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Crestview Victory, L.P.

Disclosed activity across 1 company

Tapewire entity
30501
SEC CIK
0001703029

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Reported relationships

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CompanyLast reported asReport datePublished
Victory Capital Holdings, Inc.VCTR · Entity 3710DirectorOctober 12, 2026October 14, 2026

Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Victory Capital Holdings, Inc.

Report date October 12, 2026 · Filed October 14, 2026

Jointly reported with Crestview Partners II GP, L.P., Crestview Advisors, L.L.C., Delaney Robert V. Jr.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee Footnotes1,996,417 Reported balance After 2026-10-12 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2026-10-12 · Grant · Acquired 259 · Balance 1,996,417

F1: Reflects the issuance of 259 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $28,750. The price is based on the closing price of the Company's shares on October 12, 2026. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F3: Mr. Delaney is a member of the Issuer's board of directors, and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F4: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.

F6: Reflects shares indirectly held by Mr. Delaney through The 2010 Delaney Family LLC, an entity which Mr. Delaney controls.

Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee Footnotes491,682 Reported balance Holding disclosure · report date 2026-10-12 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 491,682

F3: Mr. Delaney is a member of the Issuer's board of directors, and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F4: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.

F5: Reflects shares indirectly held by Mr. Delaney through The 2007 Delaney Family LLC, an entity which Mr. Delaney controls.

Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee Footnotes2,420 Reported balance Holding disclosure · report date 2026-10-12 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 2,420

F3: Mr. Delaney is a member of the Issuer's board of directors, and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F4: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.

F6: Reflects shares indirectly held by Mr. Delaney through The 2010 Delaney Family LLC, an entity which Mr. Delaney controls.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the issuance of 259 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $28,750. The price is based on the closing price of the Company's shares on October 12, 2026. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F3: Mr. Delaney is a member of the Issuer's board of directors, and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F4: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.

F5: Reflects shares indirectly held by Mr. Delaney through The 2007 Delaney Family LLC, an entity which Mr. Delaney controls.

F6: Reflects shares indirectly held by Mr. Delaney through The 2010 Delaney Family LLC, an entity which Mr. Delaney controls.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 12, 2026 Filed Oct 14, 2026 21:09 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 GrantCommon Stock, par value $0.01 per share 259 $110.95 $28,736.05
Disclosure

SEC source: 0000950142-26-002769 · es260842916_4-vctr.xml · nonDerivative · entry 1

Crestview Partners II GP, L.P. · CIK 0001505639 · Director

Crestview Victory, L.P. · CIK 0001703029 · Director

Crestview Advisors, L.L.C. · CIK 0001559054 · Director

Delaney Robert V. Jr. · CIK 0001641555 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,996,417

F1 · shares: Reflects the issuance of 259 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $28,750. The price is based on the closing price of the Company's shares on October 12, 2026. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F1 · price: Reflects the issuance of 259 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $28,750. The price is based on the closing price of the Company's shares on October 12, 2026. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2 · balance_after: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F1 · ownership.nature: Reflects the issuance of 259 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $28,750. The price is based on the closing price of the Company's shares on October 12, 2026. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2 · ownership.nature: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F3 · ownership.nature: Mr. Delaney is a member of the Issuer's board of directors, and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.

F6 · ownership.nature: Reflects shares indirectly held by Mr. Delaney through The 2010 Delaney Family LLC, an entity which Mr. Delaney controls.

Read SEC document
July 10, 2026 Filed Jul 14, 2026 20:42 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 GrantCommon Stock, par value $0.01 per share 311 $92.24 $28,686.64
Disclosure

SEC source: 0000950142-26-002055 · es260806059_4-vctr.xml · nonDerivative · entry 1

Crestview Partners II GP, L.P. · CIK 0001505639 · Director

Crestview Victory, L.P. · CIK 0001703029 · Director

Crestview Advisors, L.L.C. · CIK 0001559054 · Director

Delaney Robert V. Jr. · CIK 0001641555 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,996,158

F1 · shares: Reflects the issuance of 311 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $28,750. The price is based on the closing price of the Company's shares on July 10, 2026. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F1 · price: Reflects the issuance of 311 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $28,750. The price is based on the closing price of the Company's shares on July 10, 2026. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2 · balance_after: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F1 · ownership.nature: Reflects the issuance of 311 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $28,750. The price is based on the closing price of the Company's shares on July 10, 2026. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2 · ownership.nature: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F3 · ownership.nature: Mr. Delaney is a member of the Issuer's board of directors, and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.

F6 · ownership.nature: Reflects shares indirectly held by Mr. Delaney through The 2010 Delaney Family LLC, an entity which Mr. Delaney controls.

Read SEC document
May 29, 2026 Filed May 29, 2026 11:30 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 OtherCommon Stock, par value $0.01 per share 39,742 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-26-001528 · es260781425_4-vctr.xml · nonDerivative · entry 2

Crestview Partners II GP, L.P. · CIK 0001505639 · Director

Crestview Victory, L.P. · CIK 0001703029 · Director

Crestview Advisors, L.L.C. · CIK 0001559054 · Director

Delaney Robert V. Jr. · CIK 0001641555 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 491,682

F1 · kind: Reflects a pro rata distribution of common stock held by each of Crestview Partners II GP, L.P. ("Crestview GP") and Crestview Victory, L.P. to each of its applicable partners for no consideration.

F1 · shares: Reflects a pro rata distribution of common stock held by each of Crestview Partners II GP, L.P. ("Crestview GP") and Crestview Victory, L.P. to each of its applicable partners for no consideration.

F1 · price: Reflects a pro rata distribution of common stock held by each of Crestview Partners II GP, L.P. ("Crestview GP") and Crestview Victory, L.P. to each of its applicable partners for no consideration.

F1 · balance_after: Reflects a pro rata distribution of common stock held by each of Crestview Partners II GP, L.P. ("Crestview GP") and Crestview Victory, L.P. to each of its applicable partners for no consideration.

F4 · ownership.nature: Mr. Delaney is a member of the Issuer's board of directors and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.

F6 · ownership.nature: Reflects shares indirectly held by Mr. Delaney through The 2007 Delaney Family LLC, an entity which Mr. Delaney controls.

Read SEC document
May 29, 2026 Filed May 29, 2026 11:30 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 OtherCommon Stock, par value $0.01 per share 2,100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-26-001528 · es260781425_4-vctr.xml · nonDerivative · entry 1

Crestview Partners II GP, L.P. · CIK 0001505639 · Director

Crestview Victory, L.P. · CIK 0001703029 · Director

Crestview Advisors, L.L.C. · CIK 0001559054 · Director

Delaney Robert V. Jr. · CIK 0001641555 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,995,847

F1 · kind: Reflects a pro rata distribution of common stock held by each of Crestview Partners II GP, L.P. ("Crestview GP") and Crestview Victory, L.P. to each of its applicable partners for no consideration.

F1 · shares: Reflects a pro rata distribution of common stock held by each of Crestview Partners II GP, L.P. ("Crestview GP") and Crestview Victory, L.P. to each of its applicable partners for no consideration.

F1 · price: Reflects a pro rata distribution of common stock held by each of Crestview Partners II GP, L.P. ("Crestview GP") and Crestview Victory, L.P. to each of its applicable partners for no consideration.

F1 · balance_after: Reflects a pro rata distribution of common stock held by each of Crestview Partners II GP, L.P. ("Crestview GP") and Crestview Victory, L.P. to each of its applicable partners for no consideration.

F2 · ownership.nature: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. (including shares issued under the Issuer's 2018 Stock Incentive Plan in lieu of quarterly cash director fees for Mr. Delaney's service on the Issuer's board of directors, for which Mr. Delaney has previously assigned all rights, title and interest in such shares Crestview Advisors, L.L.C.). Crestview GP exercises voting and dispositive power over shares held by Crestview Victory, L.P.

F3 · ownership.nature: Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F4 · ownership.nature: Mr. Delaney is a member of the Issuer's board of directors and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.

Read SEC document
April 10, 2026 Filed Apr 14, 2026 12:03 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 GrantCommon Stock, par value $0.01 per share 424 $67.79 $28,742.96
Disclosure

SEC source: 0000950142-26-001116 · es260765588_4-vctr.xml · nonDerivative · entry 1

Crestview Partners II GP, L.P. · CIK 0001505639 · Director

Crestview Victory, L.P. · CIK 0001703029 · Director

Crestview Advisors, L.L.C. · CIK 0001559054 · Director

Delaney Robert V. Jr. · CIK 0001641555 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,095,847

F1 · shares: Reflects the issuance of 424 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $28,750. The price is based on the closing price of the Company's shares on April 10, 2026. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F1 · price: Reflects the issuance of 424 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $28,750. The price is based on the closing price of the Company's shares on April 10, 2026. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2 · balance_after: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F1 · ownership.nature: Reflects the issuance of 424 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $28,750. The price is based on the closing price of the Company's shares on April 10, 2026. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2 · ownership.nature: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F3 · ownership.nature: Mr. Delaney is a member of the Issuer's board of directors, and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.

F6 · ownership.nature: Reflects shares indirectly held by Mr. Delaney through The 2010 Delaney Family LLC, an entity which Mr. Delaney controls.

Read SEC document
January 12, 2026 Filed Jan 14, 2026 22:29 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 GrantCommon Stock, par value $0.01 per share 417 $68.93 $28,743.81
Disclosure

SEC source: 0000950142-26-000163 · es260725463_4-vctr.xml · nonDerivative · entry 1

Crestview Partners II GP, L.P. · CIK 0001505639 · Director

Crestview Victory, L.P. · CIK 0001703029 · Director

Crestview Advisors, L.L.C. · CIK 0001559054 · Director

Delaney Robert V. Jr. · CIK 0001641555 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,095,423

F1 · shares: Reflects the issuance of 417 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $28,750. The price is based on the closing price of the Company's shares on January 12, 2026. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F1 · price: Reflects the issuance of 417 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $28,750. The price is based on the closing price of the Company's shares on January 12, 2026. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2 · balance_after: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F1 · ownership.nature: Reflects the issuance of 417 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $28,750. The price is based on the closing price of the Company's shares on January 12, 2026. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2 · ownership.nature: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F3 · ownership.nature: Mr. Delaney is a member of the Issuer's board of directors, and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.

F6 · ownership.nature: Reflects shares indirectly held by Mr. Delaney through The 2010 Delaney Family LLC, an entity which Mr. Delaney controls.

Read SEC document
October 10, 2025 Filed Oct 14, 2025 20:03 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 GrantCommon Stock, par value $0.01 per share 435 $65.98 $28,701.30
Disclosure

SEC source: 0000950142-25-002780 · es250691298_4-vctr.xml · nonDerivative · entry 1

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Delaney Robert V. Jr. · CIK 0001641555 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,117,273

F1 · shares: Reflects the issuance of 435 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $28,750. The price is based on the closing price of the Company's shares on October 10, 2025. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F1 · price: Reflects the issuance of 435 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $28,750. The price is based on the closing price of the Company's shares on October 10, 2025. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2 · balance_after: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F1 · ownership.nature: Reflects the issuance of 435 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $28,750. The price is based on the closing price of the Company's shares on October 10, 2025. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2 · ownership.nature: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F3 · ownership.nature: Mr. Delaney is a member of the Issuer's board of directors, and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.

Read SEC document
October 10, 2025 Filed Jan 14, 2026 22:26 UTC Amendment Victory Capital Holdings, Inc. VCTR · Entity 3710 GrantCommon Stock, par value $0.01 per share 435 $65.98 $28,701.30
Disclosure

SEC source: 0000950142-26-000162 · es260726237_4a1-vctr.xml · nonDerivative · entry 1

Crestview Partners II GP, L.P. · CIK 0001505639 · Director

Crestview Victory, L.P. · CIK 0001703029 · Director

Crestview Advisors, L.L.C. · CIK 0001559054 · Director

Delaney Robert V. Jr. · CIK 0001641555 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,095,006

F1 · shares: Reflects the issuance of 435 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $28,750. The price is based on the closing price of the Company's shares on October 10, 2025. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F1 · price: Reflects the issuance of 435 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $28,750. The price is based on the closing price of the Company's shares on October 10, 2025. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2 · balance_after: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F1 · ownership.nature: Reflects the issuance of 435 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $28,750. The price is based on the closing price of the Company's shares on October 10, 2025. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2 · ownership.nature: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F3 · ownership.nature: Mr. Delaney is a member of the Issuer's board of directors, and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.

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August 20, 2025 Filed Aug 20, 2025 13:06 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 OtherCommon Stock, par value $0.01 per share 2,420 $0.00 $0.00
Disclosure

SEC source: 0000950142-25-002238 · es250669578_4-vctr.xml · nonDerivative · entry 4

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Delaney Robert V. Jr. · CIK 0001641555 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,420

F2 · kind: Reflects a pro rata distribution of common stock held by Crestview Advisors, LLC to each of its applicable partners for no consideration.

F2 · shares: Reflects a pro rata distribution of common stock held by Crestview Advisors, LLC to each of its applicable partners for no consideration.

F2 · price: Reflects a pro rata distribution of common stock held by Crestview Advisors, LLC to each of its applicable partners for no consideration.

F2 · balance_after: Reflects a pro rata distribution of common stock held by Crestview Advisors, LLC to each of its applicable partners for no consideration.

F5 · ownership.nature: Mr. Delaney is a member of the Issuer's board of directors and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.

F8 · ownership.nature: Reflects shares indirectly held by Mr. Delaney through The 2010 Delaney Family LLC, an entity which Mr. Delaney controls.

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August 20, 2025 Filed Aug 20, 2025 13:06 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 OtherCommon Stock, par value $0.01 per share 38,875 $0.00 $0.00
Disclosure

SEC source: 0000950142-25-002238 · es250669578_4-vctr.xml · nonDerivative · entry 3

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Delaney Robert V. Jr. · CIK 0001641555 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 451,940

F1 · kind: Reflects a pro rata distribution of common stock held by each of Crestview Partners II GP, L.P. ("Crestview GP") and Crestview Victory, L.P. to each of its applicable partners for no consideration.

F1 · shares: Reflects a pro rata distribution of common stock held by each of Crestview Partners II GP, L.P. ("Crestview GP") and Crestview Victory, L.P. to each of its applicable partners for no consideration.

F1 · price: Reflects a pro rata distribution of common stock held by each of Crestview Partners II GP, L.P. ("Crestview GP") and Crestview Victory, L.P. to each of its applicable partners for no consideration.

F1 · balance_after: Reflects a pro rata distribution of common stock held by each of Crestview Partners II GP, L.P. ("Crestview GP") and Crestview Victory, L.P. to each of its applicable partners for no consideration.

F5 · ownership.nature: Mr. Delaney is a member of the Issuer's board of directors and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.

F7 · ownership.nature: Reflects shares indirectly held by Mr. Delaney through The 2007 Delaney Family LLC, an entity which Mr. Delaney controls.

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August 20, 2025 Filed Aug 20, 2025 13:06 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 OtherCommon Stock, par value $0.01 per share 22,267 $0.00 $0.00
Disclosure

SEC source: 0000950142-25-002238 · es250669578_4-vctr.xml · nonDerivative · entry 2

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Delaney Robert V. Jr. · CIK 0001641555 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,094,571

F2 · kind: Reflects a pro rata distribution of common stock held by Crestview Advisors, LLC to each of its applicable partners for no consideration.

F2 · shares: Reflects a pro rata distribution of common stock held by Crestview Advisors, LLC to each of its applicable partners for no consideration.

F2 · price: Reflects a pro rata distribution of common stock held by Crestview Advisors, LLC to each of its applicable partners for no consideration.

F2 · balance_after: Reflects a pro rata distribution of common stock held by Crestview Advisors, LLC to each of its applicable partners for no consideration.

F3 · ownership.nature: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. (including shares issued under the Issuer's 2018 Stock Incentive Plan in lieu of quarterly cash director fees for Mr. Delaney's service on the Issuer's board of directors, for which Mr. Delaney has previously assigned all rights, title and interest in such shares Crestview Advisors, L.L.C.). Crestview GP exercises voting and dispositive power over shares held by Crestview Victory, L.P.

F4 · ownership.nature: Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F5 · ownership.nature: Mr. Delaney is a member of the Issuer's board of directors and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.

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August 20, 2025 Filed Aug 20, 2025 13:06 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 OtherCommon Stock, par value $0.01 per share 3,500,000 $0.00 $0.00
Disclosure

SEC source: 0000950142-25-002238 · es250669578_4-vctr.xml · nonDerivative · entry 1

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Delaney Robert V. Jr. · CIK 0001641555 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,116,838

F1 · kind: Reflects a pro rata distribution of common stock held by each of Crestview Partners II GP, L.P. ("Crestview GP") and Crestview Victory, L.P. to each of its applicable partners for no consideration.

F1 · shares: Reflects a pro rata distribution of common stock held by each of Crestview Partners II GP, L.P. ("Crestview GP") and Crestview Victory, L.P. to each of its applicable partners for no consideration.

F1 · price: Reflects a pro rata distribution of common stock held by each of Crestview Partners II GP, L.P. ("Crestview GP") and Crestview Victory, L.P. to each of its applicable partners for no consideration.

F1 · balance_after: Reflects a pro rata distribution of common stock held by each of Crestview Partners II GP, L.P. ("Crestview GP") and Crestview Victory, L.P. to each of its applicable partners for no consideration.

F3 · ownership.nature: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. (including shares issued under the Issuer's 2018 Stock Incentive Plan in lieu of quarterly cash director fees for Mr. Delaney's service on the Issuer's board of directors, for which Mr. Delaney has previously assigned all rights, title and interest in such shares Crestview Advisors, L.L.C.). Crestview GP exercises voting and dispositive power over shares held by Crestview Victory, L.P.

F4 · ownership.nature: Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F5 · ownership.nature: Mr. Delaney is a member of the Issuer's board of directors and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.

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July 10, 2025 Filed Jul 11, 2025 20:42 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 GrantCommon Stock, par value $0.01 per share 434 $66.24 $28,748.16
Disclosure

SEC source: 0000950142-25-001880 · es250653043_4-vctr.xml · nonDerivative · entry 1

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Delaney Robert V. Jr. · CIK 0001641555 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,616,838

F1 · shares: Reflects the issuance of 434 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $28,750. The price is based on the closing price of the Company's shares on July 10, 2025. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F1 · price: Reflects the issuance of 434 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $28,750. The price is based on the closing price of the Company's shares on July 10, 2025. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2 · balance_after: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F1 · ownership.nature: Reflects the issuance of 434 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $28,750. The price is based on the closing price of the Company's shares on July 10, 2025. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2 · ownership.nature: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F3 · ownership.nature: Mr. Delaney is a member of the Issuer's board of directors, and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.

Read SEC document
April 10, 2025 Filed Apr 11, 2025 21:15 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 GrantCommon Stock, par value $0.01 per share 531 $54.06 $28,705.86
Disclosure

SEC source: 0000950142-25-001040 · es250615355_4-vctr.xml · nonDerivative · entry 1

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Delaney Robert V. Jr. · CIK 0001641555 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,616,404

F1 · shares: Reflects the issuance of 531 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $28,750. The price is based on the closing price of the Company's shares on April 10, 2025. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F1 · price: Reflects the issuance of 531 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $28,750. The price is based on the closing price of the Company's shares on April 10, 2025. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2 · balance_after: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over shares held by Crestview Victory, L.P.

F2 · ownership.nature: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over shares held by Crestview Victory, L.P.

F3 · ownership.nature: Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F4 · ownership.nature: Mr. Delaney is a member of the Issuer's board of directors and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.

Read SEC document
January 10, 2025 Filed Jan 14, 2025 02:31 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 GrantCommon Stock, par value $0.01 per share 784 $61.36 $48,106.24
Disclosure

SEC source: 0000950142-25-000094 · es250577743_4-vctr.xml · nonDerivative · entry 1

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Delaney Robert V. Jr. · CIK 0001641555 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,615,873

F1 · shares: Reflects the issuance of 784 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $48,125. The price is based on the closing price of the Company's shares on January 10, 2025. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F1 · price: Reflects the issuance of 784 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $48,125. The price is based on the closing price of the Company's shares on January 10, 2025. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2 · balance_after: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over shares held by Crestview Victory, L.P.

F2 · ownership.nature: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over shares held by Crestview Victory, L.P.

F3 · ownership.nature: Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F4 · ownership.nature: Mr. Delaney is a member of the Issuer's board of directors and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.

Read SEC document
November 12, 2024 Filed Nov 12, 2024 13:22 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 OtherCommon Stock, par value $0.01 per share 4,000,000 $0.00 $0.00
Disclosure

SEC source: 0000950142-24-002720 · es240555295_4-vctr.xml · nonDerivative · entry 1

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Delaney Robert V. Jr. · CIK 0001641555 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,615,089

F1 · kind: Reflects a pro rata distribution of common stock held by each of Crestview Partners II GP, L.P. ("Crestview GP") and Crestview Victory, L.P. to each of its applicable partners for no consideration.

F1 · shares: Reflects a pro rata distribution of common stock held by each of Crestview Partners II GP, L.P. ("Crestview GP") and Crestview Victory, L.P. to each of its applicable partners for no consideration.

F1 · price: Reflects a pro rata distribution of common stock held by each of Crestview Partners II GP, L.P. ("Crestview GP") and Crestview Victory, L.P. to each of its applicable partners for no consideration.

F1 · balance_after: Reflects a pro rata distribution of common stock held by each of Crestview Partners II GP, L.P. ("Crestview GP") and Crestview Victory, L.P. to each of its applicable partners for no consideration.

F2 · ownership.nature: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. (including shares issued under the Issuer's 2018 Stock Incentive Plan in lieu of quarterly cash director fees for Mr. Delaney's service on the Issuer's board of directors, for which Mr. Delaney has previously assigned all rights, title and interest in such shares Crestview Advisors, L.L.C.). Crestview GP exercises voting and dispositive power over shares held by Crestview Victory, L.P.

F3 · ownership.nature: Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F4 · ownership.nature: Mr. Delaney is a member of the Issuer's board of directors and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.

Read SEC document
October 10, 2024 Filed Oct 15, 2024 11:56 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 GrantCommon Stock, par value $0.01 per share 839 $57.30 $48,074.70
Disclosure

SEC source: 0000950103-24-014892 · dp219333_4-cp2gplp.xml · nonDerivative · entry 1

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Delaney Robert V. Jr. · CIK 0001641555 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 11,615,089

F1 · shares: Reflects the issuance of 839 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $48,125. The price is based on the closing price of the Company's shares on October 10, 2024. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F1 · price: Reflects the issuance of 839 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $48,125. The price is based on the closing price of the Company's shares on October 10, 2024. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2 · balance_after: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F1 · ownership.nature: Reflects the issuance of 839 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $48,125. The price is based on the closing price of the Company's shares on October 10, 2024. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2 · ownership.nature: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F3 · ownership.nature: Mr. Delaney is a member of the Issuer's board of directors, and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 20:11 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 GrantCommon Stock, par value $0.01 per share 1,002 $48.00 $48,096.00
Disclosure

SEC source: 0000950103-24-009970 · dp214465_4-cp2gplp.xml · nonDerivative · entry 1

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Delaney Robert V. Jr. · CIK 0001641555 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 11,614,250

F1 · shares: Reflects the issuance of 1,002 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $48,125. The price is based on the closing price of the Company's shares on July 10, 2024. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F1 · price: Reflects the issuance of 1,002 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $48,125. The price is based on the closing price of the Company's shares on July 10, 2024. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2 · balance_after: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F1 · ownership.nature: Reflects the issuance of 1,002 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $48,125. The price is based on the closing price of the Company's shares on July 10, 2024. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2 · ownership.nature: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F3 · ownership.nature: Mr. Delaney is a member of the Issuer's board of directors, and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.

Read SEC document
April 10, 2024 Filed Apr 11, 2024 23:33 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 GrantCommon Stock, par value $0.01 per share 1,104 $43.58 $48,112.32
Disclosure

SEC source: 0000950103-24-005200 · dp209748_4-cp2gplp.xml · nonDerivative · entry 1

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Delaney Robert V. Jr. · CIK 0001641555 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 11,613,248

F1 · shares: Reflects the issuance of 1,104 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $48,125. The price is based on the closing price of the Company's shares on April 10, 2024. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F1 · price: Reflects the issuance of 1,104 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $48,125. The price is based on the closing price of the Company's shares on April 10, 2024. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2 · balance_after: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F1 · ownership.nature: Reflects the issuance of 1,104 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $48,125. The price is based on the closing price of the Company's shares on April 10, 2024. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2 · ownership.nature: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F3 · ownership.nature: Mr. Delaney is a member of the Issuer's board of directors, and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.

Read SEC document
January 10, 2024 Filed Jan 12, 2024 21:12 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 GrantCommon Stock, par value $0.01 per share 1,458 $32.99 $48,099.42
Disclosure

SEC source: 0000950103-24-000643 · dp205236_4-cp2gplp.xml · nonDerivative · entry 1

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Delaney Robert V. Jr. · CIK 0001641555 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 11,612,144

F1 · shares: Reflects the issuance of 1,458 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $48,125. The price is based on the closing price of the Company's shares on January 10, 2024. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F1 · price: Reflects the issuance of 1,458 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $48,125. The price is based on the closing price of the Company's shares on January 10, 2024. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2 · balance_after: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F1 · ownership.nature: Reflects the issuance of 1,458 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $48,125. The price is based on the closing price of the Company's shares on January 10, 2024. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2 · ownership.nature: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F3 · ownership.nature: Mr. Delaney is a member of the Issuer's board of directors, and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.

Read SEC document
December 13, 2023 Filed Dec 13, 2023 11:06 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 OtherCommon Stock, par value $0.01 per share 2,500,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-017438 · dp203942_4-cp2gplp.xml · nonDerivative · entry 1

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Delaney Robert V. Jr. · CIK 0001641555 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 11,610,686

F1 · kind: Reflects a pro rata distribution of common stock held by each of Crestview Partners II GP, L.P. ("Crestview GP") and Crestview Victory, L.P. to each of its applicable partners for no consideration.

F1 · shares: Reflects a pro rata distribution of common stock held by each of Crestview Partners II GP, L.P. ("Crestview GP") and Crestview Victory, L.P. to each of its applicable partners for no consideration.

F1 · price: Reflects a pro rata distribution of common stock held by each of Crestview Partners II GP, L.P. ("Crestview GP") and Crestview Victory, L.P. to each of its applicable partners for no consideration.

F1 · balance_after: Reflects a pro rata distribution of common stock held by each of Crestview Partners II GP, L.P. ("Crestview GP") and Crestview Victory, L.P. to each of its applicable partners for no consideration.

F2 · ownership.nature: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. (including shares issued under the Issuer's 2018 Stock Incentive Plan in lieu of quarterly cash director fees for Mr. Delaney's service on the Issuer's board of directors, for which Mr. Delaney has previously assigned all rights, title and interest in such shares Crestview Advisors, L.L.C.). Crestview GP exercises voting and dispositive power over shares held by Crestview Victory, L.P.

F3 · ownership.nature: Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F4 · ownership.nature: Mr. Delaney is a member of the Issuer's board of directors and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.

Read SEC document
November 07, 2023 Filed Nov 8, 2023 11:02 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 OtherCommon Stock, par value $0.01 per share 4,150,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-016091 · dp202587_4-cpiigplp.xml · nonDerivative · entry 1

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Delaney Robert V. Jr. · CIK 0001641555 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 14,110,686

F1 · kind: Reflects a pro rata distribution of common stock held by each of Crestview Partners II GP, L.P. ("Crestview GP") and Crestview Victory, L.P. to each of its applicable partners for no consideration.

F1 · shares: Reflects a pro rata distribution of common stock held by each of Crestview Partners II GP, L.P. ("Crestview GP") and Crestview Victory, L.P. to each of its applicable partners for no consideration.

F1 · price: Reflects a pro rata distribution of common stock held by each of Crestview Partners II GP, L.P. ("Crestview GP") and Crestview Victory, L.P. to each of its applicable partners for no consideration.

F1 · balance_after: Reflects a pro rata distribution of common stock held by each of Crestview Partners II GP, L.P. ("Crestview GP") and Crestview Victory, L.P. to each of its applicable partners for no consideration.

F2 · ownership.nature: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. (including shares issued under the Issuer's 2018 Stock Incentive Plan in lieu of quarterly cash director fees for Mr. Delaney's service on the Issuer's board of directors, for which Mr. Delaney has previously assigned all rights, title and interest in such shares Crestview Advisors, L.L.C.). Crestview GP exercises voting and dispositive power over shares held by Crestview Victory, L.P.

F3 · ownership.nature: Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F4 · ownership.nature: Mr. Delaney is a member of the Issuer's board of directors and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.

Read SEC document
October 10, 2023 Filed Oct 12, 2023 21:06 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 GrantCommon Stock, par value $0.01 per share 1,512 $31.82 $48,111.84
Disclosure

SEC source: 0000950103-23-014934 · dp201414_4-victory.xml · nonDerivative · entry 1

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Delaney Robert V. Jr. · CIK 0001641555 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 18,260,686

F1 · shares: Reflects the issuance of 1,512 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $48,125. The price is based on the closing price of the Company's shares on October 10, 2023. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F1 · price: Reflects the issuance of 1,512 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $48,125. The price is based on the closing price of the Company's shares on October 10, 2023. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2 · balance_after: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F1 · ownership.nature: Reflects the issuance of 1,512 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $48,125. The price is based on the closing price of the Company's shares on October 10, 2023. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2 · ownership.nature: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F3 · ownership.nature: Mr. Delaney is a member of the Issuer's board of directors, and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.

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July 10, 2023 Filed Jul 12, 2023 23:34 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 GrantCommon Stock, par value $0.01 per share 1,437 $32.94 $47,334.78
Disclosure

SEC source: 0000950103-23-010249 · dp196698_4-victory.xml · nonDerivative · entry 1

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Delaney Robert V. Jr. · CIK 0001641555 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 18,259,174

F1 · shares: Reflects the issuance of 1,437 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $47,342. The price is based on the closing price of the Company's shares on July 10, 2023. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F1 · price: Reflects the issuance of 1,437 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $47,342. The price is based on the closing price of the Company's shares on July 10, 2023. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2 · balance_after: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F1 · ownership.nature: Reflects the issuance of 1,437 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $47,342. The price is based on the closing price of the Company's shares on July 10, 2023. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2 · ownership.nature: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F3 · ownership.nature: Mr. Delaney is a member of the Issuer's board of directors, and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.

Read SEC document
May 23, 2023 Filed May 23, 2023 10:11 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 OtherCommon Stock, par value $0.01 per share 4,145,005 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-007613 · dp194082_4-victory.xml · nonDerivative · entry 1

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Delaney Robert V. Jr. · CIK 0001641555 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 18,257,737

F1 · kind: Reflects a pro rata distribution of common stock held by each of Crestview Partners II GP, L.P. ("Crestview GP") and Crestview Victory, L.P. to each of its applicable partners for no consideration.

F1 · shares: Reflects a pro rata distribution of common stock held by each of Crestview Partners II GP, L.P. ("Crestview GP") and Crestview Victory, L.P. to each of its applicable partners for no consideration.

F1 · price: Reflects a pro rata distribution of common stock held by each of Crestview Partners II GP, L.P. ("Crestview GP") and Crestview Victory, L.P. to each of its applicable partners for no consideration.

F1 · balance_after: Reflects a pro rata distribution of common stock held by each of Crestview Partners II GP, L.P. ("Crestview GP") and Crestview Victory, L.P. to each of its applicable partners for no consideration.

F2 · ownership.nature: Includes shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. (including shares issued under the Issuer's 2018 Stock Incentive Plan in lieu of quarterly cash director fees for Mr. Delaney's service on the Issuer's board of directors, for which Mr. Delaney has previously assigned all rights, title and interest in such shares Crestview Advisors, L.L.C.). Crestview GP exercises voting and dispositive power over shares held by Crestview Victory, L.P.

F3 · ownership.nature: Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F4 · ownership.nature: Mr. Delaney is a member of the Issuer's board of directors and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.

Read SEC document
April 10, 2023 Filed Apr 13, 2023 01:12 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 GrantCommon Stock, par value $0.01 per share 1,578 $29.30 $46,235.40
Disclosure

SEC source: 0000950103-23-005701 · dp192151_4-victory.xml · nonDerivative · entry 1

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Delaney Robert V. Jr. · CIK 0001641555 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 22,402,742

F1 · shares: Reflects the issuance of 1,578 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $46,250. The price is based on the closing price of the Company's shares on April 10, 2023. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F1 · price: Reflects the issuance of 1,578 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $46,250. The price is based on the closing price of the Company's shares on April 10, 2023. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2 · balance_after: Includes shares held by Crestview Victory, L.P., Crestview Advisors, L.L.C. and Crestview Partners II GP, L.P. ("Crestview GP"). Crestview GP exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F1 · ownership.nature: Reflects the issuance of 1,578 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $46,250. The price is based on the closing price of the Company's shares on April 10, 2023. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2 · ownership.nature: Includes shares held by Crestview Victory, L.P., Crestview Advisors, L.L.C. and Crestview Partners II GP, L.P. ("Crestview GP"). Crestview GP exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F3 · ownership.nature: Mr. Delaney is a member of the Issuer's board of directors, and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview Partners II GP, L.P.) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
March 02, 2023 Filed Mar 2, 2023 11:40 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 OtherCommon Stock, par value $0.01 per share 3,296,423 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-003494 · dp189886_4-cp2gplp.xml · nonDerivative · entry 1

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Delaney Robert V. Jr. · CIK 0001641555 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 22,401,164

F1 · kind: Reflects a pro rata distribution of common stock held by Crestview Victory, L.P. to its applicable partners for no consideration.

F1 · shares: Reflects a pro rata distribution of common stock held by Crestview Victory, L.P. to its applicable partners for no consideration.

F1 · price: Reflects a pro rata distribution of common stock held by Crestview Victory, L.P. to its applicable partners for no consideration.

F2 · balance_after: Includes shares held by Crestview Partners II GP, L.P. ("Crestview GP") (on account of prior pro rata distributions of common stock by Crestview Victory, L.P.), Crestview Victory, L.P. and Crestview Advisors, L.L.C. (including shares issued under the Issuer's 2018 Stock Incentive Plan in lieu of quarterly cash director fees for Mr. Delaney's service on the Issuer's board of directors, for which Mr. Delaney has previously assigned all rights, title and interest in such shares Crestview Advisors, L.L.C.) Crestview GP exercises voting and dispositive power over shares held by Crestview Victory, L.P.

F2 · ownership.nature: Includes shares held by Crestview Partners II GP, L.P. ("Crestview GP") (on account of prior pro rata distributions of common stock by Crestview Victory, L.P.), Crestview Victory, L.P. and Crestview Advisors, L.L.C. (including shares issued under the Issuer's 2018 Stock Incentive Plan in lieu of quarterly cash director fees for Mr. Delaney's service on the Issuer's board of directors, for which Mr. Delaney has previously assigned all rights, title and interest in such shares Crestview Advisors, L.L.C.) Crestview GP exercises voting and dispositive power over shares held by Crestview Victory, L.P.

F3 · ownership.nature: Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F4 · ownership.nature: Mr. Delaney is a member of the Issuer's board of directors, and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 23:04 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 GrantClass A Common Stock 1,591 $29.06 $46,234.46
Disclosure

SEC source: 0000950103-23-000483 · dp186971_4-cp2gplp.xml · nonDerivative · entry 1

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Delaney Robert V. Jr. · CIK 0001641555 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 25,697,587

F1 · shares: Reflects the issuance of 1,591 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $46,250. The price is based on the closing price of the Company's shares on January 10, 2023. Mr. Delaney has assigned all rights, title and interest in the Class A Shares issued to them to Crestview Advisors, L.L.C.

F1 · price: Reflects the issuance of 1,591 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $46,250. The price is based on the closing price of the Company's shares on January 10, 2023. Mr. Delaney has assigned all rights, title and interest in the Class A Shares issued to them to Crestview Advisors, L.L.C.

F2 · balance_after: Includes shares held by Crestview Victory, L.P., Crestview Advisors, L.L.C. and Crestview Partners II GP, L.P. ("Crestview GP"). Crestview GP exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F1 · ownership.nature: Reflects the issuance of 1,591 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $46,250. The price is based on the closing price of the Company's shares on January 10, 2023. Mr. Delaney has assigned all rights, title and interest in the Class A Shares issued to them to Crestview Advisors, L.L.C.

F2 · ownership.nature: Includes shares held by Crestview Victory, L.P., Crestview Advisors, L.L.C. and Crestview Partners II GP, L.P. ("Crestview GP"). Crestview GP exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F3 · ownership.nature: Mr. Delaney is a member of the Issuer's board of directors, and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview Partners II GP, L.P.) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
November 25, 2022 Filed Nov 25, 2022 11:08 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 OtherCommon Stock 2,377,359 $0.00 $0.00
Disclosure

SEC source: 0000950103-22-020085 · dp184786_4-cp2gplp.xml · nonDerivative · entry 1

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Delaney Robert V. Jr. · CIK 0001641555 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 25,695,996

F1 · kind: Reflects a prorata distribution of Shares held by Crestview Victory, L.P. to its applicable partners for no consideration.

F2 · shares: Includes (i) 2,775 shares issued under the Issuer's 2018 Stock Incentive Plan in lieu of quarterly cash director fees for Mr. Delaney's service on the Issuer's Board of Directors (for which Mr. Delaney has previously assigned all rights, title and interest in such shares Crestview Advisors, L.L.C.) and (ii) shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over shares held by Crestview Victory, L.P.

F1 · price: Reflects a prorata distribution of Shares held by Crestview Victory, L.P. to its applicable partners for no consideration.

F2 · ownership.nature: Includes (i) 2,775 shares issued under the Issuer's 2018 Stock Incentive Plan in lieu of quarterly cash director fees for Mr. Delaney's service on the Issuer's Board of Directors (for which Mr. Delaney has previously assigned all rights, title and interest in such shares Crestview Advisors, L.L.C.) and (ii) shares held by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over shares held by Crestview Victory, L.P.

F3 · ownership.nature: Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F4 · ownership.nature: Mr. Delaney is a member of the Issuer's board of directors, and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview Partners II GP, L.P.) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.

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October 10, 2022 Filed Oct 12, 2022 23:47 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 GrantClass A Common Stock 1,806 $25.60 $46,233.60
Disclosure

SEC source: 0000950103-22-017708 · dp182400_4-2gplp.xml · nonDerivative · entry 1

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Delaney Robert V. Jr. · CIK 0001641555 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 28,073,355

F1 · shares: Reflects the issuance of 1,806 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $46,233.60. The price is based on the closing price of the Company's shares on October 10, 2022. Mr. Delaney has assigned all rights, title and interest in the Class A Shares issued to them to Crestview Advisors, L.L.C.

F1 · price: Reflects the issuance of 1,806 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $46,233.60. The price is based on the closing price of the Company's shares on October 10, 2022. Mr. Delaney has assigned all rights, title and interest in the Class A Shares issued to them to Crestview Advisors, L.L.C.

F2 · balance_after: Includes shares held by Crestview Victory, L.P., Crestview Advisors, L.L.C. and Crestview Partners II GP, L.P. ("Crestview GP"). Crestview GP exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F1 · ownership.nature: Reflects the issuance of 1,806 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $46,233.60. The price is based on the closing price of the Company's shares on October 10, 2022. Mr. Delaney has assigned all rights, title and interest in the Class A Shares issued to them to Crestview Advisors, L.L.C.

F2 · ownership.nature: Includes shares held by Crestview Victory, L.P., Crestview Advisors, L.L.C. and Crestview Partners II GP, L.P. ("Crestview GP"). Crestview GP exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F3 · ownership.nature: Mr. Delaney is a member of the Issuer's board of directors, and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview Partners II GP, L.P.) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
July 11, 2022 Filed Jul 13, 2022 22:18 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 GrantClass A Common Stock 969 $23.60 $22,868.40
Disclosure

SEC source: 0000950103-22-012340 · dp177009_4-cpiigplp.xml · nonDerivative · entry 1

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Delaney Robert V. Jr. · CIK 0001641555 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 28,071,549

F1 · shares: Reflects the issuance of 969 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of pro-rated quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $22,871. The price is based on the closing price of the Company's shares on July 11, 2022. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F1 · price: Reflects the issuance of 969 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of pro-rated quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $22,871. The price is based on the closing price of the Company's shares on July 11, 2022. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2 · balance_after: Includes shares held by Crestview Victory, L.P., Crestview Advisors, L.L.C. and Crestview Partners II GP, L.P. ("Crestview GP"). Crestview GP exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F1 · ownership.nature: Reflects the issuance of 969 shares of Common Stock under the Issuer's 2018 Stock Incentive Plan (the "Plan") to Robert V. Delaney Jr. in lieu of pro-rated quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Delaney in the amount of $22,871. The price is based on the closing price of the Company's shares on July 11, 2022. Mr. Delaney has assigned all rights, title and interest in the shares issued to him to Crestview Advisors, L.L.C.

F2 · ownership.nature: Includes shares held by Crestview Victory, L.P., Crestview Advisors, L.L.C. and Crestview Partners II GP, L.P. ("Crestview GP"). Crestview GP exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F3 · ownership.nature: Mr. Delaney is a member of the Issuer's board of directors, and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview Partners II GP, L.P.) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities).

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
March 21, 2022 Filed Mar 21, 2022 12:15 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 OtherClass A Common Stock 3,000,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-22-004873 · dp169496_4-victory.xml · nonDerivative · entry 1

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 28,070,580

F1 · kind: Reflects a prorata distribution of Class A Shares held by Crestview Victory, L.P. to its applicable partners for no consideration.

F2 · shares: Includes shares held by Crestview Victory, L.P., Crestview Advisors, L.L.C. and Crestview Partners II GP, L.P. ("Crestview GP"). Crestview GP exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F1 · price: Reflects a prorata distribution of Class A Shares held by Crestview Victory, L.P. to its applicable partners for no consideration.

F2 · ownership.nature: Includes shares held by Crestview Victory, L.P., Crestview Advisors, L.L.C. and Crestview Partners II GP, L.P. ("Crestview GP"). Crestview GP exercises voting and dispositive power over shares held by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
November 29, 2021 Filed Dec 2, 2021 00:14 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 OtherCommon Stock 74,798 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-21-019014 · dp162889_4-crestview2.xml · nonDerivative · entry 2

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 31,070,580

F2 · kind: Reflects a prorata distribution of shares of Common Stock held by Crestview Partners II GP, L.P ("Crestview GP") to certain of its limited partners for no consideration.

F3 · shares: Includes shares held directly by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview GP exercises voting and dispositive power over the shares held directly by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

F2 · price: Reflects a prorata distribution of shares of Common Stock held by Crestview Partners II GP, L.P ("Crestview GP") to certain of its limited partners for no consideration.

F3 · ownership.nature: Includes shares held directly by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview GP exercises voting and dispositive power over the shares held directly by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
November 29, 2021 Filed Dec 2, 2021 00:14 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 SaleCommon Stock 470,435 $34.00 $15,994,790.00
Disclosure

SEC source: 0000950103-21-019014 · dp162889_4-crestview2.xml · nonDerivative · entry 1

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 31,145,378

F1 · kind: Reflects the sale of shares of Common Stock of the Issuer ("Common Stock") by the Reporting Persons upon the exercise of the overallotment option by the underwriters in connection with a secondary offering of the Issuer pursuant to an underwriting agreement, dated as of November 17, 2021.

F1 · shares: Reflects the sale of shares of Common Stock of the Issuer ("Common Stock") by the Reporting Persons upon the exercise of the overallotment option by the underwriters in connection with a secondary offering of the Issuer pursuant to an underwriting agreement, dated as of November 17, 2021.

F3 · ownership.nature: Includes shares held directly by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview GP exercises voting and dispositive power over the shares held directly by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
November 23, 2021 Filed Nov 23, 2021 21:28 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 ConversionClass B Common Stock · Derivative 31,615,813 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-21-018323 · dp162279_4-cp2gplp.xml · derivative · entry 6

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 31,615,813 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date.

F4 · shares: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding Class B Shares into an equal number of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware.

F5 · price: Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date.

F5 · derivative.exercise_date: Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date.

F5 · derivative.expiration_date: Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date.

F6 · ownership.nature: Includes shares held directly by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview GP exercises voting and dispositive power over the shares held directly by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
November 23, 2021 Filed Nov 23, 2021 21:28 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 ConversionClass A Common Stock 31,615,813 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-21-018323 · dp162279_4-cp2gplp.xml · nonDerivative · entry 4

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 31,615,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding Class B Shares into an equal number of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware.

F4 · shares: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding Class B Shares into an equal number of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware.

F4 · price: On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding Class B Shares into an equal number of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware.

F6 · ownership.nature: Includes shares held directly by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview GP exercises voting and dispositive power over the shares held directly by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

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November 22, 2021 Filed Nov 23, 2021 21:28 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 ConversionClass B Common Stock · Derivative 3,646,251 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-21-018323 · dp162279_4-cp2gplp.xml · derivative · entry 5

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 31,615,813

Underlying: Class A Common Stock · 3,646,251 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date.

F1 · shares: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis.

F5 · price: Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date.

F5 · derivative.exercise_date: Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date.

F5 · derivative.expiration_date: Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date.

F6 · ownership.nature: Includes shares held directly by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview GP exercises voting and dispositive power over the shares held directly by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 21:28 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 OtherClass A Common Stock 510,020 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-21-018323 · dp162279_4-cp2gplp.xml · nonDerivative · entry 3

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: Reflects a prorata distribution of Class A Shares held by Crestview Partners II GP, L.P ("Crestview GP") to certain of its limited partners for no consideration.

F3 · shares: Reflects a prorata distribution of Class A Shares held by Crestview Partners II GP, L.P ("Crestview GP") to certain of its limited partners for no consideration.

F3 · price: Reflects a prorata distribution of Class A Shares held by Crestview Partners II GP, L.P ("Crestview GP") to certain of its limited partners for no consideration.

F6 · ownership.nature: Includes shares held directly by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview GP exercises voting and dispositive power over the shares held directly by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

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November 22, 2021 Filed Nov 23, 2021 21:28 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 SaleClass A Common Stock 3,136,231 $34.00 $106,631,854.00
Disclosure

SEC source: 0000950103-21-018323 · dp162279_4-cp2gplp.xml · nonDerivative · entry 2

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 510,020

F2 · kind: Reflects the sale of Class A Shares by the Reporting Persons in connection with a secondary offering of the Issuer pursuant to an underwriting agreement, dated November 17, 2021, at a public offering price of $34.00 per Class A Share (the "Secondary Offering"). The Secondary Offering closed on November 22, 2021. The material terms of the Secondary Offering are described in the prospectus supplement, dated November 17, 2021, filed by the Issuer with the Securities and Exchange Commission on November 18, 2021.

F2 · shares: Reflects the sale of Class A Shares by the Reporting Persons in connection with a secondary offering of the Issuer pursuant to an underwriting agreement, dated November 17, 2021, at a public offering price of $34.00 per Class A Share (the "Secondary Offering"). The Secondary Offering closed on November 22, 2021. The material terms of the Secondary Offering are described in the prospectus supplement, dated November 17, 2021, filed by the Issuer with the Securities and Exchange Commission on November 18, 2021.

F6 · ownership.nature: Includes shares held directly by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview GP exercises voting and dispositive power over the shares held directly by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

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November 22, 2021 Filed Nov 23, 2021 21:28 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 ConversionClass A Common Stock 3,646,251 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-21-018323 · dp162279_4-cp2gplp.xml · nonDerivative · entry 1

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,646,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis.

F1 · shares: Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis.

F5 · price: Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date.

F6 · ownership.nature: Includes shares held directly by Crestview Victory, L.P. and Crestview Advisors, L.L.C. Crestview GP exercises voting and dispositive power over the shares held directly by Crestview Victory, L.P. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

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January 11, 2021 Filed Jan 12, 2021 16:22 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 GrantClass B Common Stock · Derivative 1,063 $23.50 $24,980.50
Disclosure

SEC source: 0000950103-21-000391 · dp144180_4-cp2gplp.xml · derivative · entry 2

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Binderow Alex J. · CIK 0001703019 · Director

DEMARTINI RICHARD M · CIK 0001189874 · Director

HURST ROBERT J/NY · CIK 0001090366 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 5,464

Underlying: Class A Common Stock · 1,063 shares

Expires not disclosed

F1 · security: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F1 · derivative.exercise_price: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F3 · shares: Reflects the issuance of 1,063 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on January 11, 2021.

F3 · price: Reflects the issuance of 1,063 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on January 11, 2021.

F1 · derivative.exercise_date: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F3 · derivative.exercise_date: Reflects the issuance of 1,063 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on January 11, 2021.

F1 · derivative.expiration_date: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F3 · derivative.expiration_date: Reflects the issuance of 1,063 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on January 11, 2021.

F1 · derivative.underlying_shares: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F5 · balance_after: Reflects Class B Shares directly beneficially owned by Mr. Hurst.

F1 · ownership.nature: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F3 · ownership.nature: Reflects the issuance of 1,063 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on January 11, 2021.

F5 · ownership.nature: Reflects Class B Shares directly beneficially owned by Mr. Hurst.

F7 · ownership.nature: Alex J. Binderow, Richard M. DeMartini and Robert J. Hurst are each members of the Issuer's board of directors. Mr. Binderow was previously a partner of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities). Mr. DeMartini and Mr. Hurst are Vice Chairmen of Crestview L.L.C. and Crestview Advisors, L.L.C.

F8 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein.

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January 11, 2021 Filed Jan 12, 2021 16:22 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 GrantClass B Common Stock · Derivative 2,126 $23.50 $49,961.00
Disclosure

SEC source: 0000950103-21-000391 · dp144180_4-cp2gplp.xml · derivative · entry 1

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Binderow Alex J. · CIK 0001703019 · Director

DEMARTINI RICHARD M · CIK 0001189874 · Director

HURST ROBERT J/NY · CIK 0001090366 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 35,262,064

Underlying: Class A Common Stock · 2,126 shares

Expires not disclosed

F1 · security: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F1 · derivative.exercise_price: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F2 · shares: Reflects the issuance of 1,063 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on January 11, 2021. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C.

F2 · price: Reflects the issuance of 1,063 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on January 11, 2021. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C.

F1 · derivative.exercise_date: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F2 · derivative.exercise_date: Reflects the issuance of 1,063 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on January 11, 2021. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C.

F1 · derivative.expiration_date: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F2 · derivative.expiration_date: Reflects the issuance of 1,063 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on January 11, 2021. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C.

F1 · derivative.underlying_shares: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F4 · balance_after: Reflects (i) Class B Shares beneficially owned by Crestview Victory, L.P. and (ii) Class B Shares beneficially owned by Crestview Advisors, L.L.C. (including those Class B Shares that were delivered pursuant to the assignment described in Footnote 2 above).

F1 · ownership.nature: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F2 · ownership.nature: Reflects the issuance of 1,063 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on January 11, 2021. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C.

F4 · ownership.nature: Reflects (i) Class B Shares beneficially owned by Crestview Victory, L.P. and (ii) Class B Shares beneficially owned by Crestview Advisors, L.L.C. (including those Class B Shares that were delivered pursuant to the assignment described in Footnote 2 above).

F6 · ownership.nature: Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over the shares held directly by Crestview Victory, L.P.. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee. Crestview GP may be deemed to be the beneficial owner of the Class B Shares owned directly by Crestview Victory, L.P.

F7 · ownership.nature: Alex J. Binderow, Richard M. DeMartini and Robert J. Hurst are each members of the Issuer's board of directors. Mr. Binderow was previously a partner of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities). Mr. DeMartini and Mr. Hurst are Vice Chairmen of Crestview L.L.C. and Crestview Advisors, L.L.C.

F8 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein.

Read SEC document
October 12, 2020 Filed Oct 14, 2020 17:07 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 GrantClass B Common Stock · Derivative 1,319 $18.94 $24,981.86
Disclosure

SEC source: 0000950103-20-020038 · dp138676_4-cp2gplp.xml · derivative · entry 2

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Binderow Alex J. · CIK 0001703019 · Director

DEMARTINI RICHARD M · CIK 0001189874 · Director

HURST ROBERT J/NY · CIK 0001090366 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,401

Underlying: Class A Common Stock · 1,319 shares

Expires not disclosed

F1 · security: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F1 · derivative.exercise_price: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F3 · shares: Reflects the issuance of 1,319 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on October 12, 2020.

F3 · price: Reflects the issuance of 1,319 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on October 12, 2020.

F1 · derivative.exercise_date: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F3 · derivative.exercise_date: Reflects the issuance of 1,319 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on October 12, 2020.

F1 · derivative.expiration_date: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F3 · derivative.expiration_date: Reflects the issuance of 1,319 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on October 12, 2020.

F1 · derivative.underlying_shares: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F5 · balance_after: Reflects Class B Shares directly beneficially owned by Mr. Hurst.

F1 · ownership.nature: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F3 · ownership.nature: Reflects the issuance of 1,319 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on October 12, 2020.

F5 · ownership.nature: Reflects Class B Shares directly beneficially owned by Mr. Hurst.

F7 · ownership.nature: Alex J. Binderow, Richard M. DeMartini and Robert J. Hurst are each members of the Issuer's board of directors. Mr. Binderow is a partner of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities). Mr. DeMartini is an indirect member of Crestview, L.L.C. and Crestview Advisors, L.L.C. Mr. Hurst is Vice Chairman of Crestview L.L.C. and Crestview Advisors, L.L.C.

F8 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein.

Read SEC document
October 12, 2020 Filed Oct 14, 2020 17:07 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 GrantClass B Common Stock · Derivative 2,638 $18.94 $49,963.72
Disclosure

SEC source: 0000950103-20-020038 · dp138676_4-cp2gplp.xml · derivative · entry 1

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Binderow Alex J. · CIK 0001703019 · Director

DEMARTINI RICHARD M · CIK 0001189874 · Director

HURST ROBERT J/NY · CIK 0001090366 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 35,259,938

Underlying: Class A Common Stock · 2,638 shares

Expires not disclosed

F1 · security: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F1 · derivative.exercise_price: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F2 · shares: Reflects the issuance of 1,319 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on October 12, 2020. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C.

F2 · price: Reflects the issuance of 1,319 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on October 12, 2020. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C.

F1 · derivative.exercise_date: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F2 · derivative.exercise_date: Reflects the issuance of 1,319 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on October 12, 2020. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C.

F1 · derivative.expiration_date: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F2 · derivative.expiration_date: Reflects the issuance of 1,319 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on October 12, 2020. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C.

F1 · derivative.underlying_shares: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F4 · balance_after: Reflects (i) Class B Shares beneficially owned by Crestview Victory L.P. and (ii) Class B Shares beneficially owned by Crestview Advisors, L.L.C. (including those Class B Shares that were delivered pursuant to the assignment described in Footnote 2 above).

F1 · ownership.nature: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F2 · ownership.nature: Reflects the issuance of 1,319 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on October 12, 2020. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C.

F4 · ownership.nature: Reflects (i) Class B Shares beneficially owned by Crestview Victory L.P. and (ii) Class B Shares beneficially owned by Crestview Advisors, L.L.C. (including those Class B Shares that were delivered pursuant to the assignment described in Footnote 2 above).

F6 · ownership.nature: Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over the shares held directly by Crestview Victory. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee. Crestview GP may be deemed to be the beneficial owner of the Class B Shares owned directly by Crestview Victory.

F7 · ownership.nature: Alex J. Binderow, Richard M. DeMartini and Robert J. Hurst are each members of the Issuer's board of directors. Mr. Binderow is a partner of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities). Mr. DeMartini is an indirect member of Crestview, L.L.C. and Crestview Advisors, L.L.C. Mr. Hurst is Vice Chairman of Crestview L.L.C. and Crestview Advisors, L.L.C.

F8 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein.

Read SEC document
July 10, 2020 Filed Jul 14, 2020 16:13 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 GrantClass B Common Stock · Derivative 1,333 $18.75 $24,993.75
Disclosure

SEC source: 0000950103-20-013625 · dp132212_4-cp2gplp.xml · derivative · entry 2

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Binderow Alex J. · CIK 0001703019 · Director

DEMARTINI RICHARD M · CIK 0001189874 · Director

HURST ROBERT J/NY · CIK 0001090366 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,082

Underlying: Class A Common Stock · 1,333 shares

Expires not disclosed

F1 · security: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F1 · derivative.exercise_price: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F3 · shares: Reflects the issuance of 1,333 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on July 10, 2020.

F3 · price: Reflects the issuance of 1,333 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on July 10, 2020.

F1 · derivative.exercise_date: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F3 · derivative.exercise_date: Reflects the issuance of 1,333 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on July 10, 2020.

F1 · derivative.expiration_date: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F3 · derivative.expiration_date: Reflects the issuance of 1,333 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on July 10, 2020.

F1 · derivative.underlying_shares: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F5 · balance_after: Reflects Class B Shares directly beneficially owned by Mr. Hurst.

F1 · ownership.nature: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F3 · ownership.nature: Reflects the issuance of 1,333 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on July 10, 2020.

F5 · ownership.nature: Reflects Class B Shares directly beneficially owned by Mr. Hurst.

F7 · ownership.nature: Alex J. Binderow, Richard M. DeMartini and Robert J. Hurst are each members of the Issuer's board of directors. Mr. Binderow is a partner of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities). Mr. DeMartini is an indirect member of Crestview, L.L.C. and Crestview Advisors, L.L.C. Mr. Hurst is Vice Chairman of Crestview L.L.C. and Crestview Advisors, L.L.C.

F8 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein.

Read SEC document
July 10, 2020 Filed Jul 14, 2020 16:13 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 GrantClass B Common Stock · Derivative 2,666 $18.75 $49,987.50
Disclosure

SEC source: 0000950103-20-013625 · dp132212_4-cp2gplp.xml · derivative · entry 1

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Binderow Alex J. · CIK 0001703019 · Director

DEMARTINI RICHARD M · CIK 0001189874 · Director

HURST ROBERT J/NY · CIK 0001090366 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 35,257,300

Underlying: Class A Common Stock · 2,666 shares

Expires not disclosed

F1 · security: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F1 · derivative.exercise_price: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F2 · shares: Reflects the issuance of 1,333 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on July 10, 2020. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C.

F2 · price: Reflects the issuance of 1,333 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on July 10, 2020. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C.

F1 · derivative.exercise_date: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F2 · derivative.exercise_date: Reflects the issuance of 1,333 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on July 10, 2020. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C.

F1 · derivative.expiration_date: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F2 · derivative.expiration_date: Reflects the issuance of 1,333 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on July 10, 2020. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C.

F1 · derivative.underlying_shares: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F4 · balance_after: Reflects (i) Class B Shares beneficially owned by Crestview Victory L.P. and (ii) Class B Shares beneficially owned by Crestview Advisors, L.L.C. (including those Class B Shares that were delivered pursuant to the assignment described in Footnote 2 above).

F1 · ownership.nature: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F2 · ownership.nature: Reflects the issuance of 1,333 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's Board of Directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on July 10, 2020. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C.

F4 · ownership.nature: Reflects (i) Class B Shares beneficially owned by Crestview Victory L.P. and (ii) Class B Shares beneficially owned by Crestview Advisors, L.L.C. (including those Class B Shares that were delivered pursuant to the assignment described in Footnote 2 above).

F6 · ownership.nature: Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over the shares held directly by Crestview Victory. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee. Crestview GP may be deemed to be the beneficial owner of the Class B Shares owned directly by Crestview Victory.

F7 · ownership.nature: Alex J. Binderow, Richard M. DeMartini and Robert J. Hurst are each members of the Issuer's board of directors. Mr. Binderow is a partner of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities). Mr. DeMartini is an indirect member of Crestview, L.L.C. and Crestview Advisors, L.L.C. Mr. Hurst is Vice Chairman of Crestview L.L.C. and Crestview Advisors, L.L.C.

F8 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein.

Read SEC document
April 13, 2020 Filed Apr 15, 2020 16:28 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 GrantClass B Common Stock · Derivative 1,749 $14.29 $24,993.21
Disclosure

SEC source: 0000950103-20-007560 · dp126105_4-cpiigplp.xml · derivative · entry 2

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Binderow Alex J. · CIK 0001703019 · Director

DEMARTINI RICHARD M · CIK 0001189874 · Director

HURST ROBERT J/NY · CIK 0001090366 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,749

Underlying: Class A Common Stock · 1,749 shares

Expires not disclosed

F1 · security: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F1 · derivative.exercise_price: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F3 · shares: Reflects the issuance of 1,749 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's board of directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on April 13, 2020.

F3 · price: Reflects the issuance of 1,749 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's board of directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on April 13, 2020.

F1 · derivative.exercise_date: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F3 · derivative.exercise_date: Reflects the issuance of 1,749 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's board of directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on April 13, 2020.

F1 · derivative.expiration_date: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F3 · derivative.expiration_date: Reflects the issuance of 1,749 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's board of directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on April 13, 2020.

F1 · derivative.underlying_shares: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F1 · ownership.nature: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F3 · ownership.nature: Reflects the issuance of 1,749 restricted Class B Shares under the Plan to Robert J. Hurst in lieu of quarterly director fees for service on the Issuer's board of directors payable in cash to Mr. Hurst in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on April 13, 2020.

F5 · ownership.nature: Reflects Class B Shares directly beneficially owned by Mr. Hurst.

F7 · ownership.nature: Alex J. Binderow, Richard M. DeMartini and Robert J. Hurst are each members of the Issuer's board of directors. Mr. Binderow is a partner of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities). Mr. DeMartini is an indirect member of Crestview, L.L.C. and Crestview Advisors, L.L.C. Mr. Hurst is Vice Chairman of Crestview L.L.C. and Crestview Advisors, L.L.C.

F8 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein.

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April 13, 2020 Filed Apr 15, 2020 16:28 UTC Victory Capital Holdings, Inc. VCTR · Entity 3710 GrantClass B Common Stock · Derivative 3,498 $14.29 $49,986.42
Disclosure

SEC source: 0000950103-20-007560 · dp126105_4-cpiigplp.xml · derivative · entry 1

Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner

Crestview Victory, L.P. · CIK 0001703029 · Director · 10% owner

Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner

Binderow Alex J. · CIK 0001703019 · Director

DEMARTINI RICHARD M · CIK 0001189874 · Director

HURST ROBERT J/NY · CIK 0001090366 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 35,254,634

Underlying: Class A Common Stock · 3,498 shares

Expires not disclosed

F1 · security: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F1 · derivative.exercise_price: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F2 · shares: Reflects the issuance of 1,749 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's board of directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on April 13, 2020. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C.

F2 · price: Reflects the issuance of 1,749 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's board of directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on April 13, 2020. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C.

F1 · derivative.exercise_date: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F2 · derivative.exercise_date: Reflects the issuance of 1,749 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's board of directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on April 13, 2020. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C.

F1 · derivative.expiration_date: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F2 · derivative.expiration_date: Reflects the issuance of 1,749 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's board of directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on April 13, 2020. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C.

F1 · derivative.underlying_shares: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F1 · ownership.nature: Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") which are convertible into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis at any time by the holder and have no expiration date. Class B Shares will convert automatically into Class A Shares on the date on which the number of outstanding Class B Shares represents less than 10% of the aggregate combined number of outstanding Class A Shares and Class B Shares. In addition, each Class B Share will convert automatically into one Class A Share upon any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's amended restated certificate of incorporation.

F2 · ownership.nature: Reflects the issuance of 1,749 restricted Class B Shares under the Issuer's 2018 Stock Incentive Plan (the "Plan") to each of Alex J. Binderow and Richard M. DeMartini in lieu of quarterly director fees for service on the Issuer's board of directors payable in cash to each of Messrs. Binderow and DeMartini in the amount of $25,000. The Class B Shares were fully-vested as of the date of issuance. The price of the Class B Shares is based on the closing price of a Class A Share on April 13, 2020. Each of Messrs. Binderow and DeMartini has assigned all rights, title and interest in the Class B Shares issued to them to Crestview Advisors, L.L.C.

F4 · ownership.nature: Reflects (i) Class B Shares beneficially owned by Crestview Victory L.P. and (ii) Class B Shares beneficially owned by Crestview Advisors, L.L.C. that were delivered pursuant to the assignment described in Footnote 2 above.

F6 · ownership.nature: Crestview Partners II GP, L.P. ("Crestview GP") exercises voting and dispositive power over the shares held directly by Crestview Victory. Decisions by Crestview GP to vote or dispose of such shares require the approval of a majority of the members of its investment committee and the chairman of the investment committee. Crestview GP may be deemed to be the beneficial owner of the Class B Shares owned directly by Crestview Victory.

F7 · ownership.nature: Alex J. Binderow, Richard M. DeMartini and Robert J. Hurst are each members of the Issuer's board of directors. Mr. Binderow is a partner of Crestview, L.L.C. (which is the general partner of Crestview GP) and Crestview Advisors, L.L.C. (which provides investment advisory and management services to certain Crestview entities). Mr. DeMartini is an indirect member of Crestview, L.L.C. and Crestview Advisors, L.L.C. Mr. Hurst is Vice Chairman of Crestview L.L.C. and Crestview Advisors, L.L.C.

F8 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.