Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Victory Capital Holdings, Inc.VCTR · Entity 3710 | Director | October 12, 2026 | October 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Victory Capital Holdings, Inc.
Report date October 12, 2026 · Filed October 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,846 |
Reported balance
After 2026-10-12 transaction · row 1
1 source rowRow 1 · 2026-10-12 · Grant · Acquired 259 · Balance 1,846 F1: These shares of Common Stock were issued to Mr. Davanzo at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $28,750. The price is based on the closing price of the Company's shares on October 12, 2026. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 190,812 |
Reported balance
Holding disclosure · report date 2026-10-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 190,812 F2: These securities are held directly by the Lawrence E. Davanzo and Christine Davanzo Revocable Trust, of which Mr. Davanzo serves as trustee. Mr. Davanzo disclaims beneficial ownership of the shares held by the Lawrence E. Davanzo and Christine Davanzo Revocable Trust except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Davanzo is the beneficial owner of the shares held by the Lawrence E. Davanzo and Christine Davanzo Revocable Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of Common Stock were issued to Mr. Davanzo at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $28,750. The price is based on the closing price of the Company's shares on October 12, 2026.
F2: These securities are held directly by the Lawrence E. Davanzo and Christine Davanzo Revocable Trust, of which Mr. Davanzo serves as trustee. Mr. Davanzo disclaims beneficial ownership of the shares held by the Lawrence E. Davanzo and Christine Davanzo Revocable Trust except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Davanzo is the beneficial owner of the shares held by the Lawrence E. Davanzo and Christine Davanzo Revocable Trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 12, 2026 Filed Oct 14, 2026 21:15 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantCommon Stock | 259 | $110.95 | $28,736.05 |
DisclosureSEC source: 0001193125-26-421811 · ownership.xml · nonDerivative · entry 1 Davanzo Lawrence · CIK 0001485162 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,846 F1 · price: These shares of Common Stock were issued to Mr. Davanzo at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $28,750. The price is based on the closing price of the Company's shares on October 12, 2026. Read SEC document |
| July 10, 2026 Filed Jul 14, 2026 21:14 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantCommon Stock | 311 | $92.24 | $28,686.64 |
DisclosureSEC source: 0001193125-26-303394 · ownership.xml · nonDerivative · entry 1 Davanzo Lawrence · CIK 0001485162 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,587 F1 · price: These shares of Common Stock were issued to Mr. Davanzo at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $28,750. The price is based on the closing price of the Company's shares on July 10, 2026. Read SEC document |
| April 10, 2026 Filed Apr 14, 2026 21:09 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantCommon Stock | 424 | $67.79 | $28,742.96 |
DisclosureSEC source: 0001193125-26-155081 · ownership.xml · nonDerivative · entry 1 Davanzo Lawrence · CIK 0001485162 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,276 F1 · price: These shares of Common Stock were issued to Mr. Davanzo at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $28,750. The price is based on the closing price of the Company's shares on April 10, 2026. Read SEC document |
| January 12, 2026 Filed Jan 14, 2026 22:49 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantCommon Stock | 417 | $68.93 | $28,743.81 |
DisclosureSEC source: 0001193125-26-013157 · ownership.xml · nonDerivative · entry 1 Davanzo Lawrence · CIK 0001485162 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 852 F1 · price: These shares of Common Stock were issued to Mr. Davanzo at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $28,750. The price is based on the closing price of the Company's shares on January 12, 2026. Read SEC document |
| October 10, 2025 Filed Oct 15, 2025 00:57 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantCommon Stock | 435 | $65.98 | $28,701.30 |
DisclosureSEC source: 0001193125-25-239365 · ownership.xml · nonDerivative · entry 1 Davanzo Lawrence · CIK 0001485162 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 435 F1 · price: These shares of Common Stock were issued to Mr. Davanzo at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $28,750. The price is based on the closing price of the Company's shares on October 10, 2025. Read SEC document |
| September 30, 2025 Filed Oct 10, 2025 18:52 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GiftCommon Stock | 21,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-236893 · ownership.xml · nonDerivative · entry 1 Davanzo Lawrence · CIK 0001485162 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · ownership.direct: On September 30, 2025, the reporting person transferred 21,342 shares of VCTR common stock to the Lawrence E. Davanzo and Christine Davanzo Revocable Trust for no consideration. Read SEC document |
| July 10, 2025 Filed Jul 14, 2025 20:23 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantCommon Stock | 434 | $66.24 | $28,748.16 |
DisclosureSEC source: 0000950170-25-095591 · ownership.xml · nonDerivative · entry 1 Davanzo Lawrence · CIK 0001485162 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,342 F1 · price: These shares of Common Stock were issued to Mr. Davanzo at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $28,750. The price is based on the closing price of the Company's shares on July 10, 2025. Read SEC document |
| April 10, 2025 Filed Apr 14, 2025 23:15 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantCommon Stock | 531 | $54.06 | $28,705.86 |
DisclosureSEC source: 0000950170-25-053858 · ownership.xml · nonDerivative · entry 1 Davanzo Lawrence · CIK 0001485162 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,908 F1 · price: These shares of Common Stock were issued to Mr. Davanzo at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $28,750. The price is based on the closing price of the Company's shares on April 10, 2025. Read SEC document |
| January 10, 2025 Filed Jan 14, 2025 22:10 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantCommon Stock | 407 | $61.36 | $24,973.52 |
DisclosureSEC source: 0000950170-25-005457 · ownership.xml · nonDerivative · entry 1 Davanzo Lawrence · CIK 0001485162 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,377 F1 · price: These shares of Common Stock were issued to Mr. Davanzo at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price is based on the closing price of the Company's shares on January 10, 2025. Read SEC document |
| October 10, 2024 Filed Oct 15, 2024 20:43 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantCommon Stock | 436 | $57.30 | $24,982.80 |
DisclosureSEC source: 0000950170-24-114727 · ownership.xml · nonDerivative · entry 1 Davanzo Lawrence · CIK 0001485162 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,970 F1 · price: These shares of Common Stock were issued to Mr. Davanzo at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price is based on the closing price of the Company's shares on October 10, 2024. Read SEC document |
| July 10, 2024 Filed Jul 12, 2024 14:15 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantCommon Stock | 520 | $48.00 | $24,960.00 |
DisclosureSEC source: 0000950170-24-083106 · ownership.xml · nonDerivative · entry 1 Davanzo Lawrence · CIK 0001485162 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,534 F1 · price: These shares of Common Stock were issued to Mr. Davanzo at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price is based on the closing price of the Company's shares on July 10, 2024. Read SEC document |
| April 10, 2024 Filed Apr 12, 2024 21:23 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantCommon Stock | 573 | $43.58 | $24,971.34 |
DisclosureSEC source: 0000950170-24-044149 · ownership.xml · nonDerivative · entry 1 Davanzo Lawrence · CIK 0001485162 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,014 F1 · price: These shares of Common Stock were issued to Mr. Davanzo at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price is based on the closing price of the Company's shares on April 10, 2024. Read SEC document |
| January 10, 2024 Filed Jan 12, 2024 23:59 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantCommon Stock | 757 | $32.99 | $24,973.43 |
DisclosureSEC source: 0001209191-24-001582 · doc4.xml · nonDerivative · entry 1 Davanzo Lawrence · CIK 0001485162 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,441 F1 · price: These shares of Common Stock were issued to Mr. Davanzo at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price is based on the closing price of the Company's shares on January 10, 2024. Read SEC document |
| October 10, 2023 Filed Oct 13, 2023 00:21 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantCommon Stock | 785 | $31.82 | $24,978.70 |
DisclosureSEC source: 0001209191-23-052730 · doc4.xml · nonDerivative · entry 1 Davanzo Lawrence · CIK 0001485162 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,684 F1 · price: These shares of Common Stock were issued to Mr. Davanzo at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price is based on the closing price of the Company's shares on October 10, 2023. Read SEC document |
| July 10, 2023 Filed Jul 12, 2023 23:21 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantCommon Stock | 758 | $32.94 | $24,968.52 |
DisclosureSEC source: 0001209191-23-042118 · doc4.xml · nonDerivative · entry 1 Davanzo Lawrence · CIK 0001485162 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,899 F1 · price: These shares of Common Stock were issued to Mr. Davanzo at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price is based on the closing price of the Company's shares on July 10, 2023. Read SEC document |
| April 10, 2023 Filed Apr 12, 2023 23:02 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantCommon Stock | 853 | $29.30 | $24,992.90 |
DisclosureSEC source: 0001209191-23-024175 · doc4.xml · nonDerivative · entry 1 Davanzo Lawrence · CIK 0001485162 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,141 F1 · price: These shares of Common Stock were issued to Mr. Davanzo at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price is based on the closing price of the Company's shares on April 10, 2023. Read SEC document |
| January 10, 2023 Filed Jan 12, 2023 21:59 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantCommon Stock | 860 | $29.06 | $24,991.60 |
DisclosureSEC source: 0001209191-23-003165 · doc4.xml · nonDerivative · entry 1 Davanzo Lawrence · CIK 0001485162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,288 F1 · price: These shares of Common Stock were issued to Mr. Davanzo at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price is based on the closing price of the Company's shares on January 10, 2023. Read SEC document |
| October 10, 2022 Filed Oct 12, 2022 23:24 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantCommon Stock | 976 | $25.60 | $24,985.60 |
DisclosureSEC source: 0001209191-22-053505 · doc4.xml · nonDerivative · entry 1 Davanzo Lawrence · CIK 0001485162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,428 F1 · price: These shares of Common Stock were issued to Mr. Davanzo at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price is based on the closing price of the Company's shares on October 10, 2022. Read SEC document |
| July 11, 2022 Filed Jul 14, 2022 01:16 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantCommon Stock | 1,059 | $23.60 | $24,992.40 |
DisclosureSEC source: 0001209191-22-042085 · doc4.xml · nonDerivative · entry 1 Davanzo Lawrence · CIK 0001485162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,452 F1 · price: These shares of Common Stock were issued to Mr. Davanzo at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price is based on the closing price of the Company's shares on July 11, 2022. Read SEC document |
| April 11, 2022 Filed Apr 13, 2022 20:57 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantCommon Stock | 933 | $26.79 | $24,995.07 |
DisclosureSEC source: 0001209191-22-024298 · doc4.xml · nonDerivative · entry 1 Davanzo Lawrence · CIK 0001485162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,393 F1 · price: These shares of Common Stock were issued to Mr. Davanzo at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price is based on the closing price of the Company's shares on April 11, 2022. Read SEC document |
| January 10, 2022 Filed Jan 13, 2022 02:26 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantCommon Stock | 1,444 | $33.74 | $48,720.56 |
DisclosureSEC source: 0001209191-22-003141 · doc4.xml · nonDerivative · entry 1 Davanzo Lawrence · CIK 0001485162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,460 F1 · price: These shares of Common Stock were issued to Mr. Davanzo at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000 and (ii) Mr. Davanzo's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $21,250 (iii) Mr. Davanzo's election in lieu of director fees for service as a member of the Company's Audit Committee payable in cash in the amount of $2,500. The price is based on the closing price of the Company's shares on January 10, 2022. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 01:01 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass B Common Stock · Derivative | 149,470 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-066653 · doc4.xml · derivative · entry 4 Davanzo Lawrence · CIK 0001485162 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 149,470 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On November 19, 2021, Victory Capital Holdings, Inc., the Company, held a special meeting of stockholders at which the stockholders approved an amendment to the Companys certificate of incorporation to convert all outstanding shares of Class B Common Stock into an equal number of shares of Class A Common Stock on a one-for-one basis, the Conversion. The Conversion was effective on November 23, 2021, upon the Companys filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F1 · price: On November 19, 2021, Victory Capital Holdings, Inc., the Company, held a special meeting of stockholders at which the stockholders approved an amendment to the Companys certificate of incorporation to convert all outstanding shares of Class B Common Stock into an equal number of shares of Class A Common Stock on a one-for-one basis, the Conversion. The Conversion was effective on November 23, 2021, upon the Companys filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F1 · derivative.exercise_date: On November 19, 2021, Victory Capital Holdings, Inc., the Company, held a special meeting of stockholders at which the stockholders approved an amendment to the Companys certificate of incorporation to convert all outstanding shares of Class B Common Stock into an equal number of shares of Class A Common Stock on a one-for-one basis, the Conversion. The Conversion was effective on November 23, 2021, upon the Companys filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F1 · derivative.expiration_date: On November 19, 2021, Victory Capital Holdings, Inc., the Company, held a special meeting of stockholders at which the stockholders approved an amendment to the Companys certificate of incorporation to convert all outstanding shares of Class B Common Stock into an equal number of shares of Class A Common Stock on a one-for-one basis, the Conversion. The Conversion was effective on November 23, 2021, upon the Companys filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F2 · ownership.nature: These securities are held directly by the Lawrence E. Davanzo and Christine Davanzo Revocable Trust, of which Mr. Davanzo serves as trustee. Mr. Davanzo disclaims beneficial ownership of the shares held by the Lawrence E. Davanzo and Christine Davanzo Revocable Trust except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Davanzo is the beneficial owner of the shares held by the Lawrence E. Davanzo and Christine Davanzo Revocable Trust. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 01:01 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionClass B Common Stock · Derivative | 10,016 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-066653 · doc4.xml · derivative · entry 3 Davanzo Lawrence · CIK 0001485162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,016 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On November 19, 2021, Victory Capital Holdings, Inc., the Company, held a special meeting of stockholders at which the stockholders approved an amendment to the Companys certificate of incorporation to convert all outstanding shares of Class B Common Stock into an equal number of shares of Class A Common Stock on a one-for-one basis, the Conversion. The Conversion was effective on November 23, 2021, upon the Companys filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F1 · price: On November 19, 2021, Victory Capital Holdings, Inc., the Company, held a special meeting of stockholders at which the stockholders approved an amendment to the Companys certificate of incorporation to convert all outstanding shares of Class B Common Stock into an equal number of shares of Class A Common Stock on a one-for-one basis, the Conversion. The Conversion was effective on November 23, 2021, upon the Companys filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F1 · derivative.exercise_date: On November 19, 2021, Victory Capital Holdings, Inc., the Company, held a special meeting of stockholders at which the stockholders approved an amendment to the Companys certificate of incorporation to convert all outstanding shares of Class B Common Stock into an equal number of shares of Class A Common Stock on a one-for-one basis, the Conversion. The Conversion was effective on November 23, 2021, upon the Companys filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F1 · derivative.expiration_date: On November 19, 2021, Victory Capital Holdings, Inc., the Company, held a special meeting of stockholders at which the stockholders approved an amendment to the Companys certificate of incorporation to convert all outstanding shares of Class B Common Stock into an equal number of shares of Class A Common Stock on a one-for-one basis, the Conversion. The Conversion was effective on November 23, 2021, upon the Companys filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 01:01 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionCommon Stock | 10,016 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-066653 · doc4.xml · nonDerivative · entry 2 Davanzo Lawrence · CIK 0001485162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On November 19, 2021, Victory Capital Holdings, Inc., the Company, held a special meeting of stockholders at which the stockholders approved an amendment to the Companys certificate of incorporation to convert all outstanding shares of Class B Common Stock into an equal number of shares of Class A Common Stock on a one-for-one basis, the Conversion. The Conversion was effective on November 23, 2021, upon the Companys filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 01:01 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | ConversionCommon Stock | 149,470 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-066653 · doc4.xml · nonDerivative · entry 1 Davanzo Lawrence · CIK 0001485162 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 169,470 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On November 19, 2021, Victory Capital Holdings, Inc., the Company, held a special meeting of stockholders at which the stockholders approved an amendment to the Companys certificate of incorporation to convert all outstanding shares of Class B Common Stock into an equal number of shares of Class A Common Stock on a one-for-one basis, the Conversion. The Conversion was effective on November 23, 2021, upon the Companys filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. F2 · ownership.nature: These securities are held directly by the Lawrence E. Davanzo and Christine Davanzo Revocable Trust, of which Mr. Davanzo serves as trustee. Mr. Davanzo disclaims beneficial ownership of the shares held by the Lawrence E. Davanzo and Christine Davanzo Revocable Trust except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Davanzo is the beneficial owner of the shares held by the Lawrence E. Davanzo and Christine Davanzo Revocable Trust. Read SEC document |
| October 11, 2021 Filed Oct 13, 2021 19:57 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantClass B Common Stock · Derivative | 1,353 | $36.03 | $48,748.59 |
DisclosureSEC source: 0001209191-21-060348 · doc4.xml · derivative · entry 2 Davanzo Lawrence · CIK 0001485162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,016 Underlying: Class A Common Stock · 1,353 shares Expires not disclosed F2 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Davanzo, shares of Class B Common Stock held by Mr. Davanzo or Mr. Davanzo's permitted estate planning entities will convert into Class A Common Stock. F3 · price: These shares of Class B Common Stock were issued to Mr. Davanzo at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000 and (ii) Mr. Davanzo's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $21,250 (iii) Mr. Davanzo's election in lieu of director fees for service as a member of the Company's Audit Committee payable in cash in the amount of $2,500. The price of the derivative security is based on the closing price of the Company's shares on October 11, 2021. F2 · derivative.exercise_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Davanzo, shares of Class B Common Stock held by Mr. Davanzo or Mr. Davanzo's permitted estate planning entities will convert into Class A Common Stock. F2 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Davanzo, shares of Class B Common Stock held by Mr. Davanzo or Mr. Davanzo's permitted estate planning entities will convert into Class A Common Stock. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 20:11 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantClass B Common Stock · Derivative | 1,477 | $33.00 | $48,741.00 |
DisclosureSEC source: 0001209191-21-046663 · doc4.xml · derivative · entry 2 Davanzo Lawrence · CIK 0001485162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,663 Underlying: Class A Common Stock · 1,477 shares Expires not disclosed F2 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Davanzo, shares of Class B Common Stock held by Mr. Davanzo or Mr. Davanzo's permitted estate planning entities will convert into Class A Common Stock. F3 · price: These shares of Class B Common Stock were issued to Mr. Davanzo at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000 and (ii) Mr. Davanzo's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $21,250 (iii) Mr. Davanzo's election in lieu of director fees for service as a member of the Company's Audit Committee payable in cash in the amount of $2,500. The price of the derivative security is based on the closing price of the Company's shares on July 12, 2021. F2 · derivative.exercise_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Davanzo, shares of Class B Common Stock held by Mr. Davanzo or Mr. Davanzo's permitted estate planning entities will convert into Class A Common Stock. F2 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Davanzo, shares of Class B Common Stock held by Mr. Davanzo or Mr. Davanzo's permitted estate planning entities will convert into Class A Common Stock. Read SEC document |
| April 12, 2021 Filed Apr 14, 2021 23:58 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantClass B Common Stock · Derivative | 1,722 | $28.31 | $48,749.82 |
DisclosureSEC source: 0001209191-21-026741 · doc4.xml · derivative · entry 2 Davanzo Lawrence · CIK 0001485162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,186 Underlying: Class A Common Stock · 1,722 shares Expires not disclosed F2 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Davanzo, shares of Class B Common Stock held by Mr. Davanzo or Mr. Davanzo's permitted estate planning entities will convert into Class A Common Stock. F3 · price: These shares of Class B Common Stock were issued to Mr. Davanzo at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000 and (ii) Mr. Davanzo's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $21,250 (iii) Mr. Davanzo's election in lieu of director fees for service as a member of the Company's Audit Committee payable in cash in the amount of $2,500. The price of the derivative security is based on the closing price of the Company's shares on April 12, 2021. F2 · derivative.exercise_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Davanzo, shares of Class B Common Stock held by Mr. Davanzo or Mr. Davanzo's permitted estate planning entities will convert into Class A Common Stock. F2 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Davanzo, shares of Class B Common Stock held by Mr. Davanzo or Mr. Davanzo's permitted estate planning entities will convert into Class A Common Stock. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 19:32 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantClass B Common Stock · Derivative | 1,063 | $23.50 | $24,980.50 |
DisclosureSEC source: 0001209191-21-003387 · doc4.xml · derivative · entry 1 Davanzo Lawrence · CIK 0001485162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,464 Underlying: Class A Common Stock · 1,063 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Davanzo, shares of Class B Common Stock held by Mr. Davanzo or Mr. Davanzo's permitted estate planning entities will convert into Class A Common Stock. F2 · price: These shares of Class B Common Stock were issued to Mr. Davanzo at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price of the derivative security is based on the closing price of the Company's shares on January 11, 2021. F1 · derivative.exercise_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Davanzo, shares of Class B Common Stock held by Mr. Davanzo or Mr. Davanzo's permitted estate planning entities will convert into Class A Common Stock. F1 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Davanzo, shares of Class B Common Stock held by Mr. Davanzo or Mr. Davanzo's permitted estate planning entities will convert into Class A Common Stock. Read SEC document |
| October 12, 2020 Filed Oct 13, 2020 20:53 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantClass B Common Stock · Derivative | 1,319 | $18.94 | $24,981.86 |
DisclosureSEC source: 0001209191-20-054664 · doc4.xml · derivative · entry 1 Davanzo Lawrence · CIK 0001485162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,401 Underlying: Class A Common Stock · 1,319 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Davanzo, shares of Class B Common Stock held by Mr. Davanzo or Mr. Davanzo's permitted estate planning entities will convert into Class A Common Stock. F2 · price: These shares of Class B Common Stock were issued to Mr. Davanzo at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price of the derivative security is based on the closing price of the Company's shares on October 12, 2020. F1 · derivative.exercise_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Davanzo, shares of Class B Common Stock held by Mr. Davanzo or Mr. Davanzo's permitted estate planning entities will convert into Class A Common Stock. F1 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Davanzo, shares of Class B Common Stock held by Mr. Davanzo or Mr. Davanzo's permitted estate planning entities will convert into Class A Common Stock. Read SEC document |
| July 10, 2020 Filed Jul 13, 2020 20:48 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantClass B Common Stock · Derivative | 1,333 | $18.75 | $24,993.75 |
DisclosureSEC source: 0001209191-20-042289 · doc4.xml · derivative · entry 1 Davanzo Lawrence · CIK 0001485162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,082 Underlying: Class A Common Stock · 1,333 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Davanzo, shares of Class B Common Stock held by Mr. Davanzo or Mr. Davanzo's permitted estate planning entities will convert into Class A Common Stock. F2 · price: These shares of Class B Common Stock were issued to Mr. Davanzo at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price of the derivative security is based on the closing price of the Company's shares on July 10, 2020. F1 · derivative.exercise_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Davanzo, shares of Class B Common Stock held by Mr. Davanzo or Mr. Davanzo's permitted estate planning entities will convert into Class A Common Stock. F1 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Davanzo, shares of Class B Common Stock held by Mr. Davanzo or Mr. Davanzo's permitted estate planning entities will convert into Class A Common Stock. Read SEC document |
| April 13, 2020 Filed Apr 15, 2020 00:14 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | GrantClass B Common Stock · Derivative | 1,749 | $14.29 | $24,993.21 |
DisclosureSEC source: 0001209191-20-024405 · doc4.xml · derivative · entry 1 Davanzo Lawrence · CIK 0001485162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,749 Underlying: Class A Common Stock · 1,749 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Davanzo, shares of Class B Common Stock held by Mr. Davanzo or Mr. Davanzo's permitted estate planning entities will convert into Class A Common Stock. F2 · price: These shares of Class B Common Stock were issued to Mr. Davanzo at the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000. The price of the derivative security is based on the closing price of the Company's shares on April 13, 2020. F1 · derivative.exercise_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Davanzo, shares of Class B Common Stock held by Mr. Davanzo or Mr. Davanzo's permitted estate planning entities will convert into Class A Common Stock. F1 · derivative.expiration_date: The shares of Class B Common Stock of the Issuer ("Class B Common Stock") are convertible into Class A Common Stock of the Issuer ("Class A Common Stock") on a one-to-one basis at the option of the holder and have no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock. In addition, (i) each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended and restated certificate of incorporation, or (ii) in the event of the death of Mr. Davanzo, shares of Class B Common Stock held by Mr. Davanzo or Mr. Davanzo's permitted estate planning entities will convert into Class A Common Stock. Read SEC document |
| February 28, 2018 Filed Mar 3, 2018 01:32 UTC | Victory Capital Holdings, Inc. VCTR · Entity 3710 | PurchaseClass A Common Stock | 20,000 | $12.90 | $258,000.00 |
DisclosureSEC source: 0001104659-18-014556 · a4.xml · nonDerivative · entry 1 Davanzo Lawrence · CIK 0001485162 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 20,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.89 to $12.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · ownership.nature: These securities are held directly by the Lawrence & Christine Davanzo Family Trust, of which Mr. Davanzo serves as trustee. Mr. Davanzo disclaims beneficial ownership of the shares held by the Lawrence & Christine Davanzo Family Trust except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Davanzo is the beneficial owner of the shares held by the Lawrence & Christine Davanzo Family Trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.