VATE

SEC source: 0001006837-20-000090 · wf-form4_159130265676872.xml · nonDerivative · entry 2

GLAZER AVRAM A · CIK 0001077812 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,676,410

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.49 to $2.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1.

SEC source: 0001006837-20-000090 · wf-form4_159130265676872.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,662,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.28 to $2.45, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1.

SEC source: 0001006837-20-000050 · wf-form4_158447743009179.xml · nonDerivative · entry 1

Ferraro Joseph Anthony · CIK 0001717154 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,827

F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock.

SEC source: 0001006837-20-000052 · wf-form4_158447756783140.xml · nonDerivative · entry 2

Herbst Suzi R · CIK 0001672162 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,250

F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock.

SEC source: 0001006837-20-000052 · wf-form4_158447756783140.xml · nonDerivative · entry 1

Herbst Suzi R · CIK 0001672162 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,869

F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock.

SEC source: 0001006837-20-000048 · wf-form4_158439722210239.xml · nonDerivative · entry 1

FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,962,400

F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock.

SEC source: 0001006837-19-000099 · wf-form4_157376634102800.xml · nonDerivative · entry 1

Ferraro Joseph Anthony · CIK 0001717154 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,455

F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock.

SEC source: 0001006837-19-000068 · wf-form4_156080466829032.xml · nonDerivative · entry 1

HILLMAN LEE S · CIK 0001029739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,478

F1 · shares: The shares will vest and become exercisable as follows: 24,489 shares on June 1, 2020 and 12,245 shares on June 1, 2021 (each such date, a "Vesting Date"), provided reporting reporting person continues as a director of HC2 Holdings, Inc. on each such Vesting Date.

SEC source: 0001006837-19-000069 · wf-form4_156080468562863.xml · nonDerivative · entry 1

LEFFLER ROBERT V JR · CIK 0001016916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,097

F1 · shares: The shares will vest and become exercisable as follows: 24,489 shares on June 1, 2020 and 12,245 shares on June 1, 2021 (each such date, a "Vesting Date"), provided reporting reporting person continues as a director of HC2 Holdings, Inc. on each such Vesting Date.

SEC source: 0001006837-19-000067 · wf-form4_156080465097935.xml · nonDerivative · entry 1

BARR WAYNE JR · CIK 0001270217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,914

F1 · shares: The shares will vest and become exercisable as follows: 24,489 shares on June 1, 2020 and 12,245 shares on June 1, 2021 (each such date, a "Vesting Date"), provided reporting reporting person continues as a director of HC2 Holdings, Inc. on each such Vesting Date.

SEC source: 0001006837-19-000066 · wf-form4_156080463253099.xml · nonDerivative · entry 1

GFELLER WARREN H · CIK 0001175309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,478

F1 · shares: The shares will vest and become exercisable as follows: 24,489 shares on June 1, 2020 and 12,245 shares on June 1, 2021 (each such date, a "Vesting Date"), provided reporting reporting person continues as a director of HC2 Holdings, Inc. on each such Vesting Date.

SEC source: 0001006837-19-000033 · wf-form4_155303102367304.xml · nonDerivative · entry 2

Sena Michael J. · CIK 0001562966 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,913

F2 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock.

SEC source: 0001006837-19-000033 · wf-form4_155303102367304.xml · nonDerivative · entry 1

Sena Michael J. · CIK 0001562966 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,702

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.605 to $2.6175, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1.

SEC source: 0001006837-19-000032 · wf-form4_155303098559384.xml · nonDerivative · entry 1

FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,175,275

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.61 to $2.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1.

SEC source: 0001006837-19-000031 · wf-form4_155303094820832.xml · nonDerivative · entry 3

Herbst Suzi R · CIK 0001672162 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,586

F3 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock.

SEC source: 0001006837-19-000031 · wf-form4_155303094820832.xml · nonDerivative · entry 2

Herbst Suzi R · CIK 0001672162 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,846

F2 · kind: Reflects shares of restricted stock granted pursuant to the HC2 Holdings, Inc. Second Amended and Restated 2014 Omnibus Equity Award Plan, 47,710 of which will vest on March 15, 2020 and 23,855 of which will vest on March 15, 2021, provided the Reporting Person is employed by the Issuer on the applicable vesting date.

SEC source: 0001006837-19-000031 · wf-form4_155303094820832.xml · nonDerivative · entry 1

Herbst Suzi R · CIK 0001672162 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,281

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.65 to $2.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1.

SEC source: 0001006837-19-000030 · wf-form4_155303091113185.xml · nonDerivative · entry 2

Ferraro Joseph Anthony · CIK 0001717154 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,711

F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock.

SEC source: 0001006837-19-000030 · wf-form4_155303091113185.xml · nonDerivative · entry 1

Ferraro Joseph Anthony · CIK 0001717154 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,293

SEC source: 0001006837-19-000023 · wf-form4_155294100763027.xml · nonDerivative · entry 1

Herbst Suzi R · CIK 0001672162 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Trusts FBO Children

Disclosed balance after: 6,000

F1 · ownership.nature: The shares of common stock reported herein are held in two trusts, each trust for the benefit of one of the Reporting Person's children. The Reporting Person's spouse serves as trustee for each trust. The Reporting Person disclaims beneficial ownership of all securities held by such trusts except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001006837-19-000025 · wf-form4a_155302969889527.xml · nonDerivative · entry 1

Herbst Suzi R · CIK 0001672162 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Trusts FBO Children

Disclosed balance after: 6,000

F1 · ownership.nature: The shares of common stock reported herein are held in two trusts, each trust for the benefit of one of the Reporting Person's children. The Reporting Person's spouse serves as trustee for each trust. The Reporting Person disclaims beneficial ownership of all securities held by such trusts except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001006837-19-000020 · wf-form4_155242492401416.xml · nonDerivative · entry 1

Sena Michael J. · CIK 0001562966 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,102

F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock.

SEC source: 0001006837-19-000019 · wf-form4_155242488197016.xml · nonDerivative · entry 1

Herbst Suzi R · CIK 0001672162 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,511

F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock.

SEC source: 0001006837-18-000150 · wf-form4_154300640237396.xml · nonDerivative · entry 4

BARR WAYNE JR · CIK 0001270217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,180

SEC source: 0001006837-18-000150 · wf-form4_154300640237396.xml · derivative · entry 6

BARR WAYNE JR · CIK 0001270217 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · CCUR Holdings, Inc.

Disclosed balance after: 570,776

Underlying: Common Stock · 570,776 shares

Expires not disclosed

F2 · derivative.exercise_price: On Nov 20, 2018, CCUR purchased $2,500,000 in aggregate principal amount of the Issuer's 7.5% convertible senior notes due 2022 (the "Convertible Notes"). The Convertible Notes bear interest at a rate of 7.5% per annum, payable semi-annually in arrears on June 1 and December 1 of each year, beginning on June 1, 2019, unless converted, redeemed or repurchased in accordance with their terms prior to June 1, 2022 (the "maturity date"). The Convertible Notes are convertible at CCUR's option into shares of the Issuer's Common Stock based on an initial conversion rate of 228.3105 shares of Common Stock per $1,000 principal amount of Convertible Notes (equivalent to an initial conversion price of $4.38 per share of the Issuer's Common Stock), subject to certain adjustments, at any time prior to the close of business on the business day immediately preceding the maturity date, in principal amounts of $1,000 or an integral multiple of $1,000 in excess thereof.

F2 · price: On Nov 20, 2018, CCUR purchased $2,500,000 in aggregate principal amount of the Issuer's 7.5% convertible senior notes due 2022 (the "Convertible Notes"). The Convertible Notes bear interest at a rate of 7.5% per annum, payable semi-annually in arrears on June 1 and December 1 of each year, beginning on June 1, 2019, unless converted, redeemed or repurchased in accordance with their terms prior to June 1, 2022 (the "maturity date"). The Convertible Notes are convertible at CCUR's option into shares of the Issuer's Common Stock based on an initial conversion rate of 228.3105 shares of Common Stock per $1,000 principal amount of Convertible Notes (equivalent to an initial conversion price of $4.38 per share of the Issuer's Common Stock), subject to certain adjustments, at any time prior to the close of business on the business day immediately preceding the maturity date, in principal amounts of $1,000 or an integral multiple of $1,000 in excess thereof.

F2 · derivative.exercise_date: On Nov 20, 2018, CCUR purchased $2,500,000 in aggregate principal amount of the Issuer's 7.5% convertible senior notes due 2022 (the "Convertible Notes"). The Convertible Notes bear interest at a rate of 7.5% per annum, payable semi-annually in arrears on June 1 and December 1 of each year, beginning on June 1, 2019, unless converted, redeemed or repurchased in accordance with their terms prior to June 1, 2022 (the "maturity date"). The Convertible Notes are convertible at CCUR's option into shares of the Issuer's Common Stock based on an initial conversion rate of 228.3105 shares of Common Stock per $1,000 principal amount of Convertible Notes (equivalent to an initial conversion price of $4.38 per share of the Issuer's Common Stock), subject to certain adjustments, at any time prior to the close of business on the business day immediately preceding the maturity date, in principal amounts of $1,000 or an integral multiple of $1,000 in excess thereof.

F2 · derivative.expiration_date: On Nov 20, 2018, CCUR purchased $2,500,000 in aggregate principal amount of the Issuer's 7.5% convertible senior notes due 2022 (the "Convertible Notes"). The Convertible Notes bear interest at a rate of 7.5% per annum, payable semi-annually in arrears on June 1 and December 1 of each year, beginning on June 1, 2019, unless converted, redeemed or repurchased in accordance with their terms prior to June 1, 2022 (the "maturity date"). The Convertible Notes are convertible at CCUR's option into shares of the Issuer's Common Stock based on an initial conversion rate of 228.3105 shares of Common Stock per $1,000 principal amount of Convertible Notes (equivalent to an initial conversion price of $4.38 per share of the Issuer's Common Stock), subject to certain adjustments, at any time prior to the close of business on the business day immediately preceding the maturity date, in principal amounts of $1,000 or an integral multiple of $1,000 in excess thereof.

F2 · derivative.underlying_shares: On Nov 20, 2018, CCUR purchased $2,500,000 in aggregate principal amount of the Issuer's 7.5% convertible senior notes due 2022 (the "Convertible Notes"). The Convertible Notes bear interest at a rate of 7.5% per annum, payable semi-annually in arrears on June 1 and December 1 of each year, beginning on June 1, 2019, unless converted, redeemed or repurchased in accordance with their terms prior to June 1, 2022 (the "maturity date"). The Convertible Notes are convertible at CCUR's option into shares of the Issuer's Common Stock based on an initial conversion rate of 228.3105 shares of Common Stock per $1,000 principal amount of Convertible Notes (equivalent to an initial conversion price of $4.38 per share of the Issuer's Common Stock), subject to certain adjustments, at any time prior to the close of business on the business day immediately preceding the maturity date, in principal amounts of $1,000 or an integral multiple of $1,000 in excess thereof.

F1 · ownership.nature: Held by CCUR Holdings, Inc. ("CCUR"), of which the Reporting Person is Chairman, President and CEO. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any securities covered by this filing.

SEC source: 0001006837-18-000150 · wf-form4_154300640237396.xml · nonDerivative · entry 3

BARR WAYNE JR · CIK 0001270217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,180

SEC source: 0001006837-18-000143 · wf-form4_154231664455484.xml · nonDerivative · entry 1

Ferraro Joseph Anthony · CIK 0001717154 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,543

F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock.

SEC source: 0001006837-18-000150 · wf-form4_154300640237396.xml · nonDerivative · entry 2

BARR WAYNE JR · CIK 0001270217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,980

SEC source: 0001006837-18-000150 · wf-form4_154300640237396.xml · nonDerivative · entry 1

BARR WAYNE JR · CIK 0001270217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,580

SEC source: 0001006837-18-000117 · wf-form4_153688446074847.xml · derivative · entry 8

FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,452

Underlying: Common Stock · 21,795 shares

Expires 2024-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Option vested and became exercisable in three equal annual installments beginning on October 28, 2014.

F3 · derivative.expiration_date: The Expiration Date of this Option is being amended on this Form 4 to correct an error in the Original Form 4 filed on October 30, 2014.

SEC source: 0001006837-18-000117 · wf-form4_153688446074847.xml · derivative · entry 7

FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,608

Underlying: Common Stock · 150,000 shares

Expires 2024-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Option vested and became exercisable in three equal annual installments beginning on October 28, 2014.

F3 · derivative.expiration_date: The Expiration Date of this Option is being amended on this Form 4 to correct an error in the Original Form 4 filed on October 30, 2014.

SEC source: 0001006837-18-000117 · wf-form4_153688446074847.xml · nonDerivative · entry 5

FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,155,275

F1 · kind: Shares net settled by Issuer to satisfy the exercise price of options and taxes payable in connection with the exercise of previously awarded options.

SEC source: 0001006837-18-000117 · wf-form4_153688446074847.xml · nonDerivative · entry 4

FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,291,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001006837-18-000117 · wf-form4_153688446074847.xml · nonDerivative · entry 3

FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,269,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001006837-18-000123 · wf-form4a_153859863040528.xml · derivative · entry 2

FALCONE PHILIP · CIK 0001233569 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,452

Underlying: Common Stock · 21,795 shares

Expires 2024-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Option vested and became exercisable in three equal annual installments beginning on October 28, 2014.

F2 · derivative.expiration_date: The Form 4 filed by reporting person on September 13, 2018 reported that the option expiration date noted on the original Form 4 filed on October 30, 2014 (the "Original Form 4") for the option listed was incorrect. This amended Form 4 is being filed to clarify that, in fact, the expiration date applicable to this option is May 20, 2024, as properly reported in the Original Form 4.

SEC source: 0001006837-18-000123 · wf-form4a_153859863040528.xml · derivative · entry 1

FALCONE PHILIP · CIK 0001233569 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,608

Underlying: Common Stock · 150,000 shares

Expires 2024-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Option vested and became exercisable in three equal annual installments beginning on October 28, 2014.

F2 · derivative.expiration_date: The Form 4 filed by reporting person on September 13, 2018 reported that the option expiration date noted on the original Form 4 filed on October 30, 2014 (the "Original Form 4") for the option listed was incorrect. This amended Form 4 is being filed to clarify that, in fact, the expiration date applicable to this option is May 20, 2024, as properly reported in the Original Form 4.

SEC source: 0001006837-18-000117 · wf-form4_153688446074847.xml · nonDerivative · entry 2

FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,119,773

SEC source: 0001006837-18-000117 · wf-form4_153688446074847.xml · nonDerivative · entry 1

FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,144,773

SEC source: 0001006837-18-000086 · wf-form4_152906662636191.xml · nonDerivative · entry 1

BARR WAYNE JR · CIK 0001270217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,180

F1 · shares: The shares will vest and become exercisable 66-2/3% on June 13, 2019 and 33-1/3% on June 13, 2020 (each such date, a "Vesting Date"), provided reporting reporting person continues as a director of HC2 Holdings, Inc. on each such Vesting Date.

SEC source: 0001006837-18-000085 · wf-form4_152906660235735.xml · nonDerivative · entry 1

Ferraro Joseph Anthony · CIK 0001717154 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,799

F1 · shares: The restricted stock units reported will vest as follows: 48,930 of the RSUs will vest on March 15, 2019 and 24,465 of the RSUs will vest on March 16, 2020 (each such date, a "Vesting Date"), provided reporting person continues as an officer of HC2 Holdings, Inc. on each such Vesting Date.

SEC source: 0001006837-18-000084 · wf-form4_152906657924217.xml · nonDerivative · entry 1

LEFFLER ROBERT V JR · CIK 0001016916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,363

F1 · shares: The shares will vest and become exercisable 66-2/3% on June 13, 2019 and 33-1/3% on June 13, 2020 (each such date, a "Vesting Date"), provided reporting reporting person continues as an officer of HC2 Holdings, Inc. on each such Vesting Date.

SEC source: 0001006837-18-000083 · wf-form4_152906655343698.xml · nonDerivative · entry 1

GFELLER WARREN H · CIK 0001175309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,744

F1 · shares: The shares will vest and become exercisable 66-2/3% on June 13, 2019 and 33-1/3% on June 13, 2020 (each such date, a "Vesting Date"), provided reporting reporting person continues as a director of HC2 Holdings, Inc. on each such Vesting Date.

SEC source: 0001006837-18-000082 · wf-form4_152906652616103.xml · derivative · entry 2

Sena Michael J. · CIK 0001562966 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,880

Underlying: Common Stock · 70,880 shares

Expires 2028-03-16

F2 · derivative.exercise_date: The stock options reported will vest as follows: 35,068 option shares will vest on March 15, 2019; 17,906 option shares will vest on March 16, 2020; and 17,906 option shares will vest on March 16, 2021 (each such date, a "Vesting Date"), provided reporting person continues as an officer of HC2 on each such Vesting Date.

SEC source: 0001006837-18-000082 · wf-form4_152906652616103.xml · nonDerivative · entry 1

Sena Michael J. · CIK 0001562966 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,767

F1 · shares: The restricted stock units reported will vest as follows: 93,578 of the RSUs will vest on March 15, 2019; 47,782 of the RSUs will vest on March 16, 2020; and 47,782 of the RSUs will vest on March 16, 2021 (each such date, a "Vesting Date"), provided reporting person continues as an officer of HC2 Holdings, Inc. ("HC2") on each such Vesting Date.

SEC source: 0001006837-18-000081 · wf-form4_152906643902185.xml · nonDerivative · entry 1

HILLMAN LEE S · CIK 0001029739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,744

F1 · shares: The shares will vest and become exercisable 66-2/3% on June 13, 2019 and 33-1/3% on June 13, 2020 (each such date, a "Vesting Date"), provided reporting reporting person continues as a director of HC2 Holdings, Inc. on each such Vesting Date.

SEC source: 0001006837-18-000080 · wf-form4_152906640949431.xml · derivative · entry 8

FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,276

Underlying: Common Stock · 425,276 shares

Expires 2028-03-16

F2 · derivative.exercise_date: The stock options reported will vest as follows: 140,270 option shares will vest on March 15, 2019; 142,503 option shares will vest on March 16, 2020; and 142,503 option shares will vest on March 16, 2021 (each such date, a "Vesting Date"), provided reporting person continues as an officer of HC2 on each such Vesting Date.

SEC source: 0001006837-18-000080 · wf-form4_152906640949431.xml · nonDerivative · entry 6

FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,194,773

F1 · shares: The restricted stock units reported will vest as follows: 374,312 of the RSUs will vest on March 15, 2019; 380,270 of the RSUs will vest on March 16, 2020; and 380,270 of the RSUs will vest on March 16, 2021 (each such date, a "Vesting Date"), provided reporting person continues as an officer of HC2 Holdings, Inc. ("HC2") on each such Vesting Date.

SEC source: 0001006837-18-000080 · wf-form4_152906640949431.xml · nonDerivative · entry 5

FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,059,921

SEC source: 0001006837-18-000080 · wf-form4_152906640949431.xml · nonDerivative · entry 4

FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,084,921

SEC source: 0001006837-18-000080 · wf-form4_152906640949431.xml · nonDerivative · entry 3

FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,109,921