, 2020, Mr. Cliff converted 40,625 shares of Class B Common Stock into 40,625 shares of Class A Common Stock, and, following such conversion, he sold 39,903 shares of Class A Common Stock. The sales were reported on the original Form 4's filed on June 22, 2020, September 11, 2020, September 14, 2020, September 16, 2020 and September 17, 2020. This amendment is being filed to reflect that Mr. Cliff continued to hold 722 shares of Class A Common Stock following such sales. F1 · derivative.exercise_date: On June 02, 2020, Mr. Cliff converted 40,625 shares of Class B Common Stock into 40,625 shares of Class A Common Stock, and, following such conversion, he sold 39,903 shares of Class A Common Stock. The sales were reported on the original Form 4's filed on June 22, 2020, September 11, 2020, September 14, 2020, September 16, 2020 and September 17, 2020. This amendment is being filed to reflect that Mr. Cliff continued to hold 722 shares of Class A Common Stock following such sales. F2 · derivative.exercise_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F3 · derivative.exercise_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F1 · derivative.expiration_date: On June 02, 2020, Mr. Cliff converted 40,625 shares of Class B Common Stock into 40,625 shares of Class A Common Stock, and, following such conversion, he sold 39,903 shares of Class A Common Stock. The sales were reported on the original Form 4's filed on June 22, 2020, September 11, 2020, September 14, 2020, September 16, 2020 and September 17, 2020. This amendment is being filed to reflect that Mr. Cliff continued to hold 722 shares of Class A Common Stock following such sales. F2 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F3 · derivative.expiration_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F1 · derivative.underlying_shares: On June 02, 2020, Mr. Cliff converted 40,625 shares of Class B Common Stock into 40,625 shares of Class A Common Stock, and, following such conversion, he sold 39,903 shares of Class A Common Stock. The sales were reported on the original Form 4's filed on June 22, 2020, September 11, 2020, September 14, 2020, September 16, 2020 and September 17, 2020. This amendment is being filed to reflect that Mr. Cliff continued to hold 722 shares of Class A Common Stock following such sales. Read SEC document |
| June 02, 2020 Filed Apr 1, 2021 20:46 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass A Common Stock | 722 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-024124 · doc4.xml · nonDerivative · entry 1 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On June 02, 2020, Mr. Cliff converted 40,625 shares of Class B Common Stock into 40,625 shares of Class A Common Stock, and, following such conversion, he sold 39,903 shares of Class A Common Stock. The sales were reported on the original Form 4's filed on June 22, 2020, September 11, 2020, September 14, 2020, September 16, 2020 and September 17, 2020. This amendment is being filed to reflect that Mr. Cliff continued to hold 722 shares of Class A Common Stock following such sales. F1 · shares: On June 02, 2020, Mr. Cliff converted 40,625 shares of Class B Common Stock into 40,625 shares of Class A Common Stock, and, following such conversion, he sold 39,903 shares of Class A Common Stock. The sales were reported on the original Form 4's filed on June 22, 2020, September 11, 2020, September 14, 2020, September 16, 2020 and September 17, 2020. This amendment is being filed to reflect that Mr. Cliff continued to hold 722 shares of Class A Common Stock following such sales. F1 · price: On June 02, 2020, Mr. Cliff converted 40,625 shares of Class B Common Stock into 40,625 shares of Class A Common Stock, and, following such conversion, he sold 39,903 shares of Class A Common Stock. The sales were reported on the original Form 4's filed on June 22, 2020, September 11, 2020, September 14, 2020, September 16, 2020 and September 17, 2020. This amendment is being filed to reflect that Mr. Cliff continued to hold 722 shares of Class A Common Stock following such sales. F2 · price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F3 · price: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F1 · balance_after: On June 02, 2020, Mr. Cliff converted 40,625 shares of Class B Common Stock into 40,625 shares of Class A Common Stock, and, following such conversion, he sold 39,903 shares of Class A Common Stock. The sales were reported on the original Form 4's filed on June 22, 2020, September 11, 2020, September 14, 2020, September 16, 2020 and September 17, 2020. This amendment is being filed to reflect that Mr. Cliff continued to hold 722 shares of Class A Common Stock following such sales. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 23:29 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantClass B Common Stock · Derivative | 30,562 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-009901 · doc4.xml · derivative · entry 1 Cliff Kelly Stevenson · CIK 0001730106 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 519,694 Underlying: Class A Common Stock · 30,562 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.exercise_price: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F3 · derivative.exercise_date: Subject to certain exceptions, the shares of Class B Common Stock vest as to 10,187 aggregate shares on March 31, 2021, 10,187 aggregate shares on March 31, 2022, and 10,188 aggregate shares on March 31, 2023. F1 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.expiration_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 20:52 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | Tax withholdingClass B Common Stock · Derivative | 35,446 | $16.36 | $579,896.56 |
DisclosureSEC source: 0001209191-20-022629 · doc4.xml · derivative · entry 1 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484,248 Underlying: Class A Common Stock · 35,446 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock F2 · derivative.exercise_price: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F3 · shares: Represents shares withheld by VCTR to satisfy withholding taxes due in connection with the vesting of certain restricted shares granted to Mr. Cliff on March 31, 2017 and March 31, 2019. Such restricted shares vested on March 31, 2020. The net settlement price was the closing stock price on March 31, 2020. F1 · derivative.exercise_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock F2 · derivative.exercise_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F1 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock F2 · derivative.expiration_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F3 · derivative.underlying_shares: Represents shares withheld by VCTR to satisfy withholding taxes due in connection with the vesting of certain restricted shares granted to Mr. Cliff on March 31, 2017 and March 31, 2019. Such restricted shares vested on March 31, 2020. The net settlement price was the closing stock price on March 31, 2020. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 20:08 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | Tax withholdingClass B Common Stock · Derivative | 3,211 | $17.28 | $55,486.08 |
DisclosureSEC source: 0001104659-20-032473 · a4.xml · derivative · entry 1 Cliff Kelly Stevenson · CIK 0001730106 · President, Invest. Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 489,132 Underlying: Class A Common Stock · 3,211 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.exercise_price: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F3 · shares: Represents shares withheld by VCTR to satisfy withholding taxes due in connection with the vesting of certain restricted shares granted to Mr. Cliff on March 10, 2017. Such restricted shares vested on March 10, 2020. The net settlement price was the closing stock price on March 10, 2020. F1 · derivative.exercise_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.exercise_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F1 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.expiration_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F3 · derivative.underlying_shares: Represents shares withheld by VCTR to satisfy withholding taxes due in connection with the vesting of certain restricted shares granted to Mr. Cliff on March 10, 2017. Such restricted shares vested on March 10, 2020. The net settlement price was the closing stock price on March 10, 2020. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 21:09 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | Tax withholdingClass B Common Stock · Derivative | 27,516 | $23.16 | $637,270.56 |
DisclosureSEC source: 0001104659-20-022442 · a4.xml · derivative · entry 1 Cliff Kelly Stevenson · CIK 0001730106 · President, Invest Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,343 Underlying: Class A Common Stock · 27,516 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.exercise_price: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F3 · shares: Represents shares withheld by VCTR to satisfy withholding taxes due in connection with the vesting of certain restricted shares granted to Mr. Cliff on March 31, 2017 and January 1, 2018. Such restricted shares vested in full on February 13, 2020. The net settlement price was the closing stock price on February 12, 2020. F1 · derivative.exercise_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.exercise_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F1 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.expiration_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F3 · derivative.underlying_shares: Represents shares withheld by VCTR to satisfy withholding taxes due in connection with the vesting of certain restricted shares granted to Mr. Cliff on March 31, 2017 and January 1, 2018. Such restricted shares vested in full on February 13, 2020. The net settlement price was the closing stock price on February 12, 2020. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 23:55 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | Tax withholdingClass B Common Stock · Derivative | 33,396 | $20.77 | $693,634.92 |
DisclosureSEC source: 0001104659-19-068396 · a4.xml · derivative · entry 1 Cliff Kelly Stevenson · CIK 0001730106 · President, Invest. Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 519,859 Underlying: Class A Common Stock · 33,396 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.exercise_price: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F3 · shares: Represents shares withheld by VCTR to satisfy withholding taxes due in connection with the vesting of certain restricted shares granted to Mr. Cliff on March 31, 2017 and January 1, 2018. Such restricted shares vested in full on November 26, 2019. The net settlement price was the closing stock price on November 25, 2019. F1 · derivative.exercise_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.exercise_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F1 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.expiration_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F3 · derivative.underlying_shares: Represents shares withheld by VCTR to satisfy withholding taxes due in connection with the vesting of certain restricted shares granted to Mr. Cliff on March 31, 2017 and January 1, 2018. Such restricted shares vested in full on November 26, 2019. The net settlement price was the closing stock price on November 25, 2019. Read SEC document |
| September 22, 2019 Filed Jan 13, 2020 23:39 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantStock Option (right to buy) · Derivative | 3,498 | $0.00 Strike: $13.52 | $0.00 |
DisclosureSEC source: 0001104659-20-003533 · a4.xml · derivative · entry 2 Cliff Kelly Stevenson · CIK 0001730106 · Pres Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,920 Underlying: Class B Common Stock · 3,498 shares Expires 2027-03-10 F1 · balance_after: On March 10, 2017, the reporting person was granted an option to purchase 99,920 shares of Class B Common Stock (after giving effect to Victory Capital Holdings, Inc.'s (the "Company's") 175.194 for 1 stock split on February 5, 2018 (the "Stock Split")). 12,490 of the shares vest based on the satisfaction of certain performance criteria, which were as previously reported met for 4,496 shares on April 30, 2018, were met for an additional 4,496 shares on August 31, 2019 and an additional 3,498 shares on September 22, 2019, when the Company determined that the performance criteria related to such shares had been satisfied. As previously reported on the Form 3, 87,430 of the shares have vested or will vest based on the passage of time. Read SEC document |
| August 31, 2019 Filed Jan 13, 2020 23:39 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantStock Option (right to buy) · Derivative | 4,496 | $0.00 Strike: $13.52 | $0.00 |
DisclosureSEC source: 0001104659-20-003533 · a4.xml · derivative · entry 1 Cliff Kelly Stevenson · CIK 0001730106 · Pres Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,442 Underlying: Class B Common Stock · 4,496 shares Expires 2027-03-10 F1 · balance_after: On March 10, 2017, the reporting person was granted an option to purchase 99,920 shares of Class B Common Stock (after giving effect to Victory Capital Holdings, Inc.'s (the "Company's") 175.194 for 1 stock split on February 5, 2018 (the "Stock Split")). 12,490 of the shares vest based on the satisfaction of certain performance criteria, which were as previously reported met for 4,496 shares on April 30, 2018, were met for an additional 4,496 shares on August 31, 2019 and an additional 3,498 shares on September 22, 2019, when the Company determined that the performance criteria related to such shares had been satisfied. As previously reported on the Form 3, 87,430 of the shares have vested or will vest based on the passage of time. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 17:37 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantClass B Common Stock · Derivative | 47,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-019261 · a4.xml · derivative · entry 1 Cliff Kelly Stevenson · CIK 0001730106 · President Investment Franchise 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553,255 Underlying: Class A Common Stock · 47,936 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.exercise_price: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. F3 · derivative.exercise_date: Subject to certain exceptions, the shares of Class B Common Stock vest as to 15,979 aggregate shares on March 31, 2020, 15,979 aggregate shares on March 31, 2021, and 15, 978 aggregate shares on March 31, 2022. F1 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.expiration_date: In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Cliff each share of Class B Common Stock held by Mr. Cliff or Mr. Cliff's permitted estate planning entities will convert into one share of Class A Common Stock. Read SEC document |
| April 30, 2018 Filed May 3, 2018 01:28 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantStock Option (right to buy) · Derivative | 4,496 | $0.00 Strike: $13.52 | $0.00 |
DisclosureSEC source: 0001104659-18-029988 · a4.xml · derivative · entry 5 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,926 Underlying: Class B Common Stock · 4,496 shares Expires 2027-03-10 F5 · balance_after: On March 10, 2017, the reporting person was granted an option to purchase 99,920 shares of Class B Common Stock (after giving effect to the Stock Split). 12,490 of the shares vest based on the satisfaction of certain performance criteria, which were met for 4,496 shares on April 30, 2018 when the Company's Compensation Committee determined that the performance criteria related to such shares had been satisfied. As previously reported on the Form 3, 87,430 of the shares have vested or will vest based on the passage of time. Read SEC document |
| April 30, 2018 Filed May 3, 2018 01:28 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantStock Option (right to buy) · Derivative | 9,273 | $0.00 Strike: $7.52 | $0.00 |
DisclosureSEC source: 0001104659-18-029988 · a4.xml · derivative · entry 4 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,110 Underlying: Class B Common Stock · 9,273 shares Expires 2026-04-15 F4 · balance_after: On April 15, 2016, the reporting person was granted an option to purchase 206,110 shares of Class B Common Stock (after giving effect to the Stock Split). 9,273 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018 when the Company's Compensation Committee determined that the performance criteria related to such shares had been satisfied. As previously reported on the Form 3, 196,837 of the shares have vested or will vest based on the passage of time. Read SEC document |
| April 30, 2018 Filed May 3, 2018 01:28 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantStock Option (right to buy) · Derivative | 813 | $0.00 Strike: $7.52 | $0.00 |
DisclosureSEC source: 0001104659-18-029988 · a4.xml · derivative · entry 3 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,034 Underlying: Class B Common Stock · 813 shares Expires 2026-03-11 F3 · balance_after: On March 11, 2016, the reporting person was granted an option to purchase 18,034 shares of Class B Common Stock (after giving effect to the Stock Split). 813 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018 when the Company's Compensation Committee determined that the performance criteria related to such shares had been satisfied. As previously reported on the Form 3, 17,221 of the shares have vested or will vest based on the passage of time. Read SEC document |
| April 30, 2018 Filed May 3, 2018 01:28 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantStock Option (right to buy) · Derivative | 1,126 | $0.00 Strike: $5.81 | $0.00 |
DisclosureSEC source: 0001104659-18-029988 · a4.xml · derivative · entry 2 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,027 Underlying: Class B Common Stock · 1,126 shares Expires 2025-10-29 F2 · balance_after: On October 29, 2015, the reporting person was granted an option to purchase 25,027 shares of Class B Common Stock (after giving effect to the Stock Split). 1,126 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018 when the Company's Compensation Committee determined that the performance criteria related to such shares had been satisfied. As previously reported on the Form 3, 23,901 of the shares have vested or will vest based on the passage of time. Read SEC document |
| April 30, 2018 Filed May 3, 2018 01:28 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantStock Option (right to buy) · Derivative | 3,380 | $0.00 Strike: $4.73 | $0.00 |
DisclosureSEC source: 0001104659-18-029988 · a4.xml · derivative · entry 1 Cliff Kelly Stevenson · CIK 0001730106 · Pres., Investment Franchises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,083 Underlying: Class B Common Stock · 3,380 shares Expires 2024-09-08 F1 · balance_after: On September 8, 2014, the reporting person was granted an option to purchase 75,083 shares of Class B Common Stock (after giving effect to Victory Capital Holdings, Inc.'s (the "Company's") 175.194 for 1 stock split on February 5, 2018 (the "Stock Split")). 3,380 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018 when the Company's Compensation Committee determined that the performance criteria related to such shares had been satisfied. As previously reported on the reporting person's Form 3 filed with the Securities and Exchange Commission on February 7, 2018, as amended May 2, 2018 (the "Form 3"), 71,703 of the shares have vested or will vest based on the passage of time. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.